Tapewire

Nasdaq · USD

FWRD

FORWARD AIR CORP

Export transactions ↓
Tapewire entity
5395
SEC CIK
0000912728
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2025 Filed Jun 18, 2025 01:12 UTC GrantCommon Stock 6,432 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031995 · wk-form4_1750209154.xml · nonDerivative · entry 1

Edwards Robert Leon Jr · CIK 0001329396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,883

F1 · shares: Represents restricted stock awarded under the Forward Air Corporation 2025 Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to Forward Air Corporation's 2026 Annual Meeting of Shareholders or (b) the first anniversary of the grant date. The Reporting Person may be deemed to be a member of a group for purposes of the Securities Exchange Act of 1934, as amended, with Ridgemont Equity Management III, LLC; REP Omni Holdings, L.P.; REP Coinvest III-A Omni, L.P.; REP Coinvest III-B Omni, L.P.; REP FAOM III-S, L.P.; Ridgemont Equity Partners Affiliates III, L.P.; REP Coinvest III Omni GP, LLC; Ridgemont Equity Management III, L.P.; REP Omni Holdings GP, LLC; and Robert Leon Edwards, Jr. (collectively, the Group).

F2 · shares: (Continued from footnote 1) The Reporting Person serves on the board of directors of the Issuer as a designee of one or more members of the Group. Pursuant to the policies of the members of the Group and their affiliates, the Reporting Person will be deemed to hold any securities of the Issuer he may receive in connection with his service on the board of directors of the Issuer for the benefit of one or more members of the Group. Accordingly, each of the members of the Group may be deemed to be a "director by deputization" of the Issuer. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F3 · ownership.direct: Additionally, these shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Coinvest III-A Omni, L.P., (ii) REP Coinvest III-B Omni, L.P., (iii) REP FAOM III-S, L.P., (iv) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (v) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (vi) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC and General Partner of Ridgemont Equity Management III, L.P., and (vii) Robert Leon Edwards Jr. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
June 13, 2025 Filed Jun 18, 2025 01:10 UTC GrantCommon Stock 6,963 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031992 · wk-form4_1750209026.xml · nonDerivative · entry 4

ANDERSON CHARLES LEONARD · CIK 0001995776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 13,846

F8 · shares: On June 13, 2025, the board of directors of Forward Air Corporation determined to issue shares of Common Stock pursuant to the NED Compensation Agreement entered into by Robert Leon Edwards, Jr., who is a member of the Group.

F3 · ownership.direct: Additionally, these shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Coinvest III-A Omni, L.P., (ii) REP Coinvest III-B Omni, L.P., (iii) REP FAOM III-S, L.P., (iv) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (v) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (vi) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC and General Partner of Ridgemont Equity Management III, L.P., and (vii) Charles Leonard Anderson. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F7 · ownership.direct: These shares of Common Stock are held directly by Robert Leon Edwards, Jr.

Read SEC document
June 13, 2025 Filed Jun 18, 2025 01:10 UTC GrantCommon Stock 6,432 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031992 · wk-form4_1750209026.xml · nonDerivative · entry 3

ANDERSON CHARLES LEONARD · CIK 0001995776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 6,883

F6 · shares: Represents restricted stock awarded to Charles Leonard Anderson, who is a member of the Group, under the Forward Air Corporation 2025 Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior Forward Air Corporation's 2026 Annual Meeting of Shareholders or (b) the first anniversary of the grant date.

F3 · ownership.direct: Additionally, these shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Coinvest III-A Omni, L.P., (ii) REP Coinvest III-B Omni, L.P., (iii) REP FAOM III-S, L.P., (iv) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (v) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (vi) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC and General Partner of Ridgemont Equity Management III, L.P., and (vii) Charles Leonard Anderson. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F7 · ownership.direct: These shares of Common Stock are held directly by Robert Leon Edwards, Jr.

Read SEC document
June 13, 2025 Filed Jun 18, 2025 01:10 UTC GrantCommon Stock 6,963 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031992 · wk-form4_1750209026.xml · nonDerivative · entry 2

ANDERSON CHARLES LEONARD · CIK 0001995776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,846

F4 · shares: On June 13, 2025, the board of directors of Forward Air Corporation determined to issue shares of Common Stock pursuant to the reporting person's Non-Employee Director Annual Compensation Agreement, as amended (the "NED Compensation Agreement"). The Reporting Person may be deemed to be a member of a group for purposes of the Securities Exchange Act of 1934, as amended, with Ridgemont Equity Management III, LLC; REP Omni Holdings, L.P.; REP Coinvest III-A Omni, L.P.; REP Coinvest III-B Omni, L.P.; REP FAOM III-S, L.P.; Ridgemont Equity Partners Affiliates III, L.P.; REP Coinvest III Omni GP, LLC; Ridgemont Equity Management III, L.P.; REP Omni Holdings GP, LLC; and Charles Leonard Anderson (collectively, the Group).

