Last 12 months
Inside the activity.
0 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2018 Filed Feb 20, 2018 20:11 UTC |
Scanlon Christopher ThomasController & CAO
|
Tax withholdingCommon Stock | 170 | $26.60 | $4,522.00 |
DisclosureSEC source: 0001140361-18-009003 · doc1.xml · nonDerivative · entry 1 Scanlon Christopher Thomas · CIK 0001555419 · Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,919 Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 20:10 UTC |
LIPPARD GREGORY WVice President
|
Tax withholdingCommon Stock | 365 | $26.60 | $9,709.00 |
DisclosureSEC source: 0001140361-18-009002 · doc1.xml · nonDerivative · entry 1 LIPPARD GREGORY W · CIK 0001215503 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,753 Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 20:09 UTC |
Kelly Brian HVice President
|
Tax withholdingCommon Stock | 365 | $26.60 | $9,709.00 |
DisclosureSEC source: 0001140361-18-009001 · doc1.xml · nonDerivative · entry 1 Kelly Brian H · CIK 0001375886 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 20:07 UTC |
Guinee Patrick J.VP General Counsel & Secretary
|
Tax withholdingCommon Stock | 392 | $26.60 | $10,427.20 |
DisclosureSEC source: 0001140361-18-008999 · doc1.xml · nonDerivative · entry 1 Guinee Patrick J. · CIK 0001600919 · VP General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,634 Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 20:08 UTC |
KASEL JOHN FSr. Vice President
|
Tax withholdingCommon Stock | 559 | $26.60 | $14,869.40 |
DisclosureSEC source: 0001140361-18-009000 · doc1.xml · nonDerivative · entry 1 KASEL JOHN F · CIK 0001228393 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,015 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:04 UTC |
Bauer Robert PDirector · President and CEO
|
Tax withholdingCommon Stock | 700 | $26.25 | $18,375.00 |
DisclosureSEC source: 0001140361-18-003530 · doc1.xml · nonDerivative · entry 1 Bauer Robert P · CIK 0001541149 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,125 Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 20:24 UTC |
JUNGE DIRKDirector
|
GrantCommon Stock | 460 | $27.15 | $12,489.00 |
DisclosureSEC source: 0001140361-18-000145 · doc1.xml · nonDerivative · entry 2 JUNGE DIRK · CIK 0000946126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,626 F1 · shares: Represents quarterly director cash retainer fees elected to be paid in stock. F2 · balance_after: Represents deferred stock units. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 20:23 UTC |
FOSTER LEE B IIDirector
|
GrantCommon Stock | 1,013 | $27.15 | $27,502.95 |
DisclosureSEC source: 0001140361-18-000144 · doc1.xml · nonDerivative · entry 1 FOSTER LEE B II · CIK 0001215495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,426 F1 · shares: Represents quarterly director cash retainer fees elected to be paid in stock. F2 · balance_after: Includes 7,538 deferred stock units and 19,888 shares of common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:29 UTC |
Vizi BradleyDirector
|
GrantCommon Stock | 460 | $27.15 | $12,489.00 |
DisclosureSEC source: 0000921895-18-000044 · form409050008viz_01032018.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This reflects deferred stock units acquired as a result of an election to receive quarterly director cash fees in equity. F1 · ownership.direct: This reflects deferred stock units acquired as a result of an election to receive quarterly director cash fees in equity. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:04 UTC |
Treacy WilliamVP- Tubular & Energy Services
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-037366 · doc1.xml · nonDerivative · entry 1 Treacy William · CIK 0001717854 · VP- Tubular & Energy Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · shares: Restricted stock grant vests 50% on the second anniversary of grant date and 25% on each of the third and fourth anniversaries of the date of grant. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 20:03 UTC |
JUNGE DIRKDirector
|
GrantCommon Stock | 549 | $22.75 | $12,489.75 |
DisclosureSEC source: 0001140361-17-037107 · doc1.xml · nonDerivative · entry 1 JUNGE DIRK · CIK 0000946126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,166 F1 · shares: Represents quarterly director cash retainer fees elected to be paid in stock. F2 · balance_after: Represents deferred stock units. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 20:02 UTC |
FOSTER LEE B IIDirector
|
GrantCommon Stock | 1,208 | $22.75 | $27,482.00 |
DisclosureSEC source: 0001140361-17-037106 · doc1.xml · nonDerivative · entry 1 FOSTER LEE B II · CIK 0001215495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,139 F1 · shares: Represents quarterly director cash retainer fees elected to be paid in stock. F2 · balance_after: Includes 6,525 deferred stock units and 96,614 shares of common stock. Read SEC document |
| September 30, 2017 Filed Oct 5, 2017 16:38 UTC Amendment |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
GrantCommon Stock | 549 | $22.75 | $12,489.75 |
