Tapewire

Nasdaq · USD

FTNT

Fortinet, Inc.

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Tapewire entity
2890
SEC CIK
0001262039
Parsed reports
804

Last 12 months

Inside the activity.

0 purchase rows · 58 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 2026016
Jun 2026013
Jul 202600
Aug 2026011
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2024 Filed Feb 5, 2024 21:24 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionCommon Stock 11,053 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,929,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:24 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionCommon Stock 2,030 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,918,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:24 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionCommon Stock 4,555 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,916,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:24 UTC
Xie MichaelDirector · VP, ENGINEERING & CTO
Exercise / conversionCommon Stock 5,095 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002511 · form4-02052024_090251.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,912,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:30 UTC
Whittle JohnChief Operating Officer
GrantPerformance Stock Units · Derivative 5,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002301 · doc4.xml · derivative · entry 1

Whittle John · CIK 0001476336 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,609

Underlying: Common Stock · 5,609 shares

Expires not disclosed

F1 · security: Represents restricted stock units ("RSUs") earned as a result of the achievement of performance criteria based on relative shareholder return pursuant to a performance-based RSU award with a performance period that ended on December 31, 2023, as certified by the HR Committee of the Issuer's Board of Directors on January 24, 2024.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 100% of the RSUs vest and settle on February 1, 2024, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:27 UTC
Jensen KeithCFO & Chief Accounting Officer
GrantPerformance Stock Units · Derivative 8,973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002300 · doc4.xml · derivative · entry 1

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,973

Underlying: Common Stock · 8,973 shares

Expires not disclosed

F1 · security: Represents restricted stock units ("RSUs") earned as a result of the achievement of performance criteria based on relative shareholder return pursuant to a performance-based RSU award with a performance period that ended on December 31, 2023, as certified by the HR Committee of the Issuer's Board of Directors on January 24, 2024.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 100% of the RSUs vest and settle on February 1, 2024, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:34 UTC
Xie MichaelDirector · VP, Engineering & CTO
GrantPerformance Stock Units · Derivative 9,637 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002303 · doc4.xml · derivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,637

Underlying: Common Stock · 9,637 shares

Expires not disclosed

F1 · security: Represents restricted stock units ("RSUs") earned as a result of the achievement of performance criteria based on relative shareholder return pursuant to a performance-based RSU award with a performance period that ended on December 31, 2023, as certified by the HR Committee of the Issuer's Board of Directors on January 24, 2024.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 100% of the RSUs vest and settle on February 1, 2024, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:32 UTC
Xie KenDirector · President & CEO
GrantPerformance Stock Units · Derivative 21,834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002302 · doc4.xml · derivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,834

Underlying: Common Stock · 21,834 shares

Expires not disclosed

F1 · security: Represents restricted stock units ("RSUs") earned as a result of the achievement of performance criteria based on relative shareholder return pursuant to a performance-based RSU award with a performance period that ended on December 31, 2023, as certified by the HR Committee of the Issuer's Board of Directors on January 24, 2024.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 100% of the RSUs vest and settle on February 1, 2024, subject to the Reporting Person's provision of service to the Issuer on such date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 21:21 UTC
Xie KenDirector · President & CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 83,334 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001209191-24-001453 · doc4.xml · derivative · entry 12

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,666

Underlying: Common Stock · 83,334 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options are fully vested.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 21:21 UTC
Xie KenDirector · President & CEO
SaleCommon Stock 18,840 $61.40 $1,156,830.64
Disclosure

SEC source: 0001209191-24-001453 · doc4.xml · nonDerivative · entry 7

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,737,533

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $61.17 and the highest price at which shares were sold was $61.59.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 21:21 UTC
Xie KenDirector · President & CEO
SaleCommon Stock 16,244 $60.68 $985,668.05
Disclosure

SEC source: 0001209191-24-001453 · doc4.xml · nonDerivative · entry 6

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,756,373

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $60.17 and the highest price at which shares were sold was $61.16.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 21:21 UTC
Xie KenDirector · President & CEO
SaleCommon Stock 11,808 $59.53 $702,986.92
Disclosure