F5 · shares: (Continued from footnote 4) The Reporting Person serves on the board of directors of the Issuer as a designee of one or more members of the Group. Pursuant to the policies of the members of the Group and their affiliates, the Reporting Person will be deemed to hold any securities of the Issuer he may receive in connection with his service on the board of directors of the Issuer for the benefit of one or more members of the Group. Accordingly, each of the members of the Group may be deemed to be a "director by deputization" of the Issuer. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F3 · ownership.direct: Additionally, these shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Coinvest III-A Omni, L.P., (ii) REP Coinvest III-B Omni, L.P., (iii) REP FAOM III-S, L.P., (iv) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (v) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (vi) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC and General Partner of Ridgemont Equity Management III, L.P., and (vii) Charles Leonard Anderson. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
June 13, 2025 Filed Jun 18, 2025 01:10 UTC GrantCommon Stock 6,432 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031992 · wk-form4_1750209026.xml · nonDerivative · entry 1

ANDERSON CHARLES LEONARD · CIK 0001995776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,883

F1 · shares: Represents restricted stock awarded under the Forward Air Corporation 2025 Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to Forward Air Corporation's 2026 Annual Meeting of Shareholders or (b) the first anniversary of the grant date. The Reporting Person may be deemed to be a member of a group for purposes of the Securities Exchange Act of 1934, as amended, with Ridgemont Equity Management III, LLC; REP Omni Holdings, L.P.; REP Coinvest III-A Omni, L.P.; REP Coinvest III-B Omni, L.P.; REP FAOM III-S, L.P.; Ridgemont Equity Partners Affiliates III, L.P.; REP Coinvest III Omni GP, LLC; Ridgemont Equity Management III, L.P.; REP Omni Holdings GP, LLC; and Charles Leonard Anderson (collectively, the Group).

F2 · shares: (Continued from footnote 1) The Reporting Person serves on the board of directors of the Issuer as a designee of one or more members of the Group. Pursuant to the policies of the members of the Group and their affiliates, the Reporting Person will be deemed to hold any securities of the Issuer he may receive in connection with his service on the board of directors of the Issuer for the benefit of one or more members of the Group. Accordingly, each of the members of the Group may be deemed to be a "director by deputization" of the Issuer. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F3 · ownership.direct: Additionally, these shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Coinvest III-A Omni, L.P., (ii) REP Coinvest III-B Omni, L.P., (iii) REP FAOM III-S, L.P., (iv) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (v) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (vi) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC and General Partner of Ridgemont Equity Management III, L.P., and (vii) Charles Leonard Anderson. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
May 06, 2025 Filed May 8, 2025 13:33 UTC Disposition to issuerClass B Units · Derivative 70,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001628280-25-023510 · wk-form4_1746711211.xml · derivative · entry 2

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 490,774

Underlying: Common Stock · 70,000 shares

Expires not disclosed

F1 · price: On May 6, 2025, Mr. Hodge elected to exchange 70,000 Class B Units of Forward Air Corporation (the "Company") on a one-for one basis for 70,000 shares of common stock, $0.01 par value, of the Company. The Class B Units do not have an expiration date.

F1 · derivative.exercise_date: On May 6, 2025, Mr. Hodge elected to exchange 70,000 Class B Units of Forward Air Corporation (the "Company") on a one-for one basis for 70,000 shares of common stock, $0.01 par value, of the Company. The Class B Units do not have an expiration date.

F1 · derivative.expiration_date: On May 6, 2025, Mr. Hodge elected to exchange 70,000 Class B Units of Forward Air Corporation (the "Company") on a one-for one basis for 70,000 shares of common stock, $0.01 par value, of the Company. The Class B Units do not have an expiration date.

Read SEC document
May 06, 2025 Filed May 8, 2025 13:33 UTC GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-023510 · wk-form4_1746711211.xml · nonDerivative · entry 1

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,451

F1 · shares: On May 6, 2025, Mr. Hodge elected to exchange 70,000 Class B Units of Forward Air Corporation (the "Company") on a one-for one basis for 70,000 shares of common stock, $0.01 par value, of the Company. The Class B Units do not have an expiration date.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:03 UTC
TOMASELLO JOSEPH MICHAELChief Information Officer
Tax withholdingCommon Stock 678 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-013506 · wk-form4_1742331822.xml · nonDerivative · entry 1

TOMASELLO JOSEPH MICHAEL · CIK 0001779694 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,131

