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GENERAL ELECTRIC CO

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SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2020 Filed Oct 1, 2020 23:55 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,641 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000192 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,641

Underlying: Common Stock · 3,641 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 30, 2020 Filed Oct 1, 2020 23:55 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 1,857 $6.22 $11,550.54
Disclosure

SEC source: 0001231205-20-000192 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,875

Read SEC document
September 30, 2020 Filed Oct 1, 2020 23:55 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 3,641 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000192 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:24 UTC
Joyce David LeonVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 10,404 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000154 · edgar.xml · derivative · entry 4

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,404 shares

Expires 2020-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:24 UTC
Joyce David LeonVice Chairman
Tax withholdingCommon Stock 4,583 $5.99 $27,452.17
Disclosure

SEC source: 0001231205-20-000154 · edgar.xml · nonDerivative · entry 2

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,923

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:24 UTC
Joyce David LeonVice Chairman
Exercise / conversionCommon Stock 10,404 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000154 · edgar.xml · nonDerivative · entry 1

Joyce David Leon · CIK 0001685062 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:26 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,202 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000156 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,202 shares

Expires 2020-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:26 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 2,445 $5.99 $14,645.55
Disclosure

SEC source: 0001231205-20-000156 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,659

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:26 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 5,202 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000156 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:30 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,994 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000159 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,994 shares

Expires 2020-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:30 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 2,512 $5.99 $15,046.88
Disclosure

SEC source: 0001231205-20-000159 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,317

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:30 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 4,994 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000159 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:32 UTC
Strazik ScottSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,202 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000161 · edgar.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,202 shares

Expires 2020-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:32 UTC
Strazik ScottSenior Vice President
Tax withholdingCommon Stock 2,441 $5.99 $14,621.59
Disclosure

SEC source: 0001231205-20-000161 · edgar.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,759

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:32 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 5,202 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000161 · edgar.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 18:05 UTC
Timko Thomas SVice President
Exercise / conversionRestricted Stock Units · Derivative 93,634 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000152 · edgar.xml · derivative · entry 4

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,634

Underlying: Common Stock · 93,634 shares

Expires 2020-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 10, 2020 Filed Sep 11, 2020 18:05 UTC
Timko Thomas SVice President
Tax withholdingCommon Stock 41,621 $6.10 $253,888.10
Disclosure

SEC source: 0001231205-20-000152 · edgar.xml · nonDerivative · entry 3

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,356

Read SEC document
September 10, 2020 Filed Sep 11, 2020 18:05 UTC
Timko Thomas SVice President
Exercise / conversionCommon Stock 93,634 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000152 · edgar.xml · nonDerivative · entry 2

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 18:01 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,161 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000150 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,162

Underlying: Common Stock · 4,161 shares

Expires 2020-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2020 Filed Sep 11, 2020 18:01 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 1,888 $6.11 $11,535.68
Disclosure

SEC source: 0001231205-20-000150 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,835

Read SEC document
September 09, 2020 Filed Sep 11, 2020 18:01 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 4,161 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000150 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:21 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,370 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000143 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,739

Underlying: Common Stock · 4,370 shares

Expires 2020-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:21 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 2,054 $6.41 $13,166.14
Disclosure

SEC source: 0001231205-20-000143 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,902

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:21 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionCommon Stock 4,370 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000143 · edgar.xml · nonDerivative · entry 1

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:23 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,913 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000146 · edgar.xml · derivative · entry 3

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,826

Underlying: Common Stock · 2,913 shares

Expires 2020-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:23 UTC
Pecresse JeromeSenior Vice President
Tax withholdingCommon Stock 1,486 $6.41 $9,525.26
Disclosure

SEC source: 0001231205-20-000146 · edgar.xml · nonDerivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,091

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:23 UTC
Pecresse JeromeSenior Vice President
Exercise / conversionCommon Stock 2,913 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000146 · edgar.xml · nonDerivative · entry 1

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:25 UTC
Stokes RussellSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,826 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000148 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,652

Underlying: Common Stock · 5,826 shares

Expires 2020-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:25 UTC
Stokes RussellSenior Vice President
Tax withholdingCommon Stock 3,203 $6.41 $20,531.23
Disclosure

SEC source: 0001231205-20-000148 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,562

