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Nasdaq · USD

FNWB

First Northwest Bancorp

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6726
SEC CIK
0001556727
Parsed reports
324

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2021 Filed Dec 8, 2021 14:09 UTC Amendment
Brown Derek JEVP, Chief HR/Marketing Off.
Tax withholdingCommon Stock 244 $18.66 $4,553.04
Disclosure

SEC source: 0001437749-21-028060 · rdgdoc.xml · nonDerivative · entry 1

Brown Derek J · CIK 0001805600 · EVP, Chief HR/Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,515

F1 · balance_after: Includes 2,000 shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, one-half of which will vest annually beginning on December 7, 2022; and 2,560 shares of restricted stock granted under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-half of which will vest annually beginning on September 7, 2022; and 3,861 shares of restricted stock granted under the 2020 Plan, one-third of which will vest annually beginning on March 7, 2022.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 13:49 UTC
Brown Derek JEVP, Chief HR/Marketing Off.
Tax withholdingCommon Stock 244 $18.66 $4,553.04
Disclosure

SEC source: 0001437749-21-028053 · rdgdoc.xml · nonDerivative · entry 2

Brown Derek J · CIK 0001805600 · EVP, Chief HR/Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,515

F1 · balance_after: Includes 2,000 shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, one-half of which will vest annually beginning on December 7, 2022; and 2,560 shares of restricted stock granted under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-half of which will vest annually beginning on September 7, 2022; and 3,861 shares of restricted stock granted under the 2020 Plan, one-third of which will vest annually beginning on March 7, 2022.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 19:02 UTC
Riffle Christopher JExecutive VP, COO, GC
Tax withholdingCommon Stock 487 $18.66 $9,087.42
Disclosure

SEC source: 0001437749-21-028057 · rdgdoc.xml · nonDerivative · entry 1

Riffle Christopher J · CIK 0001752326 · Executive VP, COO, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,261

F1 · balance_after: Includes 6,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-half of which will vest per year beginning on July 7, 2022; 4,000 unvested shares of restricted stock granted under the 2015 Plan, one-half of which will vest per year beginning on December 7, 2022; 3,271 unvested shares of restricted stock granted under Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-half of which will vest per year beginning on September 7, 2022; and 5,880 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest per year beginning on March 7, 2022.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 18:57 UTC Tax withholdingCommon Stock 1,218 $18.66 $22,727.88
Disclosure

SEC source: 0001437749-21-028055 · rdgdoc.xml · nonDerivative · entry 1

Anderson Terry A · CIK 0001752324 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,307

F1 · balance_after: Includes 10,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, one-half of which will vest per year beginning on December 7, 2022; 3,128 unvested shares of restricted stock granted under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-half of which will vest per year beginning on September 7, 2022; and 4,650 unvested shares of restricted stock granted under the 2020 Plan, one-half of which will vest per year beginning on March 7, 2022.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 18:36 UTC
Liske Kelly A.Executive VP, CBO
Tax withholdingCommon Stock 122 $18.66 $2,276.52
Disclosure

SEC source: 0001437749-21-028051 · rdgdoc.xml · nonDerivative · entry 1

Liske Kelly A. · CIK 0001622980 · Executive VP, CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,271

F1 · balance_after: Includes 1,500 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, of which one-third will vest per year beginning on December 7, 2022; 3,271 unvested shares of restricted stock granted under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-half of which will vest annually beginning on September 7, 2022; and 4,860 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest annually beginning on March 7, 2022.

Read SEC document
December 03, 2021 Filed Dec 9, 2021 01:45 UTC
Riffle Randy T.EVP/Chief Lending Officer
Disposition to issuerCommon Stock 19,983 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-028154 · rdgdoc.xml · nonDerivative · entry 1

Riffle Randy T. · CIK 0001763732 · EVP/Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,299

F1 · shares: Forfeiture of unvested restricted shares.

