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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

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0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2017 Filed Sep 12, 2017 20:15 UTC
Peters SusanSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 16,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000105 · edgar.xml · derivative · entry 4

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:15 UTC
Peters SusanSenior Vice President
Tax withholdingCommon Stock 7,528 $23.79 $179,091.12
Disclosure

SEC source: 0001231205-17-000105 · edgar.xml · nonDerivative · entry 2

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,179

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:15 UTC
Peters SusanSenior Vice President
Exercise / conversionCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000105 · edgar.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:15 UTC
RICE JOHN GVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000106 · edgar.xml · derivative · entry 5

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,000 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:15 UTC
RICE JOHN GVice Chairman
Tax withholdingCommon Stock 12,947 $23.79 $308,009.13
Disclosure

SEC source: 0001231205-17-000106 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,987

Read SEC document
September 09, 2017 Filed Sep 12, 2017 20:15 UTC
RICE JOHN GVice Chairman
Exercise / conversionCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000106 · edgar.xml · nonDerivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:06 UTC
Bornstein Jeffrey SVice Chairman
GrantRestricted Stock Unit · Derivative 28,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000093 · edgar.xml · derivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:06 UTC
Bornstein Jeffrey SVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $24.92 $0.00
Disclosure

SEC source: 0001231205-17-000093 · edgar.xml · derivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2027-09-06

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:06 UTC GrantRestricted Stock Unit · Derivative 28,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000094 · edgar.xml · derivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:06 UTC GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $24.92 $0.00
Disclosure

SEC source: 0001231205-17-000094 · edgar.xml · derivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2027-09-06

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:06 UTC
DIMITRIEF ALEXANDERSenior Vice President
GrantRestricted Stock Unit · Derivative 17,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000095 · edgar.xml · derivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:06 UTC
DIMITRIEF ALEXANDERSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 117,000 $0.00 Strike: $24.92 $0.00
Disclosure

SEC source: 0001231205-17-000095 · edgar.xml · derivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,000

Underlying: Common Stock · 117,000 shares

Expires 2027-09-06

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:07 UTC
Joyce David LeonVice Chairman
GrantRestricted Stock Unit · Derivative 28,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000096 · edgar.xml · derivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:07 UTC
Joyce David LeonVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $24.92 $0.00
Disclosure

SEC source: 0001231205-17-000096 · edgar.xml · derivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2027-09-06

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:08 UTC
Peters SusanSenior Vice President
GrantRestricted Stock Unit · Derivative 17,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000097 · edgar.xml · derivative · entry 2

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:08 UTC
Peters SusanSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 117,000 $0.00 Strike: $24.92 $0.00
Disclosure

SEC source: 0001231205-17-000097 · edgar.xml · derivative · entry 1

Peters Susan · CIK 0001582683 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,000

Underlying: Common Stock · 117,000 shares

Expires 2027-09-06

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:08 UTC
RICE JOHN GVice Chairman
GrantRestricted Stock Unit · Derivative 28,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000098 · edgar.xml · derivative · entry 2

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:08 UTC
RICE JOHN GVice Chairman
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $24.92 $0.00
Disclosure

SEC source: 0001231205-17-000098 · edgar.xml · derivative · entry 1

RICE JOHN G · CIK 0001232377 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2027-09-06

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 20:12 UTC
Flannery John LeonardCEO and Director
GrantEmployee Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $24.92 $0.00
Disclosure

SEC source: 0001231205-17-000099 · edgar.xml · derivative · entry 1

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2027-09-06

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:52 UTC PurchaseCommon Stock 100,000 $24.56 $2,456,000.00
Disclosure

SEC source: 0001231205-17-000092 · edgar.xml · nonDerivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 540,000

Read SEC document
August 09, 2017 Filed Aug 9, 2017 20:54 UTC SaleCommon Stock 24,693 $25.65 $633,375.45
Disclosure

SEC source: 0001231205-17-000090 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,717

Read SEC document
August 08, 2017 Filed Aug 9, 2017 20:52 UTC
Flannery John LeonardCEO and Director
PurchaseCommon Stock 103,983 $25.56 $2,657,805.48
Disclosure

