GATX

SEC source: 0001246360-21-000862 · form.xml · nonDerivative · entry 1

Stanley Adam L. · CIK 0001786914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097

F1 · security: Includes 17 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-21-000863 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,798

F1 · security: Includes 181 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 185 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (287 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-21-000861 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,320

F1 · security: Includes 167 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 26 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (62 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-21-000860 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,796

F1 · security: Includes 44 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 16 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (128 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-21-000859 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,755

F1 · security: Includes 155 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-21-000874 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,792

F1 · security: Includes 44 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 17 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (123 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-21-000800 · form.xml · nonDerivative · entry 8

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,242

F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $96.4150 and the lowest price at which shares were sold was $95.5799.

SEC source: 0001246360-21-000800 · form.xml · nonDerivative · entry 7

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,644

F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $97.5307 and the lowest price at which shares were sold was $96.7100.

SEC source: 0001246360-21-000800 · form.xml · derivative · entry 10

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,500 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000800 · form.xml · derivative · entry 9

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,600 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000800 · form.xml · nonDerivative · entry 6

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,044

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $98.6500 and the lowest price at which shares were sold was $98.4100.

SEC source: 0001246360-21-000800 · form.xml · nonDerivative · entry 5

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,016

SEC source: 0001246360-21-000800 · form.xml · nonDerivative · entry 4

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,714

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $98.4000 and the lowest price at which shares were sold was $97.4100.

SEC source: 0001246360-21-000800 · form.xml · nonDerivative · entry 3

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000800 · form.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000773 · form.xml · derivative · entry 2

Nero Kimberley · CIK 0001861020 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2028-06-01

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

SEC source: 0001246360-21-000721 · form.xml · derivative · entry 6

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,084

Underlying: Common Stock · 1,916 shares

Expires 2026-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000721 · form.xml · derivative · entry 5

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires 2025-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000721 · form.xml · nonDerivative · entry 4

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000.

SEC source: 0001246360-21-000721 · form.xml · nonDerivative · entry 3

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000721 · form.xml · nonDerivative · entry 2

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-019147 · doc4.xml · derivative · entry 7

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,800 shares

Expires 2024-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 6

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $101.3300 and the lowest price at which shares were sold was $100.3800.

SEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 5

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $103.8200 and the lowest price at which shares were sold was 103.7100.

SEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 4

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $103.6600 and the lowest price at which shares were sold was $102.6764.

SEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 3

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $102.3684 and the lowest price at which shares were sold was $101.4000.

SEC source: 0000899243-21-019147 · doc4.xml · nonDerivative · entry 2

Conniff James M. · CIK 0001628942 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000716 · form.xml · derivative · entry 5

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,200 shares

Expires 2025-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000716 · form.xml · nonDerivative · entry 4

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,765

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $101.4500 and the lowest price at which shares were sold was $101.0300.

SEC source: 0001246360-21-000716 · form.xml · nonDerivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,154

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $101.0000 and the lowest price at which shares were sold was $100.0200.

SEC source: 0001246360-21-000716 · form.xml · nonDerivative · entry 2

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-21-000691 · form.xml · nonDerivative · entry 1

Stanley Adam L. · CIK 0001786914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751

F1 · security: Includes 14 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (308 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-21-000692 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,734

F1 · security: Includes 156 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 24 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (308 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (59 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-21-000694 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,815

F1 · security: Includes 169 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 171 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (308 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (270 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-21-000690 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,427

F1 · security: Includes 87 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 74 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (308 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (257 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-21-000689 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,767

F1 · security: Includes 63 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (308 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-21-000688 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,279

F1 · security: Includes 39 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 15 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (308 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (115 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

SEC source: 0001246360-21-000687 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,271

F1 · security: Includes 144 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (308 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

SEC source: 0001246360-21-000548 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $99.2800 and the lowest price at which shares were sold was $98.3300.

SEC source: 0001246360-21-000530 · form.xml · nonDerivative · entry 2

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $98.2400 and the lowest price at which shares were sold was $98.0400.

SEC source: 0001246360-21-000505 · form.xml · nonDerivative · entry 3

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,675

F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $98.9850 and the lowest price at which shares were sold was $98.4800.

SEC source: 0001246360-21-000512 · form.xml · nonDerivative · entry 2

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,028

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $99.0800 and the lowest price at which shares were sold was $98.5600.

SEC source: 0001246360-21-000514 · form.xml · nonDerivative · entry 2

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,581

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $100.0900 and the lowest price at which shares were sold was $99.4000.

SEC source: 0001246360-21-000514 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,684

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $99.3300 and the lowest price at which shares were sold was $98.4000.

SEC source: 0001246360-21-000505 · form.xml · nonDerivative · entry 2

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,675

F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $100.2500 and the lowest price at which shares were sold was $100.0900.

SEC source: 0000899243-21-007220 · doc4.xml · derivative · entry 12

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

Underlying: Common Stock · 55,000 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-007220 · doc4.xml · nonDerivative · entry 9

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,889

F6 · price: Represents the weighted average sale price. The highest price at which shares were sold was $96.8400 and the lowest price at which shares were sold was $96.5000.

SEC source: 0000899243-21-007220 · doc4.xml · nonDerivative · entry 8

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,889

F5 · price: Represents the weighted average sale price. The highest price at which shares were sold was $96.4903 and the lowest price at which shares were sold was $95.5000.

SEC source: 0000899243-21-007220 · doc4.xml · nonDerivative · entry 7

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-007220 · doc4.xml · derivative · entry 11

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,067

Underlying: Common Stock · 29,400 shares

Expires 2023-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.