Read SEC document
November 07, 2021 Filed Nov 9, 2021 17:24 UTC GrantCommon Stock 2,828 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-025964 · rdgdoc.xml · nonDerivative · entry 1

Galanda Gabriel Steven · CIK 0001886205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828

F1 · price: Represents an award of shares of restricted stock under the Issuer's 2020 Equity Incentive Plan, which will vest in installments of one-third per year beginning on November 7, 2022.

F2 · balance_after: Includes 2828 unvested restricted shares granted under the Issuer's 2020 Equity Incentive Plan, which will vest in installments of one-third per year beginning on November 7, 2022.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 17:24 UTC PurchaseCommon Stock 1,670 $18.28 $30,527.60
Disclosure

SEC source: 0001437749-21-025233 · rdgdoc.xml · nonDerivative · entry 1

Tonina Norman J. Jr. · CIK 0001622976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,542.27

F1 · price: These shares were purchased in multiple transactions on the reported date with prices ranging from $18.11 to $18.39, resulting in a weighted average price of $18.28. Upon request, the reporting person will provide to the Commission staff or a security holder of the Issuer the number of shares purchased and the purchase price for each separate transaction.

F2 · balance_after: Includes 1,126 unvested restricted shares under the Issuer's 2020 Equity Incentive Plan, which will vest in full on July 7, 2022.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 18:56 UTC Tax withholdingCommon Stock 381 $18.16 $6,918.96
Disclosure

SEC source: 0001437749-21-021656 · rdgdoc.xml · nonDerivative · entry 1

Anderson Terry A · CIK 0001752324 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,525

F1 · balance_after: Includes 15,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, one-third of which will vest per year beginning on December 7, 2021, and 3,128 unvested shares of restricted stock granted under the Issuer's 2020 Equity Incentive Plan, one-half of which will vest per year beginning on September 7, 2022.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 18:54 UTC
Riffle Christopher JExecutive VP, COO, GC
Tax withholdingCommon Stock 399 $18.16 $7,245.84
Disclosure

SEC source: 0001437749-21-021654 · rdgdoc.xml · nonDerivative · entry 1

Riffle Christopher J · CIK 0001752326 · Executive VP, COO, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,748

F1 · balance_after: Includes 6,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-half of which will vest per year beginning on July 7, 2022; 6,000 unvested shares of restricted stock granted under the 2015 Plan, one-third of which will vest per year beginning on December 7, 2021; 3,271 unvested shares of restricted stock granted under Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-half of which will vest per year beginning on September 7, 2022; and 5,880 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest per year beginning on March 7, 2022.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 18:53 UTC
Liske Kelly A.Executive VP, CBO
Tax withholdingCommon Stock 399 $18.16 $7,245.84
Disclosure

SEC source: 0001437749-21-021652 · rdgdoc.xml · nonDerivative · entry 1

Liske Kelly A. · CIK 0001622980 · Executive VP, CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,393

F1 · balance_after: Includes 2,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, of which one-fourth will vest per year beginning on December 7, 2021; 3,271 unvested shares of restricted stock granted under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-half of which will vest annually beginning on September 7, 2022; and 4,860 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest annually beginning on March 7, 2022.

Read SEC document
September 07, 2021 Filed Dec 8, 2021 14:09 UTC Amendment
Brown Derek JEVP, Chief HR/Marketing Off.
Tax withholdingCommon Stock 312 $18.16 $5,665.92
Disclosure

SEC source: 0001437749-21-028060 · rdgdoc.xml · nonDerivative · entry 2

Brown Derek J · CIK 0001805600 · EVP, Chief HR/Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,759

Read SEC document
September 07, 2021 Filed Dec 8, 2021 13:49 UTC
Brown Derek JEVP, Chief HR/Marketing Off.
Tax withholdingCommon Stock 312 $18.16 $5,665.92
Disclosure

SEC source: 0001437749-21-028053 · rdgdoc.xml · nonDerivative · entry 1

Brown Derek J · CIK 0001805600 · EVP, Chief HR/Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,759

