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GREENBRIER COMPANIES INC

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4790
SEC CIK
0000923120
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2018 Filed Oct 26, 2018 00:26 UTC
RITTENBAUM MARK JEVP, Commercial & Leasing
Exercise / conversionCommon stock - GBX 17,303 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056246 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 30, 2016, the Reporting Person was awarded 15,000 performance-based restricted stock units ("RSUs"), including 7,500 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 7,500 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objective, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 17,303 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:25 UTC
Manning AnneVP Corporate Controller
GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056245 · doc4.xml · derivative · entry 5

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,380

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F5 · derivative.exercise_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

F5 · derivative.expiration_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:25 UTC
Manning AnneVP Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056245 · doc4.xml · derivative · entry 4

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,380

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 4,500 RSUs vested on October 23, 2018.

F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 4,500 RSUs vested on October 23, 2018.

F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 4,500 RSUs vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:25 UTC
Manning AnneVP Corporate Controller
Tax withholdingCommon stock - GBX 1,737 $58.31 $101,284.47
Disclosure

SEC source: 0001209191-18-056245 · doc4.xml · nonDerivative · entry 2

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,547

F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:25 UTC
Manning AnneVP Corporate Controller
Exercise / conversionCommon stock - GBX 5,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056245 · doc4.xml · nonDerivative · entry 1

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 30, 2016, the Reporting Person was awarded 4,500 performance-based restricted stock units ("RSUs"), including 2,250 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,250 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objective, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 5,191 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:23 UTC
FURMAN WILLIAM ADirector · President & CEO
GrantRestricted Stock Units · Derivative 92,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056244 · doc4.xml · derivative · entry 4

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,932

Underlying: Common Stock · 92,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F5 · derivative.exercise_date: One-half of the RSUs vest in two equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

F5 · derivative.expiration_date: One-half of the RSUs vest in two equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:23 UTC
FURMAN WILLIAM ADirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 58,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056244 · doc4.xml · derivative · entry 3

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,932

Underlying: Common Stock · 58,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 58,500 RSUs vested on October 23, 2018.

F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 58,500 RSUs vested on October 23, 2018.

F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 58,500 RSUs vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:23 UTC
FURMAN WILLIAM ADirector · President & CEO
Tax withholdingCommon stock - GBX 32,694 $58.31 $1,906,387.14
Disclosure

SEC source: 0001209191-18-056244 · doc4.xml · nonDerivative · entry 2

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William A Furman Revocable Living Trust

Disclosed balance after: 150,223

F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:23 UTC
FURMAN WILLIAM ADirector · President & CEO
Exercise / conversionCommon stock - GBX 67,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056244 · doc4.xml · nonDerivative · entry 1

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William A Furman Revocable Living Trust

Disclosed balance after: 182,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 30, 2016, the Reporting Person was awarded 58,500 performance-based restricted stock units ("RSUs"), including 29,250 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 29,250 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objective, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 67,480 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:22 UTC GrantRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056243 · doc4.xml · derivative · entry 4

DOWNES ADRIAN J · CIK 0001293862 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,629

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F4 · derivative.exercise_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

F4 · derivative.expiration_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:22 UTC Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056243 · doc4.xml · derivative · entry 3

DOWNES ADRIAN J · CIK 0001293862 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,629

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F3 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 6,250 RSUs vested on October 23, 2018.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 6,250 RSUs vested on October 23, 2018.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 6,250 RSUs vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:22 UTC Exercise / conversionCommon stock - GBX 7,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056243 · doc4.xml · nonDerivative · entry 1

DOWNES ADRIAN J · CIK 0001293862 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees

Disclosed balance after: 37,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 30, 2016, the Reporting Person was awarded 6,250 performance-based restricted stock units ("RSUs"), including 3,125 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 3,125 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objective, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 7,210 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:20 UTC
Comstock Brian JEVP, Sales and Marketing
GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056242 · doc4.xml · derivative · entry 4

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,607

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F6 · derivative.exercise_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

F6 · derivative.expiration_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:20 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionRestricted Stock Units · Derivative 10,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056242 · doc4.xml · derivative · entry 3

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,607

Underlying: Common Stock · 10,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F5 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 10,750 RSUs vested on October 23, 2018.

