Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2026 Filed Jul 17, 2026 12:33 UTC |
GOLDSTEIN DOV A MDDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001104659-26-084439 · tm2620629-6_4seq1.xml · derivative · entry 1 GOLDSTEIN DOV A MD · CIK 0001120478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2036-07-15 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 12:32 UTC |
Nicaise ClaudeDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001104659-26-084438 · tm2620629-5_4seq1.xml · derivative · entry 1 Nicaise Claude · CIK 0001644162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2036-07-15 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 12:32 UTC |
Islam KhalidDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001104659-26-084437 · tm2620629-4_4seq1.xml · derivative · entry 1 Islam Khalid · CIK 0001701858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2036-07-15 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 12:31 UTC |
Melincoff Gwen ADirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001104659-26-084435 · tm2620629-3_4seq1.xml · derivative · entry 1 Melincoff Gwen A · CIK 0001614890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2036-07-15 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 12:31 UTC |
Riley Jeffrey ScottDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001104659-26-084434 · tm2620629-2_4seq1.xml · derivative · entry 1 Riley Jeffrey Scott · CIK 0001487645 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2036-07-15 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 12:30 UTC |
HASLER HANS PETERDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001104659-26-084433 · tm2620629-1_4seq1.xml · derivative · entry 1 HASLER HANS PETER · CIK 0001226286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2036-07-15 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| March 24, 2026 Filed Mar 27, 2026 00:01 UTC |
Mack GeneDirector · CEO, President
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001104659-26-035403 · tm269848-2_4seq1.xml · derivative · entry 1 Mack Gene · CIK 0001737979 · Director · CEO, President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2036-03-24 F1 · derivative.exercise_date: The shares underlying the option shall vest as to 25% on March 24, 2027, and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 24, 2026 Filed Mar 27, 2026 00:00 UTC |
Fuggetta GianlucaSee Remark
|
GrantEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001104659-26-035400 · tm269848-1_4seq1.xml · derivative · entry 1 Fuggetta Gianluca · CIK 0001958188 · See Remark 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2036-03-24 F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on March 24, 2027, and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 21:30 UTC |
Islam KhalidDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001641172-25-016541 · ownership.xml · derivative · entry 1 Islam Khalid · CIK 0001701858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2035-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 21:30 UTC |
Nicaise ClaudeDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001641172-25-016535 · ownership.xml · derivative · entry 1 Nicaise Claude · CIK 0001644162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2035-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 21:30 UTC |
Riley Jeffrey ScottDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001641172-25-016540 · ownership.xml · derivative · entry 1 Riley Jeffrey Scott · CIK 0001487645 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2035-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 21:30 UTC |
RICHMAN ERIC IDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001641172-25-016537 · ownership.xml · derivative · entry 1 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2035-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 21:30 UTC |
HASLER HANS PETERDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001641172-25-016539 · ownership.xml · derivative · entry 1 HASLER HANS PETER · CIK 0001226286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2035-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 21:30 UTC |
GOLDSTEIN DOV A MDDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001641172-25-016536 · ownership.xml · derivative · entry 1 GOLDSTEIN DOV A MD · CIK 0001120478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2035-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2025 Filed Jun 25, 2025 21:30 UTC |
Melincoff Gwen ADirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001641172-25-016538 · ownership.xml · derivative · entry 1 Melincoff Gwen A · CIK 0001614890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2035-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| March 20, 2025 Filed Mar 22, 2025 00:00 UTC |
Fuggetta GianlucaSee Remark
|
GrantEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001493152-25-011179 · ownership.xml · derivative · entry 1 Fuggetta Gianluca · CIK 0001958188 · See Remark 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2035-03-20 F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on March 20, 2026, and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 20, 2025 Filed Mar 22, 2025 00:00 UTC |
Mack GeneDirector · CEO, President
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001493152-25-011175 · ownership.xml · derivative · entry 1 Mack Gene · CIK 0001737979 · Director · CEO, President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2035-03-20 F1 · derivative.exercise_date: The shares underlying the option shall vest as to 25% on March 20, 2026, and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| January 06, 2025 Filed Jan 8, 2025 02:00 UTC |
Mack GeneDirector · CEO, President
|
GrantStock Option (right to buy) · Derivative | 271,325 | $0.00 Strike: $2.44 | $0.00 |
