Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2017 Filed Mar 31, 2017 21:41 UTC |
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
|
Exercise / conversionCommon stock - GBX | 3,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023924 · doc4.xml · nonDerivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:45 UTC |
Tekorius LorieSVP & CFO
|
GrantRestricted Stock Units · Derivative | 16,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023607 · doc4.xml · derivative · entry 1 Tekorius Lorie · CIK 0001418143 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,794 Underlying: Common Stock · 16,912 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:43 UTC |
RITTENBAUM MARK JEVP, Commercial & Leasing
|
GrantRestricted Stock Units · Derivative | 18,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023606 · doc4.xml · derivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,312 Underlying: Common Stock · 18,419 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:42 UTC |
Manning AnneVP Corporate Controller
|
GrantRestricted Stock Units · Derivative | 4,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023605 · doc4.xml · derivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,214 Underlying: Common Stock · 4,656 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:38 UTC |
Hannan Walter T.SVP & CHRO
|
GrantRestricted Stock Units · Derivative | 7,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023604 · doc4.xml · derivative · entry 1 Hannan Walter T. · CIK 0001544978 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,591 Underlying: Common Stock · 7,256 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:35 UTC |
DOWNES ADRIAN JSVP & CAO
|
GrantRestricted Stock Units · Derivative | 7,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023602 · doc4.xml · derivative · entry 1 DOWNES ADRIAN J · CIK 0001293862 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,672 Underlying: Common Stock · 7,256 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:36 UTC |
FURMAN WILLIAM ADirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 78,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023603 · doc4.xml · derivative · entry 1 FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,451 Underlying: Common Stock · 78,519 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:32 UTC |
Centurion AlejandroEVP and President, GMO
|
GrantRestricted Stock Units · Derivative | 20,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023601 · doc4.xml · derivative · entry 1 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,630 Underlying: Common Stock · 20,702 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:31 UTC |
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
|
GrantRestricted Stock Units · Derivative | 14,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023599 · doc4.xml · derivative · entry 1 BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,941 Underlying: Common Stock · 14,535 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| January 06, 2017 Filed Jan 7, 2017 00:05 UTC |
RITTENBAUM MARK JEVP, Commercial & Leasing
|
SaleCommon stock - GBX | 6,250 | $44.75 | $279,692.50 |
DisclosureSEC source: 0001209191-17-002774 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,857 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.75 to $44.8, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 22:08 UTC |
WASHBURN DONALD ADirector
|
GrantCommon stock - GBX | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003230 · doc4.xml · nonDerivative · entry 1 WASHBURN DONALD A · CIK 0001229298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,775 Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:57 UTC |
Jack GraemeDirector
|
GrantCommon stock - GBX | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003218 · doc4.xml · nonDerivative · entry 2 Jack Graeme · CIK 0001380477 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Directors Disclosed balance after: 17,055 Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 22:09 UTC |
Williams Kelly MarieDirector
|
GrantCommon stock - GBX | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003231 · doc4.xml · nonDerivative · entry 1 Williams Kelly Marie · CIK 0001639063 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Reliance Trust Company as Trustee Disclosed balance after: 6,979 Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 22:07 UTC |
Teramoto Wendy LDirector
|
GrantCommon stock - GBX | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003229 · doc4.xml · nonDerivative · entry 1 Teramoto Wendy L · CIK 0001330840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,008 Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 22:03 UTC |
MCDOUGALL DUANE CHARLESDirector
|
GrantCommon stock - GBX | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003224 · doc4.xml · nonDerivative · entry 1 MCDOUGALL DUANE CHARLES · CIK 0001220506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,202 Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 22:05 UTC |
Swindells Charles JDirector
|
GrantCommon stock - GBX | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003228 · doc4.xml · nonDerivative · entry 1 Swindells Charles J · CIK 0001337598 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,026 Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:51 UTC |
FARGO THOMAS BDirector
|
GrantCommon stock - GBX | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003211 · doc4.xml · nonDerivative · entry 1 FARGO THOMAS B · CIK 0001317283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,026 Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 18:15 UTC |
SHARP JAMES TEVP and President, GLC
|
