Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2021 Filed Nov 16, 2021 21:15 UTC |
BROWN JOSEPH WDirector
|
PurchaseClass A Common Shares | 10,000 | $27.25 | $272,500.00 |
DisclosureSEC source: 0001209191-21-064754 · doc4.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,248 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:35 UTC |
FOX SAUL ADirector · 10% owner
|
GrantClass A Common Shares | 5,263 | $26.39 | $138,890.57 |
DisclosureSEC source: 0001209191-21-058991 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,695,855 F1 · shares: Represents a grant of 3,316 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,947 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,010,520 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 16:39 UTC |
HURWITZ JASON BDirector
|
GrantClass A Common Shares | 2,368 | $26.39 | $62,491.52 |
DisclosureSEC source: 0001209191-21-059012 · doc4.xml · nonDerivative · entry 1 HURWITZ JASON B · CIK 0001099190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,375 F1 · shares: Represents a grant of vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. F2 · balance_after: Includes restricted share units covering 41,667 A Common Shares of the issuer that vest ratably over three years on January 1, 2022, January 1, 2023, and January 1, 2024, subject to Mr. Hurwitz remaining a director or employee of the issuer through the applicable vesting date. Upon vesting, the reporting person will receive A Common Shares of the issuer. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:44 UTC |
WEHR JAMES DDirector
|
GrantClass A Common Shares | 2,368 | $26.39 | $62,491.52 |
DisclosureSEC source: 0001209191-21-059029 · doc4.xml · nonDerivative · entry 1 WEHR JAMES D · CIK 0001255543 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,310 F1 · shares: Represents a grant of vested Class A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:42 UTC |
Lederman bruce rDirector
|
GrantClass A Common Shares | 2,451 | $26.39 | $64,681.89 |
DisclosureSEC source: 0001209191-21-059022 · doc4.xml · nonDerivative · entry 1 Lederman bruce r · CIK 0001364461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,215 F1 · shares: Represents a grant of 1,894 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 557 vested A Common Shares granted as a tax gross-up. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:32 UTC |
BROWN JOSEPH WDirector
|
GrantClass A Common Shares | 4,511 | $26.39 | $119,045.29 |
DisclosureSEC source: 0001209191-21-058979 · doc4.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,248 F1 · shares: Represents a grant of 2,842 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,669 vested A Common Shares granted as a tax gross-up. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:37 UTC |
Gersch SethDirector
|
GrantClass A Common Shares | 4,511 | $26.39 | $119,045.29 |
DisclosureSEC source: 0001209191-21-059001 · doc4.xml · nonDerivative · entry 1 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,760 F1 · shares: Represents a grant of 2,842 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,669 vested A Common Shares granted as a tax gross-up. Read SEC document |
| August 12, 2021 Filed Aug 12, 2021 21:32 UTC |
Gersch SethDirector
|
PurchaseClass A Common Shares | 3,600 | $27.02 | $97,272.00 |
DisclosureSEC source: 0001209191-21-051202 · doc4.xml · nonDerivative · entry 3 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,249 F3 · shares: Represents an open market purchase with an average price of $27.02. F3 · price: Represents an open market purchase with an average price of $27.02. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 21:32 UTC |
Gersch SethDirector
|
PurchaseClass A Common Shares | 400 | $27.64 | $11,056.00 |
DisclosureSEC source: 0001209191-21-051202 · doc4.xml · nonDerivative · entry 2 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,649 F2 · shares: Represents an open market purchase with an average price of $27.64. F2 · price: Represents an open market purchase with an average price of $27.64. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 21:32 UTC |
Gersch SethDirector
|
PurchaseClass A Common Shares | 3,200 | $26.37 | $84,384.00 |
DisclosureSEC source: 0001209191-21-051202 · doc4.xml · nonDerivative · entry 1 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,249 F1 · shares: Represents an open market purchase with an average price of $26.37. F1 · price: Represents an open market purchase with an average price of $26.37. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 18:50 UTC |
FOX SAUL ADirector · 10% owner
|
GrantClass A Common Shares | 4,838 | $28.71 | $138,898.98 |
DisclosureSEC source: 0001209191-21-044827 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,690,592 F1 · shares: Represents a grant of 3,048 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,790 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,005,257 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 14:39 UTC |
HURWITZ JASON BDirector
|
GrantClass A Common Shares | 2,177 | $28.71 | $62,501.67 |
DisclosureSEC source: 0001209191-21-044822 · doc4.xml · nonDerivative · entry 1 HURWITZ JASON B · CIK 0001099190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,007 F1 · shares: Represents a grant of vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. F2 · balance_after: Includes restricted share units covering 41,667 A Common Shares of the issuer that vest ratably over three years on January 1, 2022, January 1, 2023, and January 1, 2024, subject to Mr. Hurwitz remaining a director or employee of the issuer through the applicable vesting date. Upon vesting, the reporting person will receive A Common Shares of the issuer. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 18:43 UTC |
Lederman bruce rDirector
|
GrantClass A Common Shares | 2,253 | $28.71 | $64,683.63 |
DisclosureSEC source: 0001209191-21-044824 · doc4.xml · nonDerivative · entry 1 Lederman bruce r · CIK 0001364461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,764 F1 · shares: Represents a grant of 1,742 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 511 vested A Common Shares granted as a tax gross-up. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 18:34 UTC |
WEHR JAMES DDirector
|
GrantClass A Common Shares | 2,177 | $28.71 | $62,501.67 |
