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Nasdaq · USD

FOXF

FOX FACTORY HOLDING CORP

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5073
SEC CIK
0001424929
Parsed reports
381

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2017 Filed Jun 2, 2017 21:00 UTC
ALLINGER WESLEY ESEE REMARKS (A)
SaleCommon Stock 2,360 $33.03 $77,943.72
Disclosure

SEC source: 0000899243-17-015230 · doc4.xml · nonDerivative · entry 1

ALLINGER WESLEY E · CIK 0001670491 · SEE REMARKS (A)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.05, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:05 UTC
ALLINGER WESLEY ESEE REMARKS (A)
SaleCommon Stock 10,876 $32.94 $358,208.67
Disclosure

SEC source: 0000899243-17-014540 · doc4.xml · nonDerivative · entry 1

ALLINGER WESLEY E · CIK 0001670491 · SEE REMARKS (A)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,739

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.75 to $33.15, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 23, 2017 Filed May 23, 2017 20:06 UTC
ENTERLINE LARRY LDirector · Chief Executive Officer
SaleCommon Stock 9,135 $32.50 $296,887.50
Disclosure

SEC source: 0000899243-17-014123 · doc4.xml · nonDerivative · entry 3

ENTERLINE LARRY L · CIK 0001255000 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
May 22, 2017 Filed May 23, 2017 20:06 UTC
ENTERLINE LARRY LDirector · Chief Executive Officer
SaleCommon Stock 57,432 $32.43 $1,862,290.03
Disclosure

SEC source: 0000899243-17-014123 · doc4.xml · nonDerivative · entry 2

ENTERLINE LARRY L · CIK 0001255000 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,135

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.350 to $32.650, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 19, 2017 Filed May 19, 2017 20:33 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
SaleCommon Stock 11,878 $33.01 $392,084.47
Disclosure

SEC source: 0000899243-17-013912 · doc4.xml · nonDerivative · entry 1

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.10, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 19, 2017 Filed May 23, 2017 20:06 UTC
ENTERLINE LARRY LDirector · Chief Executive Officer
SaleCommon Stock 19,232 $32.60 $626,982.43
Disclosure

SEC source: 0000899243-17-014123 · doc4.xml · nonDerivative · entry 1

ENTERLINE LARRY L · CIK 0001255000 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,567

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.340 to $32.890, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 18, 2017 Filed May 19, 2017 20:06 UTC
Glasman ZviCFO and Treasurer
SaleCommon Stock 30,000 $32.96 $988,761.00
Disclosure

SEC source: 0000899243-17-013897 · doc4.xml · nonDerivative · entry 1

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Zvi & Marlise Glasman Family Trust

Disclosed balance after: 127,359

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.75 to $33.175, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 10, 2017 Filed May 11, 2017 20:05 UTC SaleCommon Stock 2,718 $31.85 $86,573.19
Disclosure

SEC source: 0000899243-17-012813 · doc4.xml · nonDerivative · entry 1

WITTENSCHLAEGER THOMAS MICHAEL · CIK 0001286582 · SEE REMARKS (A)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,402

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.85 to $31.90, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 09, 2017 Filed May 10, 2017 22:21 UTC
Glasman ZviCFO and Treasurer
SaleCommon Stock 6,000 $31.99 $191,936.40
Disclosure

SEC source: 0000899243-17-012679 · doc4.xml · nonDerivative · entry 4

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,100

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.80 to $32.10, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 08, 2017 Filed May 10, 2017 22:21 UTC
Glasman ZviCFO and Treasurer
SaleCommon Stock 40,000 $31.67 $1,266,920.00
Disclosure

SEC source: 0000899243-17-012679 · doc4.xml · nonDerivative · entry 3

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Zvi & Marlise Glasman Family Trust

Disclosed balance after: 157,359

F1 · kind: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the Zvi & Marlise Glasman Family Trust in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.95, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 05, 2017 Filed May 8, 2017 20:39 UTC Tax withholdingCommon Stock 2,348 $31.40 $73,727.20
Disclosure

SEC source: 0000899243-17-012214 · doc4.xml · nonDerivative · entry 1

WITTENSCHLAEGER THOMAS MICHAEL · CIK 0001286582 · SEE REMARKS (A)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,120

F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units.

