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GATX

GATX CORP

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2783
SEC CIK
0000040211
Parsed reports
848

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2022 Filed Feb 7, 2022 17:04 UTC Amendment
KENNEY BRIAN ADirector · Chairman, President and CEO
SaleCommon Stock 52,259 $103.90 $5,429,955.72
Disclosure

SEC source: 0001562180-22-001166 · primarydocument.xml · nonDerivative · entry 1

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,605

F1 · kind: Transaction code was originally inadvertently reported as "F."

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:54 UTC GrantCommon Stock 613 $102.72 $62,967.36
Disclosure

SEC source: 0001562180-22-001051 · primarydocument.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,569

F1 · shares: Includes 83 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 71 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (296 shares) credited to an account established for each director under the Phantom Stock Plan and (b) the annual retainer fee (162 shares) which the reporting person elected to invest in units of phantom stock under the Deferred Fee Plan which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:38 UTC GrantCommon Stock 870 $102.72 $89,366.40
Disclosure

SEC source: 0001562180-22-001041 · primarydocument.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,617

F1 · shares: Includes 157 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 160 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (296 shares) credited to an account established for each director under the Phantom Stock Plan and (b) the annual retainer fee (255 shares) which the reporting person elected to invest in units of phantom stock under the Deferred Fee Plan which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:31 UTC
REAM JAMES BDirector
GrantCommon Stock 521 $102.72 $53,517.12
Disclosure

SEC source: 0001562180-22-001040 · primarydocument.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,407

F1 · shares: Includes 145 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 23 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (296 shares) credited to an account established for each director under the Phantom Stock Plan and (b) the annual retainer fee (55 shares) which the reporting person elected to invest in units of phantom stock under the Deferred Fee Plan which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:26 UTC GrantCommon Stock 498 $102.72 $51,154.56
Disclosure

SEC source: 0001562180-22-001038 · primarydocument.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,784

F1 · shares: Includes 40 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 15 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (296 shares) credited to an account established for each director under the Phantom Stock Plan and (b) the annual retainer fee (146 shares) which the reporting person elected to invest in units of phantom stock under the Deferred Fee Plan which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:18 UTC GrantCommon Stock 357 $102.72 $36,671.04
Disclosure

SEC source: 0001562180-22-001036 · primarydocument.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,905

F1 · shares: Includes 61 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (296 shares) credited to an account established for each director under the Phantom Stock Plan which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:07 UTC GrantCommon Stock 314 $102.72 $32,254.08
Disclosure

SEC source: 0001562180-22-001032 · primarydocument.xml · nonDerivative · entry 1

Stanley Adam L. · CIK 0001786914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,744

F1 · shares: Includes 17 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (296 shares) credited to an account established for each director under the Phantom Stock Plan which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:04 UTC
Arvia Anne LDirector
GrantCommon Stock 431 $102.72 $44,272.32
Disclosure

SEC source: 0001562180-22-001031 · primarydocument.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,653

F1 · shares: Includes 135 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (296 shares) credited to an account established for each director under the Phantom Stock Plan which in each case will be settled in common stock upon the expiration of the director's service on the Board.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:05 UTC
Van Aken JenniferSr VP Treasurer & CRO
Grant2022 NQ Stock Option (Right to Buy) · Derivative 2,200 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000856 · primarydocument.xml · derivative · entry 2

Van Aken Jennifer · CIK 0001824105 · Sr VP Treasurer & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:58 UTC
McManus JenniferSr. VP & Controller
Grant2022 NQ Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000855 · primarydocument.xml · derivative · entry 2

McManus Jennifer · CIK 0001798874 · Sr. VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:49 UTC
Nero KimberleyEVP & Chief HR Officer
Grant2022 NQ Stock Option (Right to Buy) · Derivative 6,800 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000853 · primarydocument.xml · derivative · entry 2

Nero Kimberley · CIK 0001861020 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 6,800 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:41 UTC
Young Jeffery R.SVP, Chief Tax Officer
Grant2022 NQ Stock Option (Right to Buy) · Derivative 2,600 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000851 · primarydocument.xml · derivative · entry 3

