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Nasdaq · USD

GANX

Gain Therapeutics, Inc.

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6943
SEC CIK
0001819411
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80

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2023 Filed Jul 5, 2023 20:18 UTC
Alder MatthiasDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041027 · doc4.xml · derivative · entry 2

Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common Stock · 3,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vested 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

F2 · derivative.expiration_date: The RSUs vested 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:18 UTC
Alder MatthiasDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-041027 · doc4.xml · nonDerivative · entry 1

Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:39 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001209191-23-039725 · doc4.xml · derivative · entry 1

Riley Jeffrey Scott · CIK 0001487645 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2033-06-23

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 23, 2023, subject to the Reporting Person's continuous service through the applicable vesting date.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:40 UTC
Islam KhalidDirector
GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001209191-23-039726 · doc4.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2033-06-23

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 23, 2023, subject to the Reporting Person's continuous service through the applicable vesting date.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:38 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001209191-23-039723 · doc4.xml · derivative · entry 1

GOLDSTEIN DOV A MD · CIK 0001120478 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2033-06-23

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 23, 2023, subject to the Reporting Person's continuous service through the applicable vesting date.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:38 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001209191-23-039721 · doc4.xml · derivative · entry 1

Melincoff Gwen A · CIK 0001614890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2033-06-23

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 23, 2023, subject to the Reporting Person's continuous service through the applicable vesting date.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:36 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001209191-23-039719 · doc4.xml · derivative · entry 1

HASLER HANS PETER · CIK 0001226286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2033-06-23

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 23, 2023, subject to the Reporting Person's continuous service through the applicable vesting date.

Read SEC document
June 23, 2023 Filed Jun 26, 2023 20:37 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001209191-23-039720 · doc4.xml · derivative · entry 1

Nicaise Claude · CIK 0001644162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2033-06-23

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 23, 2023, subject to the Reporting Person's continuous service through the applicable vesting date.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 21:36 UTC
Ballantyne Charles EvanChief Financial Officer
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024125 · doc4.xml · derivative · entry 2

Ballantyne Charles Evan · CIK 0001371742 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest upon the board of directors' certification of the Issuer's share price reaching $10.00 per share based on the 10-day volume weighted average share price, subject to Reporting Person's continuous service through such vesting date.

F3 · derivative.expiration_date: The RSUs vest upon the board of directors' certification of the Issuer's share price reaching $10.00 per share based on the 10-day volume weighted average share price, subject to Reporting Person's continuous service through such vesting date.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 21:36 UTC
Ballantyne Charles EvanChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001209191-23-024125 · doc4.xml · derivative · entry 1

Ballantyne Charles Evan · CIK 0001371742 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-04-10

F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on April 10, 2024 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 21:28 UTC
Calabrese SalvatoreChief Financial Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021260 · doc4.xml · derivative · entry 2

Calabrese Salvatore · CIK 0001851958 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs shall vest 25% on March 23, 2024 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest 25% on March 23, 2024 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 21:28 UTC
Calabrese SalvatoreChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001209191-23-021260 · doc4.xml · derivative · entry 1

Calabrese Salvatore · CIK 0001851958 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-03-23

F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on March 23, 2024 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 21:27 UTC
Fuggetta GianlucaPrincipal Accounting Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001209191-23-021258 · doc4.xml · derivative · entry 1

Fuggetta Gianluca · CIK 0001958188 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-03-23

F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on March 23, 2024 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 21:26 UTC
Alder MatthiasDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-021257 · doc4.xml · derivative · entry 2

Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs shall vest 25% on March 23, 2024 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

Read SEC document
March 23, 2023 Filed Mar 27, 2023 21:26 UTC
Alder MatthiasDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001209191-23-021257 · doc4.xml · derivative · entry 1

Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-03-23

F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on March 23, 2024 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:10 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-22-051010 · doc4.xml · derivative · entry 1

GOLDSTEIN DOV A MD · CIK 0001120478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The option vests fully on the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:14 UTC GrantRestricted Stock Units · Derivative 54,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051014 · doc4.xml · derivative · entry 2

RICHMAN ERIC I · CIK 0001313876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,900

Underlying: Common Stock · 54,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs shall vest fully on September 20, 2023, subject to Reporting Person's continuous service through such date.

F3 · derivative.expiration_date: The RSUs shall vest fully on September 20, 2023, subject to Reporting Person's continuous service through such date.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:14 UTC GrantEmployee Stock Option (right to buy) · Derivative 329,400 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-22-051014 · doc4.xml · derivative · entry 1

RICHMAN ERIC I · CIK 0001313876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,400

Underlying: Common Stock · 329,400 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The shares underlying the option shall vest fully on September 20, 2023, subject to Reporting Person's continuous service through such date.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:13 UTC
Islam KhalidDirector
GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-22-051012 · doc4.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The option vests fully on the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:11 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-22-051011 · doc4.xml · derivative · entry 1

Riley Jeffrey Scott · CIK 0001487645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The option vests fully on the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:09 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-22-051009 · doc4.xml · derivative · entry 1

Melincoff Gwen A · CIK 0001614890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The option vests fully on the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:08 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-22-051007 · doc4.xml · derivative · entry 1