DisclosureSEC source: 0001209191-21-044820 · doc4.xml · nonDerivative · entry 1 WEHR JAMES D · CIK 0001255543 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,942 F1 · shares: Represents a grant of vested Class A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 18:30 UTC |
Gersch SethDirector
|
GrantClass A Common Shares | 4,147 | $28.71 | $119,060.37 |
DisclosureSEC source: 0001209191-21-044819 · doc4.xml · nonDerivative · entry 1 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,049 F1 · shares: Represents a grant of 2,613 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,534 vested A Common Shares granted as a tax gross-up. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 18:25 UTC |
BROWN JOSEPH WDirector
|
GrantClass A Common Shares | 4,146 | $28.71 | $119,031.66 |
DisclosureSEC source: 0001209191-21-044813 · doc4.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,737 F1 · shares: Represents a grant of 2,612 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,534 vested A Common Shares granted as a tax gross-up. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 21:07 UTC |
Oltman Jonathan EPresident-Insurance Operations
|
Tax withholdingClass A Common Shares | 1,153 | $27.64 | $31,868.92 |
DisclosureSEC source: 0001209191-21-042437 · doc4.xml · nonDerivative · entry 1 Oltman Jonathan E · CIK 0001736412 · President-Insurance Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,600 Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 21:03 UTC |
Gibbons Thomas P.Executive Vice President
|
Tax withholdingClass A Common Shares | 547 | $27.64 | $15,119.08 |
DisclosureSEC source: 0001209191-21-042426 · doc4.xml · nonDerivative · entry 1 Gibbons Thomas P. · CIK 0001797893 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,247 Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 21:05 UTC |
Lam Stanley KSenior Vice President
|
Tax withholdingClass A Common Shares | 474 | $27.64 | $13,101.36 |
DisclosureSEC source: 0001209191-21-042430 · doc4.xml · nonDerivative · entry 1 Lam Stanley K · CIK 0001846578 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,428 Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 21:00 UTC |
Elliott David CSr. Vice President, Claims
|
Tax withholdingClass A Common Shares | 584 | $27.64 | $16,141.76 |
DisclosureSEC source: 0001209191-21-042425 · doc4.xml · nonDerivative · entry 1 Elliott David C · CIK 0001846717 · Sr. Vice President, Claims 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,605 Read SEC document |
| May 25, 2021 Filed May 26, 2021 21:13 UTC |
Oltman Jonathan EPresident-Insurance Operations
|
SaleClass A Common Shares | 3,000 | $31.02 | $93,060.00 |
DisclosureSEC source: 0001209191-21-035982 · doc4.xml · nonDerivative · entry 1 Oltman Jonathan E · CIK 0001736412 · President-Insurance Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,753 F1 · price: Reflects the average share price of multiple transactions. The price range for the transactions is $31.00 - $31.30. F2 · price: Full information regarding the number of shares sold at each price is available upon request. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 3,707,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-035970 · doc4.xml · derivative · entry 3 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,707,785 Underlying: Class A Common Shares · 3,707,785 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · kind: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · kind: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · kind: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · price: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · price: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · price: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F8 · ownership.nature: Common Shares owned by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by FP International LPH, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 1,877,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-035970 · doc4.xml · derivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 1,877,578 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · kind: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · kind: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · kind: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · price: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · price: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · price: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F7 · ownership.nature: Common Shares owned by UNH II. A majority of the outstanding share capital of UNH II is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by UNH II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 1,830,207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-035970 · doc4.xml · derivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 1,830,207 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · kind: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · kind: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · kind: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · price: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · price: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · price: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F6 · ownership.nature: Common Shares owned by UNH I. A majority of the outstanding share capital of UNH I is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by UNH I. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 9,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 6 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 51,882 Underlying: Class A Common Shares · 9,802 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F12 · ownership.nature: Common Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which, following the Distributions, holds 979,050 A Common Shares and 172,939 B Common Shares. Prior to the Distributions, Fox Mercury Investments, L.P. was an indirect owner of 32,673 B Common Shares held, collectively, by UNH I and UNH II, all of which such shares Fox Mercury Investments, L.P. received in the Distributions. