Last 12 months
Inside the activity.
0 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2019 Filed Jan 28, 2019 21:04 UTC |
Bauer Robert PDirector · President and CEO
|
Tax withholdingCommon Stock | 1,011 | $18.04 | $18,238.44 |
DisclosureSEC source: 0001567619-19-001774 · doc1.xml · nonDerivative · entry 1 Bauer Robert P · CIK 0001541149 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,172 Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 19:49 UTC |
Maloney James P.Senior VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 268 | $22.40 | $6,003.20 |
DisclosureSEC source: 0001567619-18-002931 · doc1.xml · nonDerivative · entry 1 Maloney James P. · CIK 0001715428 · Senior VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,921 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:49 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
OtherCommon Stock | 498,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002369 · form409050008_08162018.xml · nonDerivative · entry 1 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 610,733 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · kind: Represents a pro rata in-kind distribution for no consideration to the limited partners in Legion Partners I. F6 · price: Represents a pro rata in-kind distribution for no consideration to the limited partners in Legion Partners I. F2 · ownership.nature: Represents securities beneficially owned by Legion Partners I. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:33 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 528 | $24.02 | $12,682.56 |
DisclosureSEC source: 0000921895-18-002348 · form409050008_08142018.xml · nonDerivative · entry 3 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities L.P. II Disclosed balance after: 324,114 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Represents securities beneficially owned by Legion Partners Special II. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:33 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 172 | $24.02 | $4,131.44 |
DisclosureSEC source: 0000921895-18-002348 · form409050008_08142018.xml · nonDerivative · entry 2 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 105,757 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Represents securities beneficially owned by Legion Partners II. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:33 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 1,806 | $24.02 | $43,380.12 |
DisclosureSEC source: 0000921895-18-002348 · form409050008_08142018.xml · nonDerivative · entry 1 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,109,233 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Represents securities beneficially owned by Legion Partners I. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 23:39 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 1,053 | $24.08 | $25,356.24 |
DisclosureSEC source: 0000921895-18-002254 · form409050008_08092018.xml · nonDerivative · entry 9 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities L.P. II Disclosed balance after: 324,642 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Represents securities beneficially owned by Legion Partners Special II. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 23:39 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 343 | $24.08 | $8,259.44 |
DisclosureSEC source: 0000921895-18-002254 · form409050008_08092018.xml · nonDerivative · entry 6 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 105,929 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Represents securities beneficially owned by Legion Partners II. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 23:39 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 3,604 | $24.08 | $86,784.32 |
DisclosureSEC source: 0000921895-18-002254 · form409050008_08092018.xml · nonDerivative · entry 3 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,111,039 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Represents securities beneficially owned by Legion Partners I. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 23:39 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 1,158 | $24.10 | $27,907.80 |
DisclosureSEC source: 0000921895-18-002254 · form409050008_08092018.xml · nonDerivative · entry 8 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities L.P. II Disclosed balance after: 325,695 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Represents securities beneficially owned by Legion Partners Special II. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 23:39 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 378 | $24.10 | $9,109.80 |
DisclosureSEC source: 0000921895-18-002254 · form409050008_08092018.xml · nonDerivative · entry 5 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 106,272 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Represents securities beneficially owned by Legion Partners II. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 23:39 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 3,962 | $24.10 | $95,484.20 |
DisclosureSEC source: 0000921895-18-002254 · form409050008_08092018.xml · nonDerivative · entry 2 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,114,643 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Represents securities beneficially owned by Legion Partners I. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 23:39 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 484 | $24.37 | $11,795.08 |