SEC source: 0001231205-17-000088 · edgar.xml · nonDerivative · entry 1

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) plan

Disclosed balance after: 106,006

Read SEC document
July 28, 2017 Filed Jul 31, 2017 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000084 · edgar.xml · derivative · entry 8

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 30,000 shares

Expires 2017-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 28, 2017 Filed Jul 31, 2017 20:14 UTC Tax withholdingCommon Stock 16,642 $25.63 $426,534.46
Disclosure

SEC source: 0001231205-17-000084 · edgar.xml · nonDerivative · entry 4

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,410

Read SEC document
July 28, 2017 Filed Jul 31, 2017 20:14 UTC Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000084 · edgar.xml · nonDerivative · entry 3

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:14 UTC
Bornstein Jeffrey SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000083 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2017-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:14 UTC
Bornstein Jeffrey SVice Chairman
Exercise / conversionCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000083 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000084 · edgar.xml · derivative · entry 7

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:14 UTC Tax withholdingCommon Stock 5,466 $25.66 $140,257.56
Disclosure

SEC source: 0001231205-17-000084 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,052

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:14 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000084 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:15 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000085 · edgar.xml · derivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:15 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 4,905 $25.66 $125,862.30
Disclosure

SEC source: 0001231205-17-000085 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,340

Read SEC document
July 27, 2017 Filed Jul 31, 2017 20:15 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000085 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:19 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000080 · edgar.xml · derivative · entry 8

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2017-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:19 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 4,905 $25.54 $125,273.70
Disclosure

SEC source: 0001231205-17-000080 · edgar.xml · nonDerivative · entry 5

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,245

Read SEC document
July 25, 2017 Filed Jul 26, 2017 20:19 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000080 · edgar.xml · nonDerivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000082 · edgar.xml · derivative · entry 5

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2017-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 25, 2017 Filed Jul 27, 2017 20:11 UTC Tax withholdingCommon Stock 8,199 $25.54 $209,402.46
Disclosure

SEC source: 0001231205-17-000082 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,518

Read SEC document
July 25, 2017 Filed Jul 27, 2017 20:11 UTC Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000082 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 25, 2017 20:04 UTC
ROHR JAMES EDirector
PurchaseCommon Stock 27,425 $25.50 $699,337.50
Disclosure

SEC source: 0001231205-17-000078 · edgar.xml · nonDerivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 57,425

Read SEC document
July 24, 2017 Filed Jul 25, 2017 20:05 UTC PurchaseCommon Stock 10,000 $25.80 $258,000.00
Disclosure

SEC source: 0001231205-17-000079 · edgar.xml · nonDerivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:19 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000080 · edgar.xml · derivative · entry 7

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2017-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:19 UTC
DIMITRIEF ALEXANDERSenior Vice President
PurchaseCommon Stock 1,272 $25.43 $32,346.96
Disclosure

SEC source: 0001231205-17-000080 · edgar.xml · nonDerivative · entry 6

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) plan

Disclosed balance after: 71,468

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:19 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 2,447 $25.60 $62,643.20
Disclosure

SEC source: 0001231205-17-000080 · edgar.xml · nonDerivative · entry 3

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,150

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:19 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000080 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:19 UTC
DIMITRIEF ALEXANDERSenior Vice President
PurchaseCommon Stock 573 $25.80 $14,783.40
Disclosure

SEC source: 0001231205-17-000080 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,597

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July 24, 2017 Filed Jul 26, 2017 20:19 UTC
Bornstein Jeffrey SVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000081 · edgar.xml · derivative · entry 4

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2017-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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July 24, 2017 Filed Jul 26, 2017 20:19 UTC
Bornstein Jeffrey SVice Chairman
Tax withholdingCommon Stock 9,671 $25.60 $247,577.60
Disclosure

SEC source: 0001231205-17-000081 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,086

Read SEC document
July 24, 2017 Filed Jul 26, 2017 20:19 UTC
Bornstein Jeffrey SVice Chairman
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-17-000081 · edgar.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 24, 2017 Filed Jul 31, 2017 20:14 UTC
Bornstein Jeffrey SVice Chairman
Tax withholdingCommon Stock 97,162 $25.66 $2,493,176.92
Disclosure

SEC source: 0001231205-17-000083 · edgar.xml · nonDerivative · entry 2

Bornstein Jeffrey S · CIK 0001579989 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,924

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.