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Nasdaq · USD

GBLI

Global Indemnity Group, LLC

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Tapewire entity
5587
SEC CIK
0001494904
Parsed reports
445

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2024 Filed Mar 22, 2024 17:51 UTC
Balderston William VChief Marketing Officer
GrantOption to Purchase Class A Common Shares (right to buy) · Derivative 50,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000950170-24-035524 · ownership.xml · derivative · entry 1

Balderston William V · CIK 0002015548 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Shares · 50,000 shares

Expires 2029-03-06

F1 · derivative.exercise_date: Options to Purchase Class A Common Shares vest one-third on each of March 6, 2025, March 6, 2026 and March 6, 2027.

Read SEC document
March 06, 2024 Filed Mar 22, 2024 17:56 UTC
Kasowitz Evan JacobSr. Vice President--Operations
GrantOption to Purchase Class A Common Shares (right to buy) · Derivative 50,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000950170-24-035528 · ownership.xml · derivative · entry 1

Kasowitz Evan Jacob · CIK 0002015658 · Sr. Vice President--Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Shares · 50,000 shares

Expires 2029-03-06

F1 · derivative.exercise_date: Options to Purchase Class A Common Shares vest one-third on each of March 6, 2025, March 6, 2026 and March 6, 2027.

Read SEC document
March 06, 2024 Filed Mar 27, 2024 20:05 UTC
Riley Brian JosephSr. Vice President--Finance
GrantOption to Purchase Class A Common Shares (right to buy) · Derivative 50,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0000950170-24-037167 · ownership.xml · derivative · entry 1

Riley Brian Joseph · CIK 0001244955 · Sr. Vice President--Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Shares · 50,000 shares

Expires 2029-03-06

F1 · derivative.exercise_date: Options to Purchase Class A Common Shares vest one-third on each of March 6, 2025, March 6, 2026 and March 6, 2027.

Read SEC document
January 02, 2024 Filed Jan 18, 2024 21:12 UTC
BROWN JOSEPH WDirector · Chief Executive
GrantOption to Purchase Class A Common Shares (right to buy) · Derivative 200,000 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0000950170-24-005382 · ownership.xml · derivative · entry 1

BROWN JOSEPH W · CIK 0001205159 · Director · Chief Executive

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Class A Common Shares · 200,000 shares

Expires 2031-01-02

Read SEC document
December 29, 2023 Filed Jan 3, 2024 16:20 UTC GrantClass A Common Shares 2,937 $31.05 $91,193.85
Disclosure

SEC source: 0000950170-24-000921 · ownership.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,763

F1 · shares: Represents a grant of vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

F2 · balance_after: Includes previously reported restricted share units covering 13,889 A Common Shares of the issuer that vested on 1/1/2024.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:05 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Common Shares 5,751 $31.05 $178,568.55
Disclosure

SEC source: 0000950170-24-000881 · ownership.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,757,719

F1 · shares: Represents a grant of 3,623 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,128 A Common Shares granted as a tax gross-up.

F2 · ownership.nature: Includes 1,072,384 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:22 UTC GrantClass A Common Shares 708 $31.05 $21,983.40
Disclosure

SEC source: 0000950170-24-000924 · ownership.xml · nonDerivative · entry 1

Karlinsky Fred Evan · CIK 0002004698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 708

F1 · shares: Represents a grant of vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:18 UTC GrantClass A Common Shares 4,154 $31.05 $128,981.70
Disclosure

SEC source: 0000950170-24-000911 · ownership.xml · nonDerivative · entry 1

DONNER FRED ROBERT · CIK 0001363859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,449

F1 · shares: Represents a grant of 2,617 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,537 vested A Common Shares granted as a tax gross-up.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:11 UTC GrantClass A Common Shares 4,286 $31.05 $133,080.30
Disclosure

SEC source: 0000950170-24-000894 · ownership.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,408

F1 · shares: Represents a grant of 2,700 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,586 vested A Common Shares granted as a tax gross-up.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:09 UTC
Gersch SethDirector
GrantClass A Common Shares 4,660 $31.05 $144,693.00
Disclosure

SEC source: 0000950170-24-000889 · ownership.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,896

F1 · shares: Represents a grant of 2,936 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,724 vested A Common Shares granted as a tax gross-up.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 20:05 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Common Shares 5,279 $33.83 $178,588.57
Disclosure

SEC source: 0001209191-23-051398 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,751,968

F1 · shares: Represents a grant of 3,326 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,953 A Common Shares granted as a tax gross-up.

