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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2017 Filed Jul 6, 2017 20:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,773 $27.95 $77,505.35
Disclosure

SEC source: 0001231205-17-000060 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,623

Underlying: Common Stock · 2,773 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,773 $27.95 $77,505.35
Disclosure

SEC source: 0001231205-17-000061 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,467

Underlying: Common Stock · 2,773 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,221 $27.95 $90,026.95
Disclosure

SEC source: 0001231205-17-000062 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,658

Underlying: Common Stock · 3,221 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,773 $27.95 $77,505.35
Disclosure

SEC source: 0001231205-17-000063 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,087

Underlying: Common Stock · 2,773 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,550 $27.95 $71,272.50
Disclosure

SEC source: 0001231205-17-000064 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,411

Underlying: Common Stock · 2,550 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,773 $27.95 $77,505.35
Disclosure

SEC source: 0001231205-17-000065 · edgar.xml · derivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,844

Underlying: Common Stock · 2,773 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,583 $27.95 $44,244.85
Disclosure

SEC source: 0001231205-17-000066 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,352

Underlying: Common Stock · 1,583 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:17 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,664 $27.95 $46,508.80
Disclosure

SEC source: 0001231205-17-000067 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,770

Underlying: Common Stock · 1,664 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:17 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,610 $27.95 $44,999.50
Disclosure

SEC source: 0001231205-17-000068 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,142

Underlying: Common Stock · 1,610 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:18 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,773 $27.95 $77,505.35
Disclosure

SEC source: 0001231205-17-000070 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,018

Underlying: Common Stock · 2,773 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:18 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,550 $27.95 $71,272.50
Disclosure

SEC source: 0001231205-17-000071 · edgar.xml · derivative · entry 1

McAdam Lowell C · CIK 0001385260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,674

Underlying: Common Stock · 2,550 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:19 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,550 $27.95 $71,272.50
Disclosure

SEC source: 0001231205-17-000072 · edgar.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,955

Underlying: Common Stock · 2,550 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:19 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,863 $27.95 $80,020.85
Disclosure

SEC source: 0001231205-17-000073 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,923

Underlying: Common Stock · 2,863 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:19 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,798 $27.95 $50,254.10
Disclosure

SEC source: 0001231205-17-000074 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,593

Underlying: Common Stock · 1,798 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:20 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,551 $27.95 $71,300.45
Disclosure

SEC source: 0001231205-17-000075 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,453

Underlying: Common Stock · 2,551 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:20 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,550 $27.95 $71,272.50
Disclosure

SEC source: 0001231205-17-000076 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,930

Underlying: Common Stock · 2,550 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:32 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,020 $27.95 $28,509.00
Disclosure

SEC source: 0001231205-17-000077 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020

Underlying: Common Stock · 1,020 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 20:06 UTC
Bornstein Jeffrey SVice Chairman
GrantRestricted Stock Unit · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000059 · edgar.xml · derivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

F3 · derivative.exercise_date: The Restricted Stock Units vest in two installments of 50% each, the first on 6/9/2020 and the second on 6/9/2022.

F3 · derivative.expiration_date: The Restricted Stock Units vest in two installments of 50% each, the first on 6/9/2020 and the second on 6/9/2022.

Read SEC document
May 17, 2017 Filed May 18, 2017 20:41 UTC PurchaseCommon Stock 4,000 $27.70 $110,800.00
Disclosure

SEC source: 0001231205-17-000058 · edgar.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Holding Company

Disclosed balance after: 65,012

F1 · kind: All transactions reported on this Form 4 were conducted by a broker via a systematic internalizer.

Read SEC document
May 15, 2017 Filed May 15, 2017 20:23 UTC
IMMELT JEFFREY RChairman and CEO
PurchaseCommon Stock 12,000 $28.03 $336,360.00
Disclosure

SEC source: 0001231205-17-000055 · edgar.xml · nonDerivative · entry 2

IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,573,926

Read SEC document
May 15, 2017 Filed May 15, 2017 20:23 UTC
IMMELT JEFFREY RChairman and CEO
PurchaseCommon Stock 88,000 $28.08 $2,471,040.00
Disclosure

SEC source: 0001231205-17-000055 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561,926

F1 · kind: All transactions reported on this Form 4 were conducted by a broker through a systematic internalizer.

Read SEC document
May 15, 2017 Filed May 16, 2017 20:22 UTC PurchaseCommon Stock 16,000 $28.05 $448,800.00
Disclosure

SEC source: 0001231205-17-000057 · edgar.xml · nonDerivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Holding Company

Disclosed balance after: 61,012

F1 · kind: All transactions reported on this Form 4 were conducted by a broker via a systematic internalizer.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 20:00 UTC PurchaseCommon Stock 20,000 $29.90 $598,000.00
Disclosure

SEC source: 0001231205-17-000045 · edgar.xml · nonDerivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust

Disclosed balance after: 40,000

F1 · security: All tansactions reported on this Form 4 were conducted through a internal systemizer.

