Tapewire

NYSE · USD

GBX

GREENBRIER COMPANIES INC

Export transactions ↓
Tapewire entity
4790
SEC CIK
0000923120
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
FURMAN WILLIAM AChairman & CEO
Exercise / conversionCommon Stock 38,695 $0.00 $0.00
Disclosure

SEC source: 0000923120-19-000016 · edgardoc.xml · nonDerivative · entry 1

FURMAN WILLIAM A · CIK 0000937952 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 221,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 27, 2017, the Reporting Person was awarded 39,259 performance-based restricted stock units ("RSUs"), including 31,408 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 7,851 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 38,695 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 7,851 RSUs subject to ROE performance objectives were cancelled.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionRestricted Stock Units · Derivative 5,772 $0.00 $0.00
Disclosure

SEC source: 0000923120-19-000014 · edgardoc.xml · derivative · entry 5

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,905

Underlying: Common Stock · 5,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F1 · shares: On March 27, 2017, the Reporting Person was awarded 7,214 performance-based restricted stock units ("RSUs"), including 5,772 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,442 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 7,112 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 1,442 RSUs subject to ROE performance objectives were cancelled.

F5 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 5,772 RSUs vested and 1,442 RSUs were cancelled on October 22, 2019.

F5 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 5,772 RSUs vested and 1,442 RSUs were cancelled on October 22, 2019.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
Comstock Brian JEVP, Sales and Marketing
Tax withholdingCommon Stock 2,379 $30.80 $73,273.20
Disclosure

SEC source: 0000923120-19-000014 · edgardoc.xml · nonDerivative · entry 2

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,364.398

F3 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionCommon Stock 7,112 $0.00 $0.00
Disclosure

SEC source: 0000923120-19-000014 · edgardoc.xml · nonDerivative · entry 1

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,743.398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 27, 2017, the Reporting Person was awarded 7,214 performance-based restricted stock units ("RSUs"), including 5,772 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,442 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 7,112 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 1,442 RSUs subject to ROE performance objectives were cancelled.

F2 · balance_after: Amount of securities beneficially owned following reported transaction(s) includes 26.549 shares acquired through dividend re-investments on various dates through October 2019.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
BAKER MARTIN RAYMONDSVP, GC & Compliance Officer
Exercise / conversionRestricted Stock Units · Derivative 5,814 $0.00 $0.00
Disclosure

SEC source: 0000923120-19-000012 · edgardoc.xml · derivative · entry 5

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,388

Underlying: Common Stock · 5,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F1 · shares: On March 27, 2017, the Reporting Person was awarded 7,267 performance-based restricted stock units ("RSUs"), including 5,814 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,453 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 7,163 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 1,453 RSUs subject to ROE performance objectives were cancelled.

F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 5,814 RSUs vested and 1,453 RSUs were cancelled on October 22, 2019.

F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 5,814 RSUs vested and 1,453 RSUs were cancelled on October 22, 2019.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
BAKER MARTIN RAYMONDSVP, GC & Compliance Officer
Tax withholdingCommon Stock 2,397 $30.80 $73,827.60
Disclosure

SEC source: 0000923120-19-000012 · edgardoc.xml · nonDerivative · entry 2

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,050

F2 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
BAKER MARTIN RAYMONDSVP, GC & Compliance Officer
Exercise / conversionCommon Stock 7,163 $0.00 $0.00
Disclosure

SEC source: 0000923120-19-000012 · edgardoc.xml · nonDerivative · entry 1

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 27, 2017, the Reporting Person was awarded 7,267 performance-based restricted stock units ("RSUs"), including 5,814 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 1,453 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 7,163 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 1,453 RSUs subject to ROE performance objectives were cancelled.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
Centurion AlejandroEVP and President, GMO
Exercise / conversionRestricted Stock Units · Derivative 8,281 $0.00 $0.00
Disclosure

SEC source: 0000923120-19-000013 · edgardoc.xml · derivative · entry 5

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,450

Underlying: Common Stock · 8,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock.