DisclosureSEC source: 0001556313-17-000014 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). F2 · security: As of the transaction date set forth above, each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · kind: This reflects deferred stock units acquired as a result of an election to receive quarterly director cash fees in equity. F8 · ownership.direct: This reflects deferred stock units acquired as a result of an election to receive quarterly director cash fees in equity. Read SEC document |
| September 29, 2017 Filed Oct 4, 2017 13:19 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
GrantCommon Stock | 549 | $22.75 | $12,489.75 |
DisclosureSEC source: 0001556313-17-000013 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). F2 · security: As of the transaction date set forth above, each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · kind: 2017 Director Equity Award; Includes 549 shares of deferred stock units. F8 · ownership.direct: 2017 Director Equity Award; Includes 549 shares of deferred stock units. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 18:17 UTC |
Maloney James P.Senior VP, CFO & Treasurer
|
GrantCommon Stock | 2,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-035887 · doc1.xml · nonDerivative · entry 1 Maloney James P. · CIK 0001715428 · Senior VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,792 F1 · shares: Award of time vesting restricted stock, which will vest in 33-1/3% increments on each of the first, second, and third anniversaries of the date of the grant. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 20:28 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
GrantCommon Stock | 582 | $21.45 | $12,483.90 |
DisclosureSEC source: 0001556313-17-000012 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: 2017 Director Equity Award; Includes 582 shares of deferred stock units. F6 · ownership.direct: 2017 Director Equity Award; Includes 582 shares of deferred stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:24 UTC |
FOSTER LEE B IIDirector
|
GrantCommon Stock | 1,282 | $21.45 | $27,498.90 |
DisclosureSEC source: 0001140361-17-027103 · doc1.xml · nonDerivative · entry 1 FOSTER LEE B II · CIK 0001215495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,931 F1 · shares: Represents quarterly director cash retainer fees elected to be paid in stock. F2 · balance_after: Includes 5,317 deferred stock units and 96,614 shares of common stock. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:11 UTC |
JUNGE DIRKDirector
|
GrantCommon Stock | 582 | $21.45 | $12,483.90 |
DisclosureSEC source: 0001140361-17-027101 · doc1.xml · nonDerivative · entry 1 JUNGE DIRK · CIK 0000946126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,617 F1 · shares: Represents quarterly director cash retainer fees elected to be paid in stock. F2 · balance_after: Represents deferred stock units. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:08 UTC |
JUNGE DIRKDirector
|
PurchaseCommon Stock | 1,000 | $20.01 | $20,010.00 |
DisclosureSEC source: 0001140361-17-024970 · doc1.xml · nonDerivative · entry 1 JUNGE DIRK · CIK 0000946126 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust. Disclosed balance after: 10,516 F1 · price: This transaction was executed in multiple trades ranging from $19.85 - $20.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:07 UTC |
RACKOFF WILLIAM HDirector
|
GrantCommon Stock | 4,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022522 · doc1.xml · nonDerivative · entry 1 RACKOFF WILLIAM H · CIK 0001215506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,298 F1 · shares: 2017 Director Equity Award. F2 · balance_after: Includes 4,035 shares of deferred stock units and 64,263 shares of common stock. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:09 UTC |
Rowland Suzanne BDirector
|
GrantCommon Stock | 4,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022523 · doc1.xml · nonDerivative · entry 1 Rowland Suzanne B · CIK 0001433826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,552 F1 · shares: 2016 Directors Equity Award. F2 · balance_after: Includes 4,035 shares of deferred stock units and 21,517 shares of common stock. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:07 UTC |
Purgason Robert SDirector
|
GrantCommon Stock | 4,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022521 · doc1.xml · nonDerivative · entry 1 Purgason Robert S · CIK 0001308543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,169 F1 · shares: 2017 Director Equity Award. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:06 UTC |
OWEN DIANE BDirector
|
GrantCommon Stock | 4,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022519 · doc1.xml · nonDerivative · entry 1 OWEN DIANE B · CIK 0001215505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,598 F1 · shares: 2017 Director Equity Award. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:05 UTC |
JUNGE DIRKDirector
|
GrantCommon Stock | 4,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022518 · doc1.xml · nonDerivative · entry 1 JUNGE DIRK · CIK 0000946126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,035 F1 · shares: 2017 Director Equity Award. F2 · balance_after: Represents deferred stock units. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:05 UTC |
FOSTER LEE B IIDirector
|