SEC source: 0001209191-24-001453 · doc4.xml · nonDerivative · entry 5

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,772,617

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $59.16 and the highest price at which shares were sold was $60.13.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 21:21 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 83,334 $7.45 $620,838.30
Disclosure

SEC source: 0001209191-24-001453 · doc4.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,784,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:21 UTC
Xie KenDirector · President & CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 83,333 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001209191-24-001453 · doc4.xml · derivative · entry 11

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 83,333 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options are fully vested.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:21 UTC
Xie KenDirector · President & CEO
SaleCommon Stock 23,568 $60.60 $1,428,232.58
Disclosure

SEC source: 0001209191-24-001453 · doc4.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,701,091

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $60.32 and the highest price at which shares were sold was $61.19.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:21 UTC
Xie KenDirector · President & CEO
SaleCommon Stock 23,165 $59.62 $1,381,173.74
Disclosure

SEC source: 0001209191-24-001453 · doc4.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,724,659

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $59.32 and the highest price at which shares were sold was $60.31. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 21:21 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 83,333 $7.45 $620,830.85
Disclosure

SEC source: 0001209191-24-001453 · doc4.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,747,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:29 UTC
Hu Jean X.Director
Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000122 · doc4.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:29 UTC
Hu Jean X.Director
Exercise / conversionCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000122 · doc4.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:28 UTC Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000116 · doc4.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:28 UTC Exercise / conversionCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000116 · doc4.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:27 UTC
Sim JudithDirector
Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000113 · doc4.xml · derivative · entry 2

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:27 UTC
Sim JudithDirector
Exercise / conversionCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000113 · doc4.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:26 UTC Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000110 · doc4.xml · derivative · entry 2

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:26 UTC Exercise / conversionCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000110 · doc4.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:25 UTC
Hsieh MingDirector
Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000107 · doc4.xml · derivative · entry 2

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:25 UTC
Hsieh MingDirector
Exercise / conversionCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000107 · doc4.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:24 UTC Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000104 · doc4.xml · derivative · entry 4

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 21:24 UTC Exercise / conversionCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000104 · doc4.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,725 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001209191-23-059552 · doc4.xml · derivative · entry 5

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,160

Underlying: Common Stock · 3,725 shares

Expires 2028-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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December 21, 2023 Filed Dec 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionStock Option (right to buy) · Derivative 3,810 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001209191-23-059552 · doc4.xml · derivative · entry 4

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,615

Underlying: Common Stock · 3,810 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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December 21, 2023 Filed Dec 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
SaleCommon Stock 7,535 $58.22 $438,654.55
Disclosure

SEC source: 0001209191-23-059552 · doc4.xml · nonDerivative · entry 3

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,730

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2022 and modified on December 6, 2022.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $57.74 and the highest price at which shares were sold was $58.66. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

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December 21, 2023 Filed Dec 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,725 $34.39 $128,102.75
Disclosure

SEC source: 0001209191-23-059552 · doc4.xml · nonDerivative · entry 2

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 21, 2023 Filed Dec 22, 2023 16:04 UTC
Perche PatriceChief Revenue Off./EVP Supp.
Exercise / conversionCommon Stock 3,810 $22.90 $87,249.00
Disclosure

SEC source: 0001209191-23-059552 · doc4.xml · nonDerivative · entry 1

Perche Patrice · CIK 0001924858 · Chief Revenue Off./EVP Supp.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2023 Filed Jun 12, 2026 21:51 UTC
Hsieh MingDirector
PurchaseCommon Stock 143 $53.57 $7,660.51
Disclosure

SEC source: 0001302110-26-000026 · form5-06122026_090610.xml · nonDerivative · entry 1

Hsieh Ming · CIK 0001302110 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 143

F1 · ownership.nature: These securities are held by the Ming Hsieh Revocable Family Trust, of which the Reporting Person is a trustee.

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December 13, 2023 Filed Dec 14, 2023 21:14 UTC
Xie KenDirector · President & CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 83,334 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001209191-23-058618 · doc4.xml · derivative · entry 10

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,333

Underlying: Common Stock · 83,334 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options are fully vested.

