Tapewire

Nasdaq · USD

FTNT

Fortinet, Inc.

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Tapewire entity
2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2026 Filed Feb 4, 2026 01:10 UTC
Whittle JohnCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 19,962 $0.00 $0.00
Disclosure

SEC source: 0001476336-26-000004 · form4-02042026_010250.xml · nonDerivative · entry 5

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:10 UTC
Whittle JohnCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 4,550 $0.00 $0.00
Disclosure

SEC source: 0001476336-26-000004 · form4-02042026_010250.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:10 UTC
Whittle JohnCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001476336-26-000004 · form4-02042026_010250.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:10 UTC
Whittle JohnCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,608 $0.00 $0.00
Disclosure

SEC source: 0001476336-26-000004 · form4-02042026_010250.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:10 UTC
Whittle JohnCHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,185 $0.00 $0.00
Disclosure

SEC source: 0001476336-26-000004 · form4-02042026_010250.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionPerformance Stock Units · Derivative 62,109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · derivative · entry 18

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F15 · derivative.exercise_date: 100% of the PSUs vest and settle on February 1, 2026, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F11 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 9,101 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · derivative · entry 17

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,304

Underlying: Common Stock · 9,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F14 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2026, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F11 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,558 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · derivative · entry 16

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,461

Underlying: Common Stock · 4,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F13 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2025, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F11 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 6,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · derivative · entry 15

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,040

Underlying: Common Stock · 6,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F12 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F11 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionRestricted Stock Units · Derivative 6,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · derivative · entry 14

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F10 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F11 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 42,685 $81.26 $3,468,583.10
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · nonDerivative · entry 6

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,437,242

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 62,109 $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · nonDerivative · entry 5

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,479,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 9,101 $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,417,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 4,558 $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,408,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 6,260 $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,404,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:07 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 6,020 $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000004 · form4-02042026_010241.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,397,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionPerformance Stock Units · Derivative 28,823 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · derivative · entry 20

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F18 · derivative.exercise_date: 100% of the PSUs vest and settle on February 1, 2026, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F14 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionRestricted Stock Units · Derivative 5,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · derivative · entry 19

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,602

Underlying: Common Stock · 5,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F17 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2026, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F14 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · derivative · entry 18

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,938

Underlying: Common Stock · 2,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F16 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2025, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F14 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,764 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · derivative · entry 17

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,054

Underlying: Common Stock · 2,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F15 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F14 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionRestricted Stock Units · Derivative 2,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · derivative · entry 16

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSU and PSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

F13 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F14 · derivative.expiration_date: RSUs and PSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Tax withholdingCommon Stock 18,975 $81.26 $1,541,908.50
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · nonDerivative · entry 6

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,229,103

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionCommon Stock 28,823 $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,248,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionCommon Stock 5,200 $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,219,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionCommon Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,214,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionCommon Stock 2,764 $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,211,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2026 Filed Feb 4, 2026 01:06 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionCommon Stock 2,030 $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000004 · form4-02042026_010256.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,209,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") or performance stock units ("PSUs") previously granted to the Reporting Person.

Read SEC document
January 16, 2026 Filed Jan 20, 2026 21:39 UTC
Whittle JohnCHIEF OPERATING OFFICER
GrantPerformance Stock Units · Derivative 19,962 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001476336-26-000002 · form4-01202026_090159.xml · derivative · entry 1

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,962

Underlying: Common Stock · 19,962 shares

Expires not disclosed

F1 · security: Represents performance stock units ("PSUs") earned as a result of the achievement of performance criteria pursuant to performance-based PSU awards with a performance period that ended on December 31, 2025, as certified by the HR Committee of the Issuer's Board of Directors on January 16, 2026.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 100% of the PSUs vest and settle on February 1, 2026, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F4 · derivative.expiration_date: PSUs do not expire; they either vest or are canceled prior to the vesting date.

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January 16, 2026 Filed Jan 20, 2026 21:40 UTC
Xie KenDirector · PRESIDENT & CEO
GrantPerformance Stock Units · Derivative 62,109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475587-26-000002 · form4-01202026_090158.xml · derivative · entry 1

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,109

Underlying: Common Stock · 62,109 shares

Expires not disclosed

F1 · security: Represents performance stock units ("PSUs") earned as a result of the achievement of performance criteria pursuant to performance-based PSU awards with a performance period that ended on December 31, 2025, as certified by the HR Committee of the Issuer's Board of Directors on January 16, 2026.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 100% of the PSUs vest and settle on February 1, 2026, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F4 · derivative.expiration_date: PSUs do not expire; they either vest or are canceled prior to the vesting date.

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January 16, 2026 Filed Jan 20, 2026 21:38 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
GrantPerformance Stock Units · Derivative 28,823 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001475586-26-000002 · form4-01202026_090108.xml · derivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,823

Underlying: Common Stock · 28,823 shares

Expires not disclosed

F1 · security: Represents performance stock units ("PSUs") earned as a result of the achievement of performance criteria pursuant to performance-based PSU awards with a performance period that ended on December 31, 2025, as certified by the HR Committee of the Issuer's Board of Directors on January 16, 2026.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 100% of the PSUs vest and settle on February 1, 2026, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F4 · derivative.expiration_date: PSUs do not expire; they either vest or are canceled prior to the vesting date.