Young Jeffery R. · CIK 0001632764 · SVP, Chief Tax Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:34 UTC
Adedoyin NiyiSVP & CIO
Grant2022 NQ Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000850 · primarydocument.xml · derivative · entry 3

Adedoyin Niyi · CIK 0001665666 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:12 UTC
Tezel Necati GokceExec. VP and Pres., Rail Intl.
Grant2022 NQ Stock Option (Right to Buy) · Derivative 8,200 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000843 · primarydocument.xml · derivative · entry 3

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 8,200 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:28 UTC
Zmudka RobertSr. VP & Chief Comm. Off.
Grant2022 NQ Stock Option (Right to Buy) · Derivative 5,200 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000848 · primarydocument.xml · derivative · entry 3

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:05 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
Grant2022 NQ Stock Option (Right to Buy) · Derivative 10,100 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000842 · primarydocument.xml · derivative · entry 2

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Stock · 10,100 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:05 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
GrantCommon Stock 3,960 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000842 · primarydocument.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,507

Read SEC document
January 28, 2022 Filed Feb 1, 2022 20:27 UTC
LYONS ROBERT CEVP and President Rail NA
Grant2022 NQ Stock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000839 · primarydocument.xml · derivative · entry 3

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 20:40 UTC
Golden Deborah AEVP, Gen. Counsel and Secy
Grant2022 NQ Stock Option (Right to Buy) · Derivative 10,500 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000841 · primarydocument.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · EVP, Gen. Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 20:20 UTC Grant2022 NQ Stock Option (Right to Buy) · Derivative 17,200 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000838 · primarydocument.xml · derivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,200

Underlying: Common Stock · 17,200 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 20:20 UTC GrantCommon Stock 3,960 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000838 · primarydocument.xml · nonDerivative · entry 1

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,823

Read SEC document
January 28, 2022 Filed Feb 1, 2022 20:02 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
Grant2022 NQ Stock Option (Right to Buy) · Derivative 74,400 $0.00 Strike: $103.15 $0.00
Disclosure

SEC source: 0001562180-22-000836 · primarydocument.xml · derivative · entry 3

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,400

Underlying: Common Stock · 74,400 shares

Expires 2029-01-28

F1 · derivative.exercise_date: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 20:38 UTC
Van Aken JenniferSr VP Treasurer & CRO
Tax withholdingCommon Stock 194 $94.73 $18,376.65
Disclosure

SEC source: 0001562180-22-000673 · primarydocument.xml · nonDerivative · entry 1

Van Aken Jennifer · CIK 0001824105 · Sr VP Treasurer & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,180

Read SEC document
January 24, 2022 Filed Jan 26, 2022 20:29 UTC
McManus JenniferSr. VP & Controller
Tax withholdingCommon Stock 194 $94.73 $18,376.65
Disclosure

SEC source: 0001562180-22-000659 · primarydocument.xml · nonDerivative · entry 1

McManus Jennifer · CIK 0001798874 · Sr. VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057

Read SEC document
December 01, 2021 Filed Dec 3, 2021 16:44 UTC
Zmudka RobertSr. VP & Chief Comm. Off.
Tax withholdingCommon Stock 1,316 $98.65 $129,823.40
Disclosure

SEC source: 0001562180-21-007414 · primarydocument.xml · nonDerivative · entry 1

Zmudka Robert · CIK 0001750272 · Sr. VP & Chief Comm. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,108

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:35 UTC
Van Aken JenniferSVP, Treas. & Chief Risk Off.
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 334 $0.00 Strike: $56.91 $0.00
Disclosure

SEC source: 0001246360-21-001020 · form.xml · derivative · entry 3

Van Aken Jennifer · CIK 0001824105 · SVP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 334 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:35 UTC
Van Aken JenniferSVP, Treas. & Chief Risk Off.
Tax withholdingCommon Stock 230 $102.03 $23,466.33
Disclosure

SEC source: 0001246360-21-001020 · form.xml · nonDerivative · entry 2

Van Aken Jennifer · CIK 0001824105 · SVP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,373

