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GATX

GATX CORP

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Tapewire entity
2783
SEC CIK
0000040211
Parsed reports
848

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2023 Filed Jun 1, 2023 18:00 UTC
Titterton Paul FEVP & Pres. Rail NA
SaleCommon Stock 5,481 $120.11 $658,303.73
Disclosure

SEC source: 0001562180-23-004646 · primarydocument.xml · nonDerivative · entry 3

Titterton Paul F · CIK 0001580375 · EVP & Pres. Rail NA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,373

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $120.7100 and the lowest price at which shares were sold was $119.7700. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 18:00 UTC
Titterton Paul FEVP & Pres. Rail NA
SaleCommon Stock 2,619 $119.28 $312,400.08
Disclosure

SEC source: 0001562180-23-004646 · primarydocument.xml · nonDerivative · entry 2

Titterton Paul F · CIK 0001580375 · EVP & Pres. Rail NA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,854

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $119.7000 and the lowest price at which shares were sold was $118.7300. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 18:00 UTC
Titterton Paul FEVP & Pres. Rail NA
Exercise / conversionCommon Stock 8,100 $69.74 $564,853.50
Disclosure

SEC source: 0001562180-23-004646 · primarydocument.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · EVP & Pres. Rail NA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:57 UTC
Arvia Anne LDirector
GrantCommon Stock 151 $114.37 $17,269.49
Disclosure

SEC source: 0001562180-23-003842 · primarydocument.xml · nonDerivative · entry 2

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,939

F2 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F3 · shares: Represents 151 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:50 UTC
REAM JAMES BDirector
GrantCommon Stock 255 $114.37 $29,163.71
Disclosure

SEC source: 0001562180-23-003841 · primarydocument.xml · nonDerivative · entry 2

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,180

F2 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Deferred Fee Plan credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F3 · shares: Represents (a) 189 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 65 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:43 UTC GrantCommon Stock 589 $114.37 $67,362.46
Disclosure

SEC source: 0001562180-23-003840 · primarydocument.xml · nonDerivative · entry 2

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,151

F2 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Deferred Fee Plan credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F3 · shares: Represents (a) 354 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 234 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:34 UTC GrantCommon Stock 167 $114.37 $19,099.37
Disclosure

SEC source: 0001562180-23-003839 · primarydocument.xml · nonDerivative · entry 2

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,937

F2 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F3 · shares: Represents 167 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:25 UTC GrantCommon Stock 269 $114.37 $30,764.86
Disclosure

SEC source: 0001562180-23-003837 · primarydocument.xml · nonDerivative · entry 2

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,713

F2 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Deferred Fee Plan credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F3 · shares: Represents (a) 72 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 196 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:15 UTC GrantCommon Stock 67 $114.37 $7,662.62
Disclosure

SEC source: 0001562180-23-003825 · primarydocument.xml · nonDerivative · entry 2

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,766

F2 · security: Represents additional shares of phantom stock credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") credited on the transaction date. Each share of phantom stock represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F3 · shares: Represents 67 shares of phantom stock acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:09 UTC GrantCommon Stock 26 $114.37 $2,973.56
Disclosure

SEC source: 0001562180-23-003824 · primarydocument.xml · nonDerivative · entry 2

Stanley Adam L. · CIK 0001786914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,393

F2 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Deferred Fee Plan credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F3 · shares: Represents 26 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

Read SEC document
May 01, 2023 Filed May 3, 2023 19:28 UTC
LYONS ROBERT CDirector · President and CEO
Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $61.18 $0.00
Disclosure

SEC source: 0001562180-23-003876 · primarydocument.xml · derivative · entry 5

LYONS ROBERT C · CIK 0001204288 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2024-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 19:28 UTC
LYONS ROBERT CDirector · President and CEO
SaleCommon Stock 5,892 $114.01 $671,775.79
Disclosure

SEC source: 0001562180-23-003876 · primarydocument.xml · nonDerivative · entry 3

LYONS ROBERT C · CIK 0001204288 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,710

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $114.2350 and the lowest price at which shares were sold was $113.7400. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

Read SEC document
May 01, 2023 Filed May 3, 2023 19:28 UTC
LYONS ROBERT CDirector · President and CEO
SaleCommon Stock 15,108 $113.12 $1,709,081.92
Disclosure

SEC source: 0001562180-23-003876 · primarydocument.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,602

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $113.7300 and the lowest price at which shares were sold was $112.7350. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.

Read SEC document
May 01, 2023 Filed May 3, 2023 19:28 UTC
LYONS ROBERT CDirector · President and CEO
Exercise / conversionCommon Stock 21,000 $61.18 $1,284,675.00
Disclosure

SEC source: 0001562180-23-003876 · primarydocument.xml · nonDerivative · entry 1

LYONS ROBERT C · CIK 0001204288 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:57 UTC
Arvia Anne LDirector
GrantCommon Stock 1,093 $114.37 $125,003.68
Disclosure

SEC source: 0001562180-23-003842 · primarydocument.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,787

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:50 UTC
REAM JAMES BDirector
GrantCommon Stock 1,093 $114.37 $125,003.68
Disclosure

SEC source: 0001562180-23-003841 · primarydocument.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,924

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan").