F2 · ownership.nature: Includes 1,066,633 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 16:10 UTC GrantClass A Common Shares 2,586 $33.83 $87,484.38
Disclosure

SEC source: 0001209191-23-051422 · doc4.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,826

F1 · shares: Represents a grant of vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

F2 · balance_after: Includes restricted share units covering 13,889 A Common Shares of the issuer that vest ratably over the next year on January 1, 2024. Upon vesting, Mr. Hurwitz will receive A Common Shares of the issuer.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 20:12 UTC GrantClass A Common Shares 4,105 $33.83 $138,872.15
Disclosure

SEC source: 0001209191-23-051433 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,122

F1 · shares: Represents a grant of 2,586 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,509 vested A Common Shares granted as a tax gross-up.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 20:07 UTC
Gersch SethDirector
GrantClass A Common Shares 4,106 $33.83 $138,905.98
Disclosure

SEC source: 0001209191-23-051407 · doc4.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,236

F1 · shares: Represents a grant of 2,587 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,519 vested A Common Shares granted as a tax gross-up.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 20:02 UTC GrantClass A Common Shares 3,811 $33.83 $128,926.13
Disclosure

SEC source: 0001209191-23-051384 · doc4.xml · nonDerivative · entry 1

DONNER FRED ROBERT · CIK 0001363859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,295

F1 · shares: Represents a grant of 2,401 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,410 vested A Common Shares granted as a tax gross-up.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:04 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Common Shares 5,913 $30.20 $178,572.60
Disclosure

SEC source: 0001209191-23-040960 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,746,689

F1 · shares: Represents a grant of 3,725 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,188 A Common Shares granted as a tax gross-up.

F2 · ownership.nature: Includes 1,061,354 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:14 UTC GrantClass A Common Shares 2,897 $30.20 $87,489.40
Disclosure

SEC source: 0001209191-23-041006 · doc4.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,240

F1 · shares: Represents a grant of vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

F2 · balance_after: Includes restricted share units covering 13,889 A Common Shares of the issuer that vest ratably over the next year on January 1, 2024. Upon vesting, Mr. Hurwitz will receive A Common Shares of the issuer.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:12 UTC GrantClass A Common Shares 4,271 $30.20 $128,984.20
Disclosure

SEC source: 0001209191-23-040995 · doc4.xml · nonDerivative · entry 1

DONNER FRED ROBERT · CIK 0001363859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,484

F1 · shares: Represents a grant of 2,691 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,580 vested A Common Shares granted as a tax gross-up.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:10 UTC GrantClass A Common Shares 4,599 $30.20 $138,889.80
Disclosure

SEC source: 0001209191-23-040983 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,017

F1 · shares: Represents a grant of 2,897 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,702 vested A Common Shares granted as a tax gross-up.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:07 UTC
Gersch SethDirector
GrantClass A Common Shares 4,599 $30.20 $138,889.80
Disclosure

SEC source: 0001209191-23-040974 · doc4.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,130

F1 · shares: Represents a grant of 2,897 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,702 vested A Common Shares granted as a tax gross-up.

Read SEC document
June 18, 2023 Filed Jun 28, 2023 20:15 UTC
Oltman Jonathan EPresident-Insurance Operations
Tax withholdingClass A Common Shares 3,467 $33.74 $116,976.58
Disclosure

SEC source: 0001209191-23-040032 · doc4.xml · nonDerivative · entry 1

Oltman Jonathan E · CIK 0001736412 · President-Insurance Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,033

Read SEC document
June 18, 2023 Filed Jun 28, 2023 20:11 UTC
Gibbons Thomas P.Executive Vice President
Tax withholdingClass A Common Shares 1,640 $33.74 $55,333.60
Disclosure

SEC source: 0001209191-23-040030 · doc4.xml · nonDerivative · entry 1

Gibbons Thomas P. · CIK 0001797893 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,594

Read SEC document
June 18, 2023 Filed Jun 28, 2023 20:09 UTC
Elliott David CSr. Vice President, Claims
Tax withholdingClass A Common Shares 1,704 $33.74 $57,492.96
Disclosure

SEC source: 0001209191-23-040027 · doc4.xml · nonDerivative · entry 1

Elliott David C · CIK 0001846717 · Sr. Vice President, Claims

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,525

Read SEC document
June 18, 2023 Filed Jun 28, 2023 20:06 UTC
Lam Stanley KSenior Vice President
Tax withholdingClass A Common Shares 1,422 $33.74 $47,978.28
Disclosure

SEC source: 0001209191-23-040025 · doc4.xml · nonDerivative · entry 1

Lam Stanley K · CIK 0001846578 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,042

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Common Shares 7,013 $25.46 $178,550.98
Disclosure

SEC source: 0001209191-23-022681 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,740,776

F1 · shares: Represents a grant of 4,418 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,595 A Common Shares granted as a tax gross-up.