DisclosureSEC source: 0000921895-18-002254 · form409050008_08092018.xml · nonDerivative · entry 7 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities L.P. II Disclosed balance after: 326,853 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Represents securities beneficially owned by Legion Partners Special II. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 23:39 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 158 | $24.37 | $3,850.46 |
DisclosureSEC source: 0000921895-18-002254 · form409050008_08092018.xml · nonDerivative · entry 4 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 106,650 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Represents securities beneficially owned by Legion Partners II. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 23:39 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCommon Stock | 1,658 | $24.37 | $40,405.46 |
DisclosureSEC source: 0000921895-18-002254 · form409050008_08092018.xml · nonDerivative · entry 1 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 1,118,605 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Represents securities beneficially owned by Legion Partners I. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 20:43 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
PurchaseCall Option · Derivative | 31 | $0.28 Strike: $25.00 | $8.73 |
DisclosureSEC source: 0001560207-18-000029 · primary_doc.xml · derivative · entry 3 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities L.P. II Disclosed balance after: 187 Underlying: Common Stock · 3,100 shares Expires 2018-08-17 F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special II bought to cover these call options that were previously sold short. The balance of the short call options that Legion Partners Special II continues to hold create the obligation to sell shares of common stock of LB Foster Company subject to the option. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 20:43 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
PurchaseCall Option · Derivative | 10 | $0.28 Strike: $25.00 | $2.82 |
DisclosureSEC source: 0001560207-18-000029 · primary_doc.xml · derivative · entry 2 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 61 Underlying: Common Stock · 1,000 shares Expires 2018-08-17 F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II bought to cover these call options that were previously sold short. The balance of the short call options that Legion Partners II continues to hold create the obligation to sell shares of common stock of LB Foster Company subject to the option. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 20:43 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
PurchaseCall Option · Derivative | 108 | $0.28 Strike: $25.00 | $30.40 |
DisclosureSEC source: 0001560207-18-000029 · primary_doc.xml · derivative · entry 1 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 639 Underlying: Common Stock · 10,800 shares Expires 2018-08-17 F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I bought to cover these call options that were previously sold short. The balance of the short call options that Legion Partners I continues to hold create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:01 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCall Option · Derivative | 26 | $1.56 Strike: $25.00 | $40.57 |
DisclosureSEC source: 0001560207-18-000023 · primary_doc.xml · derivative · entry 3 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities L.P. II Disclosed balance after: 218 Underlying: Common Stock · 2,600 shares Expires 2018-08-17 F5 · security: Represents an obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special II sold short these call options which create the obligation to sell shares of common stock of LB Foster Company subject to the option. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:01 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCall Option · Derivative | 8 | $1.56 Strike: $25.00 | $12.48 |
DisclosureSEC source: 0001560207-18-000023 · primary_doc.xml · derivative · entry 2 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 71 Underlying: Common Stock · 800 shares Expires 2018-08-17 F5 · security: Represents an obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II sold short these call options which create the obligation to sell shares of common stock of LB Foster Company subject to the option. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:01 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
SaleCall Option · Derivative | 86 | $1.56 Strike: $25.00 | $134.20 |
DisclosureSEC source: 0001560207-18-000023 · primary_doc.xml · derivative · entry 1 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 747 Underlying: Common Stock · 8,600 shares Expires 2018-08-17 F5 · security: Represents an obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:17 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 23 | $1.78 Strike: $25.00 | $40.89 |
