Tapewire

Nasdaq · USD

FTNT

Fortinet, Inc.

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Tapewire entity
2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2023 Filed May 4, 2023 00:53 UTC
Xie KenDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027195 · doc4.xml · derivative · entry 7

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,530

Underlying: Common Stock · 12,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2021, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:53 UTC
Xie KenDirector · President & CEO
Tax withholdingCommon Stock 15,124 $62.81 $949,938.44
Disclosure

SEC source: 0001209191-23-027195 · doc4.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,318,340

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:53 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 6,015 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027195 · doc4.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,333,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:53 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 11,335 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027195 · doc4.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,327,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
May 01, 2023 Filed May 4, 2023 00:53 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 12,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-027195 · doc4.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,316,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 16:12 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,725 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001209191-23-025378 · doc4.xml · derivative · entry 5

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,965

Underlying: Common Stock · 3,725 shares

Expires 2028-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 16:12 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,805 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001209191-23-025378 · doc4.xml · derivative · entry 4

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,075

Underlying: Common Stock · 3,805 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 16:12 UTC
Perche PatriceChief Revenue Off./EVP Supp.
SaleCommon Stock 7,530 $66.91 $503,832.30
Disclosure

SEC source: 0001209191-23-025378 · doc4.xml · nonDerivative · entry 3

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,730

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2022 and modified on December 6, 2022.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $66.61 and the highest price at which shares were sold was $67.27. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 16:12 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,725 $34.39 $128,102.75
Disclosure

SEC source: 0001209191-23-025378 · doc4.xml · nonDerivative · entry 2

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2023 Filed Apr 24, 2023 16:12 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,805 $22.90 $87,134.50
Disclosure

SEC source: 0001209191-23-025378 · doc4.xml · nonDerivative · entry 1

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 23:36 UTC PurchaseCommon Stock 423 $67.40 $28,509.27
Disclosure

SEC source: 0001209191-23-024253 · doc4.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,716

Read SEC document
April 11, 2023 Filed Apr 14, 2023 21:33 UTC Amendment PurchaseCommon Stock 423 $67.40 $28,509.27
Disclosure

SEC source: 0001209191-23-024368 · doc4a.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,966

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:15 UTC
Hu Jean X.Director
Exercise / conversionRestricted Stock Units · Derivative 1,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022161 · doc4.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:15 UTC
Hu Jean X.Director
Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022161 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022195 · doc4.xml · derivative · entry 2

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:25 UTC Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022195 · doc4.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:16 UTC
Sim JudithDirector
Exercise / conversionRestricted Stock Units · Derivative 1,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022163 · doc4.xml · derivative · entry 2

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:16 UTC
Sim JudithDirector
Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022163 · doc4.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022182 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:22 UTC Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022182 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:14 UTC
Hsieh MingDirector
Exercise / conversionRestricted Stock Units · Derivative 1,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022156 · doc4.xml · derivative · entry 2

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:14 UTC
Hsieh MingDirector
Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022156 · doc4.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 1,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022154 · doc4.xml · derivative · entry 4

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2022, December 31, 2022, March 31, 2023, and the earlier of (i) June 30, 2023 and (ii) the date immediately preceding the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:13 UTC Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022154 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
March 31, 2023 Filed Apr 14, 2023 21:31 UTC Amendment Exercise / conversionCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024367 · doc4a.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2022.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,725 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001209191-23-020481 · doc4.xml · derivative · entry 6

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,690

Underlying: Common Stock · 3,725 shares

Expires 2028-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,810 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001209191-23-020481 · doc4.xml · derivative · entry 5

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,880

Underlying: Common Stock · 3,810 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
SaleCommon Stock 2,648 $62.34 $165,088.24
Disclosure

SEC source: 0001209191-23-020481 · doc4.xml · nonDerivative · entry 4

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,730

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2022 and modified on December 6, 2022.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $61.95 and the highest price at which shares were sold was $62.57. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
SaleCommon Stock 4,887 $61.52 $300,632.60
Disclosure