Read SEC document
September 02, 2021 Filed Sep 3, 2021 21:57 UTC PurchaseCommon Stock 331 $17.97 $5,948.07
Disclosure

SEC source: 0001437749-21-021519 · rdgdoc.xml · nonDerivative · entry 1

Behar Dana D. · CIK 0001661770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,480

F1 · balance_after: Includes 14,851 shares owned jointly with spouse and 1,126 unvested restricted shares granted under the issuer's 2020 Equity Incentive Plan that will vest in full on July 7, 2022.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 14:43 UTC Amendment
DEINES MATTHEWDirector · President & CEO
Tax withholdingCommon Stock 604 $18.86 $11,391.44
Disclosure

SEC source: 0001437749-21-019275 · rdgdoc.xml · nonDerivative · entry 1

DEINES MATTHEW · CIK 0001410557 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,895

F1 · shares: Amended to correct typographical error in the amount of securities disposed.

F2 · balance_after: Includes 12,000 shares held in an IRA account; 7,440 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-third of which will vest per year beginning on August 7, 2022; 11,680 unvested shares of restricted stock under the 2015 Plan, one-fourth of which will vest per year beginning January 7, 2022; 2,000 unvested restricted shares granted under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-half of which will vest per year beginning on July 7, 2022; and 11,499 unvested restricted shares granted under the 2020 Plan, one-third of which will vest per year beginning March 7, 2022.

Read SEC document
August 07, 2021 Filed Aug 10, 2021 14:28 UTC
DEINES MATTHEWDirector · President & CEO
Tax withholdingCommon Stock 602 $18.86 $11,353.72
Disclosure

SEC source: 0001437749-21-019267 · rdgdoc.xml · nonDerivative · entry 1

DEINES MATTHEW · CIK 0001410557 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,895

F1 · balance_after: Includes 12,000 shares held in an IRA account; 7,440 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-third of which will vest per year beginning on August 7, 2022; 11,680 unvested shares of restricted stock under the 2015 Plan, one-fourth of which will vest per year beginning January 7, 2022; 2,000 unvested restricted shares granted under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-half of which will vest per year beginning on July 7, 2022; and 11,499 unvested restricted shares granted under the 2020 Plan, one-third of which will vest per year beginning March 7, 2022.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 17:38 UTC GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-016652 · rdgdoc.xml · nonDerivative · entry 1

Zaccardo Jennifer · CIK 0001622984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,878

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan, which will vest in full on July 7, 2022.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 17:33 UTC GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-016650 · rdgdoc.xml · nonDerivative · entry 1

Tonina Norman J. Jr. · CIK 0001622976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,872.27

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan, which will vest in full on July 7, 2022.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 17:27 UTC GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-016648 · rdgdoc.xml · nonDerivative · entry 1

Oliver Stephen E. · CIK 0001622991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,132

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan, which will vest in full on July 7, 2022.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 17:12 UTC GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-016642 · rdgdoc.xml · nonDerivative · entry 1

Curtis Craig Alan · CIK 0001622974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,821

F1 · shares: Represents an award of restricted shares under the issuer's 2020 Equity Incentive Plan, which will vest in full on July 7, 2022.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 17:19 UTC GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-016645 · rdgdoc.xml · nonDerivative · entry 1

Finnie Cindy H. · CIK 0001622993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,178

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan, which will vest in full on July 7, 2022.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 17:09 UTC GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-016639 · rdgdoc.xml · nonDerivative · entry 1

Behar Dana D. · CIK 0001661770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,149.0237

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan, which will vest in full on July 7, 2022.

