FUSB

SEC source: 0001209191-20-022809 · doc4.xml · derivative · entry 1

WHITTED HOWARD M · CIK 0001194039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,222.71

Underlying: Common Stock · 854.74 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 121.85 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 121.85 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-022808 · doc4.xml · derivative · entry 1

MEIGS JACK W · CIK 0001194036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563.03

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-022805 · doc4.xml · derivative · entry 1

McPhearson John Lee · CIK 0001469094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,259.47

Underlying: Common Stock · 54.65 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-022803 · doc4.xml · derivative · entry 1

HARRISON WILLIAM G · CIK 0001194034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,751.14

Underlying: Common Stock · 27.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-022800 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,802.02

Underlying: Common Stock · 750.77 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 17.87 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 17.87 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-022797 · doc4.xml · derivative · entry 1

GORDON JOHN C · CIK 0001194031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,282.32

Underlying: Common Stock · 612.51 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 75.05 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 75.05 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-022796 · doc4.xml · derivative · entry 1

Cook Sheri S · CIK 0001624040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370.14

Underlying: Common Stock · 187.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 10.20 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 10.20 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-022795 · doc4.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498.6

Underlying: Common Stock · 1,135.26 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 35.92 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 35.92 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-022793 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,902.11

Underlying: Common Stock · 833.33 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 100.44 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 100.44 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-014141 · doc4.xml · nonDerivative · entry 1

McPhearson John Lee · CIK 0001469094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014163 · doc4.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014158 · doc4.xml · nonDerivative · entry 1

SMITH DONNA D · CIK 0001624179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,867

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014151 · doc4.xml · nonDerivative · entry 1

Cook Sheri S · CIK 0001624040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,867

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014156 · doc4.xml · nonDerivative · entry 1

Miller Aubrey S · CIK 0001624068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,867

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014149 · doc4.xml · nonDerivative · entry 1

WILSON BRUCE N · CIK 0001194040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,181

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014146 · doc4.xml · nonDerivative · entry 1

WHITTED HOWARD M · CIK 0001194039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014143 · doc4.xml · nonDerivative · entry 1

MEIGS JACK W · CIK 0001194036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014138 · doc4.xml · nonDerivative · entry 1

HARRISON WILLIAM G · CIK 0001194034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,319

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014136 · doc4.xml · nonDerivative · entry 1

GORDON JOHN C · CIK 0001194031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,846

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014135 · doc4.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,337

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014134 · doc4.xml · nonDerivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,107

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-014130 · doc4.xml · nonDerivative · entry 1

Dozier Beverly J · CIK 0001543817 · VP,Secr,Ast Trs-FUSB;SVP-Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,875

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc 2013 Incentive Plan that will vest in equal installments on the first, second and third anniversaries of the grant date.

F2 · balance_after: Includes 19,399 shares held in the First US Bancshares, Inc. 401(k) Plan.

SEC source: 0001209191-20-014121 · doc4.xml · nonDerivative · entry 1

Mabowitz Eric H · CIK 0001484980 · EVP,Chief Risk Officer-Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,046

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in equal installments on the first, second and third anniversaries of the grant date.

F2 · balance_after: Includes 11,646 shares held in the First US Bancshares, Inc. 401(k) Plan.

SEC source: 0001209191-20-014118 · doc4.xml · nonDerivative · entry 1

Mitchell William C · CIK 0001543820 · Pres/CEO-Acceptance Loan Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,883

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in equal installments on the first, second and third anniversaries of the grant date.

F2 · balance_after: Includes 10,083 shares held in the First US Bancshares, Inc. 401(k) Plan.

SEC source: 0001209191-20-014113 · doc4.xml · nonDerivative · entry 1

Elley Thomas S · CIK 0001588836 · VP,CFO,PAO,Treas,Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,550

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in equal installments on the first, second and third anniversaries of the grant date.

SEC source: 0001209191-20-014112 · doc4.xml · derivative · entry 1

House James F · CIK 0001533804 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 9,200 shares

Expires 2030-02-26

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 26, 2021.

SEC source: 0001209191-20-060081 · doc4a.xml · nonDerivative · entry 1

Dozier Beverly J · CIK 0001543817 · VP,Secr,Ast Trs-FUSB;SVP-Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,475

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in equal installments on the first, second, and third anniversaries of the grant date.

