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Nasdaq · USD

GALT

GALECTIN THERAPEUTICS INC

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Tapewire entity
5577
SEC CIK
0001133416
Parsed reports
434

Last 12 months

Inside the activity.

6 purchase rows · 67 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025028
Dec 2025522
Jan 202609
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2018 Filed Jun 21, 2018 20:18 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 97,267 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001179022-18-000056 · edgar.xml · derivative · entry 8

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,267 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested as follows: (i) 12.5% on December 31, 2013, (ii) 25% on December 31, 2014, (iii) 25% on December 31, 2015, and (iv) 50% on December 31, 2016.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 20:18 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon Stock 97,267 $8.08 $786,034.08
Disclosure

SEC source: 0001179022-18-000056 · edgar.xml · nonDerivative · entry 5

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

F4 · price: The shares were sold in multiple transactions at prices ranging from $8.0054 to $8.2592. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 20:18 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon Stock 97,267 $4.41 $428,947.47
Disclosure

SEC source: 0001179022-18-000056 · edgar.xml · nonDerivative · entry 4

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:18 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 26,000 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001179022-18-000056 · edgar.xml · derivative · entry 7

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,000 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested as follows: 25% on January 29, 2016, the grant date, with the remainder vesting ratably on a monthly basis over a three year period.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:18 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 102,733 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001179022-18-000056 · edgar.xml · derivative · entry 6

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,267

Underlying: Common Stock · 102,733 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested as follows: (i) 12.5% on December 31, 2013, (ii) 25% on December 31, 2014, (iii) 25% on December 31, 2015, and (iv) 50% on December 31, 2016.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:18 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon Stock 128,733 $9.01 $1,159,987.32
Disclosure

SEC source: 0001179022-18-000056 · edgar.xml · nonDerivative · entry 3

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

F3 · price: The shares were sold in multiple transactions at prices ranging from $9.00 to $9.0266. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:18 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon Stock 26,000 $3.45 $89,700.00
Disclosure

SEC source: 0001179022-18-000056 · edgar.xml · nonDerivative · entry 2

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:18 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon Stock 102,733 $4.41 $453,052.53
Disclosure

SEC source: 0001179022-18-000056 · edgar.xml · nonDerivative · entry 1

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 16:12 UTC SaleCommon Stock 60,000 $9.06 $543,600.00
Disclosure

SEC source: 0001493152-18-009008 · form4.xml · nonDerivative · entry 4

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,649,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 16:07 UTC SaleCommon Stock 60,000 $9.06 $543,600.00
Disclosure

SEC source: 0001493152-18-009006 · form4.xml · nonDerivative · entry 4

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,649,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 16:12 UTC SaleCommon Stock 15,475 $8.47 $131,073.25
Disclosure

SEC source: 0001493152-18-009008 · form4.xml · nonDerivative · entry 3

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,709,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 16:07 UTC SaleCommon Stock 15,475 $8.47 $131,073.25
Disclosure

SEC source: 0001493152-18-009006 · form4.xml · nonDerivative · entry 3

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,709,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 14, 2018 Filed Jun 20, 2018 16:12 UTC SaleCommon Stock 44,525 $8.48 $377,572.00
Disclosure

SEC source: 0001493152-18-009008 · form4.xml · nonDerivative · entry 2

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,725,261

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.

Read SEC document
June 14, 2018 Filed Jun 20, 2018 16:12 UTC SaleCommon Stock 31,860 $7.99 $254,561.40
Disclosure

SEC source: 0001493152-18-009008 · form4.xml · nonDerivative · entry 1

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,769,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.

Read SEC document
June 14, 2018 Filed Jun 20, 2018 16:07 UTC SaleCommon Stock 44,525 $8.48 $377,572.00
Disclosure

SEC source: 0001493152-18-009006 · form4.xml · nonDerivative · entry 2

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,725,261

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 14, 2018 Filed Jun 20, 2018 16:07 UTC SaleCommon Stock 31,860 $7.99 $254,561.40
Disclosure

SEC source: 0001493152-18-009006 · form4.xml · nonDerivative · entry 1

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,769,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 23:32 UTC SaleCommon Stock 28,140 $7.97 $224,275.80
Disclosure

SEC source: 0001493152-18-008739 · form4.xml · nonDerivative · entry 4

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,801,646

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 23:32 UTC SaleCommon Stock 60,000 $7.47 $448,200.00
Disclosure

SEC source: 0001493152-18-008739 · form4.xml · nonDerivative · entry 3

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,829,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 23:32 UTC SaleCommon Stock 60,000 $7.09 $425,400.00
Disclosure

SEC source: 0001493152-18-008739 · form4.xml · nonDerivative · entry 2

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,889,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 23:32 UTC SaleCommon Stock 60,000 $6.59 $395,400.00
Disclosure