F1 · shares: On March 27, 2017, the Reporting Person was awarded 10,351 performance-based restricted stock units ("RSUs"), including 8,281 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,070 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 10,203 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 2,070 RSUs subject to ROE performance objectives were cancelled.

F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 8,281 RSUs vested and 2,070 RSUs were cancelled on October 22, 2019.

F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 27, 2017, 8,281 RSUs vested and 2,070 RSUs were cancelled on October 22, 2019.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
Centurion AlejandroEVP and President, GMO
Tax withholdingCommon Stock 2,485 $30.80 $76,538.00
Disclosure

SEC source: 0000923120-19-000013 · edgardoc.xml · nonDerivative · entry 2

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,815

F2 · shares: Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 01:42 UTC
Centurion AlejandroEVP and President, GMO
Exercise / conversionCommon Stock 10,203 $0.00 $0.00
Disclosure

SEC source: 0000923120-19-000013 · edgardoc.xml · nonDerivative · entry 1

Centurion Alejandro · CIK 0001386723 · EVP and President, GMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 27, 2017, the Reporting Person was awarded 10,351 performance-based restricted stock units ("RSUs"), including 8,281 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,070 RSUs subject to vesting based on the Issuer's achievement of ROE performance objectives. The Issuer achieved performance between target (goal) and stretch levels against the adjusted EBITDA performance objective and below threshold levels against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Issuer's common stock equal to 123.2% and 0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 10,203 shares of the Issuer's common stock were issued to the Reporting Person as of the determination date, October 22, 2019 and 2,070 RSUs subject to ROE performance objectives were cancelled.

Read SEC document
May 03, 2019 Filed May 6, 2019 18:02 UTC
RITTENBAUM MARK JEVP, Chief Comm. & Leasing Off
SaleCommon stock - GBX 7,603 $35.94 $273,213.81
Disclosure

SEC source: 0001209191-19-027664 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,837

F1 · kind: Sale of shares was executed pursuant to a sales plan adopted April 29, 2019 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.64 to $36.11, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 23, 2019 Filed Apr 24, 2019 21:06 UTC
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
SaleCommon stock - GBX 2,000 $35.53 $71,060.00
Disclosure

SEC source: 0001209191-19-025772 · doc4.xml · nonDerivative · entry 1

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,284

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:09 UTC Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023875 · doc4.xml · derivative · entry 3

Tekorius Lorie · CIK 0001418143 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,024

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,750 restricted stock units vested on April 4, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,750 restricted stock units vested on April 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:09 UTC Tax withholdingCommon stock - GBX 1,255 $33.01 $41,427.55
Disclosure

SEC source: 0001209191-19-023875 · doc4.xml · nonDerivative · entry 2

Tekorius Lorie · CIK 0001418143 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,857.075

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:09 UTC Exercise / conversionCommon stock - GBX 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023875 · doc4.xml · nonDerivative · entry 1

Tekorius Lorie · CIK 0001418143 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,112.075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:08 UTC
RITTENBAUM MARK JEVP, Chief Comm. & Leasing Off
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023873 · doc4.xml · derivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,945

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,334 restricted stock units vested on April 4, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,334 restricted stock units vested on April 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:08 UTC
RITTENBAUM MARK JEVP, Chief Comm. & Leasing Off
Tax withholdingCommon stock - GBX 1,116 $33.01 $36,839.16
Disclosure

SEC source: 0001209191-19-023873 · doc4.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,440

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:08 UTC
RITTENBAUM MARK JEVP, Chief Comm. & Leasing Off
Exercise / conversionCommon stock - GBX 3,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023873 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:07 UTC
Manning AnneVP Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 834 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023871 · doc4.xml · derivative · entry 4

