Tapewire

Nasdaq · USD

FSLY

Fastly, Inc.

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Tapewire entity
785
SEC CIK
0001517413
Parsed reports
705

Last 12 months

Inside the activity.

0 purchase rows · 173 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202509
Jan 202607
Feb 2026024
Mar 2026028
Apr 202604
May 2026014
Jun 202608
Jul 202604
Aug 2026021
Sep 2026036
Oct 202604

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2020 Filed Jun 30, 2020 20:13 UTC
Bixby JoshuaDirector · CEO
ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000139 · wf-form4_159354796233135.xml · nonDerivative · entry 1

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
ConversionClass B Common Stock · Derivative 2,084 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · derivative · entry 11

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,130

Underlying: Class A Common Stock · 2,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person.

F10 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F10 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
Exercise / conversionClass B Common Stock · Derivative 2,084 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · derivative · entry 10

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,214

Underlying: Class A Common Stock · 2,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F10 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the Reporting Person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,084 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · derivative · entry 9

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,496

Underlying: Class B Common Stock · 2,084 shares

Expires 2028-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 1/48th of the stock option vested and became exercisable on January 19, 2019, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
SaleClass A Common Stock 100 $77.18 $7,718.00
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · nonDerivative · entry 8

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,454

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.84 to $77.51, inclusive.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
SaleClass A Common Stock 484 $76.07 $36,817.88
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · nonDerivative · entry 7

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,554

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.77 to $76.64, inclusive.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
SaleClass A Common Stock 300 $75.15 $22,545.00
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · nonDerivative · entry 6

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,038

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.65 to $75.59, inclusive.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
SaleClass A Common Stock 200 $74.04 $14,808.00
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · nonDerivative · entry 5

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,338

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.64 to $74.46, inclusive.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
SaleClass A Common Stock 600 $73.13 $43,878.00
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · nonDerivative · entry 4

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,538

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.59 to $73.49, inclusive.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
SaleClass A Common Stock 350 $71.95 $25,182.50
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · nonDerivative · entry 3

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,138

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.58 to $72.37. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (8) of this Form 4.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
SaleClass A Common Stock 50 $70.07 $3,503.50
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · nonDerivative · entry 2

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,488

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:48 UTC
Luongo PaulGeneral Counsel
ConversionClass A Common Stock 2,084 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000137 · wf-form4_159320448857800.xml · nonDerivative · entry 1

Luongo Paul · CIK 0001769489 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person.

F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the Reporting Person.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:56 UTC
Lares Adriel GChief Financial Officer
ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000134 · wf-form4_159242737963528.xml · derivative · entry 9

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:56 UTC
Lares Adriel GChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 4,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000134 · wf-form4_159242737963528.xml · derivative · entry 8

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:56 UTC
Lares Adriel GChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000134 · wf-form4_159242737963528.xml · derivative · entry 7

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,248

Underlying: Class B Common Stock · 4,000 shares

Expires 2026-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock option vested and became exercisable as to 25% of the shares subject to the option on May 16, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the reporting person on each vesting date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:56 UTC
Lares Adriel GChief Financial Officer
SaleClass A Common Stock 731 $52.07 $38,063.17
Disclosure

SEC source: 0001517413-20-000134 · wf-form4_159242737963528.xml · nonDerivative · entry 6

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,040

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.94 to $52.30, inclusive.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:56 UTC
Lares Adriel GChief Financial Officer
SaleClass A Common Stock 2,278 $51.60 $117,544.80
Disclosure

SEC source: 0001517413-20-000134 · wf-form4_159242737963528.xml · nonDerivative · entry 5

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,771

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.94 to $51.92, inclusive.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:56 UTC
Lares Adriel GChief Financial Officer
SaleClass A Common Stock 491 $50.38 $24,736.58
Disclosure

SEC source: 0001517413-20-000134 · wf-form4_159242737963528.xml · nonDerivative · entry 4

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,049

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.87 to $50.84, inclusive.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:56 UTC
Lares Adriel GChief Financial Officer
SaleClass A Common Stock 300 $49.23 $14,769.00
Disclosure

SEC source: 0001517413-20-000134 · wf-form4_159242737963528.xml · nonDerivative · entry 3

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,540

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.64 to $49.57, inclusive.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:56 UTC
Lares Adriel GChief Financial Officer
SaleClass A Common Stock 200 $46.91 $9,382.00
Disclosure

SEC source: 0001517413-20-000134 · wf-form4_159242737963528.xml · nonDerivative · entry 2

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,840

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.77 to $47.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (7) to this Form 4.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:56 UTC
Lares Adriel GChief Financial Officer
ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000134 · wf-form4_159242737963528.xml · nonDerivative · entry 1

Lares Adriel G · CIK 0001416050 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:57 UTC
Wright KellyDirector
ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000135 · wf-form4_159242740117941.xml · derivative · entry 3

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,838

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F3 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F3 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:57 UTC
Wright KellyDirector
SaleClass A Common Stock 1,000 $50.00 $50,000.00
Disclosure

SEC source: 0001517413-20-000135 · wf-form4_159242740117941.xml · nonDerivative · entry 2

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,844

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:57 UTC
Wright KellyDirector
ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000135 · wf-form4_159242740117941.xml · nonDerivative · entry 1

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:30 UTC
Bixby JoshuaDirector · CEO
ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000131 · wf-form4_159233941732852.xml · derivative · entry 9

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,065

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:30 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000131 · wf-form4_159233941732852.xml · derivative · entry 8

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,065

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:30 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001517413-20-000131 · wf-form4_159233941732852.xml · derivative · entry 7

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Class B Common Stock · 10,000 shares