GrantCommon Stock | 4,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022517 · doc1.xml · nonDerivative · entry 1 FOSTER LEE B II · CIK 0001215495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,649 F1 · shares: 2017 Director Equity Award. F2 · balance_after: Includes 4,035 shares of deferred stock units and 96,614 shares of common stock. Read SEC document |
| May 24, 2017 Filed May 26, 2017 15:40 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
GrantCommon Stock | 4,035 | $17.35 | $70,007.25 |
DisclosureSEC source: 0001556313-17-000010 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: 2017 Director Equity Award; Includes 4,035 shares of deferred stock units. F6 · ownership.direct: 2017 Director Equity Award; Includes 4,035 shares of deferred stock units. Read SEC document |
| May 09, 2017 Filed May 10, 2017 17:59 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
OtherCommon Stock | 1,063 | $12.93 | $13,744.59 |
DisclosureSEC source: 0001556313-17-000009 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: Represents a transfer of shares of common stock to an affiliated entity. Read SEC document |
| May 09, 2017 Filed May 10, 2017 17:59 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
GrantCommon Stock | 1,063 | $12.93 | $13,744.59 |
DisclosureSEC source: 0001556313-17-000009 · primary_doc.xml · nonDerivative · entry 4 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Asset Management, LLC Disclosed balance after: 11,398 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: Represents a transfer of shares of common stock to an affiliated entity. F5 · ownership.nature: Legion Partners Asset Management directly owns these shares of Common Stock. Legion Partners Holdings is the sole member of Legion Partners Asset Management and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Asset Management. Read SEC document |
| April 07, 2017 Filed Apr 7, 2017 21:33 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 6,879 | $13.33 | $91,697.07 |
DisclosureSEC source: 0001556313-17-000008 · primary_doc.xml · nonDerivative · entry 7 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities L.P. II Disclosed balance after: 333,617 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F4 · ownership.nature: Legion Partners Special II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| April 07, 2017 Filed Apr 7, 2017 21:33 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 26,451 | $13.33 | $352,591.83 |
DisclosureSEC source: 0001556313-17-000008 · primary_doc.xml · nonDerivative · entry 3 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,141,750 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 21:33 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 3,921 | $12.93 | $50,698.53 |
DisclosureSEC source: 0001556313-17-000008 · primary_doc.xml · nonDerivative · entry 6 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities L.P. II Disclosed balance after: 326,738 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F4 · ownership.nature: Legion Partners Special II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 21:33 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 15,079 | $12.93 | $194,971.47 |
DisclosureSEC source: 0001556313-17-000008 · primary_doc.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,115,299 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:33 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 3,956 | $12.58 | $49,766.48 |
DisclosureSEC source: 0001556313-17-000008 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities L.P. II Disclosed balance after: 322,817 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F4 · ownership.nature: Legion Partners Special II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:33 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 15,211 | $12.58 | $191,354.38 |
DisclosureSEC source: 0001556313-17-000008 · primary_doc.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,100,220 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 21:30 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 18,000 | $12.88 | $231,840.00 |
DisclosureSEC source: 0001556313-17-000006 · primary_doc.xml · nonDerivative · entry 3 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,085,009 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 19:53 UTC |
Purgason Robert SDirector
|
GrantCommon Stock | 1,063 | $12.93 | $13,744.59 |
DisclosureSEC source: 0001140361-17-014635 · doc1.xml · nonDerivative · entry 1 Purgason Robert S · CIK 0001308543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,134 F1 · shares: Represents quarterly director cash retainer fees elected to be paid in stock. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 19:52 UTC |
FOSTER LEE B IIDirector
|
GrantCommon Stock | 2,224 | $12.93 | $28,756.32 |
DisclosureSEC source: 0001140361-17-014633 · doc1.xml · nonDerivative · entry 1 FOSTER LEE B II · CIK 0001215495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,614 F1 · shares: Represents quarterly director cash retainer fees elected to be paid in stock. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:55 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
GrantCommon Stock | 1,063 | $12.93 | $13,744.59 |