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,270

Underlying: Common Stock · 834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 834 restricted stock units vested on April 4, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 834 restricted stock units vested on April 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:07 UTC
Manning AnneVP Corporate Controller
Tax withholdingCommon stock - GBX 272 $33.01 $8,978.72
Disclosure

SEC source: 0001209191-19-023871 · doc4.xml · nonDerivative · entry 2

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,294

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:07 UTC
Manning AnneVP Corporate Controller
Exercise / conversionCommon stock - GBX 834 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023871 · doc4.xml · nonDerivative · entry 1

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:06 UTC
FURMAN WILLIAM ADirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023868 · doc4.xml · derivative · entry 3

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,678

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 16,667 restricted stock units vested on April 4, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 16,667 restricted stock units vested on April 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:06 UTC
FURMAN WILLIAM ADirector · President & CEO
Tax withholdingCommon stock - GBX 6,783 $33.01 $223,906.83
Disclosure

SEC source: 0001209191-19-023868 · doc4.xml · nonDerivative · entry 2

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William A Furman Revocable Living Trust

Disclosed balance after: 182,733

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:06 UTC
FURMAN WILLIAM ADirector · President & CEO
Exercise / conversionCommon stock - GBX 16,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023868 · doc4.xml · nonDerivative · entry 1

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William A Furman Revocable Living Trust

Disclosed balance after: 189,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023867 · doc4.xml · derivative · entry 4

DOWNES ADRIAN J · CIK 0001293862 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,087

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 1,250 restricted stock units vested on April 4, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 1,250 restricted stock units vested on April 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:05 UTC Tax withholdingCommon stock - GBX 419 $33.01 $13,831.19
Disclosure

SEC source: 0001209191-19-023867 · doc4.xml · nonDerivative · entry 2

DOWNES ADRIAN J · CIK 0001293862 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,627

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:05 UTC Exercise / conversionCommon stock - GBX 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023867 · doc4.xml · nonDerivative · entry 1

DOWNES ADRIAN J · CIK 0001293862 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:04 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023865 · doc4.xml · derivative · entry 3

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,119

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 2,500 restricted stock units vested on April 4, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 2,500 restricted stock units vested on April 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:04 UTC
Comstock Brian JEVP, Sales and Marketing
Tax withholdingCommon stock - GBX 837 $33.01 $27,629.37
Disclosure

SEC source: 0001209191-19-023865 · doc4.xml · nonDerivative · entry 2

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,604.848

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:04 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionCommon stock - GBX 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023865 · doc4.xml · nonDerivative · entry 1

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,441.848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:02 UTC
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
Exercise / conversionRestricted Stock Units · Derivative 2,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023863 · doc4.xml · derivative · entry 3

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,655

Underlying: Common Stock · 2,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 2,134 restricted stock units vested on April 4, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 2,134 restricted stock units vested on April 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:02 UTC
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
Tax withholdingCommon stock - GBX 714 $33.01 $23,569.14
Disclosure

SEC source: 0001209191-19-023863 · doc4.xml · nonDerivative · entry 2

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,284

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:02 UTC
BAKER MARTIN RAYMONDSVP, GC, & Compliance Officer
Exercise / conversionCommon stock - GBX 2,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023863 · doc4.xml · nonDerivative · entry 1

BAKER MARTIN RAYMOND · CIK 0001224178 · SVP, GC, & Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 2,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023090 · doc4.xml · derivative · entry 3

DOWNES ADRIAN J · CIK 0001293862 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,337

Underlying: Common Stock · 2,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F2 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 2,083 restricted stock units vested on March 30, 2019.