Read SEC document
November 16, 2021 Filed Nov 18, 2021 18:35 UTC
Van Aken JenniferSVP, Treas. & Chief Risk Off.
Exercise / conversionCommon Stock 334 $56.91 $19,007.94
Disclosure

SEC source: 0001246360-21-001020 · form.xml · nonDerivative · entry 1

Van Aken Jennifer · CIK 0001824105 · SVP, Treas. & Chief Risk Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 17:42 UTC
Tezel Necati GokceExec. VP and Pres., Rail Intl.
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 4,200 $0.00 Strike: $56.91 $0.00
Disclosure

SEC source: 0001246360-21-000985 · form.xml · derivative · entry 4

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,200 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 17:42 UTC
Tezel Necati GokceExec. VP and Pres., Rail Intl.
Tax withholdingCommon Stock 2,823 $100.46 $283,598.58
Disclosure

SEC source: 0001246360-21-000985 · form.xml · nonDerivative · entry 3

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,087

Read SEC document
November 04, 2021 Filed Nov 8, 2021 17:42 UTC
Tezel Necati GokceExec. VP and Pres., Rail Intl.
Exercise / conversionCommon Stock 4,200 $56.91 $239,022.00
Disclosure

SEC source: 0001246360-21-000985 · form.xml · nonDerivative · entry 2

Tezel Necati Gokce · CIK 0001733548 · Exec. VP and Pres., Rail Intl.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 18:49 UTC Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 14,100 $0.00 Strike: $56.91 $0.00
Disclosure

SEC source: 0001246360-21-000967 · form.xml · derivative · entry 4

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,100 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 18:49 UTC Tax withholdingCommon Stock 10,900 $96.05 $1,046,945.00
Disclosure

SEC source: 0001246360-21-000967 · form.xml · nonDerivative · entry 3

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,849

Read SEC document
November 01, 2021 Filed Nov 3, 2021 18:49 UTC Exercise / conversionCommon Stock 14,100 $56.91 $802,431.00
Disclosure

SEC source: 0001246360-21-000967 · form.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 17:28 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
Exercise / conversionStock-Settled Stock Appreciation Right · Derivative 78,900 $0.00 Strike: $56.91 $0.00
Disclosure

SEC source: 0001246360-21-000965 · form.xml · derivative · entry 4

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,900 shares

Expires 2022-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 17:28 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
Tax withholdingCommon Stock 60,992 $96.05 $5,858,281.60
Disclosure

SEC source: 0001246360-21-000965 · form.xml · nonDerivative · entry 3

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,797

Read SEC document
November 01, 2021 Filed Nov 3, 2021 17:28 UTC
KENNEY BRIAN ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 78,900 $56.91 $4,490,199.00
Disclosure

SEC source: 0001246360-21-000965 · form.xml · nonDerivative · entry 2

KENNEY BRIAN A · CIK 0001020076 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 15:35 UTC GrantCommon Stock 749 $95.55 $71,566.95
Disclosure

SEC source: 0001246360-21-000962 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,955

F1 · security: Includes 93 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 80 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (313 shares) credited to an account established for each director under the Phantom Stock Plan and (b) the annual retainer fee (261 shares) which the reporting person elected to invest in units of phantom stock under the Deferred Fee Plan which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 16:35 UTC GrantCommon Stock 382 $95.55 $36,500.10
Disclosure

SEC source: 0001246360-21-000963 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,547

F1 · security: Includes 68 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (313 shares) credited to an account established for each director under the Phantom Stock Plan which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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November 01, 2021 Filed Nov 3, 2021 15:28 UTC GrantCommon Stock 332 $95.55 $31,722.60
Disclosure

SEC source: 0001246360-21-000961 · form.xml · nonDerivative · entry 1

Stanley Adam L. · CIK 0001786914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430

F1 · security: Includes 18 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (313 shares) credited to an account established for each director under the Phantom Stock Plan which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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November 01, 2021 Filed Nov 3, 2021 15:07 UTC
REAM JAMES BDirector
GrantCommon Stock 565 $95.55 $53,985.75
Disclosure

