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GATX

GATX CORP

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2783
SEC CIK
0000040211
Parsed reports
848

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 19, 2021 01:22 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
SaleCommon Stock 1,200 $97.10 $116,520.72
Disclosure

SEC source: 0000899243-21-007220 · doc4.xml · nonDerivative · entry 6

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,889

F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $97.1500 and the lowest price at which shares were sold was $97.0400.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 01:22 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
SaleCommon Stock 28,200 $96.71 $2,727,289.68
Disclosure

SEC source: 0000899243-21-007220 · doc4.xml · nonDerivative · entry 5

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,089

F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $97.0300 and the lowest price at which shares were sold was $96.0400.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 01:22 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 29,400 $39.19 $1,152,039.00
Disclosure

SEC source: 0000899243-21-007220 · doc4.xml · nonDerivative · entry 4

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:22 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 7,633 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0000899243-21-007220 · doc4.xml · derivative · entry 10

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,467

Underlying: Common Stock · 7,633 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:22 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
SaleCommon Stock 7,633 $99.20 $757,231.00
Disclosure

SEC source: 0000899243-21-007220 · doc4.xml · nonDerivative · entry 3

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,889

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $99.7100 and the lowest price at which shares were sold was $99.0000.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:22 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 7,633 $39.19 $299,099.11
Disclosure

SEC source: 0000899243-21-007220 · doc4.xml · nonDerivative · entry 2

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:21 UTC
Young Jeffery R.SVP, Chief Tax Officer
Tax withholdingCommon Stock 392 $99.56 $39,025.56
Disclosure

SEC source: 0001246360-21-000474 · form.xml · nonDerivative · entry 3

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,478

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:21 UTC
Young Jeffery R.SVP, Chief Tax Officer
GrantCommon Stock 1,291 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000474 · form.xml · nonDerivative · entry 2

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,870

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:14 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
Tax withholdingCommon Stock 939 $99.56 $93,482.15
Disclosure

SEC source: 0001246360-21-000473 · form.xml · nonDerivative · entry 2

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,884

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:14 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
GrantCommon Stock 3,202 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000473 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:07 UTC
Adedoyin NiyiSVP & CIO
Tax withholdingCommon Stock 589 $99.56 $58,637.90
Disclosure

SEC source: 0001246360-21-000472 · form.xml · nonDerivative · entry 3

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,578

Read SEC document
February 16, 2021 Filed Feb 18, 2021 20:07 UTC
Adedoyin NiyiSVP & CIO
GrantCommon Stock 2,010 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000472 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Read SEC document
February 16, 2021 Filed Feb 18, 2021 19:56 UTC
Tezel Necati GokceExec. VP and Pres., Rail Intl.
Tax withholdingCommon Stock 725 $99.56 $72,177.38
Disclosure

SEC source: 0001246360-21-000471 · form.xml · nonDerivative · entry 3

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,175

Read SEC document
February 16, 2021 Filed Feb 18, 2021 19:56 UTC
Tezel Necati GokceExec. VP and Pres., Rail Intl.
GrantCommon Stock 2,867 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000471 · form.xml · nonDerivative · entry 2

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

Read SEC document
February 05, 2021 Filed Feb 8, 2021 21:42 UTC
Zmudka RobertSr. VP & Chief Comm. Off.
Exercise / conversion2018 NQ Stock Option (Right to Buy) · Derivative 4,400 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-21-000372 · form.xml · derivative · entry 4

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires 2025-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 21:42 UTC
Zmudka RobertSr. VP & Chief Comm. Off.
SaleCommon Stock 4,400 $95.11 $418,494.12
Disclosure

SEC source: 0001246360-21-000372 · form.xml · nonDerivative · entry 3

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,420

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $95.6100 and the lowest price at which shares were sold was $94.7000.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 21:42 UTC
Zmudka RobertSr. VP & Chief Comm. Off.
Exercise / conversionCommon Stock 4,400 $69.74 $306,834.00
Disclosure

SEC source: 0001246360-21-000372 · form.xml · nonDerivative · entry 2

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 18:14 UTC
Conniff James M.Exec. VP & Chief HR Officer
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 8,500 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001246360-21-000380 · form.xml · derivative · entry 4

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 18:14 UTC
Conniff James M.Exec. VP & Chief HR Officer
OtherCommon Stock 401(k) 4,647 $95.62 $444,346.14
Disclosure

SEC source: 0001246360-21-000380 · form.xml · nonDerivative · entry 3

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) shares

Disclosed balance after: 516

F2 · kind: Transfer of 401k funds from GATX stock to another available investment alternative

Read SEC document
February 05, 2021 Filed Feb 9, 2021 18:14 UTC
Conniff James M.Exec. VP & Chief HR Officer
SaleCommon Stock 8,500 $95.06 $808,020.20
Disclosure

SEC source: 0001246360-21-000380 · form.xml · nonDerivative · entry 2

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $95.5200 and the lowest price at which shares were sold was $94.7000.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 18:14 UTC
Conniff James M.Exec. VP & Chief HR Officer
Exercise / conversionCommon Stock 8,500 $39.19 $333,072.50
Disclosure

SEC source: 0001246360-21-000380 · form.xml · nonDerivative · entry 1

Conniff James M. · CIK 0001628942 · Exec. VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:49 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversion2019 NQ Stock Option (Right to Buy) · Derivative 1,033 $0.00 Strike: $71.53 $0.00
Disclosure

SEC source: 0001246360-21-000355 · form.xml · derivative · entry 9

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,033 shares

Expires 2026-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:49 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversion2018 NQ Stock Option (Right to Buy) · Derivative 1,067 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-21-000355 · form.xml · derivative · entry 8