F2 · balance_after: Includes 14,520 shares owned jointly with spouse.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 14:52 UTC
Riffle Christopher JExecutive VP, COO, GC
Tax withholdingCommon Stock 731 $17.75 $12,975.25
Disclosure

SEC source: 0001437749-21-016623 · rdgdoc.xml · nonDerivative · entry 1

Riffle Christopher J · CIK 0001752326 · Executive VP, COO, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,147

F1 · balance_after: Includes 6,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-half of which will vest per year beginning on July 7, 2022; 6,000 unvested shares of restricted stock granted under the 2015 Plan, one-third of which will vest per year beginning on December 7, 2021; 4,906 unvested shares of restricted stock granted under Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-third of which will vest per year beginning on September 7, 2021; and 5,880 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest per year beginning on March 7, 2022.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 16:46 UTC GrantCommon Stock 1,126 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-016632 · rdgdoc.xml · nonDerivative · entry 1

Anderson Sherilyn G · CIK 0001820176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,056

F1 · shares: Represents an award of shares of restricted stock under the Issuer's 2020 Equity Incentive Plan, which will vest in full on July 7, 2022.

F2 · balance_after: Includes 4,930 unvested restricted shares granted under the issuer's 2020 Equity Incentive Plan, which will vest in installments of one-third per year beginning on November 7, 2021.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 14:40 UTC
Riffle Randy T.EVP/Chief Lending Officer
Tax withholdingCommon Stock 1,015 $17.75 $18,016.25
Disclosure

SEC source: 0001437749-21-016621 · rdgdoc.xml · nonDerivative · entry 1

Riffle Randy T. · CIK 0001763732 · EVP/Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,282

F1 · balance_after: Includes 6,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, of which one-fourth will vest per year beginning on May 1, 2022; 8,334 unvested shares of restricted stock granted under Issuer's 2020 Equity Incentive Plan ("2020 Plan"), of which one-half will vest per year beginning on July 7, 2022; and 5,649 unvested shares of restricted stock granted under the 2020 Plan, of which one-third will vest per year beginning on March 7, 2022.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 12:37 UTC
Brown Derek JEVP, Chief HR/Marketing Off.
Tax withholdingCommon Stock 709 $17.75 $12,584.75
Disclosure

SEC source: 0001437749-21-016537 · rdgdoc.xml · nonDerivative · entry 1

Brown Derek J · CIK 0001805600 · EVP, Chief HR/Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,071

F1 · balance_after: Includes 3,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, of which one-third will vest per year beginning on December 7, 2021; 3,839 unvested shares of restricted stock under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-third of which one-third will vest per year beginning on September 7, 2021; and 3,861 unvested shares of restricted stock under the 2020 Plan, one-third of which one-third will vest per year beginning on March 7, 2022.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 16:34 UTC
Liske Kelly A.Executive VP, CBO
Tax withholdingCommon Stock 1,218 $17.75 $21,619.50
Disclosure

SEC source: 0001437749-21-016535 · rdgdoc.xml · nonDerivative · entry 1

Liske Kelly A. · CIK 0001622980 · Executive VP, CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,792

F1 · balance_after: Includes 2,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, of which one-fourth will vest per year beginning on December 7, 2021; 4,906 unvested shares of restricted stock granted under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-third of which will vest annually beginning on September 7, 2021; and 4,860 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest annually beginning on March 7, 2022.

Read SEC document
May 03, 2021 Filed May 5, 2021 12:30 UTC
Bullard Geraldine L.EVP/CFO/Principal Acc't Off.
Tax withholdingCommon Stock 596 $16.76 $9,988.96
Disclosure

SEC source: 0001437749-21-010852 · rdgdoc.xml · nonDerivative · entry 1

Bullard Geraldine L. · CIK 0001807005 · EVP/CFO/Principal Acc't Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,491

F1 · balance_after: Includes 4,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-fourth of which will vest annually beginning on March 7, 2022; and 10,000 unvested shares of restricted stock granted under the 2015 Plan, one-fourth of which will vest annually beginning on May 1, 2022; and 4,572 unvested shares of restricted stock granted under the Issuer's 2020 Equity Incentive Plan, one-third of which will vest per year beginning on March 7, 2022.