Read SEC document
May 05, 2017 Filed May 9, 2017 16:54 UTC
ALLINGER WESLEY ESEE REMARKS (A)
Tax withholdingCommon Stock 6,543 $31.40 $205,450.20
Disclosure

SEC source: 0000899243-17-012490 · doc4.xml · nonDerivative · entry 1

ALLINGER WESLEY E · CIK 0001670491 · SEE REMARKS (A)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,615

F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:36 UTC
Nichols CarlDirector
GrantCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012211 · doc4.xml · nonDerivative · entry 1

Nichols Carl · CIK 0001582990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,907

F1 · kind: The Reporting Person received a grant of restricted stock units pursuant to the Issuer's Non-Employee Director Compensation Policy. The restricted stock units vest on the day before the Issuer's 2018 annual meeting.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:37 UTC
Waitman TedDirector
GrantCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012212 · doc4.xml · nonDerivative · entry 1

Waitman Ted · CIK 0001360962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,781

F1 · kind: The Reporting Person received a grant of restricted stock units pursuant to the Issuer's Non-Employee Director Compensation Policy. The restricted stock units vest on the day before the Issuer's 2018 annual meeting.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:36 UTC GrantCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012209 · doc4.xml · nonDerivative · entry 1

MENDENHALL DUDLEY W · CIK 0001246256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,781

F1 · kind: The Reporting Person received a grant of restricted stock units pursuant to the Issuer's Non-Employee Director Compensation Policy. The restricted stock units vest on the day before the Issuer's 2018 annual meeting.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 20:15 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
Tax withholdingCommon Stock 1,907 $27.15 $51,775.05
Disclosure

SEC source: 0000899243-17-009946 · doc4.xml · nonDerivative · entry 1

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,878

F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:04 UTC SaleCommon Stock 465,657 $26.65 $12,409,759.05
Disclosure

SEC source: 0000899243-17-008374 · doc4.xml · nonDerivative · entry 1

Fox Robert (Bob) Jr · CIK 0001583334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · shares: In connection with the secondary public offering ("Secondary Offering") of common stock, par value $0.001 per share of the Issuer (the "Common Stock"), the underwriter, Merrill Lynch, Pierce, Fenner & Smith Incorporated, exercised their option (the "Over-Allotment Option"), pursuant to an underwriting agreement, dated March 7, 2017, to purchase 465,657 shares of Common Stock from the Reporting Person at a price of $26.65 per share. The Over-Allotment Option closed on March 20, 2017.

F1 · price: In connection with the secondary public offering ("Secondary Offering") of common stock, par value $0.001 per share of the Issuer (the "Common Stock"), the underwriter, Merrill Lynch, Pierce, Fenner & Smith Incorporated, exercised their option (the "Over-Allotment Option"), pursuant to an underwriting agreement, dated March 7, 2017, to purchase 465,657 shares of Common Stock from the Reporting Person at a price of $26.65 per share. The Over-Allotment Option closed on March 20, 2017.

Read SEC document
March 13, 2017 Filed Mar 13, 2017 20:00 UTC SaleCommon Stock 5,108,718 $26.65 $136,147,334.70
Disclosure

SEC source: 0000899243-17-007297 · doc4.xml · nonDerivative · entry 1

Compass Group Diversified Holdings LLC · CIK 0001345122 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On March 13, 2017, the Issuer closed on a secondary public offering (the "Offering") of 5,108,718 shares of Issuer's common stock held by Reporting Person, with a price to the underwriter, Merrill Lynch, Pierce, Fenner & Smith Incorporated, of $26.65 per share.

