Tapewire

NYSE · USD

GAM

GENERAL AMERICAN INVESTORS CO INC

Export transactions ↓
Tapewire entity
4658
SEC CIK
0000040417
Parsed reports
477

Last 12 months

Inside the activity.

39 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202540
Jan 202620
Feb 202620
Mar 202670
Apr 202650
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202670
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2018 Filed Feb 7, 2019 20:26 UTC OtherCommon Stock 298 $30.16 $8,986.19
Disclosure

SEC source: 0000040417-19-000010 · primary_doc.xml · nonDerivative · entry 2

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,289

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Held by wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.

Read SEC document
December 28, 2018 Filed Feb 7, 2019 20:26 UTC OtherCommon Stock 951 $30.16 $28,677.41
Disclosure

SEC source: 0000040417-19-000010 · primary_doc.xml · nonDerivative · entry 1

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,688

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 28, 2018 Filed Feb 7, 2019 17:49 UTC OtherCommon Stock 201 $30.16 $6,061.16
Disclosure

SEC source: 0000040417-19-000006 · primary_doc.xml · nonDerivative · entry 2

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,985

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 28, 2018 Filed Feb 7, 2019 19:47 UTC
DAVIDSON SPENCERDirector · Chairman
OtherCommon Stock 86,741 $30.16 $2,615,674.86
Disclosure

SEC source: 0000040417-19-000008 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249,288

F1 · kind: Shares received in payment of dividends.

F2 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
December 28, 2018 Filed Feb 11, 2019 19:51 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 386 $30.16 $11,639.83
Disclosure

SEC source: 0000040417-19-000022 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058

F1 · kind: Shares received in payment of dividends.

F6 · ownership.direct: Shares held in joint tenancy with spouse.

Read SEC document
December 28, 2018 Filed Feb 11, 2019 16:32 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,983 $30.16 $120,107.37
Disclosure

SEC source: 0000040417-19-000021 · primary_doc.xml · nonDerivative · entry 3

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Power of Attorney

Disclosed balance after: 57,388

F1 · kind: Shares received in payment of dividends.

F2 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 28, 2018 Filed Feb 11, 2019 16:32 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 1,743 $30.16 $52,560.17
Disclosure

SEC source: 0000040417-19-000021 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parent

Disclosed balance after: 25,126

F1 · kind: Shares received in payment of dividends.

F2 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 28, 2018 Filed Feb 11, 2019 15:44 UTC
Majmudar Anang K.Vice-President
OtherCommon Stock 154 $30.16 $4,643.87
Disclosure

SEC source: 0000040417-19-000020 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 15:16 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 500 $30.75 $15,374.00
Disclosure

SEC source: 0000040417-18-000058 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,226

Read SEC document
November 30, 2018 Filed Dec 3, 2018 14:24 UTC
Majmudar Anang K.Vice-President
PurchaseCommon Stock 35 $32.40 $1,134.00
Disclosure

SEC source: 0000040417-18-000057 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Read SEC document
November 23, 2018 Filed Nov 26, 2018 14:58 UTC
Stark Eugene SVP Administration/CCO/PFO
PurchaseCommon Stock 500 $30.69 $15,345.00
Disclosure

SEC source: 0000040417-18-000056 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,672

F2 · balance_after: Balance reflects 74 shares received in February 2018 as part of a dividend reinvestment.

F1 · ownership.direct: Shares held in joint tenancy with spouse.