F2 · ownership.nature: Includes 1,055,441 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 16:20 UTC GrantClass A Common Shares 3,437 $25.46 $87,506.02
Disclosure

SEC source: 0001209191-23-022697 · doc4.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,343

F1 · shares: Represents a grant of vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

F2 · balance_after: Includes restricted share units covering 13,889 A Common Shares of the issuer that vest ratably over the next year on January 1, 2024. Upon vesting, Mr. Hurwitz will receive A Common Shares of the issuer.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:23 UTC GrantClass A Common Shares 5,455 $25.46 $138,884.30
Disclosure

SEC source: 0001209191-23-022704 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,418

F1 · shares: Represents a grant of 3,437 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,018 vested A Common Shares granted as a tax gross-up.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:18 UTC
Gersch SethDirector
GrantClass A Common Shares 5,455 $25.46 $138,884.30
Disclosure

SEC source: 0001209191-23-022690 · doc4.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,531

F1 · shares: Represents a grant of 3,437 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,018 vested A Common Shares granted as a tax gross-up.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:14 UTC GrantClass A Common Shares 5,066 $25.46 $128,980.36
Disclosure

SEC source: 0001209191-23-022673 · doc4.xml · nonDerivative · entry 1

DONNER FRED ROBERT · CIK 0001363859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,213

F1 · shares: Represents a grant of 3,191 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,875 vested A Common Shares granted as a tax gross-up.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:22 UTC
Oltman Jonathan EPresident-Insurance Operations
Tax withholdingClass A Common Shares 701 $23.31 $16,340.31
Disclosure

SEC source: 0001209191-23-000926 · doc4.xml · nonDerivative · entry 1

Oltman Jonathan E · CIK 0001736412 · President-Insurance Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:20 UTC
Lam Stanley KSenior Vice President
Tax withholdingClass A Common Shares 199 $23.31 $4,638.69
Disclosure

SEC source: 0001209191-23-000907 · doc4.xml · nonDerivative · entry 1

Lam Stanley K · CIK 0001846578 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,464

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:17 UTC
Gibbons Thomas P.Executive Vice President
Tax withholdingClass A Common Shares 311 $23.31 $7,249.41
Disclosure

SEC source: 0001209191-23-000894 · doc4.xml · nonDerivative · entry 1

Gibbons Thomas P. · CIK 0001797893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,234

Read SEC document
January 01, 2023 Filed Jan 4, 2023 21:15 UTC
Elliott David CSr. Vice President, Claims
Tax withholdingClass A Common Shares 325 $23.31 $7,575.75
Disclosure

SEC source: 0001209191-23-000884 · doc4.xml · nonDerivative · entry 1

Elliott David C · CIK 0001846717 · Sr. Vice President, Claims

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,229

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:06 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Common Shares 7,260 $23.23 $168,649.80
Disclosure

SEC source: 0001209191-23-000848 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,733,763

F1 · shares: Represents a grant of 4,574 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,686 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer.

F2 · ownership.nature: Includes 1,048,428 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 16:10 UTC GrantClass A Common Shares 2,106 $23.23 $48,922.38
Disclosure

SEC source: 0001209191-23-000865 · doc4.xml · nonDerivative · entry 1

HURWITZ JASON B · CIK 0001099190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,906

F1 · shares: Represents a grant of vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer.

F2 · balance_after: Includes restricted share units covering 13,889 A Common Shares of the issuer that vest ratably over the next year on January 1, 2024. Upon vesting, Mr. Hurwitz will receive A Common Shares of the issuer. 13,889 of the previously reported 27,778 restricted share units vested on 1/1/2023.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:12 UTC GrantClass A Common Shares 3,114 $23.23 $72,338.22
Disclosure

SEC source: 0001209191-23-000874 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,963

F1 · shares: Represents a grant of 1,962 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,152 vested A Common Shares granted as a tax gross-up.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:08 UTC
Gersch SethDirector
GrantClass A Common Shares 5,552 $23.23 $128,972.96
Disclosure

SEC source: 0001209191-23-000856 · doc4.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,076

F1 · shares: Represents a grant of 3,497 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,055 vested A Common Shares granted as a tax gross-up.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:04 UTC GrantClass A Common Shares 147 $23.23 $3,414.81
Disclosure

SEC source: 0001209191-23-000836 · doc4.xml · nonDerivative · entry 1

DONNER FRED ROBERT · CIK 0001363859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,147

F1 · shares: Represents a grant of 93 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 54 vested A Common Shares granted as a tax gross-up.

