Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 4 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 11, 2025 Filed Nov 19, 2025 00:10 UTC Amendment |
Kenna JustinDirector · CEO and Director
|
GrantRestricted Stock Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-024114 · ownership.xml · derivative · entry 2 Kenna Justin · CIK 0002007112 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689,863 Underlying: Common Stock · 225,000 shares Expires not disclosed F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F5 · security: On July 15, 2025, the Reporting Person filed a Form 4 (the "Original Form 4") to report the grant to the Reporting Person of (i) the RSUs described in footnotes 3 and 4 and (ii) options to purchase an aggregate of 1,045,712 shares of common stock, pursuant to the Issuer's long-term incentive program, and options to purchase an aggregate of 150,000 shares of common stock, pursuant to the Reporting Person's Employment Agreement (collectively, the "Options"). Subsequent to the approval of the Options by the Issuer's Board of Directors (the "Board"), on November 14, 2025, the Board determined that the Options could not be validly granted under the Omnibus Plan because the number of shares then authorized for issuance under the Issuer's certificate of incorporation was insufficient. Accordingly, no option agreements were executed, and the Options were never formally issued. This amended Form 4 amends the Original Form 4 to remove the Options from Table II. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F4 · derivative.exercise_date: Reflects the one-time grant on July 11, 2025 of 225,000 RSUs, which will convert into one share of Issuer's common stock, pursuant to the Reporting Person's Employment Agreement, and which vest immediately. F4 · derivative.expiration_date: Reflects the one-time grant on July 11, 2025 of 225,000 RSUs, which will convert into one share of Issuer's common stock, pursuant to the Reporting Person's Employment Agreement, and which vest immediately. Read SEC document |
| July 11, 2025 Filed Nov 19, 2025 00:10 UTC Amendment |
Kenna JustinDirector · CEO and Director
|
GrantRestricted Stock Units · Derivative | 464,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-024114 · ownership.xml · derivative · entry 1 Kenna Justin · CIK 0002007112 · Director · CEO and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,863 Underlying: Common Stock · 464,863 shares Expires not disclosed F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F5 · security: On July 15, 2025, the Reporting Person filed a Form 4 (the "Original Form 4") to report the grant to the Reporting Person of (i) the RSUs described in footnotes 3 and 4 and (ii) options to purchase an aggregate of 1,045,712 shares of common stock, pursuant to the Issuer's long-term incentive program, and options to purchase an aggregate of 150,000 shares of common stock, pursuant to the Reporting Person's Employment Agreement (collectively, the "Options"). Subsequent to the approval of the Options by the Issuer's Board of Directors (the "Board"), on November 14, 2025, the Board determined that the Options could not be validly granted under the Omnibus Plan because the number of shares then authorized for issuance under the Issuer's certificate of incorporation was insufficient. Accordingly, no option agreements were executed, and the Options were never formally issued. This amended Form 4 amends the Original Form 4 to remove the Options from Table II. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F3 · derivative.exercise_date: On July 11, 2025 (the "Grant Date"), the Reporting Person was granted 464,863 restricted stock units ("RSUs"), each representing a contingent right to receive one share of the Issuer's common stock. The grant were made as part of the Issuer's long-term incentive program and vest as follows: 25% on the Grant Date, 37.5% on the first anniversary of the Grant Date, and 37.5% on the second anniversary of the Grant Date. F3 · derivative.expiration_date: On July 11, 2025 (the "Grant Date"), the Reporting Person was granted 464,863 restricted stock units ("RSUs"), each representing a contingent right to receive one share of the Issuer's common stock. The grant were made as part of the Issuer's long-term incentive program and vest as follows: 25% on the Grant Date, 37.5% on the first anniversary of the Grant Date, and 37.5% on the second anniversary of the Grant Date. Read SEC document |
| July 11, 2025 Filed Nov 18, 2025 19:11 UTC Amendment |