Read SEC document
April 23, 2017 Filed Apr 25, 2017 20:00 UTC
Hauser JanVice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000046 · edgar.xml · derivative · entry 3

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2017-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_price: All transactions reported on this Form were conducted outside a trading venue.

Read SEC document
April 23, 2017 Filed Apr 25, 2017 20:00 UTC
Hauser JanVice President
Tax withholdingCommon Stock 1,362 $29.92 $40,751.04
Disclosure

SEC source: 0001231205-17-000046 · edgar.xml · nonDerivative · entry 2

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,572

Read SEC document
April 23, 2017 Filed Apr 25, 2017 20:00 UTC
Hauser JanVice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000046 · edgar.xml · nonDerivative · entry 1

Hauser Jan · CIK 0001574729 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:06 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,606 $29.74 $77,502.44
Disclosure

SEC source: 0001231205-17-000029 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,799

Underlying: Common Stock · 2,606 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,606 $29.74 $77,502.44
Disclosure

SEC source: 0001231205-17-000030 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,756

Underlying: Common Stock · 2,606 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:07 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,026 $29.74 $89,993.24
Disclosure

SEC source: 0001231205-17-000031 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,949

Underlying: Common Stock · 3,026 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:08 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,606 $29.74 $77,502.44
Disclosure

SEC source: 0001231205-17-000032 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,050

Underlying: Common Stock · 2,606 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,690 $29.74 $80,000.60
Disclosure

SEC source: 0001231205-17-000033 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,529

Underlying: Common Stock · 2,690 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:09 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,396 $29.74 $71,257.04
Disclosure

SEC source: 0001231205-17-000034 · edgar.xml · derivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,033

Underlying: Common Stock · 2,396 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:10 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,488 $29.74 $44,253.12
Disclosure

SEC source: 0001231205-17-000035 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,096

Underlying: Common Stock · 1,488 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:11 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,563 $29.74 $46,483.62
Disclosure

SEC source: 0001231205-17-000036 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,953

Underlying: Common Stock · 1,563 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 03, 2017 Filed Apr 3, 2017 20:11 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,513 $29.74 $44,996.62
Disclosure

SEC source: 0001231205-17-000037 · edgar.xml · derivative · entry 1

LANE ROBERT W · CIK 0001055707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,400

Underlying: Common Stock · 1,513 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,606 $29.74 $77,502.44
Disclosure

SEC source: 0001231205-17-000038 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,574

Underlying: Common Stock · 2,606 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:13 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,396 $29.74 $71,257.04
Disclosure

SEC source: 0001231205-17-000039 · edgar.xml · derivative · entry 1

McAdam Lowell C · CIK 0001385260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,078

Underlying: Common Stock · 2,396 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:13 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,312 $29.74 $68,758.88
Disclosure

SEC source: 0001231205-17-000040 · edgar.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397

Underlying: Common Stock · 2,312 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,690 $29.74 $80,000.60
Disclosure

SEC source: 0001231205-17-000041 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,966

Underlying: Common Stock · 2,690 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:14 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,690 $29.74 $50,260.60
Disclosure

SEC source: 0001231205-17-000042 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,608

Underlying: Common Stock · 1,690 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,397 $29.74 $71,286.78
Disclosure

SEC source: 0001231205-17-000043 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,663

Underlying: Common Stock · 2,397 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:16 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,396 $29.74 $71,257.04
Disclosure

SEC source: 0001231205-17-000044 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,758

Underlying: Common Stock · 2,396 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 20:13 UTC
IMMELT JEFFREY RChairman and CEO
Tax withholdingCommon Stock 81,582 $29.63 $2,417,274.66
Disclosure

SEC source: 0001231205-17-000027 · edgar.xml · nonDerivative · entry 4

IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,473,926

Read SEC document
March 14, 2017 Filed Mar 16, 2017 20:13 UTC
IMMELT JEFFREY RChairman and CEO
GrantCommon Stock 165,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000027 · edgar.xml · nonDerivative · entry 3

IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,555,508

F3 · security: Settlement of performance rights granted on November 6, 2014.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 20:13 UTC
IMMELT JEFFREY RChairman and CEO
Tax withholdingCommon Stock 198,204 $29.63 $5,872,784.52
Disclosure

SEC source: 0001231205-17-000027 · edgar.xml · nonDerivative · entry 2

IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390,508

Read SEC document
March 14, 2017 Filed Mar 16, 2017 20:13 UTC
IMMELT JEFFREY RChairman and CEO
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000027 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,588,712

F1 · security: Settlement of performance rights granted on September 13, 2013.

F2 · security: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:21 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000024 · edgar.xml · derivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:21 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 1,739 $29.58 $51,439.62
Disclosure

SEC source: 0001231205-17-000024 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,024

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:21 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000024 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:25 UTC
Peters SusanSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,967 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000025 · edgar.xml · derivative · entry 4

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,967 shares

Expires 2017-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_price: All transactions reported on this Form 4 were conducted outside a trading venue.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.