Read SEC document
September 06, 2020 Filed Sep 9, 2020 20:25 UTC
Stokes RussellSenior Vice President
Exercise / conversionCommon Stock 5,826 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000148 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 14:43 UTC
Timko Thomas SVice President
GrantRestricted Stock Units · Derivative 115,741 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000126 · edgar.xml · derivative · entry 3

Timko Thomas S · CIK 0001368469 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,741

Underlying: Common Stock · 115,741 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 14:45 UTC
Cox L KevinSenior Vice President
GrantRestricted Stock Units · Derivative 771,605 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000128 · edgar.xml · derivative · entry 3

Cox L Kevin · CIK 0001302528 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,605

Underlying: Common Stock · 771,605 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 14:47 UTC
Dybeck Happe CarolinaSenior Vice President
GrantPerformance Stock Units (PSUs) · Derivative 1,093,920 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000130 · edgar.xml · derivative · entry 1

Dybeck Happe Carolina · CIK 0001804725 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093,920

Underlying: Common Stock · 1,093,920 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Subject to continued employment conditions and accelerated vesting in certain circumstances, the PSUs will vest, if at all, based upon the highest average closing price of the company's stock for any 30 consecutive trading days during the five-year performance period from September 3, 2020 to September 2, 2025: 50% of the PSUs will be eligible to vest upon achieving a stock price equal to 150% (the "threshold target") of the average of the closing prices of the company's stock over the period of 30 consecutive trading days up to and including August 18, 2020 (the "reference stock price"), 100% of the PSUs will be eligible to vest upon achieving a stock price equal to 200% of the reference stock price and 150% of the PSUs will be eligible to vest upon achieving a stock price equal to 250% (the "maximum target") of the reference stock price. No PSUs will be eligible to vest below the threshold target, and the amount of PSUs eligible to vest between the threshold target and maximum target will be determined by linear interpolation.

F2 · derivative.expiration_date: Subject to continued employment conditions and accelerated vesting in certain circumstances, the PSUs will vest, if at all, based upon the highest average closing price of the company's stock for any 30 consecutive trading days during the five-year performance period from September 3, 2020 to September 2, 2025: 50% of the PSUs will be eligible to vest upon achieving a stock price equal to 150% (the "threshold target") of the average of the closing prices of the company's stock over the period of 30 consecutive trading days up to and including August 18, 2020 (the "reference stock price"), 100% of the PSUs will be eligible to vest upon achieving a stock price equal to 200% of the reference stock price and 150% of the PSUs will be eligible to vest upon achieving a stock price equal to 250% (the "maximum target") of the reference stock price. No PSUs will be eligible to vest below the threshold target, and the amount of PSUs eligible to vest between the threshold target and maximum target will be determined by linear interpolation.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 14:51 UTC
Holston Michael JSenior Vice President
GrantRestricted Stock Units · Derivative 578,704 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000133 · edgar.xml · derivative · entry 2

Holston Michael J · CIK 0001390613 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,704

Underlying: Common Stock · 578,704 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 14:52 UTC
Murphy Kieran PiusSenior Vice President
GrantRestricted Stock Units · Derivative 771,605 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000135 · edgar.xml · derivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,605

Underlying: Common Stock · 771,605 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 14:54 UTC
Pecresse JeromeSenior Vice President
GrantRestricted Stock Units · Derivative 771,605 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000137 · edgar.xml · derivative · entry 2

Pecresse Jerome · CIK 0001752021 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,605

Underlying: Common Stock · 771,605 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 14:56 UTC
Stokes RussellSenior Vice President
GrantRestricted Stock Units · Derivative 771,605 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000139 · edgar.xml · derivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,605

Underlying: Common Stock · 771,605 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

Read SEC document
September 03, 2020 Filed Sep 4, 2020 14:58 UTC
Strazik ScottSenior Vice President
GrantRestricted Stock Units · Derivative 771,605 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000141 · edgar.xml · derivative · entry 4

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,605

Underlying: Common Stock · 771,605 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two equal installments of 50% each on the third and fourth anniversary of the grant date.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 14:41 UTC
Slattery John S.Senior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 343,511 $0.00 Strike: $6.44 $0.00
Disclosure

SEC source: 0001231205-20-000124 · edgar.xml · derivative · entry 2

Slattery John S. · CIK 0001819831 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,511

