Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2022 Filed Dec 16, 2022 20:41 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 555 | $3.45 | $1,914.75 |
DisclosureSEC source: 0001493152-22-035802 · ownership.xml · nonDerivative · entry 2 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,269 Read SEC document |
| December 16, 2022 Filed Dec 16, 2022 20:41 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 12,000 | $3.56 | $42,660.00 |
DisclosureSEC source: 0001493152-22-035802 · ownership.xml · nonDerivative · entry 1 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,269 Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 20:41 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 2,154 | $3.29 | $7,084.51 |
DisclosureSEC source: 0001493152-22-035802 · ownership.xml · nonDerivative · entry 4 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,868 Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 20:41 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 3,846 | $3.33 | $12,803.33 |
DisclosureSEC source: 0001493152-22-035802 · ownership.xml · nonDerivative · entry 3 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,714 Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 20:41 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 2,000 | $3.76 | $7,524.00 |
DisclosureSEC source: 0001493152-22-035802 · ownership.xml · nonDerivative · entry 5 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,714 Read SEC document |
| December 13, 2022 Filed Dec 16, 2022 20:41 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 302 | $4.05 | $1,223.10 |
DisclosureSEC source: 0001493152-22-035802 · ownership.xml · nonDerivative · entry 7 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,016 Read SEC document |
| December 13, 2022 Filed Dec 16, 2022 20:41 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 1,698 | $4.10 | $6,958.40 |
DisclosureSEC source: 0001493152-22-035802 · ownership.xml · nonDerivative · entry 6 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,714 Read SEC document |
| December 09, 2022 Filed Dec 16, 2022 20:41 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 2,000 | $4.50 | $9,000.00 |
DisclosureSEC source: 0001493152-22-035802 · ownership.xml · nonDerivative · entry 8 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,714 Read SEC document |
| December 08, 2022 Filed Dec 16, 2022 20:41 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 1,000 | $4.45 | $4,450.00 |
DisclosureSEC source: 0001493152-22-035802 · ownership.xml · nonDerivative · entry 9 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,714 Read SEC document |
| August 26, 2022 Filed Sep 9, 2022 21:30 UTC |
Dennedy James HFormer Director, Pres. and COO
|
Disposition to issuerCommon Stock subject to Vesting/forfeiture | 129,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-025545 · ownership.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Former Director, Pres. and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,837 F1 · kind: On August 26, 2022, the Issuer announced that the Reporting Person (also has reported as Dennedy, James H. in prior filings) is resigning from his positions as a Director and Executive Officer of the Issuer. The 129,190 Shares of Common Stock represent Shares previously reported by the Reporting Person that will not vest or be issued in the future. The Reporting Person directly owns 37,873 Shares of Common Stock following the forfeiture of non-vesting restricted stock grants. F1 · shares: On August 26, 2022, the Issuer announced that the Reporting Person (also has reported as Dennedy, James H. in prior filings) is resigning from his positions as a Director and Executive Officer of the Issuer. The 129,190 Shares of Common Stock represent Shares previously reported by the Reporting Person that will not vest or be issued in the future. The Reporting Person directly owns 37,873 Shares of Common Stock following the forfeiture of non-vesting restricted stock grants. Read SEC document |
| June 15, 2022 Filed May 18, 2023 23:35 UTC |
Lowe James RobertDirector
|
PurchaseRestricted Common Stock Award ("RSA") (subject to vesting) | 17,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001706524-23-000049 · wk-form4_1684452891.xml · nonDerivative · entry 2 Lowe James Robert · CIK 0001751725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398,410 F1 · shares: BOD Compensation 2022. The restricted Stock will vest on June 16, 2023. Read SEC document |
| June 15, 2022 Filed May 22, 2023 06:10 UTC |
WILKS LEWISDirector
|
GrantRestricted Common Stock Award ("RSA") (subject to vesting) | 17,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001706524-23-000053 · wk-form4_1684750220.xml · nonDerivative · entry 1 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,751 F1 · shares: BOD Compensation 2022. The restricted stock will vest on June 15, 2023. Read SEC document |
| June 15, 2022 Filed Nov 15, 2023 19:04 UTC |
Lo SoniaDirector
|
GrantRestricted Common Stock Unit ("RSU") | 17,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001706524-23-000113 · wk-form4_1700093086.xml · nonDerivative · entry 1 Lo Sonia · CIK 0001930000 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,798 F1 · shares: Board stock compensation 2022. The RSUs will issue and vest on June 15, 2023. Read SEC document |
| June 15, 2022 Filed Jun 21, 2024 17:19 UTC |
Hsu DavidDirector
|
GrantRestricted Common Stock Unit ("RSU") | 17,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001706524-24-000048 · wk-form4_1719004762.xml · nonDerivative · entry 1 Hsu David · CIK 0001871925 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,667 F1 · shares: Board stock compensation 2022. The RSUs will vest and issue on June 15, 2023. Read SEC document |
| June 15, 2022 Filed Jun 21, 2024 17:20 UTC |
BRITT ANITA DDirector
|
GrantRestricted Common Stock Unit ("RSU") | 17,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001706524-24-000050 · wk-form4_1719004843.xml · nonDerivative · entry 1 BRITT ANITA D · CIK 0001199277 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,780 F1 · shares: Board stock compensation 2022. The RSUs will vest and issue on 06/15/2023. Read SEC document |
| May 16, 2022 Filed May 17, 2022 14:17 UTC |
Dennedy James HDirector · President and COO
|
PurchaseCommon Stock | 3,889 | $6.29 | $24,461.81 |
DisclosureSEC source: 0001474506-22-000050 · primary_doc.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Hamilton-Madison Group LLC Disclosed balance after: 217,991 Read SEC document |
| May 13, 2022 Filed May 31, 2022 16:33 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 1,000 | $6.38 | $6,375.00 |
