Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2020 Filed Mar 11, 2020 18:25 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleSeries C Cumulative Puttable and Callable Preferred Shares | 2,400 | $50.51 | $121,216.08 |
DisclosureSEC source: 0001271163-20-000021 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,000 Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 22:21 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
SaleSeries C Cumulative Puttable and Callable Preferred Shares | 741 | $50.86 | $37,687.26 |
DisclosureSEC source: 0001271163-20-000002 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Account Disclosed balance after: 0 F1 · ownership.nature: The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli. Read SEC document |
| December 24, 2019 Filed Dec 27, 2019 22:35 UTC |
GABELLI MARIO JDirector · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 4,700 | $9.27 | $43,582.16 |
DisclosureSEC source: 0001271163-19-000094 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,636.29 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 21:22 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleCommon Shares, Par Value $0.001 | 1,000 | $9.19 | $9,186.20 |
DisclosureSEC source: 0001271163-19-000058 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,495,936.29 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 13:42 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 2,996 | $9.20 | $27,574.88 |
DisclosureSEC source: 0001271163-19-000048 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 15:08 UTC |
CONN JAMES PDirector
|
SaleCommon Shares, Par Value $0.001 | 11,004 | $9.26 | $101,906.94 |
DisclosureSEC source: 0001271163-19-000038 · primary_doc.xml · nonDerivative · entry 1 CONN JAMES P · CIK 0001216778 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,996 Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 20:31 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 800 | $9.16 | $7,328.00 |
DisclosureSEC source: 0001271163-18-000076 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 210,800 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 22:18 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 3,781 | $9.19 | $34,747.39 |
DisclosureSEC source: 0001271163-18-000075 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 210,000 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 22:18 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 1,000 | $9.08 | $9,080.00 |
DisclosureSEC source: 0001271163-18-000075 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GGCP, Inc. Disclosed balance after: 206,219 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F2 · ownership.nature: The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 29, 2018 Filed Oct 29, 2018 21:50 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 10,000 | $8.92 | $89,200.00 |
DisclosureSEC source: 0001271163-18-000065 · primary_doc.xml · nonDerivative · entry 9 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 810,000.17 F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F3 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 29, 2018 Filed Oct 29, 2018 21:50 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 25,765 | $8.96 | $230,960.04 |
DisclosureSEC source: 0001271163-18-000065 · primary_doc.xml · nonDerivative · entry 8 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 50,000 F1 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 21:50 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 23,139 | $8.90 | $205,978.75 |
DisclosureSEC source: 0001271163-18-000065 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 24,235 F2 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F3 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 19:32 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 1,096 | $8.88 | $9,737.08 |
DisclosureSEC source: 0001271163-18-000060 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GAMCO Investors, Inc. Disclosed balance after: 1,096 F2 · ownership.nature: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 19:32 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 66,658 | $8.88 | $592,203.00 |
DisclosureSEC source: 0001271163-18-000060 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Associated Capital Group, Inc. Disclosed balance after: 800,000.17 F8 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. F1 · ownership.nature: The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 19:19 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries C Cumulative Puttable and Callable Preferred Shares | 337 | $52.22 | $17,598.14 |
DisclosureSEC source: 0001271163-18-000053 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Account Disclosed balance after: 741 F1 · ownership.nature: The shares reported reflect the total shares owned by trust account for which Mario J. Gabelli serves as trustee. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 19:51 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries C Cumulative Puttable and Callable Preferred Shares | 268 | $52.31 | $14,019.19 |
DisclosureSEC source: 0001271163-18-000052 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Accounts Disclosed balance after: 1,078 F1 · ownership.nature: The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee. Read SEC document |
| May 22, 2018 Filed May 23, 2018 23:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries C Cumulative Puttable and Callable Preferred Shares | 268 | $52.21 | $13,992.41 |
DisclosureSEC source: 0001271163-18-000041 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Partnerships Disclosed balance after: 0 Read SEC document |
| May 22, 2018 Filed May 23, 2018 23:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries C Cumulative Puttable and Callable Preferred Shares | 539 | $52.21 | $28,141.46 |
DisclosureSEC source: 0001271163-18-000041 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,400 Read SEC document |