Schwartz LouisDirector · President and Chairman
|
GrantRestricted Stock Units · Derivative | 464,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-024116 · ownership.xml · derivative · entry 1 Schwartz Louis · CIK 0001703555 · Director · President and Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,863 Underlying: Common Stock · 464,863 shares Expires not disclosed F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F4 · security: On July 15, 2025, the Reporting Person filed the initial Form 4 (the "Original Form 4") to report the grant, on July 11, 2025, to the Reporting Person of (i) the RSUs described in footnote 3 above, and (ii) options to purchase an aggregate of 1,045,712 shares of the Issuer's common stock (the "Options"). Subsequent to the approval of the Options by the Issuer's Board of Directors (the "Board"), on November 14, 2025, the Board determined that Options could not be validly granted under the Omnibus Plan because the number of shares then authorized for issuance under the Issuer's certificate of incorporation was insufficient. Accordingly, no option agreements were executed, and the Options were never formally issued. This amended Form 4 amends the Original Form 4 to remove the Options from Table II and to reflect that only the RSUs were granted. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F3 · derivative.exercise_date: On July 11, 2025 (the "Grant Date"), the Reporting Person was granted 464,863 restricted stock units ("RSUs"), each representing a contingent right to receive one share of the Issuer's common stock. The grant was made as part of the Issuer's long-term incentive program and vests as follows: 25% on the Grant Date, 37.5% on the first anniversary of the Grant Date, and 37.5% on the second anniversary of the Grant Date. F3 · derivative.expiration_date: On July 11, 2025 (the "Grant Date"), the Reporting Person was granted 464,863 restricted stock units ("RSUs"), each representing a contingent right to receive one share of the Issuer's common stock. The grant was made as part of the Issuer's long-term incentive program and vests as follows: 25% on the Grant Date, 37.5% on the first anniversary of the Grant Date, and 37.5% on the second anniversary of the Grant Date. Read SEC document |
| July 11, 2025 Filed Nov 19, 2025 00:10 UTC Amendment |
Munoz Michael PatrickChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 129,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-024115 · ownership.xml · derivative · entry 1 Munoz Michael Patrick · CIK 0002007832 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,128 Underlying: Common Stock · 129,128 shares Expires not disclosed F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F4 · security: On July 15, 2025, the Reporting Person filed the initial Form 4 (the "Original Form 4") to report the grant, on July 11, 2025, to the Reporting Person of (i) the RSUs described in footnote 3 above, and (ii) options to purchase an aggregate of 1,045,712 shares of the Issuer's common stock (the "Options"). Subsequent to the approval of the Options by the Issuer's Board of Directors (the "Board"), on November 14, 2025, the Board determined that Options could not be validly granted under the Omnibus Plan because the number of shares then authorized for issuance under the Issuer's certificate of incorporation was insufficient. Accordingly, no option agreements were executed, and the Options were never formally issued. This amended Form 4 amends the Original Form 4 to remove the Options from Table II and to reflect that only the RSUs were granted. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F3 · derivative.exercise_date: On July 11, 2025 (the "Grant Date"), the Reporting Person was granted 464,863 restricted stock units ("RSUs"), each representing a contingent right to receive one share of the Issuer's common stock. The grant were made as part of the Issuer's long-term incentive program and vests as follows: 25% on the Grant Date, 37.5% on the first anniversary of the Grant Date, and 37.5% on the second anniversary of the Grant Date. F3 · derivative.expiration_date: On July 11, 2025 (the "Grant Date"), the Reporting Person was granted 464,863 restricted stock units ("RSUs"), each representing a contingent right to receive one share of the Issuer's common stock. The grant were made as part of the Issuer's long-term incentive program and vests as follows: 25% on the Grant Date, 37.5% on the first anniversary of the Grant Date, and 37.5% on the second anniversary of the Grant Date. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 20:56 UTC |
