Tapewire

Nasdaq · USD

FUSB

FIRST US BANCSHARES, INC.

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Tapewire entity
1337
SEC CIK
0000717806
Parsed reports
671

Last 12 months

Inside the activity.

28 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025140
Dec 202520
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202680
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Jan 5, 2021 21:42 UTC GrantPhantom Stock Units · Derivative 19.21 $9.02 $173.27
Disclosure

SEC source: 0001209191-21-001176 · doc4.xml · derivative · entry 1

HARRISON WILLIAM G · CIK 0001194034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,820.93

Underlying: Common Stock · 19.21 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:41 UTC GrantPhantom Stock Units · Derivative 517.07 $9.02 $4,663.97
Disclosure

SEC source: 0001209191-21-001169 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,680.71

Underlying: Common Stock · 517.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 18.17 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 18.17 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:39 UTC
Cook Sheri SDirector
GrantPhantom Stock Units · Derivative 129.17 $9.02 $1,165.11
Disclosure

SEC source: 0001209191-21-001150 · doc4.xml · derivative · entry 1

Cook Sheri S · CIK 0001624040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839.44

Underlying: Common Stock · 129.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 8.43 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 8.43 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:40 UTC GrantPhantom Stock Units · Derivative 421.8 $9.02 $3,804.64
Disclosure

SEC source: 0001209191-21-001163 · doc4.xml · derivative · entry 1

GORDON JOHN C · CIK 0001194031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,814.89

Underlying: Common Stock · 421.8 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 55.95 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 55.95 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:38 UTC GrantPhantom Stock Units · Derivative 779.92 $9.02 $7,034.88
Disclosure

SEC source: 0001209191-21-001138 · doc4.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,332.34

Underlying: Common Stock · 779.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 31.58 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 31.58 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:36 UTC GrantPhantom Stock Units · Derivative 574.18 $9.02 $5,179.10
Disclosure

SEC source: 0001209191-21-001124 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,988.33

Underlying: Common Stock · 574.18 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 75.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 75.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 23:53 UTC
Dozier Beverly JVP,Secr,Ast Trs-FUSB;SVP-Bank
GiftCommon Stock, $.01 par value 8,596 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060082 · doc4.xml · nonDerivative · entry 4

Dozier Beverly J · CIK 0001543817 · VP,Secr,Ast Trs-FUSB;SVP-Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,596

F1 · kind: On 11/20/20, the reporting person transferred to the BBSJ Dozier Revocable Trust, of which the reporting person and her husband are trustees, settlors and beneficiaries, (i) 476 shares previously owned by the reporting person, (ii) 7,920 shares previously owned by the reporting person's husband (and of which the reporting person previously disclaimed beneficial ownership), and (iii) 200 shares previously owned by the reporting person's two sons under the Uniform Gifts to Minors Act (and of which the reporting person previously disclaimed beneficial ownership).

Read SEC document
November 20, 2020 Filed Nov 23, 2020 23:53 UTC
Dozier Beverly JVP,Secr,Ast Trs-FUSB;SVP-Bank
GiftCommon Stock, $.01 par value 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060082 · doc4.xml · nonDerivative · entry 3

Dozier Beverly J · CIK 0001543817 · VP,Secr,Ast Trs-FUSB;SVP-Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sons

Disclosed balance after: 0

F1 · kind: On 11/20/20, the reporting person transferred to the BBSJ Dozier Revocable Trust, of which the reporting person and her husband are trustees, settlors and beneficiaries, (i) 476 shares previously owned by the reporting person, (ii) 7,920 shares previously owned by the reporting person's husband (and of which the reporting person previously disclaimed beneficial ownership), and (iii) 200 shares previously owned by the reporting person's two sons under the Uniform Gifts to Minors Act (and of which the reporting person previously disclaimed beneficial ownership).