F1 · kind: Shares withheld by Issuer to satisfy minimum tax withholding obligation upon vesting of restricted stock on March 15, 2025.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 21:01 UTC
Hance Michael LCLO and Secretary
Tax withholdingCommon Stock 940 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-013503 · wk-form4_1742331665.xml · nonDerivative · entry 1

Hance Michael L · CIK 0001608473 · CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,595.4515

F1 · kind: Shares withheld by Issuer to satisfy minimum tax withholding obligation upon vesting of restricted stock on March 15, 2025.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:46 UTC GrantCommon Stock 18,465 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-007172 · wk-form4_1740174357.xml · nonDerivative · entry 1

Pierson Jamie G. · CIK 0001527793 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,116

F1 · shares: Represents an award of restricted stock, which vests equally on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment through the applicable vesting date.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:46 UTC
Stewart ShawnDirector · Chief Executive Officer
GrantCommon Stock 38,536 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-007175 · wk-form4_1740174397.xml · nonDerivative · entry 1

Stewart Shawn · CIK 0002021247 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,491

F1 · shares: Represents an award of restricted stock, which vests equally on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment through the applicable vesting date.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:43 UTC
TOMASELLO JOSEPH MICHAELChief Information Officer
GrantCommon Stock 5,218 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-007157 · wk-form4_1740174217.xml · nonDerivative · entry 1

TOMASELLO JOSEPH MICHAEL · CIK 0001779694 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,809

F1 · shares: Represents an award of restricted stock, which vests equally on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment through the applicable vesting date.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:45 UTC
Smith Douglas JamesChief People Officer
GrantCommon Stock 5,218 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-007169 · wk-form4_1740174296.xml · nonDerivative · entry 1

Smith Douglas James · CIK 0001786412 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,203

F1 · shares: Represents an award of restricted stock, which vests equally on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment through the applicable vesting date.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:44 UTC
Faught James R.Chief Accounting Officer
GrantCommon Stock 3,131 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-007163 · wk-form4_1740174254.xml · nonDerivative · entry 1

Faught James R. · CIK 0001831373 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,282

F1 · shares: Represents an award of restricted stock, which vests equally on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment through the applicable vesting date.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:42 UTC
Brandt Eric FrederickChief Commercial Officer
GrantCommon Stock 8,028 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-007148 · wk-form4_1740174119.xml · nonDerivative · entry 1

Brandt Eric Frederick · CIK 0002042430 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,028

F1 · shares: Represents an award of restricted stock, which vests equally on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment through the applicable vesting date.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:42 UTC
Hance Michael LCLO and Secretary
GrantCommon Stock 9,634 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-007152 · wk-form4_1740174172.xml · nonDerivative · entry 1

Hance Michael L · CIK 0001608473 · CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,535.4515

F1 · shares: Represents an award of restricted stock, which vests equally on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment through the applicable vesting date.

Read SEC document
February 08, 2025 Filed Feb 11, 2025 22:36 UTC
TOMASELLO JOSEPH MICHAELChief Information Officer
Tax withholdingCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004948 · wk-form4_1739313382.xml · nonDerivative · entry 2

TOMASELLO JOSEPH MICHAEL · CIK 0001779694 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,591

F2 · kind: Shares withheld by Issuer to satisfy minimum tax withholding obligation upon vesting of restricted stock on February 8, 2025.

Read SEC document
February 08, 2025 Filed Feb 11, 2025 22:35 UTC
Hance Michael LCLO and Secretary
Tax withholdingCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004945 · wk-form4_1739313322.xml · nonDerivative · entry 2

Hance Michael L · CIK 0001608473 · CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,901.4515

F2 · kind: Shares withheld by Issuer to satisfy minimum tax withholding obligation upon vesting of restricted stock on February 8, 2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 22:36 UTC
TOMASELLO JOSEPH MICHAELChief Information Officer
Tax withholdingCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004948 · wk-form4_1739313382.xml · nonDerivative · entry 1

TOMASELLO JOSEPH MICHAEL · CIK 0001779694 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,742

F1 · kind: Shares withheld by Issuer to satisfy minimum tax withholding obligation upon vesting of restricted stock on February 7, 2025.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 22:35 UTC
Hance Michael LCLO and Secretary
Tax withholdingCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004945 · wk-form4_1739313322.xml · nonDerivative · entry 1

Hance Michael L · CIK 0001608473 · CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,145.4515

F1 · kind: Shares withheld by Issuer to satisfy minimum tax withholding obligation upon vesting of restricted stock on February 7, 2025.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:39 UTC
Smith Douglas JamesChief People Officer
GrantCommon Stock 2,985 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-051461 · wk-form4_1734385189.xml · nonDerivative · entry 1

Smith Douglas James · CIK 0001786412 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,985

F1 · shares: Represents an award of restricted stock, which vests equally on each of the first, second and third anniversaries of the grant date.

