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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
Parsed reports
2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2018 Filed Sep 13, 2018 20:45 UTC
Krishnamoorthy RaghuSenior Vice President
Tax withholdingCommon Stock 1,473 $12.35 $18,191.55
Disclosure

SEC source: 0001231205-18-000125 · edgar.xml · nonDerivative · entry 2

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,974

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:45 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000125 · edgar.xml · nonDerivative · entry 1

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:47 UTC
Flannery John LeonardCEO and Director
Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000126 · edgar.xml · derivative · entry 4

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 6,000 shares

Expires 2018-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:47 UTC
Flannery John LeonardCEO and Director
Tax withholdingCommon Stock 2,667 $12.35 $32,937.45
Disclosure

SEC source: 0001231205-18-000126 · edgar.xml · nonDerivative · entry 2

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,495

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:47 UTC
Flannery John LeonardCEO and Director
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000126 · edgar.xml · nonDerivative · entry 1

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:50 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000128 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2018-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:50 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 2,350 $12.35 $29,022.50
Disclosure

SEC source: 0001231205-18-000128 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,674

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:50 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000128 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:48 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000127 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 6,000 shares

Expires 2018-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:48 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 2,667 $12.35 $32,937.45
Disclosure

SEC source: 0001231205-18-000127 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,314

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:48 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000127 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:52 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000129 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 4,800 shares

Expires 2018-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:52 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 2,177 $12.35 $26,885.95
Disclosure

SEC source: 0001231205-18-000129 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,703

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:52 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000129 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 20:53 UTC
Timko Thomas SVice President
GrantRestricted Stock Unit · Derivative 270,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000117 · edgar.xml · derivative · entry 1

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · 270,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:29 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000112 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2018-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:29 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 1,778 $12.35 $21,958.30
Disclosure

SEC source: 0001231205-18-000112 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,981

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:29 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000112 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:31 UTC
Flannery John LeonardCEO and Director
Exercise / conversionRestricted Stock Units · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000113 · edgar.xml · derivative · entry 4

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 5,400 shares

Expires 2018-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:31 UTC
Flannery John LeonardCEO and Director
Tax withholdingCommon Stock 2,401 $12.35 $29,652.35
Disclosure

SEC source: 0001231205-18-000113 · edgar.xml · nonDerivative · entry 2

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,162

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:31 UTC
Flannery John LeonardCEO and Director
Exercise / conversionCommon Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000113 · edgar.xml · nonDerivative · entry 1

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:32 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000114 · edgar.xml · derivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 3,200 shares

Expires 2018-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:32 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 1,403 $12.35 $17,327.05
Disclosure

SEC source: 0001231205-18-000114 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,075

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:32 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000114 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:34 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000115 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2018-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:34 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 1,814 $12.35 $22,402.90
Disclosure

SEC source: 0001231205-18-000115 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,080

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:34 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000115 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:13 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000094 · edgar.xml · derivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Underlying: Common Stock · 3,400 shares

Expires 2018-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:13 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 1,491 $12.65 $18,861.15
Disclosure

SEC source: 0001231205-18-000094 · edgar.xml · nonDerivative · entry 2

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,278

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:13 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000094 · edgar.xml · nonDerivative · entry 1

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:16 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 5,600 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000095 · edgar.xml · derivative · entry 4

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

Underlying: Common Stock · 5,600 shares

Expires 2018-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:16 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 2,467 $12.65 $31,207.55
Disclosure

SEC source: 0001231205-18-000095 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,912

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:16 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 5,600 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000095 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:18 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000096 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 4,200 shares

Expires 2018-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:18 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 1,867 $12.65 $23,617.55
Disclosure

SEC source: 0001231205-18-000096 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,759

Read SEC document
September 06, 2018 Filed Sep 10, 2018 21:18 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000096 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 20:27 UTC Amendment
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 28,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000111 · edgar.xml · derivative · entry 4

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,000 shares

Expires 2018-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F1 · balance_after: Form 4 amended to show 28,000 units vested on 9/6/2018.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 20:27 UTC Amendment
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 12,335 $12.65 $156,037.75
Disclosure

SEC source: 0001231205-18-000111 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,444

Read SEC document
September 06, 2018 Filed Sep 11, 2018 20:27 UTC Amendment
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000111 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Form 4 amended to show 28,000 units vested on 9/6/2018.

Read SEC document
July 28, 2018 Filed Jul 30, 2018 20:20 UTC
Miller Jamie SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000093 · edgar.xml · derivative · entry 3

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 28, 2018 Filed Jul 30, 2018 20:20 UTC
Miller Jamie SSenior Vice President
Tax withholdingCommon Stock 4,445 $13.08 $58,140.60
Disclosure

SEC source: 0001231205-18-000093 · edgar.xml · nonDerivative · entry 2

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,426

Read SEC document
July 28, 2018 Filed Jul 30, 2018 20:20 UTC
Miller Jamie SSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000093 · edgar.xml · nonDerivative · entry 1

Miller Jamie S · CIK 0001290697 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:14 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000089 · edgar.xml · derivative · entry 7

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:14 UTC
DIMITRIEF ALEXANDERSenior Vice President
Tax withholdingCommon Stock 4,513 $13.06 $58,939.78
Disclosure

SEC source: 0001231205-18-000089 · edgar.xml · nonDerivative · entry 4

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,369

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:14 UTC
DIMITRIEF ALEXANDERSenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000089 · edgar.xml · nonDerivative · entry 3

DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:16 UTC
Flannery John LeonardCEO and Director
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000090 · edgar.xml · derivative · entry 7

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:16 UTC
Flannery John LeonardCEO and Director
Tax withholdingCommon Stock 4,438 $13.06 $57,960.28
Disclosure

SEC source: 0001231205-18-000090 · edgar.xml · nonDerivative · entry 4

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,163

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July 25, 2018 Filed Jul 26, 2018 20:16 UTC
Flannery John LeonardCEO and Director
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000090 · edgar.xml · nonDerivative · entry 3

Flannery John Leonard · CIK 0001712517 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 25, 2018 Filed Jul 26, 2018 20:18 UTC
Krishnamoorthy RaghuSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000091 · edgar.xml · derivative · entry 3

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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July 25, 2018 Filed Jul 26, 2018 20:18 UTC
Krishnamoorthy RaghuSenior Vice President
Tax withholdingCommon Stock 2,945 $13.06 $38,461.70
Disclosure

SEC source: 0001231205-18-000091 · edgar.xml · nonDerivative · entry 2

Krishnamoorthy Raghu · CIK 0001724318 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,447

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.