Read SEC document
October 29, 2018 Filed Oct 29, 2018 20:33 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 1,500 $33.04 $49,560.00
Disclosure

SEC source: 0000040417-18-000055 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,726

Read SEC document
September 21, 2018 Filed Sep 21, 2018 20:18 UTC SaleCommon Stock 3,000 $37.25 $111,750.00
Disclosure

SEC source: 0000040417-18-000052 · primary_doc.xml · nonDerivative · entry 2

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,218

Read SEC document
September 20, 2018 Filed Sep 21, 2018 20:18 UTC SaleCommon Stock 1,000 $37.09 $37,086.40
Disclosure

SEC source: 0000040417-18-000052 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,218

F1 · price: Average price of total sales amount.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 18:25 UTC
DAVIDSON SPENCERDirector · Chairman
SaleCommon Stock 1,400 $33.96 $47,544.00
Disclosure

SEC source: 0000040417-18-000044 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 70,370

F1 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 18:14 UTC SaleCommon Stock 17 $33.96 $577.32
Disclosure

SEC source: 0000040417-18-000043 · primary_doc.xml · nonDerivative · entry 1

TRUST FBO ALTSCHUL SERENA UAD 12 15 72 · CIK 0001264688 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,338

Read SEC document
April 23, 2018 Filed Apr 25, 2018 18:09 UTC SaleCommon Stock 394 $33.96 $13,380.24
Disclosure

SEC source: 0000040417-18-000042 · primary_doc.xml · nonDerivative · entry 1

TRUST FBO ALTSCHUL EMILY H UW ALTSCHUL F · CIK 0001264678 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 23, 2018 Filed Apr 25, 2018 18:03 UTC SaleCommon Stock 989 $33.96 $33,586.44
Disclosure

SEC source: 0000040417-18-000041 · primary_doc.xml · nonDerivative · entry 1

TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 · CIK 0001277570 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,313

Read SEC document
April 20, 2018 Filed Apr 23, 2018 19:01 UTC
DAVIDSON SPENCERDirector · Chairman
SaleCommon Stock 1,011 $33.85 $34,222.35
Disclosure

SEC source: 0000040417-18-000040 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 71,770

F1 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 18:44 UTC SaleCommon Stock 1,011 $33.85 $34,222.35
Disclosure

SEC source: 0000040417-18-000039 · primary_doc.xml · nonDerivative · entry 1

TRUST F B O ALTSCHUL EMILY H U A D 1 9 67 · CIK 0001277570 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,302

Read SEC document
April 18, 2018 Filed Apr 19, 2018 19:43 UTC
DAVIDSON SPENCERDirector · Chairman
SaleCommon Stock 4,100 $34.25 $140,434.84
Disclosure

SEC source: 0000040417-18-000037 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 72,781

F1 · ownership.direct: By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 19:29 UTC Amendment SaleCommon Stock 2,034 $34.25 $69,669.38
Disclosure

SEC source: 0000040417-18-000036 · primary_doc.xml · nonDerivative · entry 1

TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 · CIK 0001277572 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,990

F1 · kind: Initial filing had the incorrect transaction code (P).

Read SEC document
April 18, 2018 Filed Apr 19, 2018 19:21 UTC SaleCommon Stock 2,066 $34.25 $70,765.46
Disclosure

SEC source: 0000040417-18-000035 · primary_doc.xml · nonDerivative · entry 1

TRUST FBO ALTSCHUL STEPHEN F UW ALTSCHUL HG · CIK 0001264675 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 18, 2018 Filed Apr 19, 2018 19:15 UTC PurchaseCommon Stock 2,034 $34.25 $69,669.38
Disclosure

SEC source: 0000040417-18-000034 · primary_doc.xml · nonDerivative · entry 1

TRUST F B O ALTSCHUL STEPHEN F U A D 10 22 58 · CIK 0001277572 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,990

Read SEC document
March 22, 2018 Filed Mar 22, 2018 21:04 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 2,000 $25.79 $51,575.00
Disclosure

SEC source: 0000040417-18-000033 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Read SEC document
March 21, 2018 Filed Mar 22, 2018 21:04 UTC
Priest Jeffrey WPresident & CEO
Purchase5.95% Preferred Stock 1,200 $25.80 $30,960.00
Disclosure

SEC source: 0000040417-18-000033 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Read SEC document
March 09, 2018 Filed Mar 9, 2018 22:18 UTC Amendment
Majmudar Anang K.Vice-President
PurchaseCommon Stock 243 $35.45 $8,614.35
Disclosure

SEC source: 0000040417-18-000032 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,248

F1 · balance_after: Amended to reflect the correct amount of shares beneficially owned.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:43 UTC
Majmudar Anang K.Vice-President
PurchaseCommon Stock 243 $35.45 $8,614.35
Disclosure

SEC source: 0000040417-18-000031 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Read SEC document
February 16, 2018 Filed Feb 7, 2019 17:49 UTC OtherCommon Stock 53 $34.44 $1,825.32
Disclosure

SEC source: 0000040417-19-000006 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,784

F1 · kind: Shares received in payment of dividends.