Read SEC document
October 30, 2024 Filed Nov 5, 2024 21:02 UTC OtherClass B Units · Derivative 560,774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-045263 · wk-form4_1730840530.xml · derivative · entry 4

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,774

Underlying: Common Stock · 560,774 shares

Expires not disclosed

F4 · kind: On October 30, 2024, the reporting person received 560,774 Opco Class B Units as a distribution from the LLC. Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date.

F4 · derivative.exercise_date: On October 30, 2024, the reporting person received 560,774 Opco Class B Units as a distribution from the LLC. Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date.

F4 · derivative.expiration_date: On October 30, 2024, the reporting person received 560,774 Opco Class B Units as a distribution from the LLC. Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date.

Read SEC document
October 30, 2024 Filed Nov 5, 2024 21:02 UTC OtherClass B Units · Derivative 991,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-045263 · wk-form4_1730840530.xml · derivative · entry 3

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 991,945 shares

Expires not disclosed

F3 · kind: On October 30, 2024, the LLC, made a distribution of 991,945 Opco Class B Units to its members. In prior reports, the reporting person reported beneficial ownership of all 991,945 Opco Class B Units held by the LLC as held indirectly by the reporting person.

F4 · derivative.exercise_date: On October 30, 2024, the reporting person received 560,774 Opco Class B Units as a distribution from the LLC. Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date.

F4 · derivative.expiration_date: On October 30, 2024, the reporting person received 560,774 Opco Class B Units as a distribution from the LLC. Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date.

Read SEC document
October 30, 2024 Filed Nov 5, 2024 21:02 UTC OtherSeries B Preferred Units · Derivative 560,774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-045263 · wk-form4_1730840530.xml · derivative · entry 2

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,774

Underlying: Common Stock · 560,774 shares

Expires not disclosed

F2 · kind: On October 30, 2024, the reporting person received 560,774 Series B Preferred Units as a distribution from the LLC. Series B Preferred Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date.

F2 · derivative.exercise_date: On October 30, 2024, the reporting person received 560,774 Series B Preferred Units as a distribution from the LLC. Series B Preferred Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date.

F2 · derivative.expiration_date: On October 30, 2024, the reporting person received 560,774 Series B Preferred Units as a distribution from the LLC. Series B Preferred Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date.

Read SEC document
October 30, 2024 Filed Nov 5, 2024 21:02 UTC OtherSeries B Preferred Units · Derivative 991,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-045263 · wk-form4_1730840530.xml · derivative · entry 1

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 991,945 shares

Expires not disclosed

F1 · kind: On October 30, 2024, EVE Omni Investor, LLC (the "LLC"), made a distribution of 991,945 Series B Preferred Units to its members. In prior reports, the reporting person reported beneficial ownership of all 991,945 Series B Preferred Units held by the LLC as held indirectly by the reporting person.

F2 · derivative.exercise_date: On October 30, 2024, the reporting person received 560,774 Series B Preferred Units as a distribution from the LLC. Series B Preferred Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date.

F2 · derivative.expiration_date: On October 30, 2024, the reporting person received 560,774 Series B Preferred Units as a distribution from the LLC. Series B Preferred Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 22:33 UTC Amendment GrantCommon Stock 6,963 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-043070 · wk-form4a_1729204386.xml · nonDerivative · entry 1

Carlock Craig · CIK 0001494271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,513

F1 · shares: (1) Represents an award of common stock in settlement of the Annual Compensation Award (the "Agreement") granted as of June 4, 2024. The Board of Directors (the "Board") determined to (i) accelerate the vesting of the award in connection with Mr. Carlock's resignation from the Board and (ii) settle the award in common stock instead of cash pursuant to the terms of the Agreement. Such shares were issued under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 18:39 UTC GrantCommon Stock 6,963 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-043010 · wk-form4_1729190353.xml · nonDerivative · entry 1

Carlock Craig · CIK 0001494271 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,513

F1 · shares: (1) Represents an award of common stock in settlement of the Annual Compensation Award (the "Agreement") granted as of June 4, 2024. The Board of Directors (the "Board") determined to (i) accelerate the vesting of the award in connection with Mr. Carlock's resignation from the Board and (ii) settle the award in common stock instead of cash pursuant to the terms of the Agreement. Such shares were issued under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 17:48 UTC GrantCommon Stock 4,061 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042063 · wk-form4_1727977711.xml · nonDerivative · entry 1

LORRAIN Jerome Jean-Pierre · CIK 0002039961 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,061

F1 · shares: Represents restricted stock awarded under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to the first Annual Meeting that occurs after the grant date or (b) the first anniversary of the grant date.