| May 11, 2018 Filed May 14, 2018 23:08 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 2,000,000 | $10.00 | $20,000,000.00 |
DisclosureSEC source: 0001271163-18-000032 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,417,622.04 F2 · shares: The shares reported were purchased in a private transaction. F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 10, 2018 Filed May 14, 2018 23:08 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 7,700 | $9.38 | $72,262.96 |
DisclosureSEC source: 0001271163-18-000032 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,622.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:35 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 9,100 | $9.33 | $84,911.19 |
DisclosureSEC source: 0001271163-18-000031 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,922.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 08, 2018 Filed May 10, 2018 23:35 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 1,519 | $9.33 | $14,171.51 |
DisclosureSEC source: 0001271163-18-000031 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,822.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 07, 2018 Filed May 8, 2018 23:12 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 2,800 | $9.38 | $26,258.68 |
DisclosureSEC source: 0001271163-18-000030 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,303.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 04, 2018 Filed May 8, 2018 23:12 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 6,290 | $9.35 | $58,830.37 |
DisclosureSEC source: 0001271163-18-000030 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,503.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 03, 2018 Filed May 4, 2018 23:12 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 8,000 | $9.31 | $74,466.40 |
DisclosureSEC source: 0001271163-18-000028 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,213.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 02, 2018 Filed May 4, 2018 23:46 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries C Cumulative Puttable and Callable Preferred Shares | 268 | $52.00 | $13,936.00 |
DisclosureSEC source: 0001271163-18-000029 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Partnerships Disclosed balance after: 268 F2 · ownership.nature: Shares were owned by MJG Associates and Gabelli Fund, LDC. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the investment adviser of Gabelli Fund, LDC. Read SEC document |
| May 02, 2018 Filed May 4, 2018 23:46 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
SaleSeries C Cumulative Puttable and Callable Preferred Shares | 268 | $52.00 | $13,936.00 |
DisclosureSEC source: 0001271163-18-000029 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 0 F1 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| May 02, 2018 Filed May 4, 2018 23:12 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 3,200 | $9.34 | $29,896.96 |
DisclosureSEC source: 0001271163-18-000028 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,213.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| May 01, 2018 Filed May 2, 2018 21:09 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 4,361 | $9.35 | $40,766.19 |
DisclosureSEC source: 0001271163-18-000027 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,013.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 30, 2018 Filed May 2, 2018 21:09 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 1,800 | $9.34 | $16,804.08 |
DisclosureSEC source: 0001271163-18-000027 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,652.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 20:53 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 3,135 | $9.36 | $29,354.89 |
DisclosureSEC source: 0001271163-18-000026 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,852.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 20:53 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 5,009 | $9.38 | $46,988.93 |
DisclosureSEC source: 0001271163-18-000026 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,717.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 19:52 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 26,053 | $9.35 | $243,655.47 |
DisclosureSEC source: 0001271163-18-000025 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,708.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 22:22 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 200 | $9.36 | $1,872.00 |
DisclosureSEC source: 0001271163-18-000024 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,655.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 18, 2018 Filed Apr 19, 2018 23:11 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 4,300 | $9.44 | $40,592.00 |
DisclosureSEC source: 0001271163-18-000023 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,455.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 23:11 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 3,864 | $9.40 | $36,321.60 |
DisclosureSEC source: 0001271163-18-000023 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,155.04 F1 · balance_after: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 22:01 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
PurchaseCommon Shares, Par Value $0.001 | 3,100 | $9.35 | $28,990.89 |
DisclosureSEC source: 0001271163-18-000022 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,291.04 F1 · shares: Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 23:31 UTC |
FERRARA ARTHUR VDirector
|
OtherSeries C Cumulative Puttable and Callable Preferred Shares | 225 | $50.00 | $11,250.00 |
DisclosureSEC source: 0001271163-18-000020 · primary_doc.xml · nonDerivative · entry 1 FERRARA ARTHUR V · CIK 0001247199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 F1 · kind: The reporting person acquired these Series C preferred shares through a primary allocation based on the exercise of preferred share purchase rights and also surrendering his Series B preferred shares. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 23:25 UTC |
FERRARA ARTHUR VDirector