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 22,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 5 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 121,057 Underlying: Class A Common Shares · 22,871 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F11 · ownership.nature: Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which, following the Distributions, holds 979,050 A Common Shares and 172,939 B Common Shares. Prior to the Distributions, Fox Mercury Investments, L.P. was an indirect owner of 32,673 B Common Shares held, collectively, by UNH I and UNH II, all of which such shares Fox Mercury Investments, L.P. received in the Distributions. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 66,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 4 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 66,438 Underlying: Class A Common Shares · 66,438 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F10 · ownership.nature: Common Shares owned by FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by FP International LPH, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 14,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 3 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 14,164 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F9 · ownership.nature: Common Shares owned by FPC Investment GP. The sole general partner of FPC Investment GP is Fox Paine Capital Fund II GP, LLC. The manager of Fox Paine Capital Fund II GP, LLC is Fox Paine Capital Management II, LLC. As a result, Fox Paine Capital Management II, LLC may be deemed to control the Common Shares owned by Fox Paine Capital Fund II GP, LLC. Fox Paine Capital Management II, LLC is wholly owned by Fox Mercury Investments, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 18,509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 18,509 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F8 · ownership.nature: Common Shares owned by Fox Paine Capital Fund II GP, LLC. The manager of Fox Paine Capital Fund II GP, LLC is Fox Paine Capital Management II, LLC. As a result, Fox Paine Capital Management II, LLC may be deemed to control the Common Shares owned by Fox Paine Capital Fund II GP, LLC. Fox Paine Capital Management II, LLC is wholly owned by Fox Mercury Investments, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 66,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 66,438 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F7 · ownership.nature: Common Shares owned by Fox Paine Capital Fund II Co-Investors International, L.P. The sole general partner of Fox Paine Capital Fund II Co-Investors International, L.P. is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by Fox Paine Capital Fund II Co-Investors International, L.P. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 14,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026676 · doc4.xml · derivative · entry 5 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,164 Underlying: Class A Common Shares · 14,164 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · kind: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · kind: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · kind: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · price: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · price: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · price: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F10 · ownership.nature: Common Shares owned by FPC Investment GP. The sole general partner of FPC Investment GP is Fox Paine Capital Fund II GP, LLC. The manager of Fox Paine Capital Fund II GP, LLC is Fox Paine Capital Management II, LLC. As a result, Fox Paine Capital Management II, LLC may be deemed to control the Common Shares owned by Fox Paine Capital Fund II GP, LLC. Fox Paine Capital Management II, LLC is wholly owned by Fox Mercury Investments, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 18,509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026676 · doc4.xml · derivative · entry 4 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,509 Underlying: Class A Common Shares · 18,509 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · kind: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · kind: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · kind: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · price: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · price: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · price: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F9 · ownership.nature: Common Shares owned by Fox Paine Capital Fund II GP, LLC. The manager of Fox Paine Capital Fund II GP, LLC is Fox Paine Capital Management II, LLC. As a result, Fox Paine Capital Management II, LLC may be deemed to control the Common Shares owned by Fox Paine Capital Fund II GP, LLC. Fox Paine Capital Management II, LLC is wholly owned by Fox Mercury Investments, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 66,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026676 · doc4.xml · derivative · entry 3 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 66,438 Underlying: Class A Common Shares · 66,438 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · kind: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · kind: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · kind: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · price: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · price: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · price: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F8 · ownership.nature: Common Shares owned by Fox Paine Capital Fund II Co-Investors International, L.P. The sole general partner of Fox Paine Capital Fund II Co-Investors International, L.P. is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by Fox Paine Capital Fund II Co-Investors International, L.P. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 56,513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026676 · doc4.xml · derivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,877,578 Underlying: Class A Common Shares · 56,513 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · kind: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · kind: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · kind: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · price: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · price: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · price: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F7 · ownership.nature: Common Shares owned by UNH II. A majority of the outstanding share capital of UNH II is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by UNH II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 21:03 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass B Common Shares · Derivative | 42,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026676 · doc4.xml · derivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,830,207 Underlying: Class A Common Shares · 42,598 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · kind: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · kind: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · kind: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted (continued in footnote 3) F3 · price: 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (continued in footnote 4) F4 · price: (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. Upon completion of the Distributions, it is expected that, (i) as a result of further distributions by Fox Paine Capital Fund II GP, LLC and FPC Investment GP, 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (ii) as a result of further distributions by Fox Paine Capital Fund II Co-Investors International, L.P., 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest (continued in footnote 5) F5 · price: in UNH I and UNH II and (iii) 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F6 · ownership.nature: Common Shares owned by UNH I. A majority of the outstanding share capital of UNH I is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by UNH I. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 21:06 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass A Common Shares | 107,843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026374 · doc4.xml · nonDerivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions") within 30 days. Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest. (continued in footnote 2) F2 · kind: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox previously disclaimed beneficial ownership) will not change. F1 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions") within 30 days. Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest. (continued in footnote 2) F2 · price: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox previously disclaimed beneficial ownership) will not change. F4 · ownership.nature: A Common Shares owned by UNH II. A majority of the outstanding share capital of UNH II is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by UNH II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 21:06 UTC |
FOX SAUL ADirector · 10% owner
|
OtherClass A Common Shares | 95,769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026374 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions") within 30 days. Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest. (continued in footnote 2) F2 · kind: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox previously disclaimed beneficial ownership) will not change. F1 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions") within 30 days. Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest. (continued in footnote 2) F2 · price: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox previously disclaimed beneficial ownership) will not change. F3 · ownership.nature: A Common Shares owned by UNH I. A majority of the outstanding share capital of UNH I is held by Fox Paine Capital Fund II International, L.P. ("Fund II"). The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by UNH I. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:55 UTC |
FOX SAUL ADirector · 10% owner
|
Exercise / conversionClass B Common Shares · Derivative | 93,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-025978 · doc4.xml · derivative · entry 6 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,934,091 Underlying: Class A Common Shares · 93,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F1 · kind: On April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. "(UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest, as further described below. (continued in footnote 2) F2 · kind: Mr. Fox previously disclaimed beneficial ownership of the Common Shares that will be distributed to persons in which Mr. Fox has no beneficial ownership interest. In anticipation of the Distributions, on April 5, 2021 (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that each of UNH I and UNH II will distribute all Common Shares held by it to its shareholders within 30 days, including the following distributions: (i) all 203,612 A Common Shares owned by UNH I and UNH II (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial ownership interest, (continued in footnote 3) F3 · kind: (ii) 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (iii) 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II and (iv) 3,707,785 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · price: On April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. "(UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest, as further described below. (continued in footnote 2) F2 · price: Mr. Fox previously disclaimed beneficial ownership of the Common Shares that will be distributed to persons in which Mr. Fox has no beneficial ownership interest. In anticipation of the Distributions, on April 5, 2021 (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that each of UNH I and UNH II will distribute all Common Shares held by it to its shareholders within 30 days, including the following distributions: (i) all 203,612 A Common Shares owned by UNH I and UNH II (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial ownership interest, (continued in footnote 3) F3 · price: (ii) 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (iii) 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II and (iv) 3,707,785 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F8 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F8 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F5 · ownership.nature: Common Shares owned by UNH II. A majority of the outstanding share capital of UNH II is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by UNH II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. In connection with the Distributions, it is expected that all Common Shares owned by UNH II will be distributed within 30 days as described above. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:55 UTC |