Read SEC document
May 03, 2021 Filed May 5, 2021 16:18 UTC
Riffle Randy T.EVP/Chief Lending Officer
Tax withholdingCommon Stock 352 $16.76 $5,899.52
Disclosure

SEC source: 0001437749-21-010850 · rdgdoc.xml · nonDerivative · entry 1

Riffle Randy T. · CIK 0001763732 · EVP/Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,297

F1 · balance_after: Includes 6,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), of which one-fourth will vest per year beginning on May 1, 2022; 12,500 unvested shares of restricted stock granted under the 2020 Plan, of which one-third will vest per year beginning on July 7, 2021; and 5,649 unvested shares of restricted stock granted under the 2020 Plan, of which one-third will vest per year beginning on March 7, 2022.

Read SEC document
March 07, 2021 Filed Mar 11, 2021 19:05 UTC
Bullard Geraldine L.EVP/CFO/Principal Acc't Off.
GrantCommon Stock 4,572 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005756 · rdgdoc.xml · nonDerivative · entry 1

Bullard Geraldine L. · CIK 0001807005 · EVP/CFO/Principal Acc't Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,087

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), which will vest in one-third per year beginning on March 7, 2022.

F2 · balance_after: Includes 4,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-fourth of which will vest per year beginning on March 7, 2022; 12,500 unvested shares of restricted stock granted under the 2015 Plan, one-fifth of which will vest per year beginning on May 1, 2021; and 4,572 unvested shares of restricted stock granted under the 2020 Plan, one-fifth of which will vest per year beginning on March 7, 2022.

Read SEC document
March 07, 2021 Filed Mar 11, 2021 19:03 UTC
Brown Derek JEVP, Chief HR/Marketing Off.
GrantCommon Stock 3,861 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005754 · rdgdoc.xml · nonDerivative · entry 1

Brown Derek J · CIK 0001805600 · EVP, Chief HR/Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,780

F1 · shares: Represents an award of shares of restricted stock under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), one-third of which will vest per year beginning on March 7, 2022.

F2 · balance_after: Includes 3,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan") that will vest in full on July 6, 2021; 3,000 unvested shares of restricted stock granted under the 2015 Plan, of which one-third will vest per year beginning on December 7, 2021; 3,839 unvested shares of restricted stock under the 2020 Plan, one-third of which one-third will vest per year beginning on September 7, 2021; and 3,861 unvested shares of restricted stock under the Issuer's 2020 Plan, one-third of which one-third will vest per year beginning on March 7, 2022.

Read SEC document
March 07, 2021 Filed Mar 11, 2021 19:22 UTC
DEINES MATTHEWDirector · President & CEO
GrantCommon Stock 11,499 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005772 · rdgdoc.xml · nonDerivative · entry 1

DEINES MATTHEW · CIK 0001410557 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,499

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), which will vest in one-third per year beginning on March 7, 2022.

F2 · balance_after: Includes 12,000 shares held in an IRA account; 9,920 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), of which one-fourth will vest per year beginning on August 7, 2021; 11,680 unvested shares of restricted stock under the 2015 Plan, of which one-fourth will vest per year beginning January 7, 2022; 3,000 unvested restricted shares granted under the 2020 Plan, of which one-third will vest per year beginning on July 7, 2021; and 11,499 unvested restricted shares granted under the 2020 Plan, of which one-third will vest per year beginning March 7, 2022.

Read SEC document
March 07, 2021 Filed Mar 12, 2021 00:26 UTC
Liske Kelly A.Executive VP, CBO
GrantCommon Stock 4,860 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005774 · rdgdoc.xml · nonDerivative · entry 1

Liske Kelly A. · CIK 0001622980 · Executive VP, CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,010

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), which will vest in one-third per year beginning on March 7, 2022.