DisclosureSEC source: 0001493152-25-001281 · ownership.xml · derivative · entry 1 Mack Gene · CIK 0001737979 · Director · CEO, President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,325 Underlying: Common Stock · 271,325 shares Expires 2035-01-06 F1 · derivative.exercise_date: The shares underlying the option shall vest as to 25% on January 6, 2026 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 21:23 UTC |
Mack GeneCFO and Interim CEO
|
PurchaseCommon Stock | 14,400 | $1.01 | $14,544.00 |
DisclosureSEC source: 0001493152-24-031378 · ownership.xml · nonDerivative · entry 1 Mack Gene · CIK 0001737979 · CFO and Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,400 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.98 to $1.07 per share, inclusive. The reporting person undertakes to provide to Gain Therapeutics, Inc., any security holder of Gain Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 21:23 UTC |
Islam KhalidDirector · Executive Chairman
|
PurchaseCommon Stock | 50,000 | $1.00 | $49,940.00 |
DisclosureSEC source: 0001493152-24-031377 · ownership.xml · nonDerivative · entry 2 Islam Khalid · CIK 0001701858 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.9814 to $1.00 per share, inclusive. The reporting person undertakes to provide to Gain Therapeutics, Inc., any security holder of Gain Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| July 01, 2024 Filed Jul 1, 2024 21:00 UTC |
RICHMAN ERIC IDirector
|
PurchaseCommon Stock | 12,000 | $1.21 | $14,520.00 |
DisclosureSEC source: 0001493152-24-025831 · ownership.xml · nonDerivative · entry 2 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,629 Read SEC document |
| July 01, 2024 Filed Jul 1, 2024 21:00 UTC |
RICHMAN ERIC IDirector
|
PurchaseCommon Stock | 5,000 | $1.23 | $6,150.00 |
DisclosureSEC source: 0001493152-24-025831 · ownership.xml · nonDerivative · entry 1 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,629 Read SEC document |
| June 24, 2024 Filed Jun 27, 2024 01:30 UTC |
Islam KhalidDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001493152-24-025342 · ownership.xml · derivative · entry 1 Islam Khalid · CIK 0001701858 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2034-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2024 Filed Jun 27, 2024 01:30 UTC |
GOLDSTEIN DOV A MDDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001493152-24-025338 · ownership.xml · derivative · entry 1 GOLDSTEIN DOV A MD · CIK 0001120478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2034-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2024 Filed Jun 27, 2024 01:30 UTC |
Melincoff Gwen ADirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001493152-24-025341 · ownership.xml · derivative · entry 1 Melincoff Gwen A · CIK 0001614890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2034-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2024 Filed Jun 27, 2024 01:30 UTC |
HASLER HANS PETERDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001493152-24-025339 · ownership.xml · derivative · entry 1 HASLER HANS PETER · CIK 0001226286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2034-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2024 Filed Jun 27, 2024 01:30 UTC |
Nicaise ClaudeDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001493152-24-025336 · ownership.xml · derivative · entry 1 Nicaise Claude · CIK 0001644162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2034-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2024 Filed Jun 27, 2024 01:30 UTC |
RICHMAN ERIC IDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001493152-24-025335 · ownership.xml · derivative · entry 1 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2034-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| June 24, 2024 Filed Jun 27, 2024 01:30 UTC |
Riley Jeffrey ScottDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001493152-24-025337 · ownership.xml · derivative · entry 1 Riley Jeffrey Scott · CIK 0001487645 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2034-06-24 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date. Read SEC document |
| April 08, 2024 Filed Apr 8, 2024 23:44 UTC |
Mack GeneChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $3.56 | $0.00 |
DisclosureSEC source: 0001493152-24-013983 · ownership.xml · derivative · entry 1 Mack Gene · CIK 0001737979 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2034-04-08 F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on April 8, 2025 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:01 UTC |
Riley Jeffrey ScottDirector
|
PurchaseCommon Stock | 30,000 | $3.86 | $115,770.00 |
DisclosureSEC source: 0001493152-24-012340 · ownership.xml · nonDerivative · entry 1 Riley Jeffrey Scott · CIK 0001487645 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.7098 to $3.924, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 26, 2024 Filed Mar 29, 2024 01:00 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 637 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-011836 · ownership.xml · derivative · entry 7 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,376 Underlying: Common Stock · 192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: The RSUs vested 25% on the one-year anniversary of the grant date and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. F3 · derivative.expiration_date: The RSUs vested 25% on the one-year anniversary of the grant date and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 26, 2024 Filed Mar 29, 2024 01:00 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 825 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-011836 · ownership.xml · derivative · entry 6 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The RSUs vested 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. F4 · derivative.expiration_date: The RSUs vested 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 26, 2024 Filed Mar 29, 2024 01:00 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-011836 · ownership.xml · derivative · entry 5 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: The RSUs vested 25% on the one-year anniversary of the grant date and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. F3 · derivative.expiration_date: The RSUs vested 25% on the one-year anniversary of the grant date and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 26, 2024 Filed Mar 29, 2024 01:00 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 6,085 | $4.06 | $24,705.10 |
