FUL

SEC source: 0001225208-20-011160 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,994.51

Underlying: Common Stock · 513.8 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

SEC source: 0001225208-20-011159 · doc4.xml · derivative · entry 1

FLORNESS DANIEL L · CIK 0001017427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,303.31

Underlying: Common Stock · 411.04 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

SEC source: 0001225208-20-010915 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819.62

Underlying: Common Stock · 10.45 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-010914 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,678.27

Underlying: Common Stock · 77.13 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-010913 · doc4.xml · derivative · entry 3

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,114.37

Underlying: Common Stock · 29.19 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-010446 · doc4.xml · derivative · entry 3

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,064.96

Underlying: Common Stock · 28.89 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-010445 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,586.23

Underlying: Common Stock · 76.33 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-010444 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,799.81

Underlying: Common Stock · 10.34 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009978 · doc4.xml · derivative · entry 3

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036.07

Underlying: Common Stock · 31.15 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009976 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,509.9

Underlying: Common Stock · 82.31 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009975 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,789.47

Underlying: Common Stock · 11.15 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009902 · doc4.xml · derivative · entry 3

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,658 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is 100% vested.

SEC source: 0001225208-20-009902 · doc4.xml · nonDerivative · entry 2

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,706

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $44.63 to $45.03. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-20-009902 · doc4.xml · nonDerivative · entry 1

JENSEN TRACI L · CIK 0001533627 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-009889 · doc4.xml · derivative · entry 4

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,278

Underlying: Common Stock · 7,000 shares

Expires 2022-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is 100% vested.

SEC source: 0001225208-20-009889 · doc4.xml · nonDerivative · entry 2

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,472

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $45.30 to $45.3902. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-20-009889 · doc4.xml · nonDerivative · entry 1

Keenan Timothy J · CIK 0001345567 · VP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-009734 · doc4.xml · derivative · entry 3

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004.92

Underlying: Common Stock · 32.39 shares

Expires not disclosed

F2 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F4 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009733 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427.59

Underlying: Common Stock · 85.58 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009732 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778.32

Underlying: Common Stock · 11.59 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009688 · doc4.xml · derivative · entry 2

VAN SANT R WILLIAM · CIK 0001219030 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,274.47

Underlying: Common Stock · 2,654.05 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

SEC source: 0001225208-20-009687 · doc4.xml · derivative · entry 2

VAN RODEN JOHN C JR · CIK 0001080246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,356.48

Underlying: Common Stock · 2,654.05 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

SEC source: 0001225208-20-009686 · doc4.xml · derivative · entry 3

MITAU LEE R · CIK 0001185489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,204.02

Underlying: Common Stock · 2,654.05 shares

Expires not disclosed

F2 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F4 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

SEC source: 0001225208-20-009685 · doc4.xml · derivative · entry 1

Kimmelshue Ruth · CIK 0001718217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,528.1

Underlying: Common Stock · 2,654.05 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

SEC source: 0001225208-20-009684 · doc4.xml · derivative · entry 2

Hilado Maria Teresa · CIK 0001587868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,736.21

Underlying: Common Stock · 2,654.05 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors Deferred Compensation Plan.

SEC source: 0001225208-20-009683 · doc4.xml · derivative · entry 2

HANDLEY THOMAS W · CIK 0001275967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,307.88

Underlying: Common Stock · 2,654.04 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

SEC source: 0001225208-20-009682 · doc4.xml · derivative · entry 1

FLORNESS DANIEL L · CIK 0001017427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,859.06

Underlying: Common Stock · 2,654.05 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.

SEC source: 0001225208-20-009707 · doc4.xml · derivative · entry 2

PARRINI DANTE C · CIK 0001214641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,756.78

Underlying: Common Stock · 2,654.05 shares

Expires not disclosed

F1 · derivative.exercise_price: These units convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F2 · derivative.expiration_date: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.

F3 · balance_after: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' DeferredCompensation Plan.

SEC source: 0001225208-20-009734 · doc4.xml · nonDerivative · entry 1

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,159

F1 · price: Bona fide gift made by the Reporting Person on July 2, 2020.

SEC source: 0001225208-20-009487 · doc4.xml · derivative · entry 4

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,041 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is 100% vested.

SEC source: 0001225208-20-009487 · doc4.xml · nonDerivative · entry 2

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,949

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $44.84 to $44.92. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-20-009487 · doc4.xml · nonDerivative · entry 1

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-009258 · doc4.xml · derivative · entry 9

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,748 shares

Expires 2021-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option is 100% vested.

SEC source: 0001225208-20-009258 · doc4.xml · nonDerivative · entry 5

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,480.776

F3 · price: The price reported is a weighted average sale price. The 9,301 shares were sold in multiple transactions at prices ranging from $43.54 to $44.52 for a weighted average sale price of $44.17. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-20-009258 · doc4.xml · nonDerivative · entry 4

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,781.776

F2 · price: The price reported is a weighted average sale price. The 6,447 shares were sold in multiple transactions at prices ranging from $44.6150 to $45.07 for a weighted average sale price of $44.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-20-009258 · doc4.xml · nonDerivative · entry 3

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,228.776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-009350 · doc4.xml · nonDerivative · entry 3

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,228.776

F3 · balance_after: The amount of securities beneficially owned following the sale of these shares should be reported as 203,480.776 shares. Due to the filing of two Form 4s for transactions on June 26, 2020 and June 29, 2020 (one related to stock option exercises and one related to sales of Common Stock), our reporting software is reporting an inaccurate final balance of Common Stock in this column. The accurate final balance of 203,480.776 shares will be updated on the next Form 4 filed by the Reporting Person.

SEC source: 0001225208-20-009350 · doc4.xml · nonDerivative · entry 2

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,728.776

F2 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $44.34 to $44.371. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-20-009261 · doc4.xml · derivative · entry 3

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,972.53

Underlying: Common Stock · 32.85 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009260 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,342.01

Underlying: Common Stock · 86.81 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009259 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,766.73

Underlying: Common Stock · 11.76 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-009258 · doc4.xml · derivative · entry 8

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,331 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option is 100% vested.

SEC source: 0001225208-20-009258 · doc4.xml · nonDerivative · entry 2

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,480.776

F1 · price: The price reported is the volume weighted average price ("VWAP") on June 26, 2020.

SEC source: 0001225208-20-009258 · doc4.xml · nonDerivative · entry 1

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,811.776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-009350 · doc4.xml · nonDerivative · entry 1

Owens James · CIK 0001443909 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,811.776

F1 · price: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $42.5301 to $42.537. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

SEC source: 0001225208-20-008984 · doc4.xml · derivative · entry 3

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,939.68

Underlying: Common Stock · 34.9 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-008983 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255.2

Underlying: Common Stock · 92.21 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-008982 · doc4.xml · derivative · entry 2

Cai Zhiwei · CIK 0001666560 · Executive Vice President, EA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,754.97

Underlying: Common Stock · 12.49 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-008391 · doc4.xml · derivative · entry 3

Weaver Nathan D. · CIK 0001807831 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,904.78

Underlying: Common Stock · 37.11 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.

SEC source: 0001225208-20-008392 · doc4.xml · derivative · entry 2

Corkrean John J · CIK 0001431849 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,162.99

Underlying: Common Stock · 98.07 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F2 · derivative.expiration_date: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F3 · balance_after: Amount includes stock units acquired pursuant to a dividend equivalent feature.