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December 31, 2022 Filed Jan 4, 2023 21:02 UTC
BROWN JOSEPH WDirector · Chief Executive
GrantClass A Common Shares 1,207 $23.23 $28,038.61
Disclosure

SEC source: 0001209191-23-000798 · doc4.xml · nonDerivative · entry 1

BROWN JOSEPH W · CIK 0001205159 · Director · Chief Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,404

F1 · shares: Represents a grant of 760 vested Class A Common Shares ("A Common Shares") in recognition of services rendered as a non-employee director through October 21, 2022 and 447 vested A Common Shares granted as a tax gross-up.

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December 14, 2022 Filed Dec 16, 2022 22:15 UTC PurchaseClass A Common Shares 46,151 $24.17 $1,115,469.67
Disclosure

SEC source: 0001209191-22-061711 · doc4.xml · nonDerivative · entry 2

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 46,151

F2 · ownership.nature: Shares held in the Gary and Barbara Tolman 2009 Living Trust UAD 04/27/09.

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December 14, 2022 Filed Dec 16, 2022 22:15 UTC PurchaseClass A Common Shares 92,000 $24.17 $2,223,640.00
Disclosure

SEC source: 0001209191-22-061711 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,849

F1 · balance_after: Includes 4,000 shares purchased on 11/30/22 for an average share price of $23.64.

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November 29, 2022 Filed Dec 1, 2022 21:33 UTC PurchaseClass A Common Shares 1,000 $23.40 $23,400.00
Disclosure

SEC source: 0001209191-22-059190 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,849

F1 · shares: Represents an open market purchase with an average price of $23.40.

F1 · price: Represents an open market purchase with an average price of $23.40.

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November 29, 2022 Filed Dec 1, 2022 21:30 UTC
Gersch SethDirector
PurchaseClass A Common Shares 4,000 $23.40 $93,600.00
Disclosure

SEC source: 0001209191-22-059186 · doc4.xml · nonDerivative · entry 1

Gersch Seth · CIK 0001426085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,524

F1 · shares: Represents an open market purchase with an average price of $23.40.

F1 · price: Represents an open market purchase with an average price of $23.40.

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November 28, 2022 Filed Nov 30, 2022 21:31 UTC PurchaseClass A Common Shares 750 $23.27 $17,452.50
Disclosure

SEC source: 0001209191-22-059046 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,849

F1 · shares: Represents an open market purchase with an average price of $23.27.

F1 · price: Represents an open market purchase with an average price of $23.27.

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November 21, 2022 Filed Nov 23, 2022 21:00 UTC PurchaseClass A Common Shares 500 $24.00 $12,000.00
Disclosure

SEC source: 0001209191-22-058597 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,099

F1 · shares: Represents an open market purchase with an average price of $24.00.

F1 · price: Represents an open market purchase with an average price of $24.00.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 22:50 UTC
FOX SAUL ADirector · 10% owner
Disposition to issuerClass A Common Shares 153,594 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058241 · doc4.xml · nonDerivative · entry 3

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest.

F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change.

F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest.

F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change.

F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest.

F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change.

F4 · ownership.nature: Common Shares owned by LPH LP. The sole general partner of LPH LP is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by LPH LP. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:50 UTC
FOX SAUL ADirector · 10% owner
GrantClass A Common Shares 87,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058241 · doc4.xml · nonDerivative · entry 2

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest.

F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change.

F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest.

F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change.

F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest.

F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change.

F4 · ownership.nature: Common Shares owned by LPH LP. The sole general partner of LPH LP is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by LPH LP. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:50 UTC
FOX SAUL ADirector · 10% owner
Disposition to issuerClass A Common Shares 87,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058241 · doc4.xml · nonDerivative · entry 1

FOX SAUL A · CIK 0001099187 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest.

F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change.

F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest.

F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change.

F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest.

F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change.

F3 · ownership.nature: Common Shares owned by FPC II. The sole general partner of FPC II is LPH LP. The sole general partner of LPH LP is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by FPC II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:30 UTC PurchaseClass A Common Shares 1,500 $23.60 $35,400.00
Disclosure

SEC source: 0001209191-22-058152 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,599

F1 · shares: Represents an open market purchase with an average price of $23.60.

F1 · price: Represents an open market purchase with an average price of $23.60.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:30 UTC PurchaseClass A Common Shares 1,500 $23.88 $35,820.00
Disclosure

SEC source: 0001209191-22-057851 · doc4.xml · nonDerivative · entry 1

Tolman Gary Charles · CIK 0001324265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,099

F1 · shares: Represents an open market purchase with an average price of $23.88.

F1 · price: Represents an open market purchase with an average price of $23.88.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.