Blue & Silver Ventures, Ltd.10% owner
|
GrantWarrants (right to buy) · Derivative | 129,246 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001493152-24-041795 · ownership.xml · derivative · entry 1 Blue & Silver Ventures, Ltd. · CIK 0001972219 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,246 Underlying: Common Stock · 129,246 shares Expires 2029-08-15 F1 · price: The Warrants were granted on October 17, 2024 and are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.10 per share and will expire on August 15, 2029.The right to exercise 110,496 of the Warrants shall be vested as of the date hereof and the right to exercise the remaining 18,750 Warrants shall vest on December 31, 2024, provided that Tom Walker continues to serve as a director through such date. F1 · derivative.exercise_date: The Warrants were granted on October 17, 2024 and are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.10 per share and will expire on August 15, 2029.The right to exercise 110,496 of the Warrants shall be vested as of the date hereof and the right to exercise the remaining 18,750 Warrants shall vest on December 31, 2024, provided that Tom Walker continues to serve as a director through such date. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 23:25 UTC |
Kenna JustinDirector · CEO & DIRECTOR
|
GrantOptions to Purchase Common Stock · Derivative | 129,246 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001493152-24-033327 · ownership.xml · derivative · entry 1 Kenna Justin · CIK 0002007112 · Director · CEO & DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,246 Underlying: Common Stock · 129,246 shares Expires 2029-08-16 F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F2 · derivative.exercise_date: On August 16, 2024 (the "Grant Date"), the Reporting Person was granted stock options to purchase an aggregate of 129,246 shares of the Issuer's common stock as part of the annual board compensation package for 2023 and 2024, which vest as follows: (i) 54,246 shares for the pro-rated 2023 board compensation vested immediately on the Grant Date, (ii) 37,500 shares for the first and second quarter of 2024 board compensation vested immediately on the Grant Date, (iii) 18,750 shares for the third quarter of 2024 board compensation vest on September 30, 2024, and (iv) 18,750 shares for the fourth quarter 2024 board compensation vest on December 31, 2024. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 23:22 UTC |
Hamilton PaulDirector
|
GrantOptions to Purchase Common Stock · Derivative | 61,270 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001493152-24-033323 · ownership.xml · derivative · entry 1 Hamilton Paul · CIK 0001938019 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,270 Underlying: Common Stock · 61,270 shares Expires 2029-08-16 F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F2 · derivative.exercise_date: On August 16, 2024 (the "Grant Date"), the Reporting Person was granted stock options to purchase an aggregate of 61,270 shares of the Issuer's common stock as part of the annual board compensation package for 2024, which vest as follows: (i) 23,770 shares for the first and second quarter of 2024 board compensation vested immediately on the Grant Date, (ii) 18,750 shares for the third quarter of 2024 board compensation vest on September 30, 2024, and (iii) 18,750 shares for the fourth quarter 2024 board compensation vest on December 31, 2024. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 19:26 UTC |
Lewin NickDirector
|
GrantOptions to Purchase Common Stock · Derivative | 61,270 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001493152-24-033328 · ownership.xml · derivative · entry 1 Lewin Nick · CIK 0001937308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,270 Underlying: Common Stock · 61,270 shares Expires 2029-08-16 F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F2 · derivative.exercise_date: On August 16, 2024 (the "Grant Date"), the Reporting Person was granted stock options to purchase an aggregate of 61,270 shares of the Issuer's common stock as part of the annual board compensation package for 2024, which vest as follows: (i) 23,770 shares for the first and second quarter of 2024 board compensation vested immediately on the Grant Date, (ii) 18,750 shares for the third quarter of 2024 board compensation vest on September 30, 2024, and (iii) 18,750 shares for the fourth quarter 2024 board compensation vest on December 31, 2024. Read SEC document |