SEC source: 0001246360-21-000960 · form.xml · nonDerivative · entry 1

REAM JAMES B · CIK 0001198444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,885

F1 · security: Includes 164 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 26 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (313 shares) credited to an account established for each director under the Phantom Stock Plan and (b) the annual retainer fee (60 shares) which the reporting person elected to invest in units of phantom stock under the Deferred Fee Plan which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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November 01, 2021 Filed Nov 3, 2021 15:07 UTC GrantCommon Stock 948 $95.55 $90,581.40
Disclosure

SEC source: 0001246360-21-000959 · form.xml · nonDerivative · entry 1

Sutherland David · CIK 0001349227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,747

F1 · security: Includes 178 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 181 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (313 shares) credited to an account established for each director under the Phantom Stock Plan and (b) the annual retainer fee (274 shares) which the reporting person elected to invest in units of phantom stock under the Deferred Fee Plan which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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November 01, 2021 Filed Nov 3, 2021 14:56 UTC GrantCommon Stock 493 $95.55 $47,106.15
Disclosure

SEC source: 0001246360-21-000958 · form.xml · nonDerivative · entry 1

Aigotti Diane · CIK 0001329194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,286

F1 · security: Includes 44 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 17 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (313 shares) credited to an account established for each director under the Phantom Stock Plan and (b) the annual retainer fee (117 shares) which the reporting person elected to invest in units of phantom stock under the Deferred Fee Plan which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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November 01, 2021 Filed Nov 3, 2021 14:49 UTC
Arvia Anne LDirector
GrantCommon Stock 466 $95.55 $44,526.30
Disclosure

SEC source: 0001246360-21-000957 · form.xml · nonDerivative · entry 1

Arvia Anne L · CIK 0001374429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,222

F1 · security: Includes 152 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (313 shares) credited to an account established for each director under the Phantom Stock Plan which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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August 12, 2021 Filed Aug 16, 2021 16:56 UTC
LYONS ROBERT CEVP and President Rail NA
SaleCommon Stock 1,967 $94.11 $185,109.26
Disclosure

SEC source: 0001246360-21-000905 · form.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,710

F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $94.3500 and the lowest price at which shares were sold was $93.9900.

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August 09, 2021 Filed Aug 11, 2021 20:00 UTC
LYONS ROBERT CEVP and President Rail NA
Tax withholdingCommon Stock 1,565 $91.74 $143,565.28
Disclosure

SEC source: 0001246360-21-000898 · form.xml · nonDerivative · entry 2

LYONS ROBERT C · CIK 0001204288 · EVP and President Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,677

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:49 UTC
Titterton Paul FSVP & Chief Op. Off. Rail NA
Tax withholdingCommon Stock 1,782 $91.74 $163,471.77
Disclosure

SEC source: 0001246360-21-000897 · form.xml · nonDerivative · entry 1

Titterton Paul F · CIK 0001580375 · SVP & Chief Op. Off. Rail NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,547

Read SEC document
August 09, 2021 Filed Aug 11, 2021 19:35 UTC Tax withholdingCommon Stock 1,565 $91.74 $143,565.28
Disclosure

SEC source: 0001246360-21-000896 · form.xml · nonDerivative · entry 2

Ellman Thomas A. · CIK 0001534505 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,634

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August 02, 2021 Filed Aug 3, 2021 19:42 UTC GrantCommon Stock 778 $91.34 $71,062.52
Disclosure

SEC source: 0001246360-21-000865 · form.xml · nonDerivative · entry 1

YOVOVICH PAUL G · CIK 0001183580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,205

F1 · security: Includes 94 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 81 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").

F2 · shares: Includes that portion of (a) the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer fee (273 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.

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August 02, 2021 Filed Aug 3, 2021 19:28 UTC GrantCommon Stock 397 $91.34 $36,261.98
Disclosure

SEC source: 0001246360-21-000864 · form.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,164

F1 · security: Includes 68 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan").

F2 · shares: Includes that portion of the quarterly payment of the annual directors' fee (328 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") which in each case will be settled in common stock upon the expiration of the director's service on the Board.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.