DisclosureSEC source: 0001560207-18-000020 · primary_doc.xml · derivative · entry 3 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. II Disclosed balance after: 192 Underlying: Common Stock · 2,300 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special II sold short these call options which create the obligation to sell shares of common stock of LB Foster Company subject to the option. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:17 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 8 | $1.78 Strike: $25.00 | $14.22 |
DisclosureSEC source: 0001560207-18-000020 · primary_doc.xml · derivative · entry 2 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 63 Underlying: Common Stock · 800 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II sold short these call options which create the obligation to sell shares of common stock of LB Foster Company subject to the option. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships,General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:17 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 80 | $1.78 Strike: $25.00 | $142.23 |
DisclosureSEC source: 0001560207-18-000020 · primary_doc.xml · derivative · entry 1 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 661 Underlying: Common Stock · 8,000 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:31 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 46 | $1.51 Strike: $25.00 | $69.59 |
DisclosureSEC source: 0001560207-18-000019 · primary_doc.xml · derivative · entry 6 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. II Disclosed balance after: 169 Underlying: Common Stock · 4,600 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special II sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:31 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 15 | $1.51 Strike: $25.00 | $22.69 |
DisclosureSEC source: 0001560207-18-000019 · primary_doc.xml · derivative · entry 4 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 55 Underlying: Common Stock · 1,500 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II sold short these call options which create the obligation to sell shares of common stock (Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:31 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 156 | $1.51 Strike: $25.00 | $236.01 |
DisclosureSEC source: 0001560207-18-000019 · primary_doc.xml · derivative · entry 2 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 581 Underlying: Common Stock · 15,600 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| May 24, 2018 Filed May 25, 2018 15:53 UTC |
Rowland Suzanne BDirector
|
GrantCommon Stock | 3,171 | $23.65 | $74,994.15 |
DisclosureSEC source: 0001140361-18-025669 · doc1.xml · nonDerivative · entry 1 Rowland Suzanne B · CIK 0001433826 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,723 F1 · shares: 2018 Directors Equity Award. F2 · balance_after: Includes 7,206 shares of deferred stock units and 21,517 shares of common stock. Read SEC document |
| May 24, 2018 Filed May 25, 2018 15:53 UTC |
Vizi BradleyDirector
|
GrantCommon Stock | 3,171 | $23.65 | $74,994.15 |
DisclosureSEC source: 0001140361-18-025668 · doc1.xml · nonDerivative · entry 1 Vizi Bradley · CIK 0001556313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,328 F1 · shares: 2018 Director Equity Award F2 · balance_after: Represents 6,157 deferred stock units and 3,171 shares of common stock. Read SEC document |
| May 24, 2018 Filed May 25, 2018 15:52 UTC |
RACKOFF WILLIAM HDirector
|
GrantCommon Stock | 3,171 | $23.65 | $74,994.15 |
DisclosureSEC source: 0001140361-18-025667 · doc1.xml · nonDerivative · entry 1 RACKOFF WILLIAM H · CIK 0001215506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,469 F1 · shares: 2018 Director Equity Award. F2 · balance_after: Includes 7,206 shares of deferred stock units and 64,263 shares of common stock. Read SEC document |
| May 24, 2018 Filed May 25, 2018 15:51 UTC |
Purgason Robert SDirector
|
GrantCommon Stock | 3,171 | $23.65 | $74,994.15 |
DisclosureSEC source: 0001140361-18-025666 · doc1.xml · nonDerivative · entry 1 Purgason Robert S · CIK 0001308543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,340 F1 · shares: 2018 Director Equity Award. Read SEC document |
| May 24, 2018 Filed May 25, 2018 15:50 UTC |
OWEN DIANE BDirector
|
GrantCommon Stock | 3,171 | $23.65 | $74,994.15 |
DisclosureSEC source: 0001140361-18-025665 · doc1.xml · nonDerivative · entry 1 OWEN DIANE B · CIK 0001215505 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,769 F1 · shares: 2018 Director Equity Award. Read SEC document |
| May 24, 2018 Filed May 25, 2018 15:49 UTC |
JUNGE DIRKDirector
|
GrantCommon Stock | 3,171 | $23.65 | $74,994.15 |
DisclosureSEC source: 0001140361-18-025663 · doc1.xml · nonDerivative · entry 1 JUNGE DIRK · CIK 0000946126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,328 F1 · shares: 2018 Director Equity Award F2 · balance_after: Represents deferred stock units. Read SEC document |
| May 24, 2018 Filed May 25, 2018 15:48 UTC |
FOSTER LEE B IIDirector
|
GrantCommon Stock | 3,171 | $23.65 | $74,994.15 |
DisclosureSEC source: 0001140361-18-025661 · doc1.xml · nonDerivative · entry 1 FOSTER LEE B II · CIK 0001215495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,765 F1 · shares: 2018 Director Equity Award F2 · balance_after: Includes 11,877 deferred stock units and 19,888 shares of common stock. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:31 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 28 | $1.47 Strike: $25.00 | $41.10 |