F2 · balance_after: Includes 5,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan") that will vest in full on July 6, 2021; 2,000 unvested shares of restricted stock granted under the 2015 Plan, of which one-fourth will vest per year beginning on December 7, 2021; 4,906 unvested share of restricted stock granted under the 2020 Plan, one-third of which will vest annually beginning on September 7, 2021; and 4,860 unvested share of restricted stock granted under the 2020 Plan, one-third of which will vest annually beginning on March 7, 2022.

Read SEC document
March 07, 2021 Filed Mar 12, 2021 00:12 UTC
Riffle Christopher JExecutive VP, COO, GC
GrantCommon Stock 5,880 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005766 · rdgdoc.xml · nonDerivative · entry 1

Riffle Christopher J · CIK 0001752326 · Executive VP, COO, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,878

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), which will vest in one-third per year beginning on March 7, 2022.

F2 · balance_after: Includes 9,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-third of which will vest per year beginning on July 7, 2021; 6,000 unvested shares of restricted stock granted under the 2015 Plan, one-third of which will vest per year beginning on December 7, 2021; 4,906 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest per year beginning on September 7, 2021; and 5,880 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest per year beginning on March 7, 2022.

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March 07, 2021 Filed Mar 12, 2021 00:09 UTC GrantCommon Stock 4,650 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005762 · rdgdoc.xml · nonDerivative · entry 1

Anderson Terry A · CIK 0001752324 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,906

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), which will vest in one-third per year beginning on March 7, 2022.

F2 · balance_after: Includes 15,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, one-third of which will vest per year beginning on December 7, 2021; 4,692 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest per year beginning on September 7, 2021; and 4,650 unvested shares of restricted stock granted under the 2020 Plan, one-third of which will vest per year beginning on March 7, 2022.

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March 07, 2021 Filed Mar 12, 2021 00:07 UTC
Riffle Randy T.EVP/Chief Lending Officer
GrantCommon Stock 5,649 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-005758 · rdgdoc.xml · nonDerivative · entry 1

Riffle Randy T. · CIK 0001763732 · EVP/Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,649

F1 · shares: Represents an award of restricted shares under the Issuer's 2020 Equity Incentive Plan ("2020 Plan"), which will vest in one-third per year beginning on March 7, 2022.

F2 · balance_after: Includes 7,500 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), of which one-fifth will vest per year beginning on May 1, 2021; 12,500 unvested shares of restricted stock granted under the 2020 Plan, of which one-third will vest per year beginning on July 7, 2021; and 5,649 unvested shares of restricted stock granted under the 2020 Plan, of which one-third will vest per year beginning on March 7, 2022.

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March 05, 2021 Filed Mar 19, 2021 20:07 UTC Amendment
Bullard Geraldine L.EVP/CFO/Principal Acc't Off.
Tax withholdingCommon Stock 300 $17.97 $5,391.00
Disclosure

SEC source: 0001437749-21-006660 · rdgdoc.xml · nonDerivative · entry 1

Bullard Geraldine L. · CIK 0001807005 · EVP/CFO/Principal Acc't Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,515

F1 · date: Amended to correct typographical error in the transaction date.

F2 · balance_after: Includes 4,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-fourth of which will vest annually beginning on March 7, 2022; and 12,500 unvested shares of restricted stock granted under the 2015 Plan, one-fifth of which will vest annually beginning on May 1, 2021.

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December 15, 2020 Filed Dec 17, 2020 16:17 UTC
DEINES MATTHEWDirector · President & CEO
OtherCommon Stock 2,678 $15.80 $42,312.40
Disclosure

SEC source: 0001437749-20-025545 · rdgdoc.xml · nonDerivative · entry 1

DEINES MATTHEW · CIK 0001410557 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 2,678

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December 14, 2020 Filed Dec 15, 2020 15:24 UTC
Bullard Geraldine L.EVP/CFO/Principal Acc't Off.
PurchaseCommon Stock 315 $15.62 $4,920.30
Disclosure

SEC source: 0001437749-20-025385 · rdgdoc.xml · nonDerivative · entry 1

Bullard Geraldine L. · CIK 0001807005 · EVP/CFO/Principal Acc't Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

F1 · shares: Shares acquired jointly with reporting person's spouse.