Read SEC document
November 20, 2020 Filed Nov 23, 2020 23:53 UTC
Dozier Beverly JVP,Secr,Ast Trs-FUSB;SVP-Bank
GiftCommon Stock, $.01 par value 7,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060082 · doc4.xml · nonDerivative · entry 2

Dozier Beverly J · CIK 0001543817 · VP,Secr,Ast Trs-FUSB;SVP-Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: On 11/20/20, the reporting person transferred to the BBSJ Dozier Revocable Trust, of which the reporting person and her husband are trustees, settlors and beneficiaries, (i) 476 shares previously owned by the reporting person, (ii) 7,920 shares previously owned by the reporting person's husband (and of which the reporting person previously disclaimed beneficial ownership), and (iii) 200 shares previously owned by the reporting person's two sons under the Uniform Gifts to Minors Act (and of which the reporting person previously disclaimed beneficial ownership).

Read SEC document
November 20, 2020 Filed Nov 23, 2020 23:53 UTC
Dozier Beverly JVP,Secr,Ast Trs-FUSB;SVP-Bank
GiftCommon Stock, $.01 par value 476 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060082 · doc4.xml · nonDerivative · entry 1

Dozier Beverly J · CIK 0001543817 · VP,Secr,Ast Trs-FUSB;SVP-Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · kind: On 11/20/20, the reporting person transferred to the BBSJ Dozier Revocable Trust, of which the reporting person and her husband are trustees, settlors and beneficiaries, (i) 476 shares previously owned by the reporting person, (ii) 7,920 shares previously owned by the reporting person's husband (and of which the reporting person previously disclaimed beneficial ownership), and (iii) 200 shares previously owned by the reporting person's two sons under the Uniform Gifts to Minors Act (and of which the reporting person previously disclaimed beneficial ownership).

F2 · balance_after: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in equal installments on the first, second, and third anniversaries of the grant date (2/26/20).

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:26 UTC GrantPhantom Stock Units · Derivative 571.9 $6.63 $3,791.70
Disclosure

SEC source: 0001209191-20-053034 · doc4.xml · derivative · entry 1

WILSON BRUCE N · CIK 0001194040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,501.56

Underlying: Common Stock · 571.9 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 74.16 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 74.16 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:23 UTC
MEIGS JACK WDirector
GrantPhantom Stock Units · Derivative 25.17 $6.63 $166.88
Disclosure

SEC source: 0001209191-20-053032 · doc4.xml · derivative · entry 1

MEIGS JACK W · CIK 0001194036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,611.96

Underlying: Common Stock · 25.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:22 UTC GrantPhantom Stock Units · Derivative 50.95 $6.63 $337.80
Disclosure

SEC source: 0001209191-20-053030 · doc4.xml · derivative · entry 1

McPhearson John Lee · CIK 0001469094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,358.51

Underlying: Common Stock · 50.95 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:19 UTC GrantPhantom Stock Units · Derivative 26.02 $6.63 $172.51
Disclosure

SEC source: 0001209191-20-053027 · doc4.xml · derivative · entry 1

HARRISON WILLIAM G · CIK 0001194034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,801.72

Underlying: Common Stock · 26.02 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:17 UTC GrantPhantom Stock Units · Derivative 700.46 $6.63 $4,644.05
Disclosure

SEC source: 0001209191-20-053024 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163.64

Underlying: Common Stock · 700.46 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 21.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 21.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:14 UTC GrantPhantom Stock Units · Derivative 571.41 $6.63 $3,788.45
Disclosure

SEC source: 0001209191-20-053019 · doc4.xml · derivative · entry 1

GORDON JOHN C · CIK 0001194031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,393.09

Underlying: Common Stock · 571.41 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 73.68 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 73.68 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:12 UTC
Cook Sheri SDirector
GrantPhantom Stock Units · Derivative 174.98 $6.63 $1,160.12
Disclosure

SEC source: 0001209191-20-053017 · doc4.xml · derivative · entry 1

Cook Sheri S · CIK 0001624040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710.27

Underlying: Common Stock · 174.98 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 10.72 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 10.72 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:09 UTC GrantPhantom Stock Units · Derivative 1,056.55 $6.63 $7,004.93
Disclosure