Read SEC document
August 02, 2024 Filed Aug 7, 2024 01:22 UTC ConversionClass B Units · Derivative 577,814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-035337 · wk-form4_1722993730.xml · derivative · entry 2

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 911,945

Underlying: Common Stock · 577,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of 577,814 Opco Series C-2 Units acquired by EVE Omni Investor, LLC (the "LLC") in January 2024 into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Series B Preferred Units and corresponding Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock on a one-for-one basis.

F1 · shares: Reflects the conversion of 577,814 Opco Series C-2 Units acquired by EVE Omni Investor, LLC (the "LLC") in January 2024 into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Series B Preferred Units and corresponding Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Series B Preferred Units and Opco Class B Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F2 · derivative.expiration_date: The Series B Preferred Units and Opco Class B Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The Series B Preferred Units and Opco Class B Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

Read SEC document
August 02, 2024 Filed Aug 7, 2024 01:22 UTC ConversionSeries B Preferred Units · Derivative 577,814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-035337 · wk-form4_1722993730.xml · derivative · entry 1

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 911,945

Underlying: Common Stock · 577,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the conversion of 577,814 Opco Series C-2 Units acquired by EVE Omni Investor, LLC (the "LLC") in January 2024 into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Series B Preferred Units and corresponding Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock on a one-for-one basis.

F1 · shares: Reflects the conversion of 577,814 Opco Series C-2 Units acquired by EVE Omni Investor, LLC (the "LLC") in January 2024 into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Series B Preferred Units and corresponding Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Series B Preferred Units and Opco Class B Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F2 · derivative.expiration_date: The Series B Preferred Units and Opco Class B Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The Series B Preferred Units and Opco Class B Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:20 UTC ConversionOpco Class B Units · Derivative 24,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095698 · ownership.xml · derivative · entry 7

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

Edwards Robert Leon Jr · CIK 0001329396 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 39,330

Underlying: Common Stock · 24,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder.

F8 · derivative.expiration_date: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder.

F10 · ownership.nature: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by Ridgemont Equity Partners Affiliates III, L.P.

F11 · ownership.nature: The Opco Class B Units and the corresponding Series B. Preferred Units may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Partners Affiliates III L.P, (viii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP and General Partner of Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as Sole Member of REP Omni Holdings GP, LLC, Sole Member of REP Coinvest III Omni GP, LLC, and General Partner of Ridgemont Equity Management III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:20 UTC ConversionOpco Class B Units · Derivative 1,993,623 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095698 · ownership.xml · derivative · entry 6

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

Edwards Robert Leon Jr · CIK 0001329396 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 3,146,469

Underlying: Common Stock · 1,993,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder.

F8 · derivative.expiration_date: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder.

F9 · ownership.nature: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by REP Omni Holdings, LP.

F11 · ownership.nature: The Opco Class B Units and the corresponding Series B. Preferred Units may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Partners Affiliates III L.P, (viii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP and General Partner of Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as Sole Member of REP Omni Holdings GP, LLC, Sole Member of REP Coinvest III Omni GP, LLC, and General Partner of Ridgemont Equity Management III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:20 UTC ConversionCommon Stock 420,229 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095698 · ownership.xml · nonDerivative · entry 3

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

Edwards Robert Leon Jr · CIK 0001329396 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 663,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024.

F4 · ownership.nature: These shares of Common Stock are held directly by REP FAOM III-S, LP.

F7 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:20 UTC ConversionCommon Stock 175,948 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095698 · ownership.xml · nonDerivative · entry 2

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

Edwards Robert Leon Jr · CIK 0001329396 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 277,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024.

F3 · ownership.nature: These shares of Common Stock are held directly by REP Coinvest III-B Omni, L.P.

F7 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:20 UTC ConversionCommon Stock 613,829 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095698 · ownership.xml · nonDerivative · entry 1

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

Edwards Robert Leon Jr · CIK 0001329396 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 968,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024.

F2 · ownership.nature: These shares of Common Stock are held directly by REP Coinvest III-A Omni, L.P.

F7 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:16 UTC
REP Omni Holdings, L.P.Director · 10% owner
REP Coinvest III-A Omni, L.P.Director · 10% owner
REP Coinvest III-B Omni, L.P.Director · 10% owner
REP FAOM III-S, L.P.Director · 10% owner
REP Coinvest III Omni GP, LLCDirector · 10% owner
REP Omni Holdings GP, LLCDirector · 10% owner
ConversionOpco Class B Units · Derivative 24,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095693 · ownership.xml · derivative · entry 7

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner

REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner

REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner

REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner

Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner

REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner

Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner

REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner

ANDERSON CHARLES LEONARD · CIK 0001995776 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 39,330

Underlying: Common Stock · 24,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder.