F2 · ownership.direct: Compass Diversified Holdings, a Delaware statutory trust, is the parent of Compass Group Diversified Holdings LLC. All shares of the common stock of the Issuer listed on Table I hereto are held by Compass Group Diversified Holdings LLC.

Read SEC document
March 10, 2017 Filed May 10, 2017 22:21 UTC
Glasman ZviCFO and Treasurer
GiftCommon Stock 19,081 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012679 · doc4.xml · nonDerivative · entry 2

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Zvi & Marlise Glasman Family Trust

Disclosed balance after: 197,359

Read SEC document
March 10, 2017 Filed May 10, 2017 22:21 UTC
Glasman ZviCFO and Treasurer
GiftCommon Stock 19,081 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012679 · doc4.xml · nonDerivative · entry 1

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,100

Read SEC document
March 06, 2017 Filed Aug 2, 2017 23:04 UTC
Glasman ZviCFO and Treasurer
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-019597 · doc4.xml · nonDerivative · entry 2

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,100

Read SEC document
March 06, 2017 Filed Aug 2, 2017 23:04 UTC
Glasman ZviCFO and Treasurer
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-019597 · doc4.xml · nonDerivative · entry 1

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Zvi & Marlise Glasman Family Trust

Disclosed balance after: 124,359

Read SEC document
March 06, 2017 Filed Aug 19, 2017 01:00 UTC
Glasman ZviCFO and Treasurer
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-020727 · doc4.xml · nonDerivative · entry 1

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Zvi & Marlise Glasman Family Trust

Disclosed balance after: 111,094

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:00 UTC
Glasman ZviCFO and Treasurer
GrantCommon Stock 55,600 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005780 · doc4.xml · nonDerivative · entry 1

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,181

F1 · kind: The Reporting Person received a grant of restricted stock units pursuant to the Issuer's 2013 Omnibus Plan. The restricted stock units vest in three equal annual installments beginning on February 27, 2018.

Read SEC document
January 20, 2017 Filed Jan 20, 2017 22:59 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,558 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0000899243-17-001678 · doc4.xml · derivative · entry 9

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,580

Underlying: Common Stock · 13,558 shares

Expires 2022-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012.

Read SEC document
January 20, 2017 Filed Jan 20, 2017 22:59 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
SaleCommon Stock 13,558 $26.44 $358,483.01
Disclosure

SEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 6

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,785

F1 · kind: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
January 20, 2017 Filed Jan 20, 2017 22:59 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
Exercise / conversionCommon Stock 13,558 $6.20 $84,059.60
Disclosure

SEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 5

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:59 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,292 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0000899243-17-001678 · doc4.xml · derivative · entry 8

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,138

Underlying: Common Stock · 14,292 shares

Expires 2022-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:59 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
SaleCommon Stock 14,292 $26.60 $380,142.90
Disclosure

SEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 4

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,785

F1 · kind: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $27.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:59 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
Exercise / conversionCommon Stock 14,292 $6.20 $88,610.40
Disclosure

SEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 3

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:59 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,890 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0000899243-17-001678 · doc4.xml · derivative · entry 7

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,430

Underlying: Common Stock · 27,890 shares

Expires 2022-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:59 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
SaleCommon Stock 27,890 $26.57 $741,168.38
Disclosure

SEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 2

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,785

F1 · kind: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.80, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 22:59 UTC
KATHERMAN WILLIAM HSVP, GLOBAL OPERATIONS
Exercise / conversionCommon Stock 27,890 $6.20 $172,918.00
Disclosure

SEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 1

KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 02:30 UTC
Glasman ZviCFO and Treasurer
SaleCommon Stock 20,000 $26.55 $530,964.00
Disclosure

SEC source: 0000899243-17-000526 · doc4.xml · nonDerivative · entry 3

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,581

F1 · kind: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.0500 to $27.0500, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
December 14, 2016 Filed Feb 13, 2017 13:27 UTC
ENTERLINE LARRY LDirector · Chief Executive Officer
GiftCommon Stock 72,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003696 · doc5.xml · nonDerivative · entry 1

ENTERLINE LARRY L · CIK 0001255000 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Vulcan Holdings, Inc.

