Last 12 months
Inside the activity.
0 purchase rows · 173 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 14 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 7 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 28 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 14 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 21 |
| Sep 2026 | 0 | 36 |
| Oct 2026 | 0 | 4 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2019 Filed Dec 3, 2019 21:52 UTC |
Bergman ArturDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 7,500 | $20.31 | $152,325.00 |
DisclosureSEC source: 0001517413-19-000044 · wf-form4_157540994660602.xml · nonDerivative · entry 2 Bergman Artur · CIK 0001769490 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,889 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $20.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:52 UTC |
Bergman ArturDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-19-000044 · wf-form4_157540994660602.xml · nonDerivative · entry 1 Bergman Artur · CIK 0001769490 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:08 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass B Common Stock · Derivative | 325,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058319 · doc4.xml · derivative · entry 8 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,435,298 Underlying: Class A Common Stock · 325,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:08 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass B Common Stock · Derivative | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058319 · doc4.xml · derivative · entry 7 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,298,407 Underlying: Class A Common Stock · 1,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:08 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
OtherClass A Common Stock | 36,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058319 · doc4.xml · nonDerivative · entry 6 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F5 · ownership.nature: These shares are held directly by Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:08 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
OtherClass A Common Stock | 36,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058319 · doc4.xml · nonDerivative · entry 5 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 36,702 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F5 · ownership.nature: These shares are held directly by Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:08 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
OtherClass A Common Stock | 325,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058319 · doc4.xml · nonDerivative · entry 4 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:08 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
OtherClass A Common Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058319 · doc4.xml · nonDerivative · entry 3 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:08 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass A Common Stock | 325,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058319 · doc4.xml · nonDerivative · entry 2 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 325,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:08 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass A Common Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058319 · doc4.xml · nonDerivative · entry 1 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:11 UTC |
DHALIWAL SUNILDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 325,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058324 · doc4.xml · derivative · entry 9 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,435,298 Underlying: Class A Common Stock · 325,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:11 UTC |
DHALIWAL SUNILDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058324 · doc4.xml · derivative · entry 8 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,298,407 Underlying: Class A Common Stock · 1,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:11 UTC |
DHALIWAL SUNILDirector · 10% owner
|
OtherClass A Common Stock | 27,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058324 · doc4.xml · nonDerivative · entry 7 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,526 F6 · kind: Pro rata distribution, for no consideration, from Amplify GP Partners, LLC. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:11 UTC |
DHALIWAL SUNILDirector · 10% owner
|
OtherClass A Common Stock | 36,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058324 · doc4.xml · nonDerivative · entry 6 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F5 · ownership.nature: These shares are held directly by Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:11 UTC |
DHALIWAL SUNILDirector · 10% owner
|
OtherClass A Common Stock | 36,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058324 · doc4.xml · nonDerivative · entry 5 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 36,702 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F5 · ownership.nature: These shares are held directly by Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:11 UTC |
DHALIWAL SUNILDirector · 10% owner
|
OtherClass A Common Stock | 325,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058324 · doc4.xml · nonDerivative · entry 4 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:11 UTC |
DHALIWAL SUNILDirector · 10% owner
|
OtherClass A Common Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058324 · doc4.xml · nonDerivative · entry 3 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: The reporting person distributed, for no consideration, the shares of Class A Common Stock to its partners, representing each such partner's pro rata interest in such shares. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:11 UTC |
DHALIWAL SUNILDirector · 10% owner
|