| August 16, 2024 Filed Aug 21, 2024 01:56 UTC |
Goff TravisDirector
|
GrantOption to Purchase (Common Shares) · Derivative | 129,246 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0000950170-24-099369 · ownership.xml · derivative · entry 3 Goff Travis · CIK 0001813595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,246 Underlying: Common Shares · Not disclosed shares Expires 2029-08-15 F2 · kind: The Option was granted by the board of the Issuer on August 16, 2024, in connection with Mr. Goff's service as a director. The Option is exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.10 per share and will expire 5 years after the initial grant date. F3 · derivative.exercise_date: Vesting of the Option is as follows: 1) 91,746 option shares vested on the Grant Date, 2) 18,750 option shares vest on September 30, 2024, and 3) 18,750 option shares vest on December 31, 2024. F2 · derivative.expiration_date: The Option was granted by the board of the Issuer on August 16, 2024, in connection with Mr. Goff's service as a director. The Option is exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.10 per share and will expire 5 years after the initial grant date. F3 · derivative.underlying_shares: Vesting of the Option is as follows: 1) 91,746 option shares vested on the Grant Date, 2) 18,750 option shares vest on September 30, 2024, and 3) 18,750 option shares vest on December 31, 2024. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 23:31 UTC |
Porter Stuart DDirector
|
GrantOptions to Purchase Common Stock · Derivative | 129,246 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001493152-24-033332 · ownership.xml · derivative · entry 1 Porter Stuart D · CIK 0001520346 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,246 Underlying: Common Stock · 129,246 shares Expires 2029-08-16 F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F2 · derivative.exercise_date: On August 16, 2024 (the "Grant Date"), the Reporting Person was granted stock options to purchase an aggregate of 129,246 shares of the Issuer's common stock as part of the annual board compensation package for 2023 and 2024, which vest as follows: (i) 54,246 shares for the pro-rated 2023 board compensation vested immediately on the Grant Date, (ii) 37,500 shares for the first and second quarter of 2024 board compensation vested immediately on the Grant Date, (iii) 18,750 shares for the third quarter of 2024 board compensation vest on September 30, 2024, and (iv) 18,750 shares for the fourth quarter 2024 board compensation vest on December 31, 2024. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 19:29 UTC |
Schwartz LouisDirector · President and Chairman
|
GrantOptions to Purchase Common Stock · Derivative | 129,246 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001493152-24-033331 · ownership.xml · derivative · entry 1 Schwartz Louis · CIK 0001703555 · Director · President and Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,246 Underlying: Common Stock · 129,246 shares Expires 2029-08-16 F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F2 · derivative.exercise_date: On August 16, 2024 (the "Grant Date"), the Reporting Person was granted stock options to purchase an aggregate of 129,246 shares of the Issuer's common stock as part of the annual board compensation package for 2023 and 2024, which vest as follows: (i) 54,246 shares for the pro-rated 2023 board compensation vested immediately on the Grant Date, (ii) 37,500 shares for the first and second quarter of 2024 board compensation vested immediately on the Grant Date, (iii) 18,750 shares for the third quarter of 2024 board compensation vest on September 30, 2024, and (iv) 18,750 shares for the fourth quarter 2024 board compensation vest on December 31, 2024. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 23:22 UTC |
Gorman JeremiDirector
|
