FTNT

SEC source: 0001415889-24-021387 · form4-08152024_090804.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,843,952

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $69.76 and the highest price at which shares were sold was $70.75. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.

SEC source: 0001415889-24-021387 · form4-08152024_090804.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,848,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-020673 · form4-08022024_100833.xml · nonDerivative · entry 6

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,847,018

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $56.54 and the highest price at which shares were sold was $56.73.

SEC source: 0001415889-24-020673 · form4-08022024_100833.xml · nonDerivative · entry 5

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,848,263

F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $55.54 and the highest price at which shares were sold was $56.53. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.

SEC source: 0001415889-24-020669 · form4-08022024_100851.xml · derivative · entry 7

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,082

Underlying: Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020669 · form4-08022024_100851.xml · derivative · entry 6

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,090

Underlying: Common Stock · 1,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020669 · form4-08022024_100851.xml · derivative · entry 5

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,090

Underlying: Common Stock · 2,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020669 · form4-08022024_100851.xml · nonDerivative · entry 4

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,758

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

SEC source: 0001415889-24-020669 · form4-08022024_100851.xml · nonDerivative · entry 3

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020669 · form4-08022024_100851.xml · nonDerivative · entry 2

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020669 · form4-08022024_100851.xml · nonDerivative · entry 1

Whittle John · CIK 0001476336 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020667 · form4-08022024_100828.xml · derivative · entry 7

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,731

Underlying: Common Stock · 2,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020667 · form4-08022024_100828.xml · derivative · entry 6

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,345

Underlying: Common Stock · 1,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020667 · form4-08022024_100828.xml · derivative · entry 5

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,990

Underlying: Common Stock · 3,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020667 · form4-08022024_100828.xml · nonDerivative · entry 4

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,926

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

SEC source: 0001415889-24-020667 · form4-08022024_100828.xml · nonDerivative · entry 3

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020667 · form4-08022024_100828.xml · nonDerivative · entry 2

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020667 · form4-08022024_100828.xml · nonDerivative · entry 1

Jensen Keith · CIK 0001418649 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020673 · form4-08022024_100833.xml · derivative · entry 13

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,635

Underlying: Common Stock · 2,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F14 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020673 · form4-08022024_100833.xml · derivative · entry 12

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,180

Underlying: Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F13 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020673 · form4-08022024_100833.xml · derivative · entry 11

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,110

Underlying: Common Stock · 4,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F11 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F12 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020673 · form4-08022024_100833.xml · nonDerivative · entry 4

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,871,730

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

SEC source: 0001415889-24-020673 · form4-08022024_100833.xml · nonDerivative · entry 3

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,876,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020673 · form4-08022024_100833.xml · nonDerivative · entry 2

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,873,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020673 · form4-08022024_100833.xml · nonDerivative · entry 1

Xie Michael · CIK 0001475586 · Director · VP, ENGINEERING & CTO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,871,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020671 · form4-08022024_100814.xml · derivative · entry 11

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,600

Underlying: Common Stock · 6,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F9 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2024, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020671 · form4-08022024_100814.xml · derivative · entry 10

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,100

Underlying: Common Stock · 6,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F8 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2023, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020671 · form4-08022024_100814.xml · derivative · entry 9

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,670

Underlying: Common Stock · 11,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 25% of the RSUs vested on February 1, 2022, and the remaining 75% of the RSUs will vest in equal installments on each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon settlement.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001415889-24-020671 · form4-08022024_100814.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,806,620

F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

SEC source: 0001415889-24-020671 · form4-08022024_100814.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,818,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020671 · form4-08022024_100814.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,812,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-020671 · form4-08022024_100814.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,806,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001415889-24-019656 · form4-07172024_080754.xml · derivative · entry 11

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 583,334

Underlying: Common Stock · 41,666 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options are fully vested.

SEC source: 0001415889-24-019656 · form4-07172024_080754.xml · nonDerivative · entry 5

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,794,714

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $59.42 and the highest price at which shares were sold was $60.19.

SEC source: 0001415889-24-019656 · form4-07172024_080754.xml · nonDerivative · entry 4

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,818,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-019656 · form4-07172024_080754.xml · derivative · entry 10

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Common Stock · 41,667 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options are fully vested.

SEC source: 0001415889-24-019656 · form4-07172024_080754.xml · nonDerivative · entry 3

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,777,294

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $60.41 and the highest price at which shares were sold was $60.67.

SEC source: 0001415889-24-019656 · form4-07172024_080754.xml · nonDerivative · entry 2

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,780,101

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $59.41 and the highest price at which shares were sold was $60.40. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

SEC source: 0001415889-24-019656 · form4-07172024_080754.xml · nonDerivative · entry 1

Xie Ken · CIK 0001475587 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,801,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-24-017029 · form4-06142024_100607.xml · derivative · entry 2

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest on the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer through such vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vestin

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

SEC source: 0001415889-24-017029 · form4-06142024_100607.xml · nonDerivative · entry 1

Wilderotter Mary Agnes · CIK 0001180610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

SEC source: 0001415889-24-017035 · form4-06142024_110650.xml · derivative · entry 2

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

SEC source: 0001415889-24-017035 · form4-06142024_110650.xml · nonDerivative · entry 1

Hu Jean X. · CIK 0001452385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

SEC source: 0001415889-24-017039 · form4-06142024_110634.xml · derivative · entry 4

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F5 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

SEC source: 0001415889-24-017039 · form4-06142024_110634.xml · nonDerivative · entry 1

GOLDMAN KENNETH A · CIK 0001218470 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

SEC source: 0001415889-24-017037 · form4-06142024_110604.xml · derivative · entry 2

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

SEC source: 0001415889-24-017037 · form4-06142024_110604.xml · nonDerivative · entry 1

NEUKOM WILLIAM H. · CIK 0001567713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

SEC source: 0001415889-24-017033 · form4-06142024_110628.xml · derivative · entry 2

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date

SEC source: 0001415889-24-017033 · form4-06142024_110628.xml · nonDerivative · entry 1

Sim Judith · CIK 0001646293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

SEC source: 0001415889-24-017031 · form4-06142024_100645.xml · derivative · entry 2

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on August 17, 2023.

F3 · derivative.exercise_date: The RSUs will vest in substantially equal increments on each of September 30, 2023, December 31, 2023, March 31, 2024, and the earlier of (i) June 30, 2024 and (ii) the date immediately preceding the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person's provision of services to the Issuer on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person following vesting.

F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to vest date