F2 · balance_after: Total shares reported include 513 shares adjusted to reflect late recording of the 2017 dividend reinvestment by broker.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:50 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 2,000 $33.14 $66,280.00
Disclosure

SEC source: 0000040417-18-000022 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parent

Disclosed balance after: 23,383

F1 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 21:50 UTC
Priest Jeffrey WPresident & CEO
PurchaseCommon Stock 2,000 $33.17 $66,340.00
Disclosure

SEC source: 0000040417-18-000022 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,226

Read SEC document
February 08, 2018 Filed Feb 9, 2018 20:21 UTC
Majmudar Anang K.Vice-President
PurchaseCommon Stock 225 $33.09 $7,445.25
Disclosure

SEC source: 0000040417-18-000021 · primary_doc.xml · nonDerivative · entry 1

Majmudar Anang K. · CIK 0001627821 · Vice-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005

Read SEC document
January 25, 2018 Filed Jan 26, 2018 17:01 UTC SaleCommon Stock 4,000 $36.18 $144,716.00
Disclosure

SEC source: 0000040417-18-000002 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,218

F1 · price: Average price of combined total sales amount.

Read SEC document
December 29, 2017 Filed Jan 26, 2018 16:48 UTC OtherCommon Stock 1,185 $33.58 $39,786.38
Disclosure

SEC source: 0000040417-18-000001 · primary_doc.xml · nonDerivative · entry 1

BERENS RODNEY B · CIK 0001202499 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,218

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 29, 2017 Filed Jan 30, 2018 20:48 UTC OtherCommon Stock 5,778 $33.58 $193,996.35
Disclosure

SEC source: 0000040417-18-000012 · primary_doc.xml · nonDerivative · entry 1

KNAFEL SIDNEY R · CIK 0000924039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,565

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 29, 2017 Filed Jan 30, 2018 19:21 UTC OtherCommon Stock 5,121 $33.58 $171,937.58
Disclosure

SEC source: 0000040417-18-000010 · primary_doc.xml · nonDerivative · entry 1

TROUBH RAYMOND S · CIK 0001014051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,775

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 29, 2017 Filed Jan 30, 2018 18:49 UTC OtherCommon Stock 336 $33.58 $11,281.20
Disclosure

SEC source: 0000040417-18-000006 · primary_doc.xml · nonDerivative · entry 2

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,992

F1 · kind: Shares received in payment of dividends.

F2 · ownership.nature: Held by wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.

Read SEC document
December 29, 2017 Filed Jan 30, 2018 18:49 UTC OtherCommon Stock 1,073 $33.58 $36,025.98
Disclosure

SEC source: 0000040417-18-000006 · primary_doc.xml · nonDerivative · entry 1

GORDAN JOHN D III · CIK 0001227648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,739

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 29, 2017 Filed Jan 30, 2018 18:55 UTC OtherCommon Stock 216 $33.58 $7,252.20
Disclosure

SEC source: 0000040417-18-000007 · primary_doc.xml · nonDerivative · entry 1

Gotbaum Betsy F. · CIK 0001482232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 29, 2017 Filed Jan 30, 2018 17:38 UTC
DAVIDSON SPENCERDirector · Chairman
OtherCommon Stock 268 $33.58 $8,998.10
Disclosure

SEC source: 0000040417-18-000004 · primary_doc.xml · nonDerivative · entry 2

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179

F1 · kind: Shares received in payment of dividend.

F3 · ownership.direct: Shares held in an IRA account.