GrantOptions to Purchase Common Stock · Derivative | 129,246 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001493152-24-033324 · ownership.xml · derivative · entry 1 Gorman Jeremi · CIK 0001757887 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,246 Underlying: Common Stock · 129,246 shares Expires 2029-08-16 F1 · security: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F1 · price: The grant was made pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan ("Omnibus Plan"). F2 · derivative.exercise_date: On August 16, 2024 (the "Grant Date"), the Reporting Person was granted stock options to purchase an aggregate of 129,246 shares of the Issuer's common stock as part of the annual board compensation package for 2023 and 2024, which vest as follows: (i) 54,246 shares for the pro-rated 2023 board compensation vested immediately on the Grant Date, (ii) 37,500 shares for the first and second quarter of 2024 board compensation vested immediately on the Grant Date, (iii) 18,750 shares for the third quarter of 2024 board compensation vest on September 30, 2024, and (iv) 18,750 shares for the fourth quarter 2024 board compensation vest on December 31, 2024. Read SEC document |
| August 11, 2024 Filed Aug 16, 2024 22:35 UTC |
Kenna JustinDirector · CEO & DIRECTOR
|
Exercise / conversionRestricted Stock Unit · Derivative | 495,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-032900 · ownership.xml · derivative · entry 2 Kenna Justin · CIK 0002007112 · Director · CEO & DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 495,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive, at settlement, one share of common stock. F2 · price: Each Restricted Stock Unit ("RSU") represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: On August 11, 2023, the Reporting Person was granted 495,720 RSUs, which vested in full on August 11, 2024. F3 · derivative.expiration_date: On August 11, 2023, the Reporting Person was granted 495,720 RSUs, which vested in full on August 11, 2024. Read SEC document |
| August 11, 2024 Filed Aug 16, 2024 22:35 UTC |
Kenna JustinDirector · CEO & DIRECTOR
|
Exercise / conversionCommon Stock | 495,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-032900 · ownership.xml · nonDerivative · entry 1 Kenna Justin · CIK 0002007112 · Director · CEO & DIRECTOR 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 495,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit ("RSU") represents the right to receive, at settlement, one share of common stock. F1 · ownership.nature: Represents shares held by Kenna Holdings Inc of which the Reporting Person is 100% owner. Read SEC document |
| July 09, 2024 Filed Jul 11, 2024 20:00 UTC |
Kenna JustinDirector · CEO & Director
|
GrantOptions to Purchase Common Stock · Derivative | 150,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001493152-24-026944 · ownership.xml · derivative · entry 1 Kenna Justin · CIK 0002007112 · Director · CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-07-09 F1 · derivative.exercise_date: On July 9, 2024, pursuant to the GameSquare Holdings, Inc. Omnibus Equity Incentive Plan, the Reporting Person was granted 150,000 options to purchase common stock of the Issuer, which are fully vested and currently exercisable. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 20:00 UTC |
Kenna JustinDirector · CEO & Director
|
PurchaseCommon Shares | 10,000 | $1.02 | $10,200.00 |
DisclosureSEC source: 0001493152-24-025086 · ownership.xml · nonDerivative · entry 1 Kenna Justin · CIK 0002007112 · Director · CEO & Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,321 F1 · kind: The transaction reported on this Form 4 reflects 10,000 shares acquired in an open market purchase made by the reporting person on June 21, 2024 at a price of $1.02 per share. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 16:00 UTC |
Schwartz LouisDirector · President and Chairman
|
PurchaseCommon Shares | 10,000 | $1.02 | $10,200.00 |
DisclosureSEC source: 0001493152-24-025085 · ownership.xml · nonDerivative · entry 1 Schwartz Louis · CIK 0001703555 · Director · President and Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,630 F1 · kind: The transaction reported on this Form 4 reflects 10,000 shares acquired in an open market purchase made by the reporting person on June 21, 2024 at a price of $1.02 per share. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 00:09 UTC |
GOFF JOHN C10% owner
John C. Goff 2010 Family Trust10% owner
|