Read SEC document
April 28, 2023 Filed May 2, 2023 21:43 UTC GrantCommon Stock 1,093 $114.37 $125,003.68
Disclosure

SEC source: 0001562180-23-003840 · primarydocument.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,562

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan").

Read SEC document
April 28, 2023 Filed May 2, 2023 21:34 UTC GrantCommon Stock 1,093 $114.37 $125,003.68
Disclosure

SEC source: 0001562180-23-003839 · primarydocument.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,769

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:25 UTC GrantCommon Stock 1,093 $114.37 $125,003.68
Disclosure

SEC source: 0001562180-23-003837 · primarydocument.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,443

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan").

Read SEC document
April 28, 2023 Filed May 2, 2023 21:15 UTC GrantCommon Stock 1,093 $114.37 $125,003.68
Disclosure

SEC source: 0001562180-23-003825 · primarydocument.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,699

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:09 UTC GrantCommon Stock 1,093 $114.37 $125,003.68
Disclosure

SEC source: 0001562180-23-003824 · primarydocument.xml · nonDerivative · entry 1

Stanley Adam L. · CIK 0001786914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,367

F1 · security: Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan").

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:42 UTC
Zmudka RobertSr. VP & Chief Comm. Off.
Tax withholdingCommon Stock 339 $110.03 $37,300.17
Disclosure

SEC source: 0001562180-23-001484 · primarydocument.xml · nonDerivative · entry 2

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,637

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:42 UTC
Zmudka RobertSr. VP & Chief Comm. Off.
GrantCommon Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001484 · primarydocument.xml · nonDerivative · entry 1

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,976

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:38 UTC
Adedoyin NiyiSVP & CIO
Tax withholdingCommon Stock 303 $110.03 $33,339.09
Disclosure

SEC source: 0001562180-23-001483 · primarydocument.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,896

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:38 UTC
Adedoyin NiyiSVP & CIO
GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001483 · primarydocument.xml · nonDerivative · entry 1

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,199

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:34 UTC
McManus JenniferSr. VP & Controller
Tax withholdingCommon Stock 211 $110.03 $23,216.33
Disclosure

SEC source: 0001562180-23-001481 · primarydocument.xml · nonDerivative · entry 2

McManus Jennifer · CIK 0001798874 · Sr. VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Read SEC document
February 15, 2023 Filed Feb 17, 2023 16:34 UTC
McManus JenniferSr. VP & Controller
GrantCommon Stock 722 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001481 · primarydocument.xml · nonDerivative · entry 1

McManus Jennifer · CIK 0001798874 · Sr. VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793

Read SEC document
February 03, 2023 Filed Feb 6, 2023 22:51 UTC
Young Jeffery R.SVP, Chief Tax Officer
SaleCommon Stock 216 $117.10 $25,292.58
Disclosure

SEC source: 0001562180-23-001040 · primarydocument.xml · nonDerivative · entry 5

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,871

Read SEC document
February 02, 2023 Filed Feb 6, 2023 22:51 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversion2022 NQ Stock Option (Right to Buy) · Derivative 866 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-23-001040 · primarydocument.xml · derivative · entry 9

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734

Underlying: Common Stock · 866 shares

Expires 2029-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 22:51 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversion2021 NQ Stock Option (Right to Buy) · Derivative 1,033 $0.00 Strike: $91.36 $0.00
Disclosure

SEC source: 0001562180-23-001040 · primarydocument.xml · derivative · entry 8

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,033 shares

Expires 2028-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 22:51 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversion2020 NQ Stock Option (Right to Buy) · Derivative 934 $0.00 Strike: $77.07 $0.00
Disclosure

SEC source: 0001562180-23-001040 · primarydocument.xml · derivative · entry 7

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 934 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 22:51 UTC
Young Jeffery R.SVP, Chief Tax Officer
Tax withholdingCommon Stock 2,401 $117.70 $282,597.70
Disclosure

SEC source: 0001562180-23-001040 · primarydocument.xml · nonDerivative · entry 4

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,087

Read SEC document
February 02, 2023 Filed Feb 6, 2023 22:51 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversionCommon Stock 866 $103.15 $89,327.90
Disclosure

SEC source: 0001562180-23-001040 · primarydocument.xml · nonDerivative · entry 3

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 22:51 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversionCommon Stock 934 $77.07 $71,983.38
Disclosure

SEC source: 0001562180-23-001040 · primarydocument.xml · nonDerivative · entry 2

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 22:51 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversionCommon Stock 1,033 $91.36 $94,374.88
Disclosure