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December 31, 2025 Filed Jan 1, 2026 01:02 UTC
Hu Jean X.Director
Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001452385-25-000006 · form4-01012026_010137.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

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December 31, 2025 Filed Jan 1, 2026 01:02 UTC
Hu Jean X.Director
Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001452385-25-000006 · form4-01012026_010137.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

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December 31, 2025 Filed Jan 1, 2026 01:07 UTC Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001661859-25-000006 · form4-01012026_010104.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

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December 31, 2025 Filed Jan 1, 2026 01:07 UTC Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001661859-25-000006 · form4-01012026_010104.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

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December 31, 2025 Filed Jan 1, 2026 01:05 UTC
Hsieh MingDirector
Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001302110-25-000010 · form4-01012026_010146.xml · derivative · entry 2

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
December 31, 2025 Filed Jan 1, 2026 01:05 UTC
Hsieh MingDirector
Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001302110-25-000010 · form4-01012026_010146.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

Read SEC document
December 31, 2025 Filed Jan 1, 2026 01:04 UTC Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001821008-25-000006 · form4-01012026_010140.xml · derivative · entry 2

Napolitano Janet · CIK 0001821008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
December 31, 2025 Filed Jan 1, 2026 01:04 UTC Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001821008-25-000006 · form4-01012026_010140.xml · nonDerivative · entry 1

Napolitano Janet · CIK 0001821008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

Read SEC document
December 31, 2025 Filed Jan 1, 2026 01:03 UTC
Sim JudithDirector
Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001646293-25-000006 · form4-01012026_010143.xml · derivative · entry 2

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
December 31, 2025 Filed Jan 1, 2026 01:03 UTC
Sim JudithDirector
Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001646293-25-000006 · form4-01012026_010143.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

Read SEC document
December 31, 2025 Filed Jan 1, 2026 01:01 UTC Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001218470-25-000014 · form4-01012026_010135.xml · derivative · entry 4

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2025, December 31, 2025, March 31, 2026, and the earlier of (i) June 30, 2026 and (ii) the date immediately preceding the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

Read SEC document
December 31, 2025 Filed Jan 1, 2026 01:01 UTC Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001218470-25-000014 · form4-01012026_010135.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 20, 2025.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 22:16 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
GiftCommon Stock 245,000 $0.00 $0.00
Disclosure

SEC source: 0001475586-25-000006 · form4-12082025_101236.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,247,018

Read SEC document
November 04, 2025 Filed Nov 5, 2025 00:38 UTC
Ohlgart ChristianeChief Financial Officer
SaleCommon Stock 110 $86.50 $9,515.00
Disclosure

SEC source: 0002016813-25-000003 · form4-11052025_121103.xml · nonDerivative · entry 3

Ohlgart Christiane · CIK 0002016813 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,724

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 7, 2025.

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November 03, 2025 Filed Nov 5, 2025 00:39 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $16.90 $0.00
Disclosure

SEC source: 0001475587-25-000004 · form4-11052025_121108.xml · derivative · entry 15

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,880

Underlying: Common Stock · 150,000 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option vest monthly thereafter.

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November 03, 2025 Filed Nov 5, 2025 00:39 UTC
Xie KenDirector · PRESIDENT & CEO
SaleCommon Stock 60,146 $87.33 $5,252,520.11
Disclosure

SEC source: 0001475587-25-000004 · form4-11052025_121108.xml · nonDerivative · entry 8

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,391,879

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2024.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $86.89 and the highest price at which shares were sold was $87.63

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November 03, 2025 Filed Nov 5, 2025 00:39 UTC
Xie KenDirector · PRESIDENT & CEO
SaleCommon Stock 57,868 $86.36 $4,997,752.46
Disclosure

SEC source: 0001475587-25-000004 · form4-11052025_121108.xml · nonDerivative · entry 7

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,452,025

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2024.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $85.88 and the highest price at which shares were sold was $86.87.

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November 03, 2025 Filed Nov 5, 2025 00:39 UTC
Xie KenDirector · PRESIDENT & CEO
SaleCommon Stock 40,471 $85.50 $3,460,108.62
Disclosure

SEC source: 0001475587-25-000004 · form4-11052025_121108.xml · nonDerivative · entry 6

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,509,893

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2024.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $84.88 and the highest price at which shares were sold was $85.87. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4), (5) and (6) to this Form 4.

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November 03, 2025 Filed Nov 5, 2025 00:39 UTC
Xie KenDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 150,000 $16.90 $2,534,700.00
Disclosure

SEC source: 0001475587-25-000004 · form4-11052025_121108.xml · nonDerivative · entry 5

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,550,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 00:37 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
SaleCommon Stock 1,204 $87.35 $105,167.35
Disclosure

SEC source: 0001475586-25-000004 · form4-11052025_121156.xml · nonDerivative · entry 7

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,492,018

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2024.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $87.07 and the highest price at which shares were sold was $87.54.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.