GrantWarrant (right to purchase) · Derivative | 647,482 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0000950170-24-029541 · ownership.xml · derivative · entry 2 GOFF JOHN C · CIK 0001040463 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Goff Jones Strategic Partners, LLC Disclosed balance after: 647,482 Underlying: Common Shares · 647,482 shares Expires not disclosed F1 · kind: Reflects securities of the Issuer acquired by Goff Jones Strategic Partners, LLC pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC. F4 · derivative.expiration_date: Includes 647,482 warrants held by Goff Jones Strategic Partners, LLC that are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F5 · derivative.expiration_date: (Continued from Footnote 4) John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose. F4 · balance_after: Includes 647,482 warrants held by Goff Jones Strategic Partners, LLC that are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F5 · balance_after: (Continued from Footnote 4) John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose. F4 · ownership.nature: Includes 647,482 warrants held by Goff Jones Strategic Partners, LLC that are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F5 · ownership.nature: (Continued from Footnote 4) John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 00:09 UTC |
GOFF JOHN C10% owner
John C. Goff 2010 Family Trust10% owner
|
GrantCommon Shares | 4,316,546 | $1.39 | $5,999,998.94 |
DisclosureSEC source: 0000950170-24-029541 · ownership.xml · nonDerivative · entry 1 GOFF JOHN C · CIK 0001040463 · 10% owner John C. Goff 2010 Family Trust · CIK 0001743461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Goff Jones Strategic Partners, LLC Disclosed balance after: 5,695,170 F1 · kind: Reflects securities of the Issuer acquired by Goff Jones Strategic Partners, LLC pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC. F2 · ownership.nature: Includes 4,316,546 shares of the Issuer's common shares held by Goff Jones Strategic Partners, LLC. JCG 2016 Holdings, LP exercises shared voting and dispositive control over the Issuer's securities held by Goff Jones Strategic Partners, LLC and may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. JCG 2016 Management, LLC, as general partner to JCG 2016 Holdings, LP, may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. John C. Goff is the sole trustee of John C. Goff 2010 Family Trust, which is the sole shareholder of JCG 2016 Management, LLC, and consequently, he may be deemed to beneficially own the securities held of record by Goff Jones Strategic Partners, LLC. F3 · ownership.nature: (Continued from Footnote 2) John C. Goff disclaims beneficial ownership of all securities of the Issuer held by Goff Jones Strategic Partners, LLC except to the extent of his pecuniary interest therein and this report shall not be an admission that John C. Goff is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purpose. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 00:07 UTC |
Goff TravisDirector
|
GrantWarrant (right to purchase) · Derivative | 5,395 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0000950170-24-029540 · ownership.xml · derivative · entry 2 Goff Travis · CIK 0001813595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,395 Underlying: Common Shares · 5,395 shares Expires not disclosed F1 · kind: Includes securities of the Issuer acquired pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Travis Goff. F2 · derivative.expiration_date: The Warrants were granted on March 7, 2024 and are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. F2 · balance_after: The Warrants were granted on March 7, 2024 and are exercisable on a one-to-one basis for the Issuer's common shares at a price of $1.55 per share and will expire five years after the initial exercise date. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 00:07 UTC |
Goff TravisDirector
|
GrantCommon Shares | 35,971 | $1.39 | $49,999.69 |
DisclosureSEC source: 0000950170-24-029540 · ownership.xml · nonDerivative · entry 1 Goff Travis · CIK 0001813595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,429 F1 · kind: Includes securities of the Issuer acquired pursuant to (i) the Backstop Agreement, dated as of October 19, 2023, by and among GameSquare Holdings, Inc. and Goff Jones Strategic Partners, LLC (f/k/a Goff & Jones Lending Co, LLC) and (ii) the related Subscription Agreement, dated as of March 4, 2024, by and between GameSquare Holdings, Inc. and Travis Goff. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 20:00 UTC |
Porter Stuart DDirector
|
GrantWarrants (right to buy) · Derivative | 107,914 | $1.39 Strike: $1.55 | $150,000.46 |