SEC source: 0001209191-23-020481 · doc4.xml · nonDerivative · entry 3

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,378

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2022 and modified on December 6, 2022.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $60.95 and the highest price at which shares were sold was $61.93. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,725 $34.39 $128,102.75
Disclosure

SEC source: 0001209191-23-020481 · doc4.xml · nonDerivative · entry 2

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2023 Filed Mar 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,810 $22.90 $87,249.00
Disclosure

SEC source: 0001209191-23-020481 · doc4.xml · nonDerivative · entry 1

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:42 UTC
Perche PatriceChief Revenue Off./EVP Supp.
GrantRestricted Stock Units · Derivative 41,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013690 · doc4.xml · derivative · entry 1

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,169

Underlying: Common Stock · 41,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:43 UTC
Whittle JohnVP Corp Dev&Strat Alliance,GC
GrantRestricted Stock Units · Derivative 25,730 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013692 · doc4.xml · derivative · entry 1

Whittle John · CIK 0001476336 · VP Corp Dev&Strat Alliance,GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,730

Underlying: Common Stock · 25,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:41 UTC
Jensen KeithCFO & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 41,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013686 · doc4.xml · derivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,169

Underlying: Common Stock · 41,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:44 UTC
Xie MichaelDirector · VP, Engineering & CTO
GrantRestricted Stock Units · Derivative 44,214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013694 · doc4.xml · derivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,214

Underlying: Common Stock · 44,214 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 21:44 UTC
Xie KenDirector · President & CEO
GrantRestricted Stock Units · Derivative 100,160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013693 · doc4.xml · derivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,160

Underlying: Common Stock · 100,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 25% of the RSUs will vest on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:16 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 23,965 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001209191-23-012873 · doc4.xml · derivative · entry 8

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,860

Underlying: Common Stock · 23,965 shares

Expires 2028-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:16 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,465 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001209191-23-012873 · doc4.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,925

Underlying: Common Stock · 25,465 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:16 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 29,465 $0.00 Strike: $16.90 $0.00
Disclosure

SEC source: 0001209191-23-012873 · doc4.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,465 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:16 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 42,389 $60.55 $2,566,709.06
Disclosure

SEC source: 0001209191-23-012873 · doc4.xml · nonDerivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $60.37 and the highest price at which shares were sold was $60.78.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:16 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 55,985 $59.90 $3,353,613.47
Disclosure

SEC source: 0001209191-23-012873 · doc4.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,958

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $59.902 and the highest price at which shares were sold was $60.36. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:16 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 23,965 $34.39 $824,156.35
Disclosure

SEC source: 0001209191-23-012873 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:16 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 25,465 $22.90 $583,148.50
Disclosure

SEC source: 0001209191-23-012873 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 23:16 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 29,465 $16.90 $497,958.50
Disclosure

SEC source: 0001209191-23-012873 · doc4.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:07 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,730 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001209191-23-011610 · doc4.xml · derivative · entry 7

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,415

Underlying: Common Stock · 3,730 shares

Expires 2028-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:07 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,805 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001209191-23-011610 · doc4.xml · derivative · entry 6

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,690

Underlying: Common Stock · 3,805 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:07 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,500 $0.00 Strike: $16.90 $0.00
Disclosure

SEC source: 0001209191-23-011610 · doc4.xml · derivative · entry 5

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2020 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:07 UTC
Perche PatriceChief Revenue Off./EVP Supp.
SaleCommon Stock 11,035 $59.75 $659,321.39
Disclosure

SEC source: 0001209191-23-011610 · doc4.xml · nonDerivative · entry 4

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,730

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $59.45 and the highest price at which shares were sold was $60.27. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:07 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,730 $34.39 $128,274.70
Disclosure

SEC source: 0001209191-23-011610 · doc4.xml · nonDerivative · entry 3

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 16:07 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,805 $22.90 $87,134.50
Disclosure

SEC source: 0001209191-23-011610 · doc4.xml · nonDerivative · entry 2

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.