F2 · balance_after: Includes 5,000 restricted shares granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-fifth of which vest annually beginning on March 7, 2021; and 12,500 restricted shares granted under the 2015 Plan, one-fifth of which vest annually beginning on May 1, 2021.

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December 07, 2020 Filed Dec 9, 2020 15:22 UTC
Brown Derek JEVP, Chief HR/Marketing Off.
Tax withholdingCommon Stock 244 $15.09 $3,681.96
Disclosure

SEC source: 0001437749-20-025033 · rdgdoc.xml · nonDerivative · entry 1

Brown Derek J · CIK 0001805600 · EVP, Chief HR/Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,919

F1 · balance_after: Includes 3,000 shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan") that will vest in full on July 6, 2021; 3,000 shares of restricted stock granted under the 2015 Plan, one-third of which will vest annually beginning on December 7, 2021; and 3,839 restricted shares granted under the Issuer's 2020 Equity Incentive Plan, one-third of which will vest annually beginning on September 7, 2021.

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December 07, 2020 Filed Dec 9, 2020 20:16 UTC
Liske Kelly A.Executive VP, CBO
Tax withholdingCommon Stock 122 $15.09 $1,840.98
Disclosure

SEC source: 0001437749-20-025031 · rdgdoc.xml · nonDerivative · entry 1

Liske Kelly A. · CIK 0001622980 · Executive VP, CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,150

F1 · balance_after: Includes 5,000 shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan") that will vest in full on July 6, 2021; 2,000 shares of restricted stock granted under the 2015 Plan, 25% of which will vest annually beginning on December 7, 2021; and 4,906 restricted shares granted under the Issuer's 2020 Equity Incentive Plan, one-third of which will vest annually beginning on September 7, 2021.

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December 07, 2020 Filed Dec 9, 2020 20:11 UTC Tax withholdingCommon Stock 1,218 $15.09 $18,379.62
Disclosure

SEC source: 0001437749-20-025029 · rdgdoc.xml · nonDerivative · entry 1

Anderson Terry A · CIK 0001752324 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,256

F1 · balance_after: Includes 15,000 shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan, one-third of which will vest annually beginning on December 7, 2021; and 4,692 restricted shares granted under the Issuer's 2020 Equity Incentive Plan, one-third of which will vest annually beginning on September 7, 2021.

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December 07, 2020 Filed Dec 9, 2020 20:07 UTC
Riffle Christopher JExecutive VP, COO, GC
Tax withholdingCommon Stock 487 $15.09 $7,348.83
Disclosure

SEC source: 0001437749-20-025026 · rdgdoc.xml · nonDerivative · entry 1

Riffle Christopher J · CIK 0001752326 · Executive VP, COO, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,998

F1 · balance_after: Includes 9,000 shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan"), one-third of which will vest annually beginning on July 7, 2021; 6,000 shares of restricted stock granted under the 2015 Plan, one-third of which will vest annually beginning on December 7, 2021; and 4,906 restricted shares granted under the Issuer's 2020 Equity Incentive Plan, one-third of which will vest annually beginning on September 7, 2021.

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November 09, 2020 Filed Nov 10, 2020 17:18 UTC
DEINES MATTHEWDirector · President & CEO
PurchaseCommon Stock 2,000 $13.80 $27,600.00
Disclosure

SEC source: 0001437749-20-023411 · rdgdoc.xml · nonDerivative · entry 1

DEINES MATTHEW · CIK 0001410557 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

F1 · balance_after: Includes 12,000 shares held in an IRA account; 9,920 unvested shares of restricted stock granted under the issuer's 2015 Equity Incentive Plan ("2015 Plan"), of which 2,480 shares will vest per year beginning on August 7, 2021; 14,600 unvested shares of restricted stock under that 2015 Plan, of which 2,920 shares will vest per year beginning January 7, 2021; and 3,000 unvested restricted shares granted under the issuer's 2020 Equity Incentive Plan, of which 1,000 shares will vest per year beginning on July 7, 2021.