DisclosureSEC source: 0001560207-18-000019 · primary_doc.xml · derivative · entry 5 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. II Disclosed balance after: 123 Underlying: Common Stock · 2,800 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special II sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:31 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 9 | $1.47 Strike: $25.00 | $13.21 |
DisclosureSEC source: 0001560207-18-000019 · primary_doc.xml · derivative · entry 3 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 40 Underlying: Common Stock · 900 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II sold short these call options which create the obligation to sell shares of common stock (Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:31 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 97 | $1.47 Strike: $25.00 | $142.39 |
DisclosureSEC source: 0001560207-18-000019 · primary_doc.xml · derivative · entry 1 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 425 Underlying: Common Stock · 9,700 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| May 22, 2018 Filed May 22, 2018 20:42 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 36 | $1.38 Strike: $25.00 | $49.85 |
DisclosureSEC source: 0001560207-18-000018 · primary_doc.xml · derivative · entry 9 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. II Disclosed balance after: 95 Underlying: Common Stock · 3,600 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special II sold short these call options which create the obligation to sell shares of common stock of the Issuer subject to the option. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| May 22, 2018 Filed May 22, 2018 20:42 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 12 | $1.38 Strike: $25.00 | $16.62 |
DisclosureSEC source: 0001560207-18-000018 · primary_doc.xml · derivative · entry 8 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 31 Underlying: Common Stock · 1,200 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II sold short these call options which create the obligation to sell shares of common stock of the Issuer subject to the option. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| May 22, 2018 Filed May 22, 2018 20:42 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 125 | $1.38 Strike: $25.00 | $173.09 |
DisclosureSEC source: 0001560207-18-000018 · primary_doc.xml · derivative · entry 7 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 328 Underlying: Common Stock · 12,500 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:42 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 54 | $1.32 Strike: $25.00 | $71.19 |
DisclosureSEC source: 0001560207-18-000018 · primary_doc.xml · derivative · entry 6 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. II Disclosed balance after: 59 Underlying: Common Stock · 5,400 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special II sold short these call options which create the obligation to sell shares of common stock of the Issuer subject to the option. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:42 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 18 | $1.32 Strike: $25.00 | $23.73 |
DisclosureSEC source: 0001560207-18-000018 · primary_doc.xml · derivative · entry 4 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 19 Underlying: Common Stock · 1,800 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II sold short these call options which create the obligation to sell shares of common stock of the Issuer subject to the option. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:42 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
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SaleCall Option · Derivative | 187 | $1.32 Strike: $25.00 | $246.52 |
DisclosureSEC source: 0001560207-18-000018 · primary_doc.xml · derivative · entry 2 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 203 Underlying: Common Stock · 18,700 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:42 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
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SaleCall Option · Derivative | 5 | $1.32 Strike: $25.00 | $6.60 |
DisclosureSEC source: 0001560207-18-000018 · primary_doc.xml · derivative · entry 5 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. II Disclosed balance after: 5 Underlying: Common Stock · 500 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Legion Partners Special II sold short these call options which create the obligation to sell shares of common stock of the Issuer subject to the option. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:42 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
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SaleCall Option · Derivative | 1 | $1.32 Strike: $25.00 | $1.32 |
DisclosureSEC source: 0001560207-18-000018 · primary_doc.xml · derivative · entry 3 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 1 Underlying: Common Stock · 100 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Legion Partners II sold short these call options which create the obligation to sell shares of common stock of the Issuer subject to the option. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:42 UTC |
Legion Partners, L.P. IFund Managed by IA
Legion Partners, L.P. IIFund Managed by IA
