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Nasdaq · USD

FORM

FORMFACTOR INC

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Tapewire entity
3670
SEC CIK
0001039399
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 75 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202603
Feb 2026012
Mar 202604
Apr 202605
May 2026017
Jun 202609
Jul 202606
Aug 202606
Sep 202604
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2017 Filed May 3, 2017 21:31 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000018 · wf-form4_149384708570372.xml · derivative · entry 7

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Restricted Stock Units · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments following the grant date.

F3 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:31 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 5,658 $11.60 $65,632.80
Disclosure

SEC source: 0001039399-17-000018 · wf-form4_149384708570372.xml · nonDerivative · entry 4

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,810

F2 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares for any reason other than to cover required taxes.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:31 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000018 · wf-form4_149384708570372.xml · nonDerivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:31 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionPerformance Shares · Derivative 41,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000018 · wf-form4_149384708570372.xml · derivative · entry 6

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the amount of performance-based restricted stock units (granted in May 2015) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2017. These units are fully vested, and the underlying shares were released on May 1, 2017.

F3 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:31 UTC
SLESSOR MIKEDirector · CEO
GrantPerformance Shares · Derivative 41,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000018 · wf-form4_149384708570372.xml · derivative · entry 5

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents the amount of performance-based restricted stock units (granted in May 2015) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2017. These units are fully vested, and the underlying shares were released on May 1, 2017.

F1 · derivative.expiration_date: Represents the amount of performance-based restricted stock units (granted in May 2015) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2017. These units are fully vested, and the underlying shares were released on May 1, 2017.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:31 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 23,309 $11.75 $273,880.75
Disclosure

SEC source: 0001039399-17-000018 · wf-form4_149384708570372.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,468

F2 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares for any reason other than to cover required taxes.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:31 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 41,200 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000018 · wf-form4_149384708570372.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the amount of performance-based restricted stock units (granted in May 2015) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2017. These units are fully vested, and the underlying shares were released on May 1, 2017.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Exercise / conversionPerformance Shares · Derivative 46,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000019 · wf-form4_149384715991763.xml · derivative · entry 4

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the amount of performance-based restricted stock units (granted in May 2015) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2017. These units are fully vested, and the underlying shares were released on May 1, 2017.

F3 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC GrantPerformance Shares · Derivative 46,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000019 · wf-form4_149384715991763.xml · derivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,350

Underlying: Common Stock · 46,350 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents the amount of performance-based restricted stock units (granted in May 2015) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2017. These units are fully vested, and the underlying shares were released on May 1, 2017.

F1 · derivative.expiration_date: Represents the amount of performance-based restricted stock units (granted in May 2015) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2017. These units are fully vested, and the underlying shares were released on May 1, 2017.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Tax withholdingCommon Stock 17,379 $11.75 $204,203.25
Disclosure

SEC source: 0001039399-17-000019 · wf-form4_149384715991763.xml · nonDerivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,369

F2 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares for any reason other than to cover required taxes.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:32 UTC Exercise / conversionCommon Stock 46,350 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000019 · wf-form4_149384715991763.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the amount of performance-based restricted stock units (granted in May 2015) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2017. These units are fully vested, and the underlying shares were released on May 1, 2017.

Read SEC document
March 27, 2017 Filed Feb 12, 2018 19:29 UTC SaleCommon Stock 10 $10.81 $108.10
Disclosure

SEC source: 0001039399-18-000004 · wf-form4_151846377840908.xml · nonDerivative · entry 5

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,387

F1 · shares: Common Shares sold: 40 shares 9/18/15, 1 share 12/18/15, 12 shares 3/18/16, 1 share 6/17/16 and 10 shares 3/27/17 to cover brokerage fees

Read SEC document
March 02, 2017 Filed Mar 4, 2017 00:01 UTC SaleCommon Stock 12,000 $11.08 $132,900.00
Disclosure

SEC source: 0001039399-17-000007 · wf-form4_148858566393167.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $11.05 through $11.10. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2017 Filed Feb 25, 2017 00:38 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,700 $7.52 Strike: $7.52 $20,304.00
Disclosure

SEC source: 0001039399-17-000006 · wf-form4_148798308818167.xml · derivative · entry 6

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,050

Underlying: Common Stock · 2,700 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 24, 2017 Filed Feb 25, 2017 00:38 UTC SaleCommon Stock 2,700 $11.23 $30,307.50
Disclosure

SEC source: 0001039399-17-000006 · wf-form4_148798308818167.xml · nonDerivative · entry 4

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F1 · price: All shares sold at an exact price.

Read SEC document
February 24, 2017 Filed Feb 25, 2017 00:38 UTC Exercise / conversionCommon Stock 2,700 $7.52 $20,304.00
Disclosure

SEC source: 0001039399-17-000006 · wf-form4_148798308818167.xml · nonDerivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 25, 2017 00:38 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,597 $7.52 Strike: $7.52 $132,329.44
Disclosure

SEC source: 0001039399-17-000006 · wf-form4_148798308818167.xml · derivative · entry 5

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,750

Underlying: Common Stock · 17,597 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 22, 2017 Filed Feb 25, 2017 00:38 UTC SaleCommon Stock 17,597 $11.75 $206,764.75
Disclosure

SEC source: 0001039399-17-000006 · wf-form4_148798308818167.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F1 · price: All shares sold at an exact price.