SEC source: 0001493152-18-008739 · form4.xml · nonDerivative · entry 1

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,949,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 23:30 UTC SaleCommon Stock 28,140 $7.97 $224,275.80
Disclosure

SEC source: 0001493152-18-008737 · form4.xml · nonDerivative · entry 4

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,801,646

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 23:30 UTC SaleCommon Stock 60,000 $7.47 $448,200.00
Disclosure

SEC source: 0001493152-18-008737 · form4.xml · nonDerivative · entry 3

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,829,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 23:30 UTC SaleCommon Stock 60,000 $7.09 $425,400.00
Disclosure

SEC source: 0001493152-18-008737 · form4.xml · nonDerivative · entry 2

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,889,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 23:30 UTC SaleCommon Stock 60,000 $6.59 $395,400.00
Disclosure

SEC source: 0001493152-18-008737 · form4.xml · nonDerivative · entry 1

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,949,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 20:32 UTC
Shlevin Harold H.Chief Operating Officer
Exercise / conversionStock option (right to buy) · Derivative 25,544 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001179022-18-000051 · edgar.xml · derivative · entry 4

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,456

Underlying: Common Stock · 25,544 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

F2 · derivative.exercise_date: The options vested as follows: 25% on January 29, 2015, the grant date, with the remainder vesting ratably on a monthly basis over a three year period.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 20:32 UTC
Shlevin Harold H.Chief Operating Officer
SaleCommon Stock 30,918 $7.79 $240,916.15
Disclosure

SEC source: 0001179022-18-000051 · edgar.xml · nonDerivative · entry 3

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

F3 · price: The shares were sold in multiple transactions at prices ranging from $6.52 to $8.00. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 20:32 UTC
Shlevin Harold H.Chief Operating Officer
Exercise / conversionCommon Stock 25,544 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000051 · edgar.xml · nonDerivative · entry 2

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 20:02 UTC
TRABER PETER GPresident & CEO
Exercise / conversionStock option (right to buy) · Derivative 100,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001179022-18-000054 · edgar.xml · derivative · entry 3

TRABER PETER G · CIK 0001284500 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 100,000 shares

Expires 2026-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

F2 · derivative.exercise_date: The options vested as follows: 25% on December 3, 2016, the grant date; 25% on July 1, 2017; and 50% on December 31, 2017.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 20:02 UTC
TRABER PETER GPresident & CEO
SaleCommon Stock 100,000 $7.51 $751,000.00
Disclosure

SEC source: 0001179022-18-000054 · edgar.xml · nonDerivative · entry 2

TRABER PETER G · CIK 0001284500 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,333

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

F3 · price: The shares were sold in multiple transactions at prices ranging from $7.00 to $8.00. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 20:02 UTC
TRABER PETER GPresident & CEO
Exercise / conversionCommon Stock 100,000 $0.87 $87,000.00
Disclosure

SEC source: 0001179022-18-000054 · edgar.xml · nonDerivative · entry 1

TRABER PETER G · CIK 0001284500 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 20:34 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon Stock 9,294 $7.01 $65,166.74
Disclosure

SEC source: 0001179022-18-000052 · edgar.xml · nonDerivative · entry 2

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 20:34 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon Stock 9,294 $1.37 $12,732.78
Disclosure

SEC source: 0001179022-18-000052 · edgar.xml · nonDerivative · entry 1

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 20:32 UTC
Shlevin Harold H.Chief Operating Officer
SaleCommon Stock 12,780 $6.50 $83,070.00
Disclosure

SEC source: 0001179022-18-000051 · edgar.xml · nonDerivative · entry 1

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,374

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:50 UTC
Shlevin Harold H.Chief Operating Officer
SaleCommon Stock 10,760 $6.50 $69,940.00
Disclosure

SEC source: 0001179022-18-000049 · edgar.xml · nonDerivative · entry 4

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,154

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:48 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 20,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001179022-18-000048 · edgar.xml · derivative · entry 6

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 20,000 shares

Expires 2026-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

F3 · derivative.exercise_date: The options vested as follows: 25% on January 20, 2016, the grant date, with the remainder vesting ratably on a monthly basis over a three year period.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:48 UTC
CALLICUTT JACK WChief Financial Officer
SaleCommon Stock 20,000 $6.38 $127,500.00
Disclosure

SEC source: 0001179022-18-000048 · edgar.xml · nonDerivative · entry 4

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

F5 · price: The shares were sold in multiple transactions at prices ranging from $6.25 to $6.50. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:48 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionCommon Stock 20,000 $1.37 $27,400.00
Disclosure

SEC source: 0001179022-18-000048 · edgar.xml · nonDerivative · entry 3

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 20:34 UTC
CALLICUTT JACK WChief Financial Officer
Exercise / conversionStock option (right to buy) · Derivative 9,294 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001179022-18-000052 · edgar.xml · derivative · entry 3