Exercise / conversionRestricted Stock Units · Derivative | 10,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000056 · doc4.xml · derivative · entry 4 SHARP JAMES T · CIK 0001216143 · EVP and President, GLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 5, 2014, May 22, 2015 and the terms of the Separation and Consulting Agreement dated May 10, 2016 (the "Separation Agreement"), 1,568 and 4,333 time-based vesting restricted stock units, respectively, vested upon retirement of the Reporting Person on December 31, 2016. Pursuant to the terms of the Separation Agreement, 4,768 performance-based restricted stock units granted on May 22, 2015 vested at target levels with a pro-rata number of shares issued to the Reporting Person based on the 22-month period of the performance period during which the Reporting Person remained employed. Receipt of 3,775 of these common shares were deferred by the Reporting Person pursuant to the Issuer's Nonqualified Deferred Compensation Plan. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 5, 2014, May 22, 2015 and the terms of the Separation and Consulting Agreement dated May 10, 2016 (the "Separation Agreement"), 1,568 and 4,333 time-based vesting restricted stock units, respectively, vested upon retirement of the Reporting Person on December 31, 2016. Pursuant to the terms of the Separation Agreement, 4,768 performance-based restricted stock units granted on May 22, 2015 vested at target levels with a pro-rata number of shares issued to the Reporting Person based on the 22-month period of the performance period during which the Reporting Person remained employed. Receipt of 3,775 of these common shares were deferred by the Reporting Person pursuant to the Issuer's Nonqualified Deferred Compensation Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 18:15 UTC |
SHARP JAMES TEVP and President, GLC
|
Exercise / conversionCommon stock - GBX | 3,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000056 · doc4.xml · nonDerivative · entry 3 SHARP JAMES T · CIK 0001216143 · EVP and President, GLC 10b5-1 filing: Not disclosed Ownership: Indirect · By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees Disclosed balance after: 10,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 5, 2014, May 22, 2015 and the terms of the Separation and Consulting Agreement dated May 10, 2016 (the "Separation Agreement"), 1,568 and 4,333 time-based vesting restricted stock units, respectively, vested upon retirement of the Reporting Person on December 31, 2016. Pursuant to the terms of the Separation Agreement, 4,768 performance-based restricted stock units granted on May 22, 2015 vested at target levels with a pro-rata number of shares issued to the Reporting Person based on the 22-month period of the performance period during which the Reporting Person remained employed. Receipt of 3,775 of these common shares were deferred by the Reporting Person pursuant to the Issuer's Nonqualified Deferred Compensation Plan. Receipt of 3,775 of these common shares were deferred by the Reporting Person pursuant to the Issuer's Nonqualified Deferred Compensation Plan. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 18:15 UTC |
SHARP JAMES TEVP and President, GLC
|
Tax withholdingCommon stock - GBX | 2,752 | $41.55 | $114,345.60 |
DisclosureSEC source: 0001209191-17-000056 · doc4.xml · nonDerivative · entry 2 SHARP JAMES T · CIK 0001216143 · EVP and President, GLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,142 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 5, 2014, May 22, 2015 and the terms of the Separation and Consulting Agreement dated May 10, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 18:15 UTC |
SHARP JAMES TEVP and President, GLC
|
Exercise / conversionCommon stock - GBX | 6,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000056 · doc4.xml · nonDerivative · entry 1 SHARP JAMES T · CIK 0001216143 · EVP and President, GLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 5, 2014, May 22, 2015 and the terms of the Separation and Consulting Agreement dated May 10, 2016 (the "Separation Agreement"), 1,568 and 4,333 time-based vesting restricted stock units, respectively, vested upon retirement of the Reporting Person on December 31, 2016. Pursuant to the terms of the Separation Agreement, 4,768 performance-based restricted stock units granted on May 22, 2015 vested at target levels with a pro-rata number of shares issued to the Reporting Person based on the 22-month period of the performance period during which the Reporting Person remained employed. Receipt of 3,775 of these common shares were deferred by the Reporting Person pursuant to the Issuer's Nonqualified Deferred Compensation Plan. Receipt of 3,775 of these common shares were deferred by the Reporting Person pursuant to the Issuer's Nonqualified Deferred Compensation Plan. Read SEC document |
| December 05, 2016 Filed Dec 5, 2016 23:01 UTC |
RITTENBAUM MARK JEVP, Commercial & Leasing
|
SaleCommon stock - GBX | 6,250 | $41.45 | $259,062.50 |
DisclosureSEC source: 0001209191-16-153467 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,107 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. Read SEC document |
| November 23, 2016 Filed Nov 24, 2016 00:06 UTC |
RITTENBAUM MARK JEVP, Commercial & Leasing
|
SaleCommon stock - GBX | 6,250 | $38.10 | $238,135.00 |
DisclosureSEC source: 0001209191-16-152002 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,357 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.1 to $38.15, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 22:50 UTC |
RITTENBAUM MARK JEVP, Commercial & Leasing
|
SaleCommon stock - GBX | 6,500 | $36.82 | $239,350.15 |
DisclosureSEC source: 0001209191-16-150278 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,607 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $38.875, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:45 UTC |
Tekorius LorieSVP, CFO & Treasurer
|
SaleCommon stock - GBX | 1,361 | $36.30 | $49,404.30 |
DisclosureSEC source: 0001209191-16-150268 · doc4.xml · nonDerivative · entry 1 Tekorius Lorie · CIK 0001418143 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,137.343 F1 · balance_after: Amount of securities beneficially owned following reported transaction(s) includes 56.886 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired on various dates and reflect acquisitions through November 2016. Read SEC document |