F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 10,750 RSUs vested on October 23, 2018.

F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 10,750 RSUs vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:20 UTC
Comstock Brian JEVP, Sales and Marketing
Tax withholdingCommon stock - GBX 4,516 $58.31 $263,327.96
Disclosure

SEC source: 0001209191-18-056242 · doc4.xml · nonDerivative · entry 2

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,954.186

F3 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:20 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionCommon stock - GBX 12,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056242 · doc4.xml · nonDerivative · entry 1

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,470.186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 30, 2016, the Reporting Person was awarded 10,750 performance-based restricted stock units ("RSUs"), including 5,375 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 5,375 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objective, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 12,401 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018.

F2 · balance_after: Amount of securities beneficially owned following reported transaction(s) includes 6.586 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired on various dates and reflect acquisitions through October 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:15 UTC
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
GrantRestricted Stock Units · Derivative 10,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056240 · doc4.xml · derivative · entry 4

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,378

Underlying: Common Stock · 10,300 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F5 · derivative.exercise_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

F5 · derivative.expiration_date: One-half of the RSUs vest in three equal annual installments beginning on October 23, 2019 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:15 UTC
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
Exercise / conversionRestricted Stock Units · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056240 · doc4.xml · derivative · entry 3

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,078

Underlying: Common Stock · 9,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 9,500 RSUs vested on October 23, 2018.

F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 9,500 RSUs vested on October 23, 2018.

F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 9,500 RSUs vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:15 UTC
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
Tax withholdingCommon stock - GBX 3,756 $58.31 $219,012.36
Disclosure

SEC source: 0001209191-18-056240 · doc4.xml · nonDerivative · entry 2

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,166

F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:15 UTC
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
Exercise / conversionCommon stock - GBX 10,959 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056240 · doc4.xml · nonDerivative · entry 1

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 30, 2016, the Reporting Person was awarded 9,500 performance-based restricted stock units ("RSUs"), including 4,750 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 4,750 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 10,959 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:18 UTC
Centurion AlejandroEVP and President, GMO
GrantRestricted Stock Units · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056241 · doc4.xml · derivative · entry 4

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,251

Underlying: Common Stock · 32,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F5 · derivative.exercise_date: The 32,000 RSUs vest as follows: 8,000 RSUs vest in three equal annual installments beginning on October 23, 2019; 8,000 RSUs vest in October 2021; 8,000 RSUs vest based upon achievement of performance criteria; and 8,000 RSUs vest based upon achievement of personal goals. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria or personal goals have been met.

F5 · derivative.expiration_date: The 32,000 RSUs vest as follows: 8,000 RSUs vest in three equal annual installments beginning on October 23, 2019; 8,000 RSUs vest in October 2021; 8,000 RSUs vest based upon achievement of performance criteria; and 8,000 RSUs vest based upon achievement of personal goals. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria or personal goals have been met.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:18 UTC
Centurion AlejandroEVP and President, GMO
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056241 · doc4.xml · derivative · entry 3

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,251

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 15,000 RSUs vested on October 23, 2018.

F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 15,000 RSUs vested on October 23, 2018.