F8 · derivative.expiration_date: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder.

F10 · ownership.nature: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by Ridgemont Equity Partners Affiliates III, L.P.

F11 · ownership.nature: The Opco Class B Units and the corresponding Series B. Preferred Units may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Partners Affiliates III L.P, (viii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP and General Partner of Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as Sole Member of REP Omni Holdings GP, LLC, Sole Member of REP Coinvest III Omni GP, LLC, and General Partner of Ridgemont Equity Management III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:16 UTC
REP Omni Holdings, L.P.Director · 10% owner
REP Coinvest III-A Omni, L.P.Director · 10% owner
REP Coinvest III-B Omni, L.P.Director · 10% owner
REP FAOM III-S, L.P.Director · 10% owner
REP Coinvest III Omni GP, LLCDirector · 10% owner
REP Omni Holdings GP, LLCDirector · 10% owner
ConversionOpco Class B Units · Derivative 1,993,623 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095693 · ownership.xml · derivative · entry 6

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner

REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner

REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner

REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner

Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner

REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner

Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner

REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner

ANDERSON CHARLES LEONARD · CIK 0001995776 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 3,146,469

Underlying: Common Stock · 1,993,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder.

F8 · derivative.expiration_date: Reflects the automatic conversion of Opco Series C-2 Preferred Units into an equivalent number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024. Opco Class B Units are paired with an equivalent number of Series B Preferred Units and together are convertible into shares of Common Stock of the Issuer on a one-for-one basis (one Class B Unit and one Series B Preferred Unit for one share of Common Stock) at any time, at the holder's election, and have no expiration date. The right to exchange the units will be (1) subject to any applicable lock-up period to which the rollover holder is subject, customary procedural requirements and, subject to exceptions for exchanging all of a rollover holder's remaining units, minimum exchange amounts of 30,000 Class B Units Series B Preferred Units and (2) limited to no more than two exchange exercises per calendar quarter per holder.

F9 · ownership.nature: These Opco Class B Units and a corresponding number of Series B. Preferred Units are held directly by REP Omni Holdings, LP.

F11 · ownership.nature: The Opco Class B Units and the corresponding Series B. Preferred Units may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Partners Affiliates III L.P, (viii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP and General Partner of Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as Sole Member of REP Omni Holdings GP, LLC, Sole Member of REP Coinvest III Omni GP, LLC, and General Partner of Ridgemont Equity Management III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:16 UTC
REP Omni Holdings, L.P.Director · 10% owner
REP Coinvest III-A Omni, L.P.Director · 10% owner
REP Coinvest III-B Omni, L.P.Director · 10% owner
REP FAOM III-S, L.P.Director · 10% owner
REP Coinvest III Omni GP, LLCDirector · 10% owner
REP Omni Holdings GP, LLCDirector · 10% owner
ConversionCommon Stock 420,229 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095693 · ownership.xml · nonDerivative · entry 3

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner

REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner

REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner

REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner

Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner

REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner

Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner

REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner

ANDERSON CHARLES LEONARD · CIK 0001995776 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 663,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024.

F4 · ownership.nature: These shares of Common Stock are held directly by REP FAOM III-S, LP.

F7 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:16 UTC
REP Omni Holdings, L.P.Director · 10% owner
REP Coinvest III-A Omni, L.P.Director · 10% owner
REP Coinvest III-B Omni, L.P.Director · 10% owner
REP FAOM III-S, L.P.Director · 10% owner
REP Coinvest III Omni GP, LLCDirector · 10% owner
REP Omni Holdings GP, LLCDirector · 10% owner
ConversionCommon Stock 175,948 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095693 · ownership.xml · nonDerivative · entry 2

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner

REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner

REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner

REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner

Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner

REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner

Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner

REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner

ANDERSON CHARLES LEONARD · CIK 0001995776 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 277,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024.

F3 · ownership.nature: These shares of Common Stock are held directly by REP Coinvest III-B Omni, L.P.