| November 09, 2016 Filed Nov 9, 2016 23:33 UTC |
SHARP JAMES TEVP and President, GLC
|
SaleCommon stock - GBX | 2,996 | $32.18 | $96,410.68 |
DisclosureSEC source: 0001209191-16-149151 · doc4.xml · nonDerivative · entry 1 SHARP JAMES T · CIK 0001216143 · EVP and President, GLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32 to $32.30, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 18:38 UTC |
RITTENBAUM MARK JEVP, Commercial & Leasing
|
SaleCommon stock - GBX | 7,869 | $30.81 | $242,473.01 |
DisclosureSEC source: 0001209191-16-149002 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,107 F1 · kind: Sale of shares was executed pursuant to a sales plan adopted August 1, 2016 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.65 to $31.05, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 21, 2016 Filed Oct 21, 2016 19:06 UTC |
McManus VictoriaEVP & Chief Strategic Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146572 · doc4.xml · derivative · entry 3 McManus Victoria · CIK 0001466282 · EVP & Chief Strategic Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,134 Underlying: Common Stock · 6,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated October 21, 2015, 6,068 restricted stock units vested on October 21,2016. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated October 21, 2015, 6,068 restricted stock units vested on October 21,2016. Read SEC document |
| October 21, 2016 Filed Oct 21, 2016 19:06 UTC |
McManus VictoriaEVP & Chief Strategic Officer
|
Tax withholdingCommon stock - GBX | 2,383 | $35.95 | $85,668.85 |
DisclosureSEC source: 0001209191-16-146572 · doc4.xml · nonDerivative · entry 2 McManus Victoria · CIK 0001466282 · EVP & Chief Strategic Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,362 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated October 21, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 21, 2016 Filed Oct 21, 2016 19:06 UTC |
McManus VictoriaEVP & Chief Strategic Officer
|
Exercise / conversionCommon stock - GBX | 6,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146572 · doc4.xml · nonDerivative · entry 1 McManus Victoria · CIK 0001466282 · EVP & Chief Strategic Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:57 UTC |
Tekorius LorieSVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146571 · doc4.xml · derivative · entry 3 Tekorius Lorie · CIK 0001418143 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,882 Underlying: Common Stock · 2,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 2,396 RSUs vested on October 19, 2016. F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 2,396 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:57 UTC |
Tekorius LorieSVP, CFO & Treasurer
|
Tax withholdingCommon stock - GBX | 1,740 | $35.55 | $61,857.00 |
DisclosureSEC source: 0001209191-16-146571 · doc4.xml · nonDerivative · entry 2 Tekorius Lorie · CIK 0001418143 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,441.477 F3 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:57 UTC |
Tekorius LorieSVP, CFO & Treasurer
|
Exercise / conversionCommon stock - GBX | 4,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146571 · doc4.xml · nonDerivative · entry 1 Tekorius Lorie · CIK 0001418143 · SVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,181.477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 2,396 performance-based restricted stock units ("RSUs"), including 1,198 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,198 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 4,792 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. F2 · balance_after: Amount of securities beneficially owned following reported transaction(s) includes 316.776 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired at various dates and reflect acquisitions through October 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC |
SHARP JAMES TEVP and President, GLC
|
Exercise / conversionRestricted Stock Units · Derivative | 4,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146570 · doc4.xml · derivative · entry 4 SHARP JAMES T · CIK 0001216143 · EVP and President, GLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,669 Underlying: Common Stock · 4,705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 4,705 RSUs vested on October 19, 2016. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 4,705 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC |
SHARP JAMES TEVP and President, GLC
|
Tax withholdingCommon stock - GBX | 4,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146570 · doc4.xml · nonDerivative · entry 3 SHARP JAMES T · CIK 0001216143 · EVP and President, GLC 10b5-1 filing: Not disclosed Ownership: Indirect · By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees Disclosed balance after: 6,817 Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC |
SHARP JAMES TEVP and President, GLC
|
Tax withholdingCommon stock - GBX | 1,708 | $35.55 | $60,719.40 |
DisclosureSEC source: 0001209191-16-146570 · doc4.xml · nonDerivative · entry 2 SHARP JAMES T · CIK 0001216143 · EVP and President, GLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,996 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC |
SHARP JAMES TEVP and President, GLC
|
Exercise / conversionCommon stock - GBX | 4,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146570 · doc4.xml · nonDerivative · entry 1 SHARP JAMES T · CIK 0001216143 · EVP and President, GLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 4,705 performance-based restricted stock units ("RSUs"), including 2,353 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,352 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 9,410 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC |
RITTENBAUM MARK JEVP, Commercial & Leasing
|