F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 15,000 RSUs vested on October 23, 2018.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:18 UTC
Centurion AlejandroEVP and President, GMO
Tax withholdingCommon stock - GBX 5,803 $58.31 $338,372.93
Disclosure

SEC source: 0001209191-18-056241 · doc4.xml · nonDerivative · entry 2

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,694

F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:18 UTC
Centurion AlejandroEVP and President, GMO
Exercise / conversionCommon stock - GBX 17,303 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056241 · doc4.xml · nonDerivative · entry 1

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 30, 2016, the Reporting Person was awarded 15,000 performance-based restricted stock units ("RSUs"), including 7,500 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 7,500 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target(goal) and stretch levels against the adjusted EBITDA performance objective and between threshold and target(goal) levels against the ROE performance objective, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 163.1% and 67.6% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 17,303 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 23, 2018.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 23:09 UTC
Comstock Brian JEVP, Sales and Marketing
SaleCommon stock - GBX 200 $57.91 $11,582.00
Disclosure

SEC source: 0001209191-18-043811 · doc4.xml · nonDerivative · entry 3

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062.6

Read SEC document
July 23, 2018 Filed Jul 24, 2018 23:09 UTC
Comstock Brian JEVP, Sales and Marketing
SaleCommon stock - GBX 2,300 $57.90 $133,170.00
Disclosure

SEC source: 0001209191-18-043811 · doc4.xml · nonDerivative · entry 2

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,262.6

Read SEC document
July 20, 2018 Filed Jul 24, 2018 23:09 UTC
Comstock Brian JEVP, Sales and Marketing
SaleCommon stock - GBX 2,500 $58.06 $145,150.00
Disclosure

SEC source: 0001209191-18-043811 · doc4.xml · nonDerivative · entry 1

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,562.6

F1 · balance_after: Amount of securities beneficially owned includes 7.911 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired on various dates and reflect acquisitions through June 2018.

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July 18, 2018 Filed Jul 19, 2018 16:17 UTC
Manning AnneVP Corporate Controller
SaleCommon stock - GBX 3,000 $55.05 $165,150.00
Disclosure

SEC source: 0001209191-18-043265 · doc4.xml · nonDerivative · entry 1

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,093

Read SEC document
June 29, 2018 Filed Jul 3, 2018 17:02 UTC
RITTENBAUM MARK JEVP, Commercial & Leasing
SaleCommon stock - GBX 4,899 $52.50 $257,197.50
Disclosure

SEC source: 0001209191-18-040646 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,837

F1 · kind: Sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 15, 2018

Read SEC document
May 24, 2018 Filed May 24, 2018 23:45 UTC
RITTENBAUM MARK JEVP, Commercial & Leasing
SaleCommon stock - GBX 2,100 $49.58 $104,124.93
Disclosure

SEC source: 0001209191-18-033214 · doc4.xml · nonDerivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,736

F2 · kind: Sale of shares was executed pursuant to a sales plan adopted May 15, 2018 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.15 to $49.85, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 22, 2018 Filed May 24, 2018 22:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033149 · doc4.xml · derivative · entry 3

Tekorius Lorie · CIK 0001418143 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,593

Underlying: Common Stock · 1,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,416 restricted stock units vested on May 22, 2018.

F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,416 restricted stock units vested on May 22, 2018.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:35 UTC Tax withholdingCommon stock - GBX 473 $52.20 $24,690.60
Disclosure

SEC source: 0001209191-18-033149 · doc4.xml · nonDerivative · entry 2

Tekorius Lorie · CIK 0001418143 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,392.566

F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:35 UTC Exercise / conversionCommon stock - GBX 1,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033149 · doc4.xml · nonDerivative · entry 1

Tekorius Lorie · CIK 0001418143 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,865.566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transaction(s) includes 102.01 shares acquired through participation in the Greenbrier Companies Employee Stock Purchase Plan. These shares were acquired on various dates and reflect acquisitions through May 2017.

Read SEC document
May 22, 2018 Filed May 24, 2018 23:45 UTC
RITTENBAUM MARK JEVP, Commercial & Leasing
Exercise / conversionRestricted Stock Units · Derivative 3,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033214 · doc4.xml · derivative · entry 4

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,349

Underlying: Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,166 restricted stock units vested on May 22, 2018.

F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,166 restricted stock units vested on May 22, 2018.