Underlying: Common Stock · 343,511 shares

Expires 2030-09-02

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on March 2, 2022 and March 2, 2023.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 14:41 UTC
Slattery John S.Senior Vice President
GrantRestricted Stock Units · Derivative 92,736 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000124 · edgar.xml · derivative · entry 1

Slattery John S. · CIK 0001819831 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,736

Underlying: Common Stock · 92,736 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on March 2, 2022 and March 2, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on March 2, 2022 and March 2, 2023.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 20:32 UTC
CULP H LAWRENCE JRDirector · Chairman and CEO
GrantCommon Stock 13,943,028 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002073 · es2001096_4-culp.xml · nonDerivative · entry 1

CULP H LAWRENCE JR · CIK 0001205247 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,943,028

F1 · shares: Represents performance shares that will vest, subject to continued employment conditions and accelerated vesting in certain circumstances, based upon the highest average closing price of the company's stock for any 30 consecutive trading days during the five-year performance period from August 18, 2020 to August 17, 2025: one-third of the performance shares will be eligible to vest upon achieving a stock price equal to 150% (the "threshold target") of the average of the closing prices of the company's stock over the period of 30 consecutive trading days up to and including the grant date (the "30-day average price"), two-thirds of the performance shares will be eligible to vest upon achieving a stock price equal to 200% of the 30-day average price and all of the performance shares will be eligible to vest upon achieving a stock price equal to 250% (the "maximum target") of the 30-day average price.

F2 · shares: No performance shares will vest below the threshold target, and the amount of performance shares that vest between the threshold target and maximum target will be determined by linear interpolation.

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August 05, 2020 Filed Aug 5, 2020 22:47 UTC SaleCommon stock, par value $0.06 per share 11,586,206 $6.22 $72,068,518.56
Disclosure

SEC source: 0001209191-20-045278 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 32,131,316

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $6.15 to $6.40. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) X, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

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August 04, 2020 Filed Aug 4, 2020 22:33 UTC SaleCommon stock, par value $0.06 per share 10,761,857 $6.16 $66,261,829.73
Disclosure

SEC source: 0001209191-20-044816 · doc4.xml · nonDerivative · entry 3

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 43,717,522

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F6 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $6.15 to $6.20. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) X, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

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August 03, 2020 Filed Aug 4, 2020 22:33 UTC SaleCommon stock, par value $0.06 per share 1,542,820 $6.18 $9,529,690.58
Disclosure

SEC source: 0001209191-20-044816 · doc4.xml · nonDerivative · entry 2

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 54,479,379

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F5 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $6.15 to $6.185. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) X, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

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July 31, 2020 Filed Aug 4, 2020 22:33 UTC SaleCommon stock, par value $0.06 per share 3,264,481 $6.09 $19,874,160.33
Disclosure

SEC source: 0001209191-20-044816 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 56,022,199

F1 · kind: The sales reported in this Form 4 were done for portfolio management purposes.

F2 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $6.00 to $6.25. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) X, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4 · ownership.nature: (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.

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July 28, 2020 Filed Jul 30, 2020 10:18 UTC
Strazik ScottSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,404 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000115 · edgar.xml · derivative · entry 5

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,404

Underlying: Common Stock · 10,404 shares

Expires 2020-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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July 28, 2020 Filed Jul 30, 2020 10:18 UTC
Strazik ScottSenior Vice President
Tax withholdingCommon Stock 5,720 $6.83 $39,067.60
Disclosure

SEC source: 0001231205-20-000115 · edgar.xml · nonDerivative · entry 2

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,998

Read SEC document
July 28, 2020 Filed Jul 30, 2020 10:18 UTC
Strazik ScottSenior Vice President
Exercise / conversionCommon Stock 10,404 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000115 · edgar.xml · nonDerivative · entry 1

Strazik Scott · CIK 0001763642 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 10:24 UTC
Murphy Kieran PiusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,404 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000117 · edgar.xml · derivative · entry 3

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,404

Underlying: Common Stock · 10,404 shares

Expires 2020-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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July 28, 2020 Filed Jul 30, 2020 10:24 UTC
Murphy Kieran PiusSenior Vice President
Tax withholdingCommon Stock 4,890 $6.83 $33,398.70
Disclosure

SEC source: 0001231205-20-000117 · edgar.xml · nonDerivative · entry 2

Murphy Kieran Pius · CIK 0001667685 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,586

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.