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,067 shares

Expires 2025-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:49 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversion2020 NQ Stock Option (Right to Buy) · Derivative 933 $0.00 Strike: $77.07 $0.00
Disclosure

SEC source: 0001246360-21-000355 · form.xml · derivative · entry 7

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

Underlying: Common Stock · 933 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:49 UTC
Young Jeffery R.SVP, Chief Tax Officer
SaleCommon Stock 201 $91.65 $18,421.65
Disclosure

SEC source: 0001246360-21-000355 · form.xml · nonDerivative · entry 6

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:49 UTC
Young Jeffery R.SVP, Chief Tax Officer
Tax withholdingCommon Stock 2,629 $91.65 $240,947.85
Disclosure

SEC source: 0001246360-21-000355 · form.xml · nonDerivative · entry 5

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,780

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:49 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversionCommon Stock 933 $77.07 $71,906.31
Disclosure

SEC source: 0001246360-21-000355 · form.xml · nonDerivative · entry 4

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:49 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversionCommon Stock 1,033 $71.53 $73,885.33
Disclosure

SEC source: 0001246360-21-000355 · form.xml · nonDerivative · entry 3

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:49 UTC
Young Jeffery R.SVP, Chief Tax Officer
Exercise / conversionCommon Stock 1,067 $69.74 $74,407.25
Disclosure

SEC source: 0001246360-21-000355 · form.xml · nonDerivative · entry 2

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversion2019 NQ Stock Option (Right to Buy) · Derivative 3,133 $0.00 Strike: $71.53 $0.00
Disclosure

SEC source: 0001246360-21-000354 · form.xml · derivative · entry 15

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567

Underlying: Common Stock · 3,133 shares

Expires 2026-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversion2018 NQ Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0001246360-21-000354 · form.xml · derivative · entry 14

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative 5,400 $0.00 Strike: $61.18 $0.00
Disclosure

SEC source: 0001246360-21-000354 · form.xml · derivative · entry 13

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,400 shares

Expires 2024-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 3,800 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001246360-21-000354 · form.xml · derivative · entry 12

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
SaleCommon Stock 800 $91.66 $73,326.80
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 11

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,157

F6 · price: Represents the weighted average sale price. The highest price at which shares were sold was $92.175 and the lowest price at which shares were sold was $91.2400.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
SaleCommon Stock 200 $90.31 $18,061.00
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 10

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

F5 · price: Represents the weighted average sale price. The highest price at which shares were sold was $90.3900 and the lowest price at which shares were sold was $90.2200.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
SaleCommon Stock 2,795 $92.48 $258,476.29
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 9

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,157

F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $92.8200 and the lowest price at which shares were sold was $92.2500.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
SaleCommon Stock 5,299 $90.68 $480,514.38
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 8

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952

F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $91.1000 and the lowest price at which shares were sold was $90.1300.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
SaleCommon Stock 300 $92.51 $27,752.01
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 7

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,251

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $92.6300 and the lowest price at which shares were sold was $92.4450.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
SaleCommon Stock 9,239 $91.71 $847,341.03
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 6

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,551

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $92.2000 and the lowest price at which shares were sold was $91.2100.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversionCommon Stock 3,133 $71.53 $224,087.83
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 5

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversionCommon Stock 5,000 $69.74 $348,675.00
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 4

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversionCommon Stock 5,400 $61.18 $330,345.00
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 3

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 20:42 UTC
Adedoyin NiyiSVP & CIO
Exercise / conversionCommon Stock 3,800 $39.19 $148,903.00
Disclosure

SEC source: 0001246360-21-000354 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:14 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
Exercise / conversion2016 NQ Stock Option (Right to Buy) · Derivative 9,834 $0.00 Strike: $39.19 $0.00
Disclosure

SEC source: 0001246360-21-000345 · form.xml · derivative · entry 5

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,834 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:14 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
SaleCommon Stock 4,734 $91.49 $433,126.92
Disclosure

SEC source: 0001246360-21-000345 · form.xml · nonDerivative · entry 4

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,621

F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $92.0000 and the lowest price at which shares were sold was $91.0300.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:14 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
SaleCommon Stock 4,500 $90.62 $407,788.65
Disclosure

SEC source: 0001246360-21-000345 · form.xml · nonDerivative · entry 3

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,355

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $91.0200 and the lowest price at which shares were sold was $90.0300.

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February 01, 2021 Filed Feb 3, 2021 18:14 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
SaleCommon Stock 600 $92.31 $55,386.00
Disclosure

SEC source: 0001246360-21-000345 · form.xml · nonDerivative · entry 2

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,855

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $92.6900 and the lowest price at which shares were sold was $92.0600.

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February 01, 2021 Filed Feb 3, 2021 18:14 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
Exercise / conversionCommon Stock 9,834 $39.19 $385,345.29
Disclosure

SEC source: 0001246360-21-000345 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2021 Filed Feb 3, 2021 17:56 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
Exercise / conversion2017 NQ Stock Option (Right to Buy) · Derivative 6,700 $0.00 Strike: $61.18 $0.00
Disclosure

SEC source: 0001246360-21-000338 · form.xml · derivative · entry 6

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,700 shares

Expires 2024-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2021 Filed Feb 3, 2021 17:56 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
SaleCommon Stock 300 $92.01 $27,602.01
Disclosure

SEC source: 0001246360-21-000338 · form.xml · nonDerivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,735

F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $92.0600 and the lowest price at which shares were sold was $91.9700.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.