SEC source: 0001209191-20-053015 · doc4.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,552.42

Underlying: Common Stock · 1,056.55 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 38.46 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 38.46 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:06 UTC GrantPhantom Stock Units · Derivative 777.84 $6.63 $5,157.08
Disclosure

SEC source: 0001209191-20-053013 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,414.15

Underlying: Common Stock · 777.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 99.10 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 99.10 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 22:09 UTC
Elley Thomas SVP,CFO,PAO,Treas,Asst Sec
PurchaseCommon Stock, Par Value $.01 1,500 $6.27 $9,411.15
Disclosure

SEC source: 0001209191-20-047283 · doc4.xml · nonDerivative · entry 1

Elley Thomas S · CIK 0001588836 · VP,CFO,PAO,Treas,Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,350

F1 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $6.2725 to $6.29. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 1,800 shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in equal installments on the first, second, and third anniversaries of the grant date, February 26, 2020.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 14:57 UTC PurchaseCommon Stock, Par Value $.01 2,000 $6.25 $12,500.00
Disclosure

SEC source: 0001209191-20-046298 · doc4.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,328

F1 · balance_after: Includes 720 shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that are scheduled to vest February 26, 2021, the first anniversary of the grant date, subject to the terms and conditions thereof.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:39 UTC Amendment PurchaseCommon Stock, Par Value $.01 2,000 $6.25 $12,500.00
Disclosure

SEC source: 0001209191-20-046572 · doc4a.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,328

F1 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $6.19 to $6.28. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 720 shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that are scheduled to vest February 26, 2021, the first anniversary of the grant date, subject to the terms and conditions thereof.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:36 UTC GrantPhantom Stock Units · Derivative 546.86 $6.90 $3,773.33
Disclosure

SEC source: 0001209191-20-040558 · doc4.xml · derivative · entry 1

WILSON BRUCE N · CIK 0001194040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,936.7

Underlying: Common Stock · 546.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 68.59 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 68.59 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:35 UTC
MEIGS JACK WDirector
GrantPhantom Stock Units · Derivative 24.07 $6.90 $166.08
Disclosure

SEC source: 0001209191-20-040555 · doc4.xml · derivative · entry 1

MEIGS JACK W · CIK 0001194036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,587.1

Underlying: Common Stock · 24.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:33 UTC GrantPhantom Stock Units · Derivative 48.72 $6.90 $336.17
Disclosure

SEC source: 0001209191-20-040552 · doc4.xml · derivative · entry 1

McPhearson John Lee · CIK 0001469094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,308.19

Underlying: Common Stock · 48.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:32 UTC GrantPhantom Stock Units · Derivative 24.88 $6.90 $171.67
Disclosure

SEC source: 0001209191-20-040549 · doc4.xml · derivative · entry 1

HARRISON WILLIAM G · CIK 0001194034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,776.02

Underlying: Common Stock · 24.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:29 UTC GrantPhantom Stock Units · Derivative 669.79 $6.90 $4,621.55
Disclosure

SEC source: 0001209191-20-040544 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,471.81

Underlying: Common Stock · 669.79 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 17.61 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 17.61 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:28 UTC GrantPhantom Stock Units · Derivative 546.39 $6.90 $3,770.09
Disclosure

SEC source: 0001209191-20-040541 · doc4.xml · derivative · entry 1

GORDON JOHN C · CIK 0001194031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,828.71

Underlying: Common Stock · 546.39 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 68.13 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 68.13 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:23 UTC GrantPhantom Stock Units · Derivative 1,010.28 $6.90 $6,970.93
Disclosure

SEC source: 0001209191-20-040530 · doc4.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508.88

Underlying: Common Stock · 1,010.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 32.01 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 32.01 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:26 UTC
Cook Sheri SDirector
GrantPhantom Stock Units · Derivative 167.31 $6.90 $1,154.44
Disclosure

