Tapewire

Nasdaq · USD

FTNT

Fortinet, Inc.

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Tapewire entity
2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2022 Filed Nov 3, 2022 20:13 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 2,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055499 · doc4.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:13 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
Exercise / conversionCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055499 · doc4.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:11 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055497 · doc4.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,950

Underlying: Common Stock · 3,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:11 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055497 · doc4.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,220

Underlying: Common Stock · 4,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:11 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055497 · doc4.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,910

Underlying: Common Stock · 4,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2020, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter until the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:11 UTC
Jensen KeithCFO & Chief Accounting Officer
Tax withholdingCommon Stock 6,521 $56.42 $367,914.82
Disclosure

SEC source: 0001209191-22-055497 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,170

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:11 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 3,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055497 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:11 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 4,245 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055497 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:11 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 4,910 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055497 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,840 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055495 · doc4.xml · derivative · entry 6

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,220

Underlying: Common Stock · 12,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 15,310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055495 · doc4.xml · derivative · entry 5

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,310

Underlying: Common Stock · 15,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2020, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter until the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:10 UTC
Xie KenDirector · President & CEO
Tax withholdingCommon Stock 19,576 $56.42 $1,104,477.92
Disclosure

SEC source: 0001209191-22-055495 · doc4.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,268,514

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 11,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055495 · doc4.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,288,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 12,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055495 · doc4.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,276,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:10 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 15,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055495 · doc4.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,263,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:09 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 4,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055494 · doc4.xml · derivative · entry 12

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,985

Underlying: Common Stock · 4,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F13 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F11 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:09 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 5,095 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055494 · doc4.xml · derivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,460

Underlying: Common Stock · 5,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F12 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F11 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:09 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 6,755 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055494 · doc4.xml · derivative · entry 10

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,760

Underlying: Common Stock · 6,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F10 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2020, then the remaining 75% of the RSUs vest in equal installments on each quarterly anniversary thereafter until the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

F11 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:09 UTC
Xie MichaelDirector · VP, Engineering & CTO
Tax withholdingCommon Stock 8,133 $56.42 $458,863.86
Disclosure

SEC source: 0001209191-22-055494 · doc4.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,780,387

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:09 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 4,550 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055494 · doc4.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,788,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:09 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 5,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055494 · doc4.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,783,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:09 UTC
Xie MichaelDirector · VP, Engineering & CTO
Exercise / conversionCommon Stock 6,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055494 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,778,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:34 UTC
Hu Jean X.Director
Exercise / conversionRestricted Stock Units · Derivative 1,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051951 · doc4.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Common Stock · 1,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:34 UTC
Hu Jean X.Director
Exercise / conversionCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051951 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F2 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:40 UTC Exercise / conversionRestricted Stock Units · Derivative 1,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051948 · doc4.xml · derivative · entry 4

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Common Stock · 1,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F6 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:40 UTC Exercise / conversionCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051948 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F2 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:38 UTC
Hsieh MingDirector
Exercise / conversionRestricted Stock Units · Derivative 1,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051949 · doc4.xml · derivative · entry 2

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Common Stock · 1,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:38 UTC
Hsieh MingDirector
Exercise / conversionCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051949 · doc4.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F2 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:37 UTC Exercise / conversionRestricted Stock Units · Derivative 1,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051959 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Common Stock · 1,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:37 UTC Exercise / conversionCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051959 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F2 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

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September 30, 2022 Filed Oct 3, 2022 22:36 UTC
Sim JudithDirector
Exercise / conversionRestricted Stock Units · Derivative 1,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051956 · doc4.xml · derivative · entry 2

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Common Stock · 1,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:36 UTC
Sim JudithDirector
Exercise / conversionCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051956 · doc4.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F2 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

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September 30, 2022 Filed Oct 3, 2022 22:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051954 · doc4.xml · derivative · entry 2

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099

Underlying: Common Stock · 1,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F4 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:35 UTC Exercise / conversionCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051954 · doc4.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F2 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

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August 31, 2022 Filed Apr 14, 2023 21:30 UTC PurchaseCommon Stock 500 $48.96 $24,479.95
Disclosure

SEC source: 0001209191-23-024366 · doc5.xml · nonDerivative · entry 7

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,510

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:33 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,980 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001209191-22-047716 · doc4.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,825

Underlying: Common Stock · 11,980 shares

Expires 2028-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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August 25, 2022 Filed Aug 26, 2022 20:33 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,730 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001209191-22-047716 · doc4.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,390

Underlying: Common Stock · 12,730 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:33 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 14,730 $0.00 Strike: $16.90 $0.00
Disclosure

SEC source: 0001209191-22-047716 · doc4.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,465

Underlying: Common Stock · 14,730 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:33 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 39,440 $50.57 $1,994,429.53
Disclosure

SEC source: 0001209191-22-047716 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,541

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $50.21 and the highest price at which shares were sold was $50.97. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:33 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 11,980 $34.39 $411,992.20
Disclosure

SEC source: 0001209191-22-047716 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:33 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 12,730 $22.90 $291,517.00
Disclosure

SEC source: 0001209191-22-047716 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:33 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 14,730 $16.90 $248,937.00
Disclosure

SEC source: 0001209191-22-047716 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 18, 2022 Filed Aug 18, 2022 23:07 UTC
Xie KenDirector · President & CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $4.77 $0.00
Disclosure

SEC source: 0001209191-22-046753 · doc4.xml · derivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The number of shares subject to the option and the exercise price of the option have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

F3 · derivative.exercise_date: The options are fully vested.

Read SEC document
August 18, 2022 Filed Aug 18, 2022 23:07 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 300,000 $4.77 $1,429,800.00
Disclosure

SEC source: 0001209191-22-046753 · doc4.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,248,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person's holdings have been adjusted to reflect the 5-for-1 stock split of the Issuer's common stock that occurred on June 22, 2022.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:38 UTC
Hu Jean X.Director
GrantRestricted Stock Units · Derivative 4,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046643 · doc4.xml · derivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

Underlying: Common Stock · 4,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:41 UTC GrantRestricted Stock Units · Derivative 4,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046653 · doc4.xml · derivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

Underlying: Common Stock · 4,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:40 UTC
Sim JudithDirector
GrantRestricted Stock Units · Derivative 4,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046650 · doc4.xml · derivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

Underlying: Common Stock · 4,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:39 UTC GrantRestricted Stock Units · Derivative 4,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046646 · doc4.xml · derivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

Underlying: Common Stock · 4,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:37 UTC
Hsieh MingDirector
GrantRestricted Stock Units · Derivative 4,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046641 · doc4.xml · derivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

Underlying: Common Stock · 4,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 20:36 UTC GrantRestricted Stock Units · Derivative 4,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046637 · doc4.xml · derivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131

Underlying: Common Stock · 4,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.