ConversionClass A Common Stock | 325,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058324 · doc4.xml · nonDerivative · entry 2 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 325,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 16:11 UTC |
DHALIWAL SUNILDirector · 10% owner
|
ConversionClass A Common Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058324 · doc4.xml · nonDerivative · entry 1 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:00 UTC |
Hornik DavidDirector · 10% owner
|
SaleClass A Common Stock | 15,388 | $24.05 | $370,012.15 |
DisclosureSEC source: 0001209191-19-058360 · doc4.xml · nonDerivative · entry 3 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,596 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.67 to $24.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:00 UTC |
Hornik DavidDirector · 10% owner
|
SaleClass A Common Stock | 21,352 | $23.11 | $493,408.42 |
DisclosureSEC source: 0001209191-19-058360 · doc4.xml · nonDerivative · entry 2 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,984 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.66 to $23.655, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 22:00 UTC |
Hornik DavidDirector · 10% owner
|
SaleClass A Common Stock | 48,260 | $22.22 | $1,072,192.42 |
DisclosureSEC source: 0001209191-19-058360 · doc4.xml · nonDerivative · entry 1 Hornik David · CIK 0001547378 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,336 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.66 to $22.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:48 UTC |
Bergman ArturDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-19-000042 · wf-form4_157471847400011.xml · derivative · entry 4 Bergman Artur · CIK 0001769490 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,679,089 Underlying: Class A Common Stock · 22,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:48 UTC |
Bergman ArturDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 20,464 | $22.45 | $459,416.80 |
DisclosureSEC source: 0001517413-19-000042 · wf-form4_157471847400011.xml · nonDerivative · entry 3 Bergman Artur · CIK 0001769490 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,889 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.83, inclusive. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:48 UTC |
Bergman ArturDirector · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 2,036 | $21.78 | $44,344.08 |
DisclosureSEC source: 0001517413-19-000042 · wf-form4_157471847400011.xml · nonDerivative · entry 2 Bergman Artur · CIK 0001769490 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,353 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.01 to $21.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:48 UTC |
Bergman ArturDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-19-000042 · wf-form4_157471847400011.xml · nonDerivative · entry 1 Bergman Artur · CIK 0001769490 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:03 UTC |
CARLBORG W ERIC10% owner
|
SaleClass A Common Stock | 50,000 | $21.40 | $1,069,940.00 |
DisclosureSEC source: 0001209191-19-057771 · doc4.xml · nonDerivative · entry 1 CARLBORG W ERIC · CIK 0001191203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,788 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.22 to $21.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 17:56 UTC |
Maasberg WolfgangEVP of Sales
|
SaleClass A Common Stock | 1,463 | $20.99 | $30,708.37 |
DisclosureSEC source: 0001517413-19-000035 · wf-form4_157420417596272.xml · nonDerivative · entry 4 Maasberg Wolfgang · CIK 0001499654 · EVP of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,897 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.90 to $21.09. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:51 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass B Common Stock · Derivative | 27,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057526 · doc4.xml · derivative · entry 6 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,760,370 Underlying: Class A Common Stock · 27,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:51 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057526 · doc4.xml · derivative · entry 5 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,498,407 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:51 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
SaleClass A Common Stock | 27,090 | $21.16 | $573,224.40 |
DisclosureSEC source: 0001209191-19-057526 · doc4.xml · nonDerivative · entry 4 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:51 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
SaleClass A Common Stock | 100,000 | $21.16 | $2,116,000.00 |
DisclosureSEC source: 0001209191-19-057526 · doc4.xml · nonDerivative · entry 3 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:51 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass A Common Stock | 27,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057526 · doc4.xml · nonDerivative · entry 2 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:51 UTC |
Amplify GP Partners, LLC10% owner
Amplify Partners, L.P.10% owner
AP Opportunity Fund LLC10% owner
|
ConversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057526 · doc4.xml · nonDerivative · entry 1 Amplify GP Partners, LLC · CIK 0001775868 · 10% owner Amplify Partners, L.P. · CIK 0001562623 · 10% owner AP Opportunity Fund LLC · CIK 0001775996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 17:22 UTC |
Lares Adriel GChief Financial Officer
|
SaleClass A Common Stock | 1,562 | $20.99 | $32,786.38 |
DisclosureSEC source: 0001517413-19-000040 · wf-form4_157428850556858.xml · nonDerivative · entry 1 Lares Adriel G · CIK 0001416050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,897 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.90 to $21.09. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 1,562 shares acquired under the Fastly, Inc. 2019 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:52 UTC |