SEC source: 0001209191-20-040540 · doc4.xml · derivative · entry 1

Cook Sheri S · CIK 0001624040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,537.45

Underlying: Common Stock · 167.31 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 9.49 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 9.49 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:05 UTC GrantPhantom Stock Units · Derivative 743.78 $6.90 $5,132.08
Disclosure

SEC source: 0001209191-20-040227 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,645.89

Underlying: Common Stock · 743.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 91.60 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 91.60 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:10 UTC Amendment GrantPhantom Stock Units · Derivative 539.82 $6.99 $3,773.34
Disclosure

SEC source: 0001209191-20-042193 · doc4a.xml · derivative · entry 1

WILSON BRUCE N · CIK 0001194040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,929.66

Underlying: Common Stock · 539.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 67.71 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 67.71 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:08 UTC Amendment GrantPhantom Stock Units · Derivative 48.09 $6.99 $336.15
Disclosure

SEC source: 0001209191-20-042190 · doc4a.xml · derivative · entry 1

McPhearson John Lee · CIK 0001469094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,307.56

Underlying: Common Stock · 48.09 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:07 UTC Amendment GrantPhantom Stock Units · Derivative 24.56 $6.99 $171.67
Disclosure

SEC source: 0001209191-20-042189 · doc4a.xml · derivative · entry 1

HARRISON WILLIAM G · CIK 0001194034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775.7

Underlying: Common Stock · 24.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:06 UTC Amendment GrantPhantom Stock Units · Derivative 661.16 $6.99 $4,621.51
Disclosure

SEC source: 0001209191-20-042188 · doc4a.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,463.18

Underlying: Common Stock · 661.16 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 17.39 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 17.39 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:04 UTC Amendment GrantPhantom Stock Units · Derivative 539.36 $6.99 $3,770.13
Disclosure

SEC source: 0001209191-20-042187 · doc4a.xml · derivative · entry 1

GORDON JOHN C · CIK 0001194031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,821.68

Underlying: Common Stock · 539.36 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 67.25 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 67.25 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:03 UTC Amendment
Cook Sheri SDirector
GrantPhantom Stock Units · Derivative 165.16 $6.99 $1,154.47
Disclosure

SEC source: 0001209191-20-042186 · doc4a.xml · derivative · entry 1

Cook Sheri S · CIK 0001624040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535.3

Underlying: Common Stock · 165.16 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 9.37 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 9.37 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:02 UTC Amendment GrantPhantom Stock Units · Derivative 997.27 $6.99 $6,970.92
Disclosure

SEC source: 0001209191-20-042185 · doc4a.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,495.87

Underlying: Common Stock · 997.27 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 31.60 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 31.60 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:01 UTC Amendment GrantPhantom Stock Units · Derivative 734.2 $6.99 $5,132.06
Disclosure

SEC source: 0001209191-20-042184 · doc4a.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,636.31

Underlying: Common Stock · 734.2 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 90.42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 90.42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 13, 2020 14:20 UTC Amendment
MEIGS JACK WDirector
GrantPhantom Stock Units · Derivative 23.76 $6.99 $166.08
Disclosure

SEC source: 0001209191-20-042238 · doc4a.xml · derivative · entry 1

MEIGS JACK W · CIK 0001194036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,586.79

Underlying: Common Stock · 23.76 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 20, 2020 Filed Jul 10, 2020 21:09 UTC Amendment
MEIGS JACK WDirector
GrantPhantom Stock Units · Derivative 23.76 $6.99 $166.08
Disclosure

SEC source: 0001209191-20-042192 · doc4a.xml · derivative · entry 1

MEIGS JACK W · CIK 0001194036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,586.79

Underlying: Common Stock · 23.76 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
May 27, 2020 Filed May 27, 2020 23:01 UTC
Elley Thomas SVP,CFO,PAO,Treas,Asst Sec
PurchaseCommon Stock, Par Value $.01 179 $7.50 $1,342.50
Disclosure

