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GENERAL ELECTRIC CO

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SEC CIK
0000040545
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2,674

Last 12 months

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0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2018 Filed Feb 28, 2018 21:30 UTC
Miller Jamie SSenior Vice President
GrantRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000036 · edgar.xml · derivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:30 UTC
Krishnamoorthy RaghuSenior Vice President
GrantRestricted Stock Unit · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000037 · edgar.xml · derivative · entry 1

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 22:09 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000032 · edgar.xml · derivative · entry 3

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2018-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
February 12, 2018 Filed Feb 13, 2018 22:09 UTC
Krishnamoorthy RaghuSenior Vice President
Tax withholdingCommon Stock 1,513 $14.63 $22,135.19
Disclosure

SEC source: 0001231205-18-000032 · edgar.xml · nonDerivative · entry 2

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,392

Read SEC document
February 12, 2018 Filed Feb 13, 2018 22:09 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000032 · edgar.xml · nonDerivative · entry 1

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 00:18 UTC
DIMITRIEF ALEXANDERSenior Vice President
PurchaseCommon Stock 1,508 $16.28 $24,550.24
Disclosure

SEC source: 0001231205-18-000031 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 75,224

Read SEC document
January 26, 2018 Filed Jan 31, 2018 00:18 UTC
DIMITRIEF ALEXANDERSenior Vice President
PurchaseCommon Stock 1,181 $16.00 $18,896.00
Disclosure

SEC source: 0001231205-18-000031 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,185

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:20 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,763 $17.64 $48,739.32
Disclosure

SEC source: 0001209191-18-000872 · doc4.xml · derivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 2,763 shares

Expires not disclosed

F3 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F5 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,605 $17.64 $81,232.20
Disclosure

SEC source: 0001231205-18-000010 · edgar.xml · derivative · entry 1

Bazin Sebastien M · CIK 0001671730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,619

Underlying: Common Stock · 4,605 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:13 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,393 $17.64 $77,492.52
Disclosure

SEC source: 0001231205-18-000011 · edgar.xml · derivative · entry 1

Beattie William G · CIK 0001466308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,525

Underlying: Common Stock · 4,393 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:14 UTC GrantDeferred Fee Phantom Stock Units · Derivative 5,101 $17.64 $89,981.64
Disclosure

SEC source: 0001231205-18-000012 · edgar.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,797

Underlying: Common Stock · 5,101 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:15 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,039 $17.64 $71,247.96
Disclosure

SEC source: 0001231205-18-000014 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,306

Underlying: Common Stock · 4,039 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:18 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,393 $17.64 $77,492.52
Disclosure

SEC source: 0001231205-18-000015 · edgar.xml · derivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,590

Underlying: Common Stock · 4,393 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:19 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,508 $17.64 $44,241.12
Disclosure

SEC source: 0001231205-18-000016 · edgar.xml · derivative · entry 1

Hockfield Susan · CIK 0001383985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,446

Underlying: Common Stock · 2,508 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:21 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,636 $17.64 $46,499.04
Disclosure

SEC source: 0001231205-18-000017 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,313

Underlying: Common Stock · 2,636 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:24 UTC GrantDeferred Fee Phantom Stock Units · Derivative 3,231 $17.64 $56,994.84
Disclosure

SEC source: 0001231205-18-000018 · edgar.xml · derivative · entry 1

LAVIZZO-MOUREY RISA J · CIK 0001034465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,598

Underlying: Common Stock · 3,231 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:26 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,393 $17.64 $77,492.52
Disclosure

SEC source: 0001231205-18-000019 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,950

Underlying: Common Stock · 4,393 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:27 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,039 $17.64 $71,247.96
Disclosure

SEC source: 0001231205-18-000020 · edgar.xml · derivative · entry 1

McAdam Lowell C · CIK 0001385260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,829

Underlying: Common Stock · 4,039 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director (i.e., December 8, 2018).

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director (i.e., December 8, 2018).