F7 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
August 02, 2024 Filed Aug 13, 2024 01:16 UTC
REP Omni Holdings, L.P.Director · 10% owner
REP Coinvest III-A Omni, L.P.Director · 10% owner
REP Coinvest III-B Omni, L.P.Director · 10% owner
REP FAOM III-S, L.P.Director · 10% owner
REP Coinvest III Omni GP, LLCDirector · 10% owner
REP Omni Holdings GP, LLCDirector · 10% owner
ConversionCommon Stock 613,829 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-095693 · ownership.xml · nonDerivative · entry 1

Ridgemont Equity Management III, LLC · CIK 0002010676 · Director · 10% owner

REP Omni Holdings, L.P. · CIK 0002010680 · Director · 10% owner

REP Coinvest III-A Omni, L.P. · CIK 0002010678 · Director · 10% owner

REP Coinvest III-B Omni, L.P. · CIK 0002010679 · Director · 10% owner

REP FAOM III-S, L.P. · CIK 0002010674 · Director · 10% owner

Ridgemont Equity Partners Affiliates III, L.P. · CIK 0001754722 · Director · 10% owner

REP Coinvest III Omni GP, LLC · CIK 0002010671 · Director · 10% owner

Ridgemont Equity Management III, L.P. · CIK 0002010672 · Director · 10% owner

REP Omni Holdings GP, LLC · CIK 0002011762 · Director · 10% owner

ANDERSON CHARLES LEONARD · CIK 0001995776 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 968,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the automatic conversion of Series C Preferred Units into an equivalent number of shares of Common Stock upon receipt of approval from the Issuer's shareholders at their annual meeting held on June 3, 2024.

F2 · ownership.nature: These shares of Common Stock are held directly by REP Coinvest III-A Omni, L.P.

F7 · ownership.nature: These shares of Common Stock may be deemed to be indirectly beneficially owned by (i) REP Omni Holdings, L.P, (ii) REP Omni Holdings GP, LLC, as General Partner of REP Omni Holdings, L.P., (iii) REP Coinvest III-A Omni, L.P., (iv) REP Coinvest III-B Omni, L.P., (v) REP FAOM III-S, L.P., (vi) REP Coinvest III Omni GP, LLC as General Partner of REP Coinvest III-A Omni, L.P. and General Partner of REP Coinvest III-B Omni, L.P., (vii) Ridgemont Equity Management III, L.P. as General Partner of REP FAOM III-S, LP, (viii) Ridgemont Equity Partners Affiliates III L.P, (ix) Ridgemont Equity Management III, LLC as General Partner of REP Coinvest III Omni GP, LLC, General Partner of Ridgemont Equity Management III, L.P., and General Partners of Ridgemont Equity Partners Affiliates III, L.P., (x) Charles Leonard Anderson, and (xi) Robert Leon Edwards Jr.

Read SEC document
July 09, 2024 Filed Jul 12, 2024 01:19 UTC OtherSeries C-2 Units · Derivative 37,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031723 · wk-form4_1720747180.xml · derivative · entry 3

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 577,864

Underlying: Class B Units · 37,678 shares

Expires not disclosed

F5 · shares: Reflects 37,678 Opco Series C-2 Units acquired by the LLC pursuant to a transfer from J.S. International Shipping Corp. (the "Opco Series C-2 Transfer"). On June 3, 2024, in accordance with the applicable rules of the Nasdaq Stock Market LLC, the Issuer's shareholders approved the conversion of the Opco Series C-2 Units into Series B Preferred Units and corresponding Opco Class B Units (which together are exchangeable into the Issuer's common stock). The Opco Series C-2 Transfer was effective as of July 9, 2024 and made pursuant to a certain profit sharing agreement between the LLC and J.S. International Shipping Corp.

F6 · derivative.exercise_date: Represents Opco Series C-2 Units held by the LLC. The Opco Series C-2 Units will automatically convert into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders. The Opco Series C-2 Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F6 · derivative.expiration_date: Represents Opco Series C-2 Units held by the LLC. The Opco Series C-2 Units will automatically convert into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders. The Opco Series C-2 Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F6 · ownership.nature: Represents Opco Series C-2 Units held by the LLC. The Opco Series C-2 Units will automatically convert into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders. The Opco Series C-2 Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

Read SEC document
July 09, 2024 Filed Jul 12, 2024 01:19 UTC OtherClass B Units · Derivative 21,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031723 · wk-form4_1720747180.xml · derivative · entry 2

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 334,131

Underlying: Common Stock · 21,788 shares

Expires not disclosed

F3 · shares: Reflects 21,788 Opco Class B Units acquired by the LLC pursuant to a transfer from J.S. International Shipping Corp. (the "Opco Class B Transfer"). The Opco Class B Transfer was effective as of July 9, 2024 and made pursuant to a certain profit sharing agreement between the LLC and J.S. International Shipping Corp.