SEC source: 0001209191-20-032423 · doc4.xml · nonDerivative · entry 2

Elley Thomas S · CIK 0001588836 · VP,CFO,PAO,Treas,Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

F1 · balance_after: Includes 1,800 shares of time-based restricted stock granted under the First US Bancshares, Inc 2013 Incentive Plan that will vest in equal installments on the first, second and third anniversaries of the grant date, February 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:01 UTC
Elley Thomas SVP,CFO,PAO,Treas,Asst Sec
PurchaseCommon Stock, Par Value $.01 1,121 $7.50 $8,407.50
Disclosure

SEC source: 0001209191-20-032423 · doc4.xml · nonDerivative · entry 1

Elley Thomas S · CIK 0001588836 · VP,CFO,PAO,Treas,Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,671

F1 · balance_after: Includes 1,800 shares of time-based restricted stock granted under the First US Bancshares, Inc 2013 Incentive Plan that will vest in equal installments on the first, second and third anniversaries of the grant date, February 26, 2020.

Read SEC document
May 15, 2020 Filed May 15, 2020 22:04 UTC
House James FDirector · President & CEO
PurchaseCommon Stock, Par Value $.01 69 $7.20 $496.80
Disclosure

SEC source: 0001209191-20-029839 · doc4.xml · nonDerivative · entry 3

House James F · CIK 0001533804 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,741

F1 · balance_after: Includes 19,239 shares held in the First US Bancshares, Inc. 401(k) Plan.

Read SEC document
May 15, 2020 Filed May 15, 2020 22:04 UTC
House James FDirector · President & CEO
PurchaseCommon Stock, Par Value $.01 829 $7.40 $6,134.60
Disclosure

SEC source: 0001209191-20-029839 · doc4.xml · nonDerivative · entry 2

House James F · CIK 0001533804 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,672

F1 · balance_after: Includes 19,239 shares held in the First US Bancshares, Inc. 401(k) Plan.

Read SEC document
May 14, 2020 Filed May 15, 2020 22:04 UTC
House James FDirector · President & CEO
PurchaseCommon Stock, Par Value $.01 102 $7.40 $754.80
Disclosure

SEC source: 0001209191-20-029839 · doc4.xml · nonDerivative · entry 1

House James F · CIK 0001533804 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,843

F1 · balance_after: Includes 19,239 shares held in the First US Bancshares, Inc. 401(k) Plan.

Read SEC document
May 13, 2020 Filed May 13, 2020 22:19 UTC PurchaseCommon Stock, Par Value $.01 1,900 $7.75 $14,725.00
Disclosure

SEC source: 0001209191-20-028962 · doc4.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,328

F1 · balance_after: Includes 720 shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that are scheduled to vest on February 26, 2021, the first anniversary of the grant date, subject to the terms and conditions thereof.

Read SEC document
May 12, 2020 Filed May 13, 2020 22:21 UTC
House James FDirector · President & CEO
PurchaseCommon Stock, Par Value $.01 1,000 $7.35 $7,350.00
Disclosure

SEC source: 0001209191-20-028965 · doc4.xml · nonDerivative · entry 1

House James F · CIK 0001533804 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,741

F1 · balance_after: Includes 19,239 shares held in the First US Bancshares, Inc. 401(k) Plan.

Read SEC document
May 07, 2020 Filed May 8, 2020 22:24 UTC PurchaseCommon Stock, Par Value $.01 3,091 $7.62 $23,553.42
Disclosure

SEC source: 0001209191-20-028066 · doc4.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,428

F1 · price: This price represents the weighted average purchase price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $7.30 to $7.90. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 720 shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that are scheduled to vest on February 26, 2021, the first anniversary of the grant date, subject to the terms and conditions thereof.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:48 UTC GrantPhantom Stock Units · Derivative 613.02 $6.14 $3,763.94
Disclosure

SEC source: 0001209191-20-022810 · doc4.xml · derivative · entry 1

WILSON BRUCE N · CIK 0001194040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,389.84

Underlying: Common Stock · 613.02 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 75.57 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 75.57 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.