CALLICUTT JACK W · CIK 0001266773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,706

Underlying: Common Stock · 9,294 shares

Expires 2026-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

F2 · derivative.exercise_date: The options vested as follows: 25% on January 20, 2016, the grant date, with the remainder vesting ratably on a monthly basis over a three year period.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 22:30 UTC SaleCommon Stock 60,000 $6.08 $364,800.00
Disclosure

SEC source: 0001493152-18-008550 · form4.xml · nonDerivative · entry 2

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,009,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 22:30 UTC SaleCommon Stock 50,000 $5.64 $282,000.00
Disclosure

SEC source: 0001493152-18-008550 · form4.xml · nonDerivative · entry 1

10X Fund, L.P. · CIK 0001453356 · 10% owner

10X Capital Management, LLC · CIK 0001457247 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,069,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 22:30 UTC SaleCommon Stock 60,000 $6.08 $364,800.00
Disclosure

SEC source: 0001493152-18-008549 · form4.xml · nonDerivative · entry 2

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,009,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 22:30 UTC SaleCommon Stock 50,000 $5.64 $282,000.00
Disclosure

SEC source: 0001493152-18-008549 · form4.xml · nonDerivative · entry 1

CZIRR JAMES C · CIK 0001260641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,069,786

F1 · shares: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F1 · price: Common shares should pursuant to a trading plan pursuant to Rule 10b5-1. Price represents the gross sales price less commissions and brokerage fees.

F2 · ownership.direct: 10X Fund, L.P. has direct beneficial ownership of all the securities owned by 10X Fund, L.P. 10X Capital Management, LLC, a Florida limited liability company, is the general partner of 10X Fund, L.P., a Delaware limited partnership, and may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. 10X Capital Management, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 20:51 UTC
TRABER PETER GPresident & CEO
Exercise / conversionStock option (right to buy) · Derivative 70,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001179022-18-000050 · edgar.xml · derivative · entry 3

TRABER PETER G · CIK 0001284500 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 70,000 shares

Expires 2026-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

F2 · derivative.exercise_date: The options vested as follows: 25% on December 3, 2016, the grant date; 25% on July 1, 2017; and 50% on December 31, 2017.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 20:51 UTC
TRABER PETER GPresident & CEO
SaleCommon Stock 70,000 $5.86 $409,997.00
Disclosure

SEC source: 0001179022-18-000050 · edgar.xml · nonDerivative · entry 2

TRABER PETER G · CIK 0001284500 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,333

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

F3 · price: The shares were sold in multiple transactions at prices ranging from $5.50 to $6.00. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 20:51 UTC
TRABER PETER GPresident & CEO
Exercise / conversionCommon Stock 70,000 $0.87 $60,900.00
Disclosure

SEC source: 0001179022-18-000050 · edgar.xml · nonDerivative · entry 1

TRABER PETER G · CIK 0001284500 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 28, 2018.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 20:50 UTC
Shlevin Harold H.Chief Operating Officer
Exercise / conversionStock option (right to buy) · Derivative 29,294 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001179022-18-000049 · edgar.xml · derivative · entry 6

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,706

Underlying: Common Stock · 29,294 shares

Expires 2026-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

F3 · derivative.exercise_date: The options vested as follows: 25% on January 20, 2016, the grant date, with the remainder vesting ratably on a monthly basis over a three year period.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 20:50 UTC
Shlevin Harold H.Chief Operating Officer
Exercise / conversionStock option (right to buy) · Derivative 50,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001179022-18-000049 · edgar.xml · derivative · entry 5

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

F2 · derivative.exercise_date: The options vest as follows: 25% on December 3, 2016, the grant date; 25% on July 1, 2017; and 50% on December 31, 2017.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 20:50 UTC
Shlevin Harold H.Chief Operating Officer
SaleCommon Stock 104,294 $5.77 $602,047.54
Disclosure

SEC source: 0001179022-18-000049 · edgar.xml · nonDerivative · entry 3

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,914

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

F4 · price: The shares were sold in multiple transactions at prices ranging from $5.50 to $6.00. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 20:50 UTC
Shlevin Harold H.Chief Operating Officer
Exercise / conversionCommon Stock 29,294 $1.37 $40,132.78
Disclosure

SEC source: 0001179022-18-000049 · edgar.xml · nonDerivative · entry 2

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 20:50 UTC
Shlevin Harold H.Chief Operating Officer
Exercise / conversionCommon Stock 50,000 $0.87 $43,500.00
Disclosure

SEC source: 0001179022-18-000049 · edgar.xml · nonDerivative · entry 1

Shlevin Harold H. · CIK 0001557082 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.