SEC source: 0001562180-23-001040 · primarydocument.xml · nonDerivative · entry 1

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 15:19 UTC Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative 18,900 $0.00 Strike: $61.18 $0.00
Disclosure

SEC source: 0001562180-23-001010 · primarydocument.xml · derivative · entry 6

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,900 shares

Expires 2024-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 15:19 UTC SaleCommon Stock 1,505 $117.30 $176,536.95
Disclosure

SEC source: 0001562180-23-001010 · primarydocument.xml · nonDerivative · entry 4

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,361

F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $117.6000 and the lowest price at which shares were sold was $117.1100.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 15:19 UTC SaleCommon Stock 3,357 $116.43 $390,871.62
Disclosure

SEC source: 0001562180-23-001010 · primarydocument.xml · nonDerivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,866

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $116.8200 and the lowest price at which shares were sold was $116.1100.

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February 02, 2023 Filed Feb 6, 2023 15:19 UTC SaleCommon Stock 14,038 $115.72 $1,624,532.11
Disclosure

SEC source: 0001562180-23-001010 · primarydocument.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,223

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $116.0900 and the lowest price at which shares were sold was $115.1100.

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February 02, 2023 Filed Feb 6, 2023 15:19 UTC Exercise / conversionCommon Stock 18,900 $61.18 $1,156,207.50
Disclosure

SEC source: 0001562180-23-001010 · primarydocument.xml · nonDerivative · entry 1

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2023 Filed Feb 3, 2023 21:47 UTC
Arvia Anne LDirector
GrantCommon Stock 148 $106.59 $15,775.32
Disclosure

SEC source: 0001562180-23-000940 · primarydocument.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,694

F1 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Directors' Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 148 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

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February 01, 2023 Filed Feb 3, 2023 21:43 UTC GrantCommon Stock 65 $106.59 $6,928.35
Disclosure

SEC source: 0001562180-23-000934 · primarydocument.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,606

F1 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 65 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan.

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February 01, 2023 Filed Feb 3, 2023 21:39 UTC GrantCommon Stock 162 $106.59 $17,267.58
Disclosure

SEC source: 0001562180-23-000929 · primarydocument.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,676

F1 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Directors' Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 162 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

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February 01, 2023 Filed Feb 3, 2023 21:28 UTC GrantCommon Stock 576 $106.59 $61,395.84
Disclosure

SEC source: 0001562180-23-000922 · primarydocument.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,469

F1 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Directors' Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents (a) 342 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 233 shares acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual director retainer fees payable to the reporting person in the form of phantom stock/RSUs under the Deferred Fee Plan.

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February 01, 2023 Filed Feb 3, 2023 21:22 UTC
REAM JAMES BDirector
GrantCommon Stock 250 $106.59 $26,647.50
Disclosure

SEC source: 0001562180-23-000921 · primarydocument.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,831

F1 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Directors' Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents (a) 184 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 66 shares acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual director retainer fees payable to the reporting person in the form of phantom stock/RSUs under the Deferred Fee Plan.

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February 01, 2023 Filed Feb 3, 2023 21:05 UTC GrantCommon Stock 268 $106.59 $28,566.12
Disclosure

SEC source: 0001562180-23-000904 · primarydocument.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

F1 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Directors' Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents (a) 69 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 198 shares acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual director retainer fees payable to the reporting person in the form of phantom stock/RSUs under the Deferred Fee Plan.

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February 01, 2023 Filed Feb 3, 2023 21:00 UTC GrantCommon Stock 25 $106.59 $2,664.75
Disclosure

SEC source: 0001562180-23-000892 · primarydocument.xml · nonDerivative · entry 1

Stanley Adam L. · CIK 0001786914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

F1 · security: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Directors' Deferred Fee Plan ("Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

F2 · shares: Represents 25 shares acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan.

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January 31, 2023 Filed Feb 2, 2023 18:48 UTC
Van Aken JenniferSr VP Treasurer & CRO
Tax withholdingCommon Stock 184 $113.27 $20,840.76
Disclosure

SEC source: 0001562180-23-000798 · primarydocument.xml · nonDerivative · entry 1

Van Aken Jennifer · CIK 0001824105 · Sr VP Treasurer & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,649

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January 31, 2023 Filed Feb 2, 2023 18:44 UTC
Glassberg Brian LEVP, General Counsel & Secy.
Tax withholdingCommon Stock 215 $113.27 $24,351.98
Disclosure

SEC source: 0001562180-23-000797 · primarydocument.xml · nonDerivative · entry 1

Glassberg Brian L · CIK 0001956917 · EVP, General Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,833

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January 28, 2023 Filed Jan 31, 2023 22:29 UTC Tax withholdingCommon Stock 322 $113.42 $36,519.63
Disclosure

SEC source: 0001562180-23-000761 · primarydocument.xml · nonDerivative · entry 1

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,361

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.