F4 · derivative.exercise_date: Represents Opco Class B Units held by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F4 · derivative.expiration_date: Represents Opco Class B Units held by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Represents Opco Class B Units held by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

Read SEC document
July 09, 2024 Filed Jul 12, 2024 01:19 UTC OtherSeries B Preferred Units · Derivative 21,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031723 · wk-form4_1720747180.xml · derivative · entry 1

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 334,131

Underlying: Common Stock · 21,788 shares

Expires not disclosed

F1 · shares: Reflects 21,788 Series B Preferred Units acquired by EVE Omni Investor, LLC (the "LLC") pursuant to a transfer from J.S. International Shipping Corp. (the "Series B Transfer"). The Series B Transfer was effective as of July 9, 2024 and made pursuant to a certain profit sharing agreement between the LLC and J.S. International Shipping Corp.

F2 · derivative.exercise_date: Represents Series B Preferred Units held by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F2 · derivative.expiration_date: Represents Series B Preferred Units held by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Represents Series B Preferred Units held by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date. The reporting person is the manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 01:52 UTC GrantCommon Stock 19,444 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031415 · wk-form4_1720489947.xml · nonDerivative · entry 2

Pierson Jamie G. · CIK 0001527793 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,651

F2 · shares: Represents an award of restricted stock, which vests equally on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continuous employment through the applicable vesting date.

Read SEC document
July 03, 2024 Filed Jul 9, 2024 01:52 UTC GrantCommon Stock 25,707 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031415 · wk-form4_1720489947.xml · nonDerivative · entry 1

Pierson Jamie G. · CIK 0001527793 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,207

F1 · shares: Represents an award of restricted stock, which vests on July 3, 2025.

Read SEC document
June 28, 2024 Filed Jul 9, 2024 01:58 UTC
Faught James R.Chief Accounting Officer
GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031417 · wk-form4_1720490317.xml · nonDerivative · entry 1

Faught James R. · CIK 0001831373 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,151

F1 · shares: Represents an award of restricted stock. The restricted stock vests in equal installments on June 28, 2025, June 28, 2026, and June 28, 2027.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 01:57 UTC GrantCommon Stock 6,963 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027161 · wk-form4_1717725422.xml · nonDerivative · entry 1

Boyles Dale W · CIK 0001419071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,963

F1 · shares: Represents restricted stock awarded under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to the first Annual Meeting that occurs after the grant date or (b) the first anniversary of the grant date.

Read SEC document
June 04, 2024 Filed Jun 7, 2024 01:31 UTC GrantCommon Stock 6,963 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027152 · wk-form4_1717723891.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,963

F1 · shares: Represents restricted stock awarded under the Forward Air Corporation Amended and Restated Non-Employee Director Stock Plan in a transaction exempt from Section 16(b) under Rule 16b-3. The stock fully vests on the earlier of (a) the day immediately prior to the first Annual Meeting that occurs after the grant date or (b) the first anniversary of the grant date.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 01:31 UTC OtherSeries C-2 Units · Derivative 796,944 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026752 · wk-form4_1717551084.xml · derivative · entry 3

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 540,186

Underlying: Class B Units · 796,944 shares

Expires not disclosed

F1 · kind: Reflects a distribution from EVE Omni Investor, LLC (the "LLC") in connection with the redemptions of its former co-manager for no consideration. The reporting person is a co-manager of the LLC.

F1 · shares: Reflects a distribution from EVE Omni Investor, LLC (the "LLC") in connection with the redemptions of its former co-manager for no consideration. The reporting person is a co-manager of the LLC.

F4 · derivative.exercise_date: Represents Opco Series C-2 Units held by the LLC. The Opco Series C-2 Units will automatically convert into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders. The Opco Series C-2 Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F4 · derivative.expiration_date: Represents Opco Series C-2 Units held by the LLC. The Opco Series C-2 Units will automatically convert into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders. The Opco Series C-2 Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F4 · ownership.nature: Represents Opco Series C-2 Units held by the LLC. The Opco Series C-2 Units will automatically convert into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders. The Opco Series C-2 Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 01:31 UTC OtherClass B Units · Derivative 460,871 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026752 · wk-form4_1717551084.xml · derivative · entry 2

HODGE MICHAEL B · CIK 0001995325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 312,343

Underlying: Common Stock · 460,871 shares

Expires not disclosed

F1 · kind: Reflects a distribution from EVE Omni Investor, LLC (the "LLC") in connection with the redemptions of its former co-manager for no consideration. The reporting person is a co-manager of the LLC.

F1 · shares: Reflects a distribution from EVE Omni Investor, LLC (the "LLC") in connection with the redemptions of its former co-manager for no consideration. The reporting person is a co-manager of the LLC.

F3 · derivative.exercise_date: Represents Opco Class B Units held by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F3 · derivative.expiration_date: Represents Opco Class B Units held by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Represents Opco Class B Units held by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.