Read SEC document
February 22, 2017 Filed Feb 25, 2017 00:38 UTC Exercise / conversionCommon Stock 17,597 $7.52 $132,329.44
Disclosure

SEC source: 0001039399-17-000006 · wf-form4_148798308818167.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 22:52 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,368 $7.52 Strike: $7.52 $55,407.36
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · derivative · entry 11

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,347

Underlying: Common Stock · 7,368 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 22:52 UTC SaleCommon Stock 7,368 $11.95 $88,047.60
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 8

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F1 · price: All shares sold at an exact price.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 22:52 UTC Exercise / conversionCommon Stock 7,368 $7.52 $55,407.36
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 7

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:52 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 84,214 $7.52 Strike: $7.52 $633,289.28
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · derivative · entry 10

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,715

Underlying: Common Stock · 84,214 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:52 UTC SaleCommon Stock 77,965 $11.85 $923,893.05
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 6

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $11.85 through $11.875. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:52 UTC SaleCommon Stock 6,249 $11.90 $74,363.10
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 5

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,898

F1 · price: All shares sold at an exact price.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:52 UTC Exercise / conversionCommon Stock 84,214 $7.52 $633,289.28
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 4

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:52 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 105,100 $7.52 Strike: $7.52 $790,352.00
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · derivative · entry 9

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,929

Underlying: Common Stock · 105,100 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:52 UTC SaleCommon Stock 100,000 $11.79 $1,179,440.00
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $11.75 through $11.875. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:52 UTC SaleCommon Stock 5,100 $11.98 $61,072.50
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,933

F1 · price: All shares sold at an exact price.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:52 UTC Exercise / conversionCommon Stock 105,100 $7.52 $790,352.00
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 15, 2017 22:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 58,170 $7.52 Strike: $7.52 $437,438.40
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · derivative · entry 9

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,029

Underlying: Common Stock · 58,170 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 15, 2017 Filed Feb 15, 2017 22:53 UTC SaleCommon Stock 58,170 $12.13 $705,677.72
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 6

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.05 through $12.20. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2017 Filed Feb 15, 2017 22:53 UTC Exercise / conversionCommon Stock 58,170 $7.52 $437,438.40
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 5

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 80,397 $7.52 Strike: $7.52 $604,585.44
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · derivative · entry 8

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,199

Underlying: Common Stock · 80,397 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:53 UTC SaleCommon Stock 80,397 $12.01 $965,222.26
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 4

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.00 through $12.05. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:53 UTC Exercise / conversionCommon Stock 80,397 $7.52 $604,585.44
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,404 $7.52 Strike: $7.52 $138,398.08
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · derivative · entry 7

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,596

Underlying: Common Stock · 18,404 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

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February 13, 2017 Filed Feb 15, 2017 22:53 UTC SaleCommon Stock 18,404 $12.15 $223,649.09
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.15 through $12.175. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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February 13, 2017 Filed Feb 15, 2017 22:53 UTC Exercise / conversionCommon Stock 18,404 $7.52 $138,398.08
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2016 Filed Nov 2, 2016 22:06 UTC PurchaseCommon Stock 2,000 $8.95 $17,900.00
Disclosure

SEC source: 0000950103-16-017651 · dp70060_4-link.xml · nonDerivative · entry 1

LINK RAYMOND A · CIK 0001221193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,102

F1 · shares: Shares acquired on the open market during the Company's open trading window.

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June 17, 2016 Filed Feb 12, 2018 19:29 UTC SaleCommon Stock 1 $8.11 $8.11
Disclosure

SEC source: 0001039399-18-000004 · wf-form4_151846377840908.xml · nonDerivative · entry 4

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,397

F1 · shares: Common Shares sold: 40 shares 9/18/15, 1 share 12/18/15, 12 shares 3/18/16, 1 share 6/17/16 and 10 shares 3/27/17 to cover brokerage fees

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March 18, 2016 Filed Feb 12, 2018 19:29 UTC SaleCommon Stock 12 $7.64 $91.68
Disclosure

SEC source: 0001039399-18-000004 · wf-form4_151846377840908.xml · nonDerivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,398

F1 · shares: Common Shares sold: 40 shares 9/18/15, 1 share 12/18/15, 12 shares 3/18/16, 1 share 6/17/16 and 10 shares 3/27/17 to cover brokerage fees

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December 18, 2015 Filed Feb 12, 2018 19:29 UTC SaleCommon Stock 1 $8.72 $8.72
Disclosure

SEC source: 0001039399-18-000004 · wf-form4_151846377840908.xml · nonDerivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,410

F1 · shares: Common Shares sold: 40 shares 9/18/15, 1 share 12/18/15, 12 shares 3/18/16, 1 share 6/17/16 and 10 shares 3/27/17 to cover brokerage fees

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September 18, 2015 Filed Feb 12, 2018 19:29 UTC SaleCommon Stock 40 $6.75 $270.05
Disclosure

SEC source: 0001039399-18-000004 · wf-form4_151846377840908.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,411

F1 · shares: Common Shares sold: 40 shares 9/18/15, 1 share 12/18/15, 12 shares 3/18/16, 1 share 6/17/16 and 10 shares 3/27/17 to cover brokerage fees

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May 05, 2015 Filed Feb 12, 2018 19:34 UTC Amendment SaleCommon Stock 681 $8.20 $5,584.20
Disclosure

SEC source: 0001039399-18-000006 · wf-form4a_151846406157879.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,451

F1 · date: Amendment to 5/6/15 Form 4 Filing. Additional vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.