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September 22, 2020 Filed Sep 23, 2020 21:04 UTC Amendment GrantCommon Stock 4,930 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-020121 · rdgdoc.xml · nonDerivative · entry 1

Anderson Sherilyn G · CIK 0001820176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

F1 · shares: Represents an award of shares of restricted stock under the issuer's 2020 Equity Incentive Plan, which will vest in installments of one-third per year beginning on November 7, 2021.

F2 · balance_after: Includes 4,930 unvested restricted shares granted under the issuer's 2020 Equity Incentive Plan, which will vest in installments of one-third per year beginning on November 7, 2021.

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September 22, 2020 Filed Sep 23, 2020 20:54 UTC Disposition to issuerCommon Stock 3,600 $10.14 $36,504.00
Disclosure

SEC source: 0001437749-20-020117 · rdgdoc.xml · nonDerivative · entry 2

Flodstrom David T. · CIK 0001622995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,256

Read SEC document
September 22, 2020 Filed Sep 23, 2020 20:54 UTC SaleCommon Stock 320 $10.14 $3,244.80
Disclosure

SEC source: 0001437749-20-020117 · rdgdoc.xml · nonDerivative · entry 1

Flodstrom David T. · CIK 0001622995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,856

Read SEC document
September 22, 2020 Filed Sep 23, 2020 20:38 UTC GrantCommon Stock 4,400 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-020111 · rdgdoc.xml · nonDerivative · entry 1

Anderson Sherilyn G · CIK 0001820176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

F1 · price: Represents an award of shares of restricted stock under the issuer's 2020 Equity Incentive Plan, which will vest in installments of one-third per year beginning on November 7, 2021.

F2 · balance_after: Includes 4,400 unvested restricted shares granted under the issuer's 2020 Equity Incentive Plan, which will vest in installments of one-third per year beginning on November 7, 2021.

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September 15, 2020 Filed Sep 17, 2020 17:44 UTC PurchaseCommon Stock 1,740 $12.02 $20,921.93
Disclosure

SEC source: 0001437749-20-019804 · rdgdoc.xml · nonDerivative · entry 1

Curtis Craig Alan · CIK 0001622974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,695

F1 · price: These shares were purchased in multiple transactions on the reported date with prices ranging from $11.89 to $12.14, resulting in a weighted average price of $12.041. Upon request, the reporting person will provide to the Commission staff or a security holder of the Issuer the number of shares purchased and the purchase price for each separate transaction.

F2 · balance_after: Includes 1,279 shares held in reporting person's IRA account; 3,600 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan that will vest in full on July 6, 2021; and 1,452 unvested restricted shares granted under the Issuer's 2020 Equity Incentive Plan that will vest in full on July 7, 2021.

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September 07, 2020 Filed Sep 8, 2020 19:22 UTC
Brown Derek JEVP, Chief HR/Marketing Off.
GrantCommon Stock 3,839 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-019426 · rdgdoc.xml · nonDerivative · entry 1

Brown Derek J · CIK 0001805600 · EVP, Chief HR/Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,163

F1 · shares: Represents an award of shares of restricted stock under the issuer's 2020 Equity Incentive Plan, one-third of which will vest in three annual installments beginning on September 7, 2021.

F2 · balance_after: Includes 3,000 unvested shares of restricted stock granted under the Issuer's 2015 Equity Incentive Plan ("2015 Plan") that will vest in full on July 6, 2021; 4,000 unvested shares of restricted stock granted under the 2015 Plan, of which 1,000 shares will vest per year beginning on December 7, 2020; and 3,839 shares of restricted stock under the issuer's 2020 Equity Incentive Plan, one-third of which will vest in three annual installments beginning on September 7, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.