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December 13, 2023 Filed Dec 14, 2023 21:14 UTC
Xie KenDirector · President & CEO
SaleCommon Stock 47,306 $55.22 $2,612,313.01
Disclosure

SEC source: 0001209191-23-058618 · doc4.xml · nonDerivative · entry 6

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,420,692

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $54.68 and the highest price at which shares were sold was $55.51.

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December 13, 2023 Filed Dec 14, 2023 21:14 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 83,334 $7.45 $620,838.30
Disclosure

SEC source: 0001209191-23-058618 · doc4.xml · nonDerivative · entry 5

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,467,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 21:14 UTC
Xie KenDirector · President & CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 83,333 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001209191-23-058618 · doc4.xml · derivative · entry 9

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 416,667

Underlying: Common Stock · 83,333 shares

Expires 2024-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options are fully vested.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 21:14 UTC
Xie KenDirector · President & CEO
SaleCommon Stock 5,270 $55.52 $292,593.04
Disclosure

SEC source: 0001209191-23-058618 · doc4.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,384,664

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $55.43 and the highest price at which shares were sold was $55.62.

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December 12, 2023 Filed Dec 14, 2023 21:14 UTC
Xie KenDirector · President & CEO
SaleCommon Stock 36,331 $55.01 $1,998,506.55
Disclosure

SEC source: 0001209191-23-058618 · doc4.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,389,934

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $54.43 and the highest price at which shares were sold was $55.42.

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December 12, 2023 Filed Dec 14, 2023 21:14 UTC
Xie KenDirector · President & CEO
SaleCommon Stock 5,851 $53.88 $315,227.89
Disclosure

SEC source: 0001209191-23-058618 · doc4.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,426,265

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $53.42 and the highest price at which shares were sold was $54.39. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

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December 12, 2023 Filed Dec 14, 2023 21:14 UTC
Xie KenDirector · President & CEO
Exercise / conversionCommon Stock 83,333 $7.45 $620,830.85
Disclosure

SEC source: 0001209191-23-058618 · doc4.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,432,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 21:28 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 2,826 $52.13 $147,316.55
Disclosure

SEC source: 0001209191-23-058058 · doc4.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,907,018

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $51.99 and the highest price at which shares were sold was $52.30.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 21:28 UTC
Xie MichaelDirector · VP, Engineering & CTO
SaleCommon Stock 23,059 $51.19 $1,180,385.60
Disclosure

SEC source: 0001209191-23-058058 · doc4.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, Engineering & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,909,844

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $50.98 and the highest price at which shares were sold was $51.96. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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December 06, 2023 Filed Dec 6, 2023 21:42 UTC PurchaseCommon Stock 664 $52.63 $34,943.00
Disclosure

SEC source: 0001209191-23-057619 · doc4.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,041

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

Read SEC document
November 24, 2023 Filed Nov 27, 2023 21:21 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,980 $0.00 Strike: $34.39 $0.00
Disclosure

SEC source: 0001209191-23-056655 · doc4.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,915

Underlying: Common Stock · 11,980 shares

Expires 2028-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on December 8, 2022.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 19, 2022, and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 24, 2023 Filed Nov 27, 2023 21:21 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,730 $0.00 Strike: $22.90 $0.00
Disclosure

SEC source: 0001209191-23-056655 · doc4.xml · derivative · entry 4

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,735

Underlying: Common Stock · 12,730 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on December 8, 2022.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on February 21, 2021 and 1/48 of the shares subject to the option will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
November 24, 2023 Filed Nov 27, 2023 21:21 UTC
Jensen KeithCFO & Chief Accounting Officer
SaleCommon Stock 24,710 $53.37 $1,318,688.69
Disclosure

SEC source: 0001209191-23-056655 · doc4.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,586

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on December 8, 2022.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $52.85 and the highest price at which shares were sold was $53.64. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 24, 2023 Filed Nov 27, 2023 21:21 UTC
Jensen KeithCFO & Chief Accounting Officer
Exercise / conversionCommon Stock 11,980 $34.39 $411,992.20
Disclosure

SEC source: 0001209191-23-056655 · doc4.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · CFO & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on December 8, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.