Legion Partners Special Opportunities, L.P. IIFund Managed by IA
|
SaleCall Option · Derivative | 16 | $1.32 Strike: $25.00 | $21.13 |
DisclosureSEC source: 0001560207-18-000018 · primary_doc.xml · derivative · entry 1 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · Fund Managed by IA Legion Partners, L.P. II · CIK 0001618783 · Fund Managed by IA Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · Fund Managed by IA Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. I Disclosed balance after: 16 Underlying: Common Stock · 1,600 shares Expires 2018-08-17 F5 · security: Represents an Obligation to sell the equity securities subject to the option. F1 · derivative.underlying: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Legion Partners I sold short these call options which create the obligation to sell shares of common stock ("Common Stock") of LB Foster Company (the "Issuer") subject to the option. General Partner is the general partner of Legion Partners I, Legion Partners Asset Management is the investment advisor of Legion Partners I, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners I. Read SEC document |
| April 30, 2018 Filed May 1, 2018 19:20 UTC |
James ToddController & CAO
|
GrantCommon Stock | 4,000 | $23.55 | $94,200.00 |
DisclosureSEC source: 0001140361-18-020816 · doc1.xml · nonDerivative · entry 2 James Todd · CIK 0001737431 · Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,902 F2 · shares: Award of time vested restricted stock, which will vest 50% on the second anniversary of the date of the grant and 25% on each of the third and fourth anniversaries of the date of the grant. Read SEC document |
| April 30, 2018 Filed May 1, 2018 19:20 UTC |
James ToddController & CAO
|
GrantCommon Stock | 902 | $23.55 | $21,242.10 |
DisclosureSEC source: 0001140361-18-020816 · doc1.xml · nonDerivative · entry 1 James Todd · CIK 0001737431 · Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902 F1 · shares: Award of time vested restricted stock, which will vest in 33-1/3% increments on each of the first, second, and third anniversaries of the date of the grant. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:07 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
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PurchaseCommon Stock | 126 | $25.02 | $3,152.52 |
DisclosureSEC source: 0001560207-18-000013 · primary_doc.xml · nonDerivative · entry 6 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners Special Opportunities, L.P. II Disclosed balance after: 327,337 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2018. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F4 · ownership.nature: Legion Partners Special II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners Special II, Legion Partners Asset Management is the investment advisor of Legion Partners Special II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners Special II. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:07 UTC |
Legion Partners, L.P. I10% owner
Legion Partners, L.P. II10% owner
Legion Partners, LLC10% owner
Legion Partners Holdings, LLC10% owner
Kiper Christopher S10% owner
White Raymond T.10% owner
|
PurchaseCommon Stock | 41 | $25.02 | $1,025.82 |
DisclosureSEC source: 0001560207-18-000013 · primary_doc.xml · nonDerivative · entry 4 Legion Partners Asset Management, LLC · CIK 0001560207 · 10% owner Legion Partners, L.P. I · CIK 0001595909 · 10% owner Legion Partners, L.P. II · CIK 0001618783 · 10% owner Legion Partners Special Opportunities, L.P. II · CIK 0001661189 · 10% owner Legion Partners, LLC · CIK 0001682390 · 10% owner Legion Partners Holdings, LLC · CIK 0001682389 · 10% owner Kiper Christopher S · CIK 0001432744 · 10% owner White Raymond T. · CIK 0001682494 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Legion Partners, L.P. II Disclosed balance after: 106,808 F1 · security: This Form 4 is filed jointly by Legion Partners, L.P. I ("Legion Partners I"), Legion Partners, L.P. II ("Legion Partners II"), Legion Partners Special Opportunities, L.P. II ("Legion Partners Special II"), Legion Partners, LLC ("General Partner"), Legion Partners Asset Management, LLC ("Legion Partners Asset Management"), Legion Partners Holdings, LLC ("Legion Partners Holdings"), Christopher S. Kiper and Raymond T. White (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · shares: The transactions reported were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on March 14, 2018. Accordingly, the Reporting Persons had no discretion with regard to the timing of the transactions. F3 · ownership.nature: Legion Partners II directly owns these shares of Common Stock. General Partner is the general partner of Legion Partners II, Legion Partners Asset Management is the investment advisor of Legion Partners II, Legion Partners Holdings is the sole member of Legion Partners Asset Management and managing member of General Partner, and each of Messrs. Kiper and White are managing directors of Legion Partners Asset Management and managing members of Legion Partners Holdings. As a result of these relationships, General Partner, Legion Partners Asset Management, Legion Partners Holdings and Messrs. Kiper and White may be deemed to have shared voting and dispositive power over the Common Stock owned by Legion Partners II. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.