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:30 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,039 $17.64 $71,247.96
Disclosure

SEC source: 0001231205-18-000021 · edgar.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

Underlying: Common Stock · 4,039 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:31 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,747 $17.64 $83,737.08
Disclosure

SEC source: 0001231205-18-000022 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,839

Underlying: Common Stock · 4,747 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:32 UTC
ROHR JAMES EDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,976 $17.64 $52,496.64
Disclosure

SEC source: 0001231205-18-000023 · edgar.xml · derivative · entry 1

ROHR JAMES E · CIK 0001194846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,162

Underlying: Common Stock · 2,976 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:34 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,041 $17.64 $71,283.24
Disclosure

SEC source: 0001231205-18-000024 · edgar.xml · derivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,105

Underlying: Common Stock · 4,041 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:34 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,251 $17.64 $74,987.64
Disclosure

SEC source: 0001231205-18-000025 · edgar.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,773

Underlying: Common Stock · 4,251 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 13:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 4,393 $17.64 $77,492.52
Disclosure

SEC source: 0001231205-18-000027 · edgar.xml · derivative · entry 1

DEKKERS MARIJN E · CIK 0001216068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,418

Underlying: Common Stock · 4,393 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Exercise / conversionRestricted Stock Units · Derivative 16,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · derivative · entry 14

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,200 shares

Expires 2017-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F5 · derivative.exercise_date: The RSU award was granted on 9/9/2016 and the lapse was accelerated in connection with the reporting person's retirement.

F5 · derivative.expiration_date: The RSU award was granted on 9/9/2016 and the lapse was accelerated in connection with the reporting person's retirement.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Exercise / conversionRestricted Stock Units · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · derivative · entry 13

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2017-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F4 · derivative.exercise_date: The RSU award was granted on 7/28/2016 and the lapse was accelerated in connection with the reporting person's retirement.

F4 · derivative.expiration_date: The RSU award was granted on 7/28/2016 and the lapse was accelerated in connection with the reporting person's retirement.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Exercise / conversionRestricted Stock Units · Derivative 16,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · derivative · entry 12

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,200 shares

Expires 2017-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The RSU award was granted on 9/11/2015 and the lapse was accelerated in connection with the reporting person's retirement.

F3 · derivative.expiration_date: The RSU award was granted on 9/11/2015 and the lapse was accelerated in connection with the reporting person's retirement.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · derivative · entry 11

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The RSU award was granted on 7/25/2013 and the lapse was accelerated in connection with the reporting person's retirement.

F2 · derivative.expiration_date: The RSU award was granted on 7/25/2013 and the lapse was accelerated in connection with the reporting person's retirement.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Tax withholdingCommon Stock 9,026 $17.40 $157,052.40
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · nonDerivative · entry 8

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,633

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Exercise / conversionCommon Stock 16,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · nonDerivative · entry 7

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Tax withholdingCommon Stock 50,068 $17.40 $871,183.20
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · nonDerivative · entry 6

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,459

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Exercise / conversionCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · nonDerivative · entry 5

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Tax withholdingCommon Stock 8,955 $17.40 $155,817.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · nonDerivative · entry 4

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,527

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Exercise / conversionCommon Stock 16,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · nonDerivative · entry 3

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Tax withholdingCommon Stock 8,260 $17.40 $143,724.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · nonDerivative · entry 2

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,282

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:10 UTC Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000009 · edgar.xml · nonDerivative · entry 1

Comstock Elizabeth J · CIK 0001290186 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 125,000 $17.99 $2,248,750.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 13

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 3,000,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 250,000 $17.99 $4,497,500.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 12

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 2,875,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 250,000 $17.98 $4,495,000.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 11

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 2,625,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 125,000 $17.98 $2,247,500.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 10

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 2,375,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 300,000 $17.95 $5,385,000.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 9

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 2,250,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 200,000 $17.94 $3,588,000.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 8

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 1,950,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 500,000 $17.91 $8,955,000.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 7

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 1,750,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 150,000 $17.85 $2,677,500.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 6

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 1,250,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 300,000 $17.85 $5,355,000.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 5

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 1,100,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 150,000 $17.84 $2,676,000.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 4

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 800,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 150,000 $17.83 $2,674,500.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 3

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 650,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 250,000 $17.83 $4,457,500.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 2

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 500,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 21, 2017 Filed Nov 22, 2017 21:22 UTC PurchaseCommon Stock 250,000 $17.82 $4,455,000.00
Disclosure

SEC source: 0001231205-17-000140 · edgar.xml · nonDerivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Loews Corp.

Disclosed balance after: 250,000

F1 · ownership.nature: The reported shares are owned directly by Loews Corporation, of which the reporting person is an executive, director and shareholder. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest, if any, therein.

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November 20, 2017 Filed Nov 20, 2017 21:56 UTC PurchaseCommon Stock 55,000 $17.94 $986,700.00
Disclosure

SEC source: 0001231205-17-000139 · edgar.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,500

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.