Nicaise Claude · CIK 0001644162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The option vests fully on the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:07 UTC GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-22-051005 · doc4.xml · derivative · entry 1

HASLER HANS PETER · CIK 0001226286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The option vests fully on the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:06 UTC
Alder MatthiasDirector · Chief Operating Officer
GrantRestricted Stock Units · Derivative 10,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051003 · doc4.xml · derivative · entry 2

Alder Matthias · CIK 0001370820 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

Underlying: Common Stock · 10,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs shall vest 25% on September 20, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest 25% on September 20, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:06 UTC
Alder MatthiasDirector · Chief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 60,900 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-22-051003 · doc4.xml · derivative · entry 1

Alder Matthias · CIK 0001370820 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,900

Underlying: Common Stock · 60,900 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on September 20, 2023 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:37 UTC
Calabrese SalvatoreChief Financial Officer
GrantRestricted Stock Units · Derivative 9,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042572 · doc4.xml · derivative · entry 2

Calabrese Salvatore · CIK 0001851958 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common Stock · 9,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs shall vest 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:37 UTC
Calabrese SalvatoreChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 59,400 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001209191-22-042572 · doc4.xml · derivative · entry 1

Calabrese Salvatore · CIK 0001851958 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,400

Underlying: Common Stock · 59,400 shares

Expires 2032-07-15

F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on July 1, 2023 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:36 UTC
Alder MatthiasChief Operating Officer
GrantRestricted Stock Units · Derivative 13,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042571 · doc4.xml · derivative · entry 2

Alder Matthias · CIK 0001370820 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Common Stock · 13,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs shall vest 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 20:36 UTC
Alder MatthiasChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 79,200 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001209191-22-042571 · doc4.xml · derivative · entry 1

Alder Matthias · CIK 0001370820 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,200

Underlying: Common Stock · 79,200 shares

Expires 2032-07-15

F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on July 1, 2023 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:10 UTC
RICHMAN ERIC IDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon stock 2,482 $2.58 $6,403.56
Disclosure

SEC source: 0001415889-22-005798 · form4-05272022_040501.xml · nonDerivative · entry 1

RICHMAN ERIC I · CIK 0001313876 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,729

Read SEC document
May 20, 2022 Filed May 23, 2022 20:41 UTC
RICHMAN ERIC IDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 9,256 $2.83 $26,194.48
Disclosure

SEC source: 0001415889-22-005501 · form4-05232022_010526.xml · nonDerivative · entry 2

RICHMAN ERIC I · CIK 0001313876 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,247

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.75 to $2.97 inclusive.The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request,full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2022 Filed May 19, 2022 21:00 UTC
Calabrese SalvatoreCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 3,000 $8,100.00 $24,300,000.00
Disclosure

SEC source: 0001415889-22-005317 · form4-05192022_050501.xml · nonDerivative · entry 1

Calabrese Salvatore · CIK 0001851958 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
May 19, 2022 Filed May 23, 2022 20:41 UTC
RICHMAN ERIC IDirector · CHIEF EXECUTIVE OFFICER
PurchaseCommon stock 4,000 $2.71 $10,840.00
Disclosure

SEC source: 0001415889-22-005501 · form4-05232022_010526.xml · nonDerivative · entry 1

RICHMAN ERIC I · CIK 0001313876 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,991

Read SEC document
May 19, 2022 Filed May 23, 2022 20:00 UTC Amendment
Calabrese SalvatoreCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 3,000 $2.70 $8,100.00
Disclosure

SEC source: 0001415889-22-005491 · form4a-05232022_040535.xml · nonDerivative · entry 1

Calabrese Salvatore · CIK 0001851958 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
December 23, 2021 Filed Dec 28, 2021 21:30 UTC
Alder MatthiasCHIEF OPERATING OFFICER
GrantNon Qualified Stock Option (right to buy) · Derivative 200,000 $5.86 Strike: $5.86 $1,172,000.00
Disclosure

SEC source: 0001415889-21-006258 · form4-12282021_041202.xml · derivative · entry 1

Alder Matthias · CIK 0001370820 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-10-15

F1 · derivative.exercise_date: 50,000 options shall vest on 10/15/2022 (the "Initial Vesting Date") and the remaining 150,000 options shall vest in a series of thirty-six (36) successive equal monthly installments on each subsequent monthly anniversary of the Initial Vesting Date.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 01:03 UTC Exercise / conversionCommon Stock 4,922 $7.87 $38,716.45
Disclosure

SEC source: 0001104659-21-107121 · tm2125355-1_4seq1.xml · nonDerivative · entry 1

RICHMAN ERIC I · CIK 0001313876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Apr 21, 2022 20:50 UTC Amendment
RICHMAN ERIC IDirector · Chief Executive Officer
PurchaseCommon Stock 4,922 $7.87 $38,716.45
Disclosure

SEC source: 0001209191-22-025180 · doc4a.xml · nonDerivative · entry 1

RICHMAN ERIC I · CIK 0001313876 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,820

F1 · kind: The original Form 4 filed on August 17, 2021 incorrectly listed the transaction code at "M" instead of "P".

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.