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 225 | $50.00 | $11,250.00 |
DisclosureSEC source: 0001271163-18-000019 · primary_doc.xml · nonDerivative · entry 1 FERRARA ARTHUR V · CIK 0001247199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person surrendered these Series B preferred shares at a liquidation value of $50.00 in accordance with the rights offering to acquire new shares of the Series C preferred. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 22:36 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 200 | $50.00 | $10,000.00 |
DisclosureSEC source: 0001271163-18-000018 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Partnerships Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. F5 · ownership.nature: Shares were owned by MJG Associates and Gabelli Fund, LDC. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the investment adviser of Gabelli Fund, LDC. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 22:36 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 500 | $50.00 | $25,000.00 |
DisclosureSEC source: 0001271163-18-000018 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Accounts Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. F4 · ownership.nature: The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 22:36 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 450,000 | $50.00 | $22,500,000.00 |
DisclosureSEC source: 0001271163-18-000018 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2016, LLC Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. F3 · ownership.nature: E3M 2016 is a limited liability company owned entirely by Mr. Gabelli. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 22:36 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 100 | $50.00 | $5,000.00 |
DisclosureSEC source: 0001271163-18-000018 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. F2 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 22:36 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 38,600 | $50.00 | $1,930,000.00 |
DisclosureSEC source: 0001271163-18-000018 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Puttable and Callable Preferred Shares. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 21:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries C Cumulative Puttable and Callable Preferred Shares | 536 | $50.00 | $26,800.00 |
DisclosureSEC source: 0001271163-18-000017 · primary_doc.xml · nonDerivative · entry 5 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Investment Partnerships Disclosed balance after: 536 F1 · kind: The reporting person acquired these Series C preferred shares through a primary and pro-rata oversubscription allocation based on the exercise of preferred share purchase rights. F6 · ownership.nature: Shares are owned by MJG Associates and Gabelli Fund, LDC. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the investment adviser of Gabelli Fund, LDC. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 21:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries C Cumulative Puttable and Callable Preferred Shares | 268 | $50.00 | $13,400.00 |
DisclosureSEC source: 0001271163-18-000017 · primary_doc.xml · nonDerivative · entry 4 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · GPJ Retirement Partners Disclosed balance after: 268 F1 · kind: The reporting person acquired these Series C preferred shares through a primary and pro-rata oversubscription allocation based on the exercise of preferred share purchase rights. F5 · ownership.nature: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 21:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries C Cumulative Puttable and Callable Preferred Shares | 225,000 | $50.00 | $11,250,000.00 |
DisclosureSEC source: 0001271163-18-000017 · primary_doc.xml · nonDerivative · entry 3 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · E3M 2016, LLC Disclosed balance after: 225,000 F3 · kind: The reporting person acquired these Series C preferred shares through a primary allocation based on the exercise of preferred share purchase rights F4 · ownership.nature: E3M 2016 is a limited liability company owned entirely by Mr. Gabelli. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 21:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries C Cumulative Puttable and Callable Preferred Shares | 1,346 | $50.00 | $67,300.00 |
DisclosureSEC source: 0001271163-18-000017 · primary_doc.xml · nonDerivative · entry 2 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Accounts Disclosed balance after: 1,346 F1 · kind: The reporting person acquired these Series C preferred shares through a primary and pro-rata oversubscription allocation based on the exercise of preferred share purchase rights. F2 · ownership.nature: The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 21:13 UTC |
GABELLI MARIO JDirector · 10% owner · Control Person of Adviser
|
OtherSeries C Cumulative Puttable and Callable Preferred Shares | 38,939 | $50.00 | $1,946,950.00 |
DisclosureSEC source: 0001271163-18-000017 · primary_doc.xml · nonDerivative · entry 1 GABELLI MARIO J · CIK 0001185533 · Director · 10% owner · Control Person of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,939 F1 · kind: The reporting person acquired these Series C preferred shares through a primary and pro-rata oversubscription allocation based on the exercise of preferred share purchase rights. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 16:35 UTC |
COLAVITA ANTHONY JDirector
|
OtherSeries B Cumulative Puttable and Callable Preferred Shares | 188 | $50.00 | $9,400.00 |
DisclosureSEC source: 0001271163-18-000016 · primary_doc.xml · nonDerivative · entry 1 COLAVITA ANTHONY J · CIK 0001247188 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · kind: The reporting person surrendered these Series B preferred shares at a liquidation value of $50.00 in accordance with the rights offering to acquire new shares of the Series C preferred. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.