Disclosed balance after: 87,159

F1 · kind: These shares were donated by the Reporting Person to various 501(c)(3) charities.

F2 · ownership.nature: Shares held by Vulcan Holdings, Inc., Reporting Person's wholly-owned consulting services corporation.

Read SEC document
December 09, 2016 Filed Feb 13, 2017 13:28 UTC GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003699 · doc5.xml · nonDerivative · entry 1

Fox Robert (Bob) Jr · CIK 0001583334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,657

Read SEC document
December 07, 2016 Filed Feb 13, 2017 13:27 UTC
SABO ELIASDirector
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003698 · doc5.xml · nonDerivative · entry 1

SABO ELIAS · CIK 0001255015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,758

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:01 UTC SaleCommon Stock 525,000 $20.51 $10,767,750.00
Disclosure

SEC source: 0000899243-16-034296 · doc4.xml · nonDerivative · entry 1

Fox Robert (Bob) Jr · CIK 0001583334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715,657

F1 · shares: In connection with the secondary offering ("Secondary Offering") of common stock, par value $0.001 per share of the Issuer (the "Common Stock"), the underwriters, pursuant to an underwriting agreement, dated November 16, 2016, exercised their option (the "Over-Allotment Option") to purchase 525,000 shares of Common Stock, at $20.51 per share, from the Reporting Person, as a selling stockholder. The Over-Allotment Option closed simultaneously with the Secondary Offering on November 22, 2016.

F1 · price: In connection with the secondary offering ("Secondary Offering") of common stock, par value $0.001 per share of the Issuer (the "Common Stock"), the underwriters, pursuant to an underwriting agreement, dated November 16, 2016, exercised their option (the "Over-Allotment Option") to purchase 525,000 shares of Common Stock, at $20.51 per share, from the Reporting Person, as a selling stockholder. The Over-Allotment Option closed simultaneously with the Secondary Offering on November 22, 2016.

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November 22, 2016 Filed Nov 23, 2016 21:01 UTC SaleCommon Stock 3,500,000 $20.51 $71,785,000.00
Disclosure

SEC source: 0000899243-16-034295 · doc4.xml · nonDerivative · entry 1

Compass Group Diversified Holdings LLC · CIK 0001345122 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,108,718

F1 · shares: On November 22, 2016, the Issuer closed on a secondary public offering (the "Offering") of 3,500,000 shares of Issuer's common stock held by Reporting Person, with a price to the underwriters, Robert W. Baird & Co. Incorporated and William Blair & Company, L.L.C., of $20.51 per share.

F1 · price: On November 22, 2016, the Issuer closed on a secondary public offering (the "Offering") of 3,500,000 shares of Issuer's common stock held by Reporting Person, with a price to the underwriters, Robert W. Baird & Co. Incorporated and William Blair & Company, L.L.C., of $20.51 per share.

F2 · ownership.direct: Compass Diversified Holdings, a Delaware statutory trust, is the parent of Compass Group Diversified Holdings LLC. All shares of the common stock of the Issuer listed on Table I hereto are held by Compass Group Diversified Holdings LLC.

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May 02, 2016 Filed Jan 6, 2017 02:30 UTC
Glasman ZviCFO and Treasurer
GiftCommon Stock 36,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000526 · doc4.xml · nonDerivative · entry 2

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,581

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May 02, 2016 Filed Jan 6, 2017 02:30 UTC
Glasman ZviCFO and Treasurer
GiftCommon Stock 39,800 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000526 · doc4.xml · nonDerivative · entry 1

Glasman Zvi · CIK 0001582879 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by Zvi & Marlise Glasman Family Trust

Disclosed balance after: 178,278

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.