Exercise / conversionRestricted Stock Units · Derivative | 6,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146569 · doc4.xml · derivative · entry 3 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,893 Underlying: Common Stock · 6,181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 6,181 RSUs vested on October 19, 2016. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 6,181 RSUs vested on October 19, 2016. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 6,181 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC |
RITTENBAUM MARK JEVP, Commercial & Leasing
|
Tax withholdingCommon stock - GBX | 4,493 | $35.55 | $159,726.15 |
DisclosureSEC source: 0001209191-16-146569 · doc4.xml · nonDerivative · entry 2 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,976 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:55 UTC |
RITTENBAUM MARK JEVP, Commercial & Leasing
|
Exercise / conversionCommon stock - GBX | 12,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146569 · doc4.xml · nonDerivative · entry 1 RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 6,181 performance-based restricted stock units ("RSUs"), including 3,091 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 3,090 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 12,362 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:54 UTC |
Manning AnneVP Corporate Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146568 · doc4.xml · derivative · entry 3 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,558 Underlying: Common Stock · 1,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,675 RSUs vested on October 19, 2016. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,675 RSUs vested on October 19, 2016. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,675 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:54 UTC |
Manning AnneVP Corporate Controller
|
Tax withholdingCommon stock - GBX | 1,217 | $35.55 | $43,264.35 |
DisclosureSEC source: 0001209191-16-146568 · doc4.xml · nonDerivative · entry 2 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,053 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:54 UTC |
Manning AnneVP Corporate Controller
|
Exercise / conversionCommon stock - GBX | 3,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146568 · doc4.xml · nonDerivative · entry 1 Manning Anne · CIK 0001418205 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 1,675 performance-based restricted stock units ("RSUs"), including 838 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 837 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 3,350 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:53 UTC |
Hannan Walter T.SVP & CHRO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146567 · doc4.xml · derivative · entry 4 Hannan Walter T. · CIK 0001544978 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,335 Underlying: Common Stock · 2,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 2,758 RSUs vested on October 19, 2016. F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 2,758 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:53 UTC |
Hannan Walter T.SVP & CHRO
|
Tax withholdingCommon stock - GBX | 2,004 | $35.55 | $71,242.20 |
DisclosureSEC source: 0001209191-16-146567 · doc4.xml · nonDerivative · entry 2 Hannan Walter T. · CIK 0001544978 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,795.262 F3 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:53 UTC |
Hannan Walter T.SVP & CHRO
|
Exercise / conversionCommon stock - GBX | 5,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146567 · doc4.xml · nonDerivative · entry 1 Hannan Walter T. · CIK 0001544978 · SVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,799.262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 2,758 performance-based restricted stock units ("RSUs"), including 1,379 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,379 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 5,516 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. F2 · balance_after: Amount of securities beneficially owned following reported transaction(s) includes 14.412 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired at various dates and reflect acquisitions through October 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:52 UTC |
FURMAN WILLIAM ADirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 20,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146566 · doc4.xml · derivative · entry 3 FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,932 Underlying: Common Stock · 20,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 20,798 RSUs vested on October 19, 2016. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 20,798 RSUs vested on October 19, 2016. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 20,798 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:52 UTC |
FURMAN WILLIAM ADirector · President & CEO
|
Tax withholdingCommon stock - GBX | 20,450 | $35.55 | $726,997.50 |
DisclosureSEC source: 0001209191-16-146566 · doc4.xml · nonDerivative · entry 2 FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,327 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:52 UTC |
FURMAN WILLIAM ADirector · President & CEO
|
Exercise / conversionCommon stock - GBX | 41,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146566 · doc4.xml · nonDerivative · entry 1 FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 20,798 performance-based restricted stock units ("RSUs"), including 10,399 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 10,399 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 41,596 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:50 UTC |
Centurion AlejandroEVP and President, GMO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146563 · doc4.xml · derivative · entry 3 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,928 Underlying: Common Stock · 5,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 5,784 RSUs vested on October 19, 2016. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 5,784 RSUs vested on October 19, 2016. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 5,784 RSUs vested on October 19, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.