FOX SAUL ADirector · 10% owner
|
Exercise / conversionClass B Common Shares · Derivative | 93,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-025978 · doc4.xml · derivative · entry 5 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,872,805 Underlying: Class A Common Shares · 93,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F1 · kind: On April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. "(UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest, as further described below. (continued in footnote 2) F2 · kind: Mr. Fox previously disclaimed beneficial ownership of the Common Shares that will be distributed to persons in which Mr. Fox has no beneficial ownership interest. In anticipation of the Distributions, on April 5, 2021 (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that each of UNH I and UNH II will distribute all Common Shares held by it to its shareholders within 30 days, including the following distributions: (i) all 203,612 A Common Shares owned by UNH I and UNH II (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial ownership interest, (continued in footnote 3) F3 · kind: (ii) 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (iii) 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II and (iv) 3,707,785 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · price: On April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. "(UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest, as further described below. (continued in footnote 2) F2 · price: Mr. Fox previously disclaimed beneficial ownership of the Common Shares that will be distributed to persons in which Mr. Fox has no beneficial ownership interest. In anticipation of the Distributions, on April 5, 2021 (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that each of UNH I and UNH II will distribute all Common Shares held by it to its shareholders within 30 days, including the following distributions: (i) all 203,612 A Common Shares owned by UNH I and UNH II (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial ownership interest, (continued in footnote 3) F3 · price: (ii) 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (iii) 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II and (iv) 3,707,785 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F8 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F8 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F4 · ownership.nature: Common Shares owned by UNH I. A majority of the outstanding share capital of UNH I is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by UNH I. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. In connection with the Distributions, it is expected that all Common Shares owned by UNH I will be distributed within 30 days as described above. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:55 UTC |
FOX SAUL ADirector · 10% owner
|
Exercise / conversionClass A Common Shares | 93,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-025978 · doc4.xml · nonDerivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 107,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. "(UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest, as further described below. (continued in footnote 2) F2 · kind: Mr. Fox previously disclaimed beneficial ownership of the Common Shares that will be distributed to persons in which Mr. Fox has no beneficial ownership interest. In anticipation of the Distributions, on April 5, 2021 (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that each of UNH I and UNH II will distribute all Common Shares held by it to its shareholders within 30 days, including the following distributions: (i) all 203,612 A Common Shares owned by UNH I and UNH II (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial ownership interest, (continued in footnote 3) F3 · kind: (ii) 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (iii) 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II and (iv) 3,707,785 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · price: On April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. "(UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest, as further described below. (continued in footnote 2) F2 · price: Mr. Fox previously disclaimed beneficial ownership of the Common Shares that will be distributed to persons in which Mr. Fox has no beneficial ownership interest. In anticipation of the Distributions, on April 5, 2021 (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that each of UNH I and UNH II will distribute all Common Shares held by it to its shareholders within 30 days, including the following distributions: (i) all 203,612 A Common Shares owned by UNH I and UNH II (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial ownership interest, (continued in footnote 3) F3 · price: (ii) 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (iii) 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II and (iv) 3,707,785 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F5 · ownership.nature: Common Shares owned by UNH II. A majority of the outstanding share capital of UNH II is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by UNH II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. In connection with the Distributions, it is expected that all Common Shares owned by UNH II will be distributed within 30 days as described above. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:55 UTC |
FOX SAUL ADirector · 10% owner
|