Expires 2026-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 1/48th of the stock option vested and became exercisable on August 11, 2016, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:30 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0001517413-20-000131 · wf-form4_159233941732852.xml · derivative · entry 6

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,065

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F7 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:30 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0001517413-20-000131 · wf-form4_159233941732852.xml · derivative · entry 5

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class B Common Stock · 10,000 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/48th of the stock option vested and became exercisable on August 1, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:30 UTC
Bixby JoshuaDirector · CEO
SaleClass A Common Stock 1,500 $48.09 $72,135.00
Disclosure

SEC source: 0001517413-20-000131 · wf-form4_159233941732852.xml · nonDerivative · entry 4

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,409

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.86 to $48.28, inclusive.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:30 UTC
Bixby JoshuaDirector · CEO
SaleClass A Common Stock 9,385 $47.07 $441,751.95
Disclosure

SEC source: 0001517413-20-000131 · wf-form4_159233941732852.xml · nonDerivative · entry 3

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,909

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.79 to $47.78, inclusive.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:30 UTC
Bixby JoshuaDirector · CEO
SaleClass A Common Stock 9,115 $46.47 $423,574.05
Disclosure

SEC source: 0001517413-20-000131 · wf-form4_159233941732852.xml · nonDerivative · entry 2

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,294

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.79 to $46.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) of this Form 4.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:30 UTC
Bixby JoshuaDirector · CEO
ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000131 · wf-form4_159233941732852.xml · nonDerivative · entry 1

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 00:13 UTC
ALVAREZ AIDADirector
GrantClass A Common Stock 3,844 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000125 · wf-form4_159192081919234.xml · nonDerivative · entry 1

ALVAREZ AIDA · CIK 0001268885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,036

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 00:15 UTC GrantClass A Common Stock 3,844 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000129 · wf-form4_159192091540465.xml · nonDerivative · entry 1

PAISLEY CHRISTOPHER B · CIK 0001189229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,844

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 20:14 UTC GrantClass A Common Stock 3,844 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000126 · wf-form4_159192084248873.xml · nonDerivative · entry 1

DHALIWAL SUNIL · CIK 0001354177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,705

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 00:15 UTC
Wright KellyDirector
GrantClass A Common Stock 3,844 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000128 · wf-form4_159192089026789.xml · nonDerivative · entry 1

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,844

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 00:14 UTC
Hornik DavidDirector
GrantClass A Common Stock 3,844 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000127 · wf-form4_159192086935602.xml · nonDerivative · entry 1

Hornik David · CIK 0001547378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,125

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest on the earlier of the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the reporting person's service as a director ends at such meeting due to the failure to be re-elected or not standing for re-election) and the one year anniversary measured from the date of grant, each subject to continued service as a director of the Issuer through each applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:20 UTC
Wright KellyDirector
ConversionClass B Common Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000118 · wf-form4_159139199278144.xml · derivative · entry 8

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,838

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F6 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:20 UTC
Wright KellyDirector
SaleClass A Common Stock 571 $49.12 $28,047.52
Disclosure

SEC source: 0001517413-20-000118 · wf-form4_159139199278144.xml · nonDerivative · entry 6

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.84 to $49.47, inclusive.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:20 UTC
Wright KellyDirector
SaleClass A Common Stock 450 $48.02 $21,609.00
Disclosure

SEC source: 0001517413-20-000118 · wf-form4_159139199278144.xml · nonDerivative · entry 5

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $48.34, inclusive.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:20 UTC
Wright KellyDirector
SaleClass A Common Stock 1,979 $47.26 $93,527.54
Disclosure

SEC source: 0001517413-20-000118 · wf-form4_159139199278144.xml · nonDerivative · entry 4

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.72 to $47.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:20 UTC
Wright KellyDirector
ConversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000118 · wf-form4_159139199278144.xml · nonDerivative · entry 3

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:20 UTC
Wright KellyDirector
ConversionClass B Common Stock · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000118 · wf-form4_159139199278144.xml · derivative · entry 7

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,838

Underlying: Class A Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F6 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F6 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:20 UTC
Wright KellyDirector
SaleClass A Common Stock 6,000 $50.00 $300,000.00
Disclosure

SEC source: 0001517413-20-000118 · wf-form4_159139199278144.xml · nonDerivative · entry 2

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:20 UTC
Wright KellyDirector
ConversionClass A Common Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000118 · wf-form4_159139199278144.xml · nonDerivative · entry 1

Wright Kelly · CIK 0001575646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock upon the election of the reporting person.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 21:04 UTC
Bixby JoshuaDirector · CEO
ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001517413-20-000116 · wf-form4_159113187001462.xml · derivative · entry 7

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,065

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F1 · kind: Each share of Class B Common Stock converted automatically into Class A Common Stock upon the election of the reporting person.

F8 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F8 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

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May 29, 2020 Filed Jun 2, 2020 21:04 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0001517413-20-000116 · wf-form4_159113187001462.xml · derivative · entry 6

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,065

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

F8 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into Class A Common Stock upon (a) the death of the reporting person, or (b) any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.

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May 29, 2020 Filed Jun 2, 2020 21:04 UTC
Bixby JoshuaDirector · CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0001517413-20-000116 · wf-form4_159113187001462.xml · derivative · entry 5

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class B Common Stock · 10,000 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/48th of the stock option vested and became exercisable on August 1, 2017, and thereafter vested as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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May 29, 2020 Filed Jun 2, 2020 21:04 UTC
Bixby JoshuaDirector · CEO
SaleClass A Common Stock 2,144 $42.89 $91,956.16
Disclosure

SEC source: 0001517413-20-000116 · wf-form4_159113187001462.xml · nonDerivative · entry 4

Bixby Joshua · CIK 0001769554 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,409

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.67 to $43.05, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.