Read SEC document
December 29, 2017 Filed Jan 30, 2018 17:38 UTC
DAVIDSON SPENCERDirector · Chairman
OtherCommon Stock 97,203 $33.58 $3,263,590.73
Disclosure

SEC source: 0000040417-18-000004 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON SPENCER · CIK 0001215920 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162,547

F1 · kind: Shares received in payment of dividend.

F2 · ownership.direct: Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.

Read SEC document
December 29, 2017 Filed Feb 2, 2018 00:25 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,442 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-18-000020 · primary_doc.xml · nonDerivative · entry 4

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 17,589

F3 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2017 issued by the Plan Administrator.

F3 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2017 issued by the Plan Administrator.

F4 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 29, 2017 Filed Feb 2, 2018 00:25 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 4,500 $33.58 $151,087.50
Disclosure

SEC source: 0000040417-18-000020 · primary_doc.xml · nonDerivative · entry 3

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Power of Attorney

Disclosed balance after: 53,405

F1 · kind: Shares received in payment of dividends.

F2 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 29, 2017 Filed Feb 2, 2018 00:25 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 1,161 $33.58 $38,980.58
Disclosure

SEC source: 0000040417-18-000020 · primary_doc.xml · nonDerivative · entry 2

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nonprofit Trust

Disclosed balance after: 13,778

F1 · kind: Shares received in payment of dividends.

F2 · ownership.nature: Mr. Priest has dispositive power but disclaims any beneficial interest in these shares.

Read SEC document
December 29, 2017 Filed Feb 2, 2018 00:25 UTC
Priest Jeffrey WPresident & CEO
OtherCommon Stock 3,287 $33.58 $110,361.03
Disclosure

SEC source: 0000040417-18-000020 · primary_doc.xml · nonDerivative · entry 1

Priest Jeffrey W · CIK 0001317435 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,226

F1 · kind: Shares received in payment of dividends.

Read SEC document
December 29, 2017 Filed Feb 1, 2018 23:52 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 35,002 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-18-000019 · primary_doc.xml · nonDerivative · entry 2

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 121,611

F3 · kind: Shares converted to a Money Market.

F3 · shares: Shares converted to a Money Market.

F4 · price: At the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2017 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 29, 2017 Filed Feb 1, 2018 23:52 UTC
VINDIGNI ANDREW VSenior Vice-President
OtherCommon Stock 15,887 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-18-000019 · primary_doc.xml · nonDerivative · entry 1

VINDIGNI ANDREW V · CIK 0001215923 · Senior Vice-President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 156,613

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2017 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2017 issued by the Plan Administrator.

F2 · ownership.nature: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 29, 2017 Filed Feb 1, 2018 23:34 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 5,972 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-18-000018 · primary_doc.xml · nonDerivative · entry 2

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 46,585

F2 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2017 issued by the Plan Administrator.

F2 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2017 issued by the Plan Administrator.

F3 · ownership.direct: By Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document
December 29, 2017 Filed Feb 1, 2018 23:34 UTC
Stark Eugene SVP Administration/CCO/PFO
OtherCommon Stock 395 $33.58 $13,262.13
Disclosure

SEC source: 0000040417-18-000018 · primary_doc.xml · nonDerivative · entry 1

Stark Eugene S · CIK 0001315319 · VP Administration/CCO/PFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098

F6 · kind: Shares received in payment of dividends.

F1 · ownership.direct: Shares held in joint tenancy with spouse.

Read SEC document
December 29, 2017 Filed Feb 1, 2018 22:57 UTC OtherCommon Stock 16,632 Not disclosed Not disclosed
Disclosure

SEC source: 0000040417-18-000017 · primary_doc.xml · nonDerivative · entry 1

RADOSTI DIANE G · CIK 0001215918 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thrift Plan Trust

Disclosed balance after: 166,175

F1 · kind: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2017 issued by the Plan Administrator.

F1 · price: The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market price pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/2017 issued by the Plan Administrator.

F2 · ownership.nature: Issuer's Employees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.