DisclosureSEC source: 0001556313-17-000007 · primary_doc.xml · nonDerivative · entry 5 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063 F6 · ownership.direct: Represents quarterly director cash retainer fees elected to be paid in stock. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:30 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 25,500 | $13.07 | $333,285.00 |
DisclosureSEC source: 0001556313-17-000006 · primary_doc.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,067,009 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:30 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 28,801 | $12.27 | $353,388.27 |
DisclosureSEC source: 0001556313-17-000006 · primary_doc.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,041,509 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 24, 2017 Filed Mar 24, 2017 20:57 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 9,846 | $12.67 | $124,748.82 |
DisclosureSEC source: 0001556313-17-000005 · primary_doc.xml · nonDerivative · entry 3 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,012,708 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 23, 2017 Filed Mar 24, 2017 20:57 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 4,323 | $12.71 | $54,945.33 |
DisclosureSEC source: 0001556313-17-000005 · primary_doc.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,002,862 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 20:57 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 12,747 | $12.65 | $161,249.55 |
DisclosureSEC source: 0001556313-17-000005 · primary_doc.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 998,539 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:15 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 34,000 | $13.06 | $444,040.00 |
DisclosureSEC source: 0001556313-17-000004 · primary_doc.xml · nonDerivative · entry 3 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 985,792 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 21:15 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 22,812 | $13.21 | $301,346.52 |
DisclosureSEC source: 0001556313-17-000004 · primary_doc.xml · nonDerivative · entry 2 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 951,792 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:15 UTC |
Vizi BradleyDirector · 10% owner
Legion Partners, L.P. IDirector · 10% owner
Legion Partners, L.P. IIDirector · 10% owner
Legion Partners Special Opportunities, L.P. IIDirector · 10% owner
Legion Partners, LLCDirector · 10% owner
Legion Partners Asset Management, LLCDirector · 10% owner
Legion Partners Holdings, LLCDirector · 10% owner
Kiper Christopher SDirector · 10% owner
White Raymond T.Director · 10% owner
|
PurchaseCommon Stock | 4,500 | $13.38 | $60,210.00 |
DisclosureSEC source: 0001556313-17-000004 · primary_doc.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Director · 10% owner Legion Partners, L.P. II · CIK 0001618783 · Director · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Director · 10% owner Legion Partners, LLC · CIK 0001682390 · Director · 10% owner Legion Partners Asset Management, LLC · CIK 0001560207 · Director · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · Director · 10% owner Kiper Christopher S · CIK 0001432744 · Director · 10% owner White Raymond T. · CIK 0001682494 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 928,980 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Bradley S. Vizi, Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2017. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F2 · ownership.nature: Legion Partners I directly owns these shares of common stock ("Common Stock") of L.B. Foster Company (the "Issuer"). General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Vizi, Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Vizi, Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:15 UTC |
LIPPARD GREGORY WVice President
|
Tax withholdingCommon Stock | 96 | $13.45 | $1,291.20 |
DisclosureSEC source: 0001140361-17-012125 · doc1.xml · nonDerivative · entry 1 LIPPARD GREGORY W · CIK 0001215503 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,118 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:18 UTC |
Scanlon Christopher ThomasController & CAO
|
Tax withholdingCommon Stock | 41 | $13.45 | $551.45 |
DisclosureSEC source: 0001140361-17-012130 · doc1.xml · nonDerivative · entry 1 Scanlon Christopher Thomas · CIK 0001555419 · Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,089 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:17 UTC |
RUSSO DAVID JSr. V.P., CFO & Treasurer
|
Tax withholdingCommon Stock | 182 | $13.45 | $2,447.90 |
DisclosureSEC source: 0001140361-17-012128 · doc1.xml · nonDerivative · entry 1 RUSSO DAVID J · CIK 0001215501 · Sr. V.P., CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,579 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:14 UTC |
Kelly Brian HVice President
|
Tax withholdingCommon Stock | 99 | $13.45 | $1,331.55 |
DisclosureSEC source: 0001140361-17-012122 · doc1.xml · nonDerivative · entry 1 Kelly Brian H · CIK 0001375886 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,456 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.