DisclosureSEC source: 0001493152-24-009657 · ownership.xml · derivative · entry 3 Porter Stuart D · CIK 0001520346 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,914 Underlying: Common Stock · 107,914 shares Expires 2029-03-07 F1 · shares: Substantially concurrently with the consummation of the merger of GameSquare Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of GameSquare Holdings, Inc., a Delaware corporation ("GameSquare") with and into FaZe Holdings, Inc., a Delaware corporation ("FaZe"), with FaZe continuing as the surviving corporation and wholly owned subsidiary of GameSquare, the Issuer entered into subscription agreements with certain investors (the "PIPE Investors") pursuant to which the Company issued to the PIPE Investors an aggregate of 7,194,244 units at purchase price per unit of $1.39 (the "PIPE Financing"), for aggregate gross proceeds of $10.0 million. F2 · shares: (Continuation of Footnote 1) Each unit consists of one share of GameSquare Common Stock and a warrant to purchase 0.15 shares of GameSquare Common Stock. As a result, in connection with the PIPE Financing, the Company issued an aggregate of 7,194,224 shares of GameSquare Common Stock and warrants to purchase up to 1,079,136 shares of GameSquare Common Stock (the "PIPE Warrants"). Each whole Pipe Warrant is exercisable for one share of GameSquare Common Stock at an exercise price of $1.55 per share for a period of five years. As one of the PIPE Investors, Stuart D. Porter acquired 719,424 shares of the Issuer's Common Stock for $1.39 per share and 107,914 fully vested and exercisable warrants with a term of five years. F1 · derivative.underlying_shares: Substantially concurrently with the consummation of the merger of GameSquare Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of GameSquare Holdings, Inc., a Delaware corporation ("GameSquare") with and into FaZe Holdings, Inc., a Delaware corporation ("FaZe"), with FaZe continuing as the surviving corporation and wholly owned subsidiary of GameSquare, the Issuer entered into subscription agreements with certain investors (the "PIPE Investors") pursuant to which the Company issued to the PIPE Investors an aggregate of 7,194,244 units at purchase price per unit of $1.39 (the "PIPE Financing"), for aggregate gross proceeds of $10.0 million. F2 · derivative.underlying_shares: (Continuation of Footnote 1) Each unit consists of one share of GameSquare Common Stock and a warrant to purchase 0.15 shares of GameSquare Common Stock. As a result, in connection with the PIPE Financing, the Company issued an aggregate of 7,194,224 shares of GameSquare Common Stock and warrants to purchase up to 1,079,136 shares of GameSquare Common Stock (the "PIPE Warrants"). Each whole Pipe Warrant is exercisable for one share of GameSquare Common Stock at an exercise price of $1.55 per share for a period of five years. As one of the PIPE Investors, Stuart D. Porter acquired 719,424 shares of the Issuer's Common Stock for $1.39 per share and 107,914 fully vested and exercisable warrants with a term of five years. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 20:00 UTC |
Porter Stuart DDirector
|
GrantCommon Stock | 719,424 | $1.39 | $999,999.36 |
DisclosureSEC source: 0001493152-24-009657 · ownership.xml · nonDerivative · entry 1 Porter Stuart D · CIK 0001520346 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 899,357 F1 · shares: Substantially concurrently with the consummation of the merger of GameSquare Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of GameSquare Holdings, Inc., a Delaware corporation ("GameSquare") with and into FaZe Holdings, Inc., a Delaware corporation ("FaZe"), with FaZe continuing as the surviving corporation and wholly owned subsidiary of GameSquare, the Issuer entered into subscription agreements with certain investors (the "PIPE Investors") pursuant to which the Company issued to the PIPE Investors an aggregate of 7,194,244 units at purchase price per unit of $1.39 (the "PIPE Financing"), for aggregate gross proceeds of $10.0 million. F2 · shares: (Continuation of Footnote 1) Each unit consists of one share of GameSquare Common Stock and a warrant to purchase 0.15 shares of GameSquare Common Stock. As a result, in connection with the PIPE Financing, the Company issued an aggregate of 7,194,224 shares of GameSquare Common Stock and warrants to purchase up to 1,079,136 shares of GameSquare Common Stock (the "PIPE Warrants"). Each whole Pipe Warrant is exercisable for one share of GameSquare Common Stock at an exercise price of $1.55 per share for a period of five years. As one of the PIPE Investors, Stuart D. Porter acquired 719,424 shares of the Issuer's Common Stock for $1.39 per share and 107,914 fully vested and exercisable warrants with a term of five years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.