DHALIWAL SUNILDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 27,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057527 · doc4.xml · derivative · entry 6 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,760,370 Underlying: Class A Common Stock · 27,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:52 UTC |
DHALIWAL SUNILDirector · 10% owner
|
ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057527 · doc4.xml · derivative · entry 5 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,498,407 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:52 UTC |
DHALIWAL SUNILDirector · 10% owner
|
SaleClass A Common Stock | 27,090 | $21.16 | $573,224.40 |
DisclosureSEC source: 0001209191-19-057527 · doc4.xml · nonDerivative · entry 4 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:52 UTC |
DHALIWAL SUNILDirector · 10% owner
|
SaleClass A Common Stock | 100,000 | $21.16 | $2,116,000.00 |
DisclosureSEC source: 0001209191-19-057527 · doc4.xml · nonDerivative · entry 3 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:52 UTC |
DHALIWAL SUNILDirector · 10% owner
|
ConversionClass A Common Stock | 27,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057527 · doc4.xml · nonDerivative · entry 2 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F3 · ownership.nature: These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 19:52 UTC |
DHALIWAL SUNILDirector · 10% owner
|
ConversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057527 · doc4.xml · nonDerivative · entry 1 DHALIWAL SUNIL · CIK 0001354177 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F2 · ownership.nature: These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaim beneficial ownership of the securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:56 UTC |
Maasberg WolfgangEVP of Sales
|
ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-19-000035 · wf-form4_157420417596272.xml · derivative · entry 7 Maasberg Wolfgang · CIK 0001499654 · EVP of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F8 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F8 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:56 UTC |
Maasberg WolfgangEVP of Sales
|
Exercise / conversionClass B Common Stock · Derivative | 100,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001517413-19-000035 · wf-form4_157420417596272.xml · derivative · entry 6 Maasberg Wolfgang · CIK 0001499654 · EVP of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F8 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) nine months following the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:56 UTC |
Maasberg WolfgangEVP of Sales
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001517413-19-000035 · wf-form4_157420417596272.xml · derivative · entry 5 Maasberg Wolfgang · CIK 0001499654 · EVP of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,598 Underlying: Class B Common Stock · 100,000 shares Expires 2026-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock option vested and became exercisable as to 25% of the shares subject to the option on April 11, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the reporting person on each vesting date. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:56 UTC |
Maasberg WolfgangEVP of Sales
|
SaleClass A Common Stock | 6,000 | $20.76 | $124,560.00 |
DisclosureSEC source: 0001517413-19-000035 · wf-form4_157420417596272.xml · nonDerivative · entry 3 Maasberg Wolfgang · CIK 0001499654 · EVP of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,360 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.70 to $20.89. F2 · balance_after: Includes 1,463 shares acquired under the Fastly, Inc. 2019 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:56 UTC |
Maasberg WolfgangEVP of Sales
|
SaleClass A Common Stock | 94,000 | $20.20 | $1,898,800.00 |
DisclosureSEC source: 0001517413-19-000035 · wf-form4_157420417596272.xml · nonDerivative · entry 2 Maasberg Wolfgang · CIK 0001499654 · EVP of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,360 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.68. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5) and (6) to this Form 4. F2 · balance_after: Includes 1,463 shares acquired under the Fastly, Inc. 2019 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:56 UTC |
Maasberg WolfgangEVP of Sales
|
ConversionClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-19-000035 · wf-form4_157420417596272.xml · nonDerivative · entry 1 Maasberg Wolfgang · CIK 0001499654 · EVP of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F2 · balance_after: Includes 1,463 shares acquired under the Fastly, Inc. 2019 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 18:01 UTC |
Bixby JoshuaPresident
|
ConversionClass B Common Stock · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001517413-19-000038 · wf-form4_157420444512351.xml · derivative · entry 6 Bixby Joshua · CIK 0001769554 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,065 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person. F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 18:01 UTC |
Bixby JoshuaPresident
|
Exercise / conversionClass B Common Stock · Derivative | 20,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001517413-19-000038 · wf-form4_157420444512351.xml · derivative · entry 5 Bixby Joshua · CIK 0001769554 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,065 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 18:01 UTC |
Bixby JoshuaPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001517413-19-000038 · wf-form4_157420444512351.xml · derivative · entry 4 Bixby Joshua · CIK 0001769554 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Class B Common Stock · 20,000 shares Expires 2028-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/48th of the stock option vested and became exercisable on January 19, 2019, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the reporting person on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.