DisclosureSEC source: 0001493152-24-011836 · ownership.xml · nonDerivative · entry 4 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,140 F2 · acquired: Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of the RSUs. This is not an open market sale of securities. Read SEC document |
| March 26, 2024 Filed Mar 29, 2024 01:00 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-011836 · ownership.xml · nonDerivative · entry 3 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 26, 2024 Filed Mar 29, 2024 01:00 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-011836 · ownership.xml · nonDerivative · entry 2 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 26, 2024 Filed Mar 29, 2024 01:00 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-011836 · ownership.xml · nonDerivative · entry 1 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 21, 2024 Filed Mar 26, 2024 01:30 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 370,000 | $0.00 Strike: $4.37 | $0.00 |
DisclosureSEC source: 0001493152-24-011215 · ownership.xml · derivative · entry 1 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,000 Underlying: Common Stock · 370,000 shares Expires 2034-03-21 F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on March 21, 2025 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 21, 2024 Filed Mar 26, 2024 01:30 UTC |
Fuggetta GianlucaSee Remark
|
GrantEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.37 | $0.00 |
DisclosureSEC source: 0001493152-24-011216 · ownership.xml · derivative · entry 1 Fuggetta Gianluca · CIK 0001958188 · See Remark 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2034-03-21 F1 · derivative.exercise_date: The shares underlying the option shall vest 25% on March 21, 2025 and the remainder shall vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:17 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
SaleCommon Stock | 206 | $2.46 | $506.76 |
DisclosureSEC source: 0001209191-23-059558 · doc4.xml · nonDerivative · entry 2 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,286 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4602 to $2.485 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:17 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059558 · doc4.xml · derivative · entry 3 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,013 Underlying: Common Stock · 637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: The RSUs vested 25% on September 20, 2023 and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. F3 · derivative.expiration_date: The RSUs vested 25% on September 20, 2023 and the remainder vested or shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:17 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-059558 · doc4.xml · nonDerivative · entry 1 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| December 07, 2023 Filed Dec 14, 2023 21:01 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
SaleCommon Stock | 1,820 | $2.50 | $4,550.00 |
DisclosureSEC source: 0001104659-23-126020 · tm2332941-1_4seq1.xml · nonDerivative · entry 1 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,855 F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units in a trade that was initiated by the Issuer on the Reporting Person's behalf. F2 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.48 to $2.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified in this footnote. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 20:36 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051502 · doc4.xml · derivative · entry 2 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,075 Underlying: Common Stock · 825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The RSUs vested 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. F2 · derivative.expiration_date: The RSUs vested 25% on July 1, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 20:36 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-051502 · doc4.xml · nonDerivative · entry 1 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 20:34 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 54,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050380 · doc4.xml · derivative · entry 3 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: The RSUs vested fully on September 20, 2023. F3 · derivative.expiration_date: The RSUs vested fully on September 20, 2023. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 20:34 UTC |
RICHMAN ERIC IDirector
|
Exercise / conversionCommon Stock | 54,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050380 · doc4.xml · nonDerivative · entry 1 RICHMAN ERIC I · CIK 0001313876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 20:34 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050379 · doc4.xml · derivative · entry 2 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 2,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The RSUs vested 25% on September 20, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. F2 · derivative.expiration_date: The RSUs vested 25% on September 20, 2023 and the remainder shall vest in 12 equal quarterly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 20:34 UTC |
Alder MatthiasDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 2,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050379 · doc4.xml · nonDerivative · entry 1 Alder Matthias · CIK 0001370820 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.