F2 · balance_after: Includes 19,399 shares held in the First US Bancshares, Inc. 401(k) Plan.

SEC source: 0001209191-20-000759 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,068.78

Underlying: Common Stock · 512.31 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 34.27 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 34.27 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-000877 · doc4.xml · derivative · entry 1

WHITTED HOWARD M · CIK 0001194039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,367.97

Underlying: Common Stock · 429.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-000885 · doc4.xml · derivative · entry 1

WILSON BRUCE N · CIK 0001194040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.82

Underlying: Common Stock · 310.2 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 25.95 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 25.95 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-000867 · doc4.xml · derivative · entry 1

MEIGS JACK W · CIK 0001194036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,536.03

Underlying: Common Stock · 9.5 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-000856 · doc4.xml · derivative · entry 1

McPhearson John Lee · CIK 0001469094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,204.82

Underlying: Common Stock · 19.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-000831 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,051.25

Underlying: Common Stock · 393.03 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 5.43 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 5.43 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-000847 · doc4.xml · derivative · entry 1

HARRISON WILLIAM G · CIK 0001194034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,723.22

Underlying: Common Stock · 9.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-000808 · doc4.xml · derivative · entry 1

GORDON JOHN C · CIK 0001194031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,669.81

Underlying: Common Stock · 310 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 25.77 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 25.77 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-000790 · doc4.xml · derivative · entry 1

Cook Sheri S · CIK 0001624040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182.58

Underlying: Common Stock · 97.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 3.38 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 3.38 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-000771 · doc4.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,363.34

Underlying: Common Stock · 12.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-19-055644 · doc4.xml · nonDerivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,807

SEC source: 0001437749-19-019520 · rdgdoc.xml · derivative · entry 1

WHITTED HOWARD M · CIK 0001194039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,938.37

Underlying: Common Stock · 556.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 53.28 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 53.28 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019521 · rdgdoc.xml · derivative · entry 1

WILSON BRUCE N · CIK 0001194040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,466.62

Underlying: Common Stock · 401.51 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 32.80 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 32.80 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019519 · rdgdoc.xml · derivative · entry 1

MEIGS JACK W · CIK 0001194036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,526.53

Underlying: Common Stock · 12.3 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019518 · rdgdoc.xml · derivative · entry 1

McPhearson John Lee · CIK 0001469094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185.59

Underlying: Common Stock · 24.89 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019514 · rdgdoc.xml · derivative · entry 1

HARRISON WILLIAM G · CIK 0001194034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,713.4

Underlying: Common Stock · 12.71 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019513 · rdgdoc.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,658.22

Underlying: Common Stock · 508.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 5.94 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 5.94 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019508 · rdgdoc.xml · derivative · entry 1

Cook Sheri S · CIK 0001624040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085.41

Underlying: Common Stock · 125.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 4.11 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 4.11 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019511 · rdgdoc.xml · derivative · entry 1

GORDON JOHN C · CIK 0001194031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,359.81

Underlying: Common Stock · 401.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 32.56 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 32.56 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019498 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,556.47

Underlying: Common Stock · 663.13 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 43.02 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 43.02 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019499 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,350.7

Underlying: Common Stock · 16.35 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-015835 · rdgdoc.xml · nonDerivative · entry 2

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,500

SEC source: 0001437749-19-015835 · rdgdoc.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,617

F1 · price: This price represents the weighted average purchase price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.19 to $9.21. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: On September 4, 2018, the reporting person timely filed a Form 4 for the purchase of 4,250 shares of the issuer's common stock at $11.20 per share (the "Prior Form 4"). While the aggregate amount and price information were correctly reported, the Prior Form 4 inadvertently reported that all 4,250 shares were attributable to the reporting person's direct non-derivative Table I holdings ("Direct Holdings") when, in fact, 2,000 of such shares were purchased for the individual retirement account of the reporting person's spouse and should have been reported as indirect non-derivative Table I holdings ("Indirect Holdings") of the reporting person. The current report reflects the correct allocation of the reporting person's Direct Holdings and Indirect Holdings as of the date hereof, giving effect to the purchase transactions reported herein.

F3 · balance_after: [continued from footnote 2] Other than the acquisition of 600 shares of restricted stock reported by the reporting person on Form 4 on March 1, 2019, there have been no other changes to the reporting person's Direct Holdings or Indirect Holdings since the time of the filing of the Prior Form 4.