F2 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 2,083 restricted stock units vested on March 30, 2019.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:17 UTC Exercise / conversionCommon stock - GBX 2,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023090 · doc4.xml · nonDerivative · entry 1

DOWNES ADRIAN J · CIK 0001293862 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reliance Trust Company as Trustee for Nonqualified Deferred Compensation Plan for Employees

Disclosed balance after: 39,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:22 UTC Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023113 · doc4.xml · derivative · entry 3

Tekorius Lorie · CIK 0001418143 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,774

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 4,000 restricted stock units vested on March 30, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 4,000 restricted stock units vested on March 30, 2019.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:22 UTC Tax withholdingCommon stock - GBX 1,338 $32.23 $43,123.74
Disclosure

SEC source: 0001209191-19-023113 · doc4.xml · nonDerivative · entry 2

Tekorius Lorie · CIK 0001418143 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,362.075

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:22 UTC Exercise / conversionCommon stock - GBX 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023113 · doc4.xml · nonDerivative · entry 1

Tekorius Lorie · CIK 0001418143 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700.075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:20 UTC
RITTENBAUM MARK JEVP, Chief Comm. & Leasing Off
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023109 · doc4.xml · derivative · entry 3

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,279

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2019.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:20 UTC
RITTENBAUM MARK JEVP, Chief Comm. & Leasing Off
Tax withholdingCommon stock - GBX 1,673 $32.23 $53,920.79
Disclosure

SEC source: 0001209191-19-023109 · doc4.xml · nonDerivative · entry 2

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,222

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:20 UTC
RITTENBAUM MARK JEVP, Chief Comm. & Leasing Off
Exercise / conversionCommon stock - GBX 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023109 · doc4.xml · nonDerivative · entry 1

RITTENBAUM MARK J · CIK 0001216953 · EVP, Chief Comm. & Leasing Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:19 UTC
Manning AnneVP Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023105 · doc4.xml · derivative · entry 4

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,104

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 1,500 restricted stock units vested on March 30, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 1,500 restricted stock units vested on March 30, 2019.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:19 UTC
Manning AnneVP Corporate Controller
Tax withholdingCommon stock - GBX 552 $32.23 $17,790.96
Disclosure

SEC source: 0001209191-19-023105 · doc4.xml · nonDerivative · entry 2

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,732

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:19 UTC
Manning AnneVP Corporate Controller
Exercise / conversionCommon stock - GBX 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023105 · doc4.xml · nonDerivative · entry 1

Manning Anne · CIK 0001418205 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:19 UTC
FURMAN WILLIAM ADirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 19,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023100 · doc4.xml · derivative · entry 3

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,345

Underlying: Common Stock · 19,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 19,500 restricted stock units vested on March 30, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 19,500 restricted stock units vested on March 30, 2019.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:19 UTC
FURMAN WILLIAM ADirector · President & CEO
Tax withholdingCommon stock - GBX 6,596 $32.23 $212,589.08
Disclosure

SEC source: 0001209191-19-023100 · doc4.xml · nonDerivative · entry 2

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William A Furman Revocable Living Trust

Disclosed balance after: 172,849

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:19 UTC
FURMAN WILLIAM ADirector · President & CEO
Exercise / conversionCommon stock - GBX 19,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023100 · doc4.xml · nonDerivative · entry 1

FURMAN WILLIAM A · CIK 0000937952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By William A Furman Revocable Living Trust

Disclosed balance after: 179,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:17 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionRestricted Stock Units · Derivative 3,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023095 · doc4.xml · derivative · entry 3

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,619

Underlying: Common Stock · 3,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 3,583 restricted stock units vested on March 30, 2019.

F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 3,583 restricted stock units vested on March 30, 2019.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:17 UTC
Comstock Brian JEVP, Sales and Marketing
Tax withholdingCommon stock - GBX 1,197 $32.23 $38,579.31
Disclosure

SEC source: 0001209191-19-023095 · doc4.xml · nonDerivative · entry 2

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,941.848

F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.

Read SEC document
March 30, 2019 Filed Apr 3, 2019 20:17 UTC
Comstock Brian JEVP, Sales and Marketing
Exercise / conversionCommon stock - GBX 3,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023095 · doc4.xml · nonDerivative · entry 1

Comstock Brian J · CIK 0001737944 · EVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,138.848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.