Exercise / conversionClass A Common Shares | 93,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-025978 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 95,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. "(UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest, as further described below. (continued in footnote 2) F2 · kind: Mr. Fox previously disclaimed beneficial ownership of the Common Shares that will be distributed to persons in which Mr. Fox has no beneficial ownership interest. In anticipation of the Distributions, on April 5, 2021 (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that each of UNH I and UNH II will distribute all Common Shares held by it to its shareholders within 30 days, including the following distributions: (i) all 203,612 A Common Shares owned by UNH I and UNH II (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial ownership interest, (continued in footnote 3) F3 · kind: (ii) 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (iii) 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II and (iv) 3,707,785 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · price: On April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. "(UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following the Distributions 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares will be distributed to persons in which Mr. Fox has no beneficial interest, as further described below. (continued in footnote 2) F2 · price: Mr. Fox previously disclaimed beneficial ownership of the Common Shares that will be distributed to persons in which Mr. Fox has no beneficial ownership interest. In anticipation of the Distributions, on April 5, 2021 (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that each of UNH I and UNH II will distribute all Common Shares held by it to its shareholders within 30 days, including the following distributions: (i) all 203,612 A Common Shares owned by UNH I and UNH II (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial ownership interest, (continued in footnote 3) F3 · price: (ii) 32,673 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Mercury Investments, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II, (iii) 66,438 B Common Shares previously owned by UNH I and UNH II will be distributed to FP International LPH, L.P. in respect of a portion of its indirect equity interest in UNH I and UNH II and (iv) 3,707,785 B Common Shares previously owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F4 · ownership.nature: Common Shares owned by UNH I. A majority of the outstanding share capital of UNH I is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by UNH I. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. In connection with the Distributions, it is expected that all Common Shares owned by UNH I will be distributed within 30 days as described above. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 23:01 UTC |
FOX SAUL ADirector · 10% owner
|
GrantClass A Common Shares | 4,903 | $28.32 | $138,852.96 |
DisclosureSEC source: 0001209191-21-024268 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,685,754 F1 · shares: Represents a grant of 3,089 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,814 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,000,419 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 19:05 UTC |
HURWITZ JASON BDirector
|
GrantClass A Common Shares | 2,207 | $28.32 | $62,502.24 |
DisclosureSEC source: 0001209191-21-024272 · doc4.xml · nonDerivative · entry 1 HURWITZ JASON B · CIK 0001099190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,830 F1 · shares: Represents a grant of vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. F2 · balance_after: Includes restricted share units covering 41,667 A Common Shares of the issuer that vest ratably over three years on January 1, 2022, January 1, 2023, and January 1, 2024, subject to Mr. Hurwitz remaining a director or employee of the issuer through the applicable vesting date. Upon vesting, the reporting person will receive A Common Shares of the issuer. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 23:03 UTC |
Gersch SethDirector
|
GrantClass A Common Shares | 4,203 | $28.32 | $119,028.96 |
DisclosureSEC source: 0001209191-21-024271 · doc4.xml · nonDerivative · entry 1 Gersch Seth · CIK 0001426085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,902 F1 · shares: Represents a grant of 2,648 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,555 vested A Common Shares granted as a tax gross-up. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 22:59 UTC |
WEHR JAMES DDirector
|
GrantClass A Common Shares | 2,207 | $28.32 | $62,502.24 |
DisclosureSEC source: 0001209191-21-024265 · doc4.xml · nonDerivative · entry 1 WEHR JAMES D · CIK 0001255543 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,765 F1 · shares: Represents a grant of vested Class A Common Shares in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer. F2 · ownership.nature: Mr. Wehr receives payment for his services as a Director via Golden Eye Advisors, LLC. Mr. Wehr is the sole member of Golden Eye Advisors, LLC. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 22:56 UTC |
Lederman bruce rDirector
|
GrantClass A Common Shares | 2,283 | $28.32 | $64,654.56 |
DisclosureSEC source: 0001209191-21-024264 · doc4.xml · nonDerivative · entry 1 Lederman bruce r · CIK 0001364461 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,511 F1 · shares: Represents a grant of 1,765 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 518 vested A Common Shares granted as a tax gross-up. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 22:54 UTC |
BROWN JOSEPH WDirector
|
GrantClass A Common Shares | 4,203 | $28.32 | $119,028.96 |
DisclosureSEC source: 0001209191-21-024263 · doc4.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,591 F1 · shares: Represents a grant of 2,648 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,555 vested A Common Shares granted as a tax gross-up. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:56 UTC |
Gibbons Thomas P.Executive Vice President
|
Tax withholdingClass A Common Shares | 302 | $29.40 | $8,878.80 |
DisclosureSEC source: 0001209191-21-019075 · doc4.xml · nonDerivative · entry 1 Gibbons Thomas P. · CIK 0001797893 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,794 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:53 UTC |
Elliott David CSr. Vice President, Claims
|
Tax withholdingClass A Common Shares | 377 | $29.40 | $11,083.80 |
DisclosureSEC source: 0001209191-21-019071 · doc4.xml · nonDerivative · entry 1 Elliott David C · CIK 0001846717 · Sr. Vice President, Claims 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,189 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:50 UTC |
Lam Stanley KSenior Vice President
|
Tax withholdingClass A Common Shares | 84 | $29.40 | $2,469.60 |
DisclosureSEC source: 0001209191-21-019064 · doc4.xml · nonDerivative · entry 1 Lam Stanley K · CIK 0001846578 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,902 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.