Read SEC document
May 22, 2018 Filed May 24, 2018 23:45 UTC
RITTENBAUM MARK JEVP, Commercial & Leasing
Tax withholdingCommon stock - GBX 1,056 $52.20 $55,123.20
Disclosure

SEC source: 0001209191-18-033214 · doc4.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,836

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
May 22, 2018 Filed May 24, 2018 23:45 UTC
RITTENBAUM MARK JEVP, Commercial & Leasing
Exercise / conversionCommon stock - GBX 3,166 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033214 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Commercial & Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:34 UTC
Manning AnneVP Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033143 · doc4.xml · derivative · entry 4

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,880

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,000 restricted stock units vested on May 22, 2018.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,000 restricted stock units vested on May 22, 2018.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:34 UTC
Manning AnneVP Corporate Controller
Tax withholdingCommon stock - GBX 334 $52.20 $17,434.80
Disclosure

SEC source: 0001209191-18-033143 · doc4.xml · nonDerivative · entry 2

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,093

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:34 UTC
Manning AnneVP Corporate Controller
Exercise / conversionCommon stock - GBX 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033143 · doc4.xml · nonDerivative · entry 1

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:32 UTC
FURMAN WILLIAM ADirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033140 · doc4.xml · derivative · entry 3

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,432

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 10,000 restricted stock units vested on May 22, 2018.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 10,000 restricted stock units vested on May 22, 2018.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:32 UTC
FURMAN WILLIAM ADirector · President & CEO
Tax withholdingCommon stock - GBX 4,600 $52.20 $240,120.00
Disclosure

SEC source: 0001209191-18-033140 · doc4.xml · nonDerivative · entry 2

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William A Furman Revocable Living Trust

Disclosed balance after: 115,437

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:32 UTC
FURMAN WILLIAM ADirector · President & CEO
Exercise / conversionCommon stock - GBX 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033140 · doc4.xml · nonDerivative · entry 1

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William A Furman Revocable Living Trust

Disclosed balance after: 120,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033130 · doc4.xml · derivative · entry 3

DOWNES ADRIAN J · CIK 0001293862 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,879

Underlying: Common Stock · 1,416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F2 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,416 restricted stock units vested on May 22, 2018.

F2 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,416 restricted stock units vested on May 22, 2018.

F2 · derivative.underlying_shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,416 restricted stock units vested on May 22, 2018.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:22 UTC Exercise / conversionCommon stock - GBX 1,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033130 · doc4.xml · nonDerivative · entry 1

DOWNES ADRIAN J · CIK 0001293862 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees

Disclosed balance after: 30,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:21 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033126 · doc4.xml · derivative · entry 3

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,357

Underlying: Common Stock · 1,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,916 restricted stock units vested on May 22, 2018.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 1,916 restricted stock units vested on May 22, 2018.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:21 UTC
Comstock Brian JEVP, Sales and Marketing
Tax withholdingCommon stock - GBX 639 $52.20 $33,355.80
Disclosure

SEC source: 0001209191-18-033126 · doc4.xml · nonDerivative · entry 2

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,054.689

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:21 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionCommon stock - GBX 1,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033126 · doc4.xml · nonDerivative · entry 1

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,693.689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:19 UTC
Centurion AlejandroEVP and President, GMO
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033125 · doc4.xml · derivative · entry 3

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,251

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,000 restricted stock units vested on May 22, 2018.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,000 restricted stock units vested on May 22, 2018.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:19 UTC
Centurion AlejandroEVP and President, GMO
Tax withholdingCommon stock - GBX 731 $52.20 $38,158.20
Disclosure

SEC source: 0001209191-18-033125 · doc4.xml · nonDerivative · entry 2

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,194

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:19 UTC
Centurion AlejandroEVP and President, GMO
Exercise / conversionCommon stock - GBX 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033125 · doc4.xml · nonDerivative · entry 1

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.