DisclosureSEC source: 0001474506-22-000063 · primary_doc.xml · nonDerivative · entry 1 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,714 Read SEC document |
| May 13, 2022 Filed May 22, 2023 06:07 UTC Amendment |
WILKS LEWISDirector
|
PurchaseCommon Stock | 1,000 | $6.38 | $6,375.00 |
DisclosureSEC source: 0001706524-23-000052 · wk-form4a_1684750057.xml · nonDerivative · entry 1 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,547 F1 · balance_after: In the 5/13/2022 Reporting Person's Form 4 the total number of holdings erroneously included Reporting Person's derivative securities of 21,667. It also was missing a concurrently reported 2,500 share purchase on 2/17/2023. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:23 UTC |
Nattrass Bradley JohnDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 15,000 | $10.96 | $164,400.00 |
DisclosureSEC source: 0001493152-22-004898 · ownership.xml · nonDerivative · entry 1 Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,655,001 F1 · kind: The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021 for tax related purposes. Read SEC document |
| January 01, 2022 Filed Feb 8, 2022 21:57 UTC |
Akright Richard AlanChief Financial Officer
|
GrantRestricted Stock | 23,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-003501 · ownership.xml · nonDerivative · entry 1 Akright Richard Alan · CIK 0001786609 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,569 F1 · shares: The restricted stock will vest proportionately over a three-year period beginning on December 31, 2022; the restricted stock will fully vest on December 31, 2024. Read SEC document |
| January 01, 2022 Filed Feb 8, 2022 22:02 UTC |
Dennedy James H.Director · President and COO
|
GrantRestricted Stock | 42,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-003509 · ownership.xml · nonDerivative · entry 2 Dennedy James H. · CIK 0001752288 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,293 F2 · shares: The restricted stock will vest on December 31, 2024, with vesting being subject to the price of the Common Stock experiencing an 8.5% compounded annual increase over that three-year period. The starting price of the Common Stock for the calculation is $10.48 per share, which was the closing price per share on December 31, 2021. Read SEC document |
| January 01, 2022 Filed Feb 8, 2022 22:02 UTC |
Dennedy James H.Director · President and COO
|
GrantRestricted Stock | 42,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-003509 · ownership.xml · nonDerivative · entry 1 Dennedy James H. · CIK 0001752288 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,354 F1 · shares: The restricted stock will vest proportionately over a three-year period beginning on December 31, 2022; the restricted stock will fully vest on December 31, 2024. Read SEC document |
| January 01, 2022 Filed Feb 8, 2022 22:00 UTC |
Nattrass Bradley JohnDirector · Chief Executive Officer · 10% owner
|
GrantRestricted Stock | 45,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-003506 · ownership.xml · nonDerivative · entry 2 Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,001 F2 · shares: The restricted stock will vest on December 31, 2024, with vesting being subject to the price of the Common Stock experiencing an 8.5% compounded annual increase over that three-year period. The starting price of the Common Stock for the calculation is $10.48 per share, which was the closing price per share on December 31, 2021. Read SEC document |
| January 01, 2022 Filed Feb 8, 2022 22:00 UTC |
Nattrass Bradley JohnDirector · Chief Executive Officer · 10% owner
|
GrantRestricted Stock | 45,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-003506 · ownership.xml · nonDerivative · entry 1 Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,624,199 F1 · shares: The restricted stock will vest proportionately over a three-year period beginning on December 31, 2022; the restricted stock will fully vest on December 31, 2024. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:30 UTC |
Nattrass Bradley JohnDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 304 | $10.00 | $3,040.00 |
DisclosureSEC source: 0001493152-21-031927 · ownership.xml · nonDerivative · entry 1 Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578,397 F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021 for tax related purposes. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:24 UTC Amendment |
Dennedy James HDirector · President and COO
|
GrantCommon Stock | 4,500 | $9.09 | $40,905.00 |
DisclosureSEC source: 0001493152-21-030489 · ownership.xml · nonDerivative · entry 2 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,758 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:24 UTC Amendment |
Dennedy James HDirector · President and COO
|
GrantCommon Stock | 5,500 | $9.24 | $50,820.00 |
DisclosureSEC source: 0001493152-21-030489 · ownership.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,258 Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 02:51 UTC |
Nattrass Bradley JohnDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 15,000 | $13.90 | $208,500.00 |
DisclosureSEC source: 0001493152-21-029164 · ownership.xml · nonDerivative · entry 1 Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578,701 F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021 for tax related purposes. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 21:01 UTC |
Nattrass Bradley JohnDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 15,000 | $12.15 | $182,262.00 |
DisclosureSEC source: 0001474506-21-000152 · primary_doc.xml · nonDerivative · entry 1 Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593,701 F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021 for tax related purposes. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 22:51 UTC |
Nattrass Bradley JohnDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 15,000 | $13.38 | $200,724.00 |
DisclosureSEC source: 0001493152-21-023054 · ownership.xml · nonDerivative · entry 1 Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608,701 F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021. Read SEC document |
| June 04, 2021 Filed May 18, 2023 23:35 UTC |
Lowe James RobertDirector
|
OtherCommon Stock | 107,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001706524-23-000049 · wk-form4_1684452891.xml · nonDerivative · entry 3 Lowe James Robert · CIK 0001751725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,206 F2 · shares: Shares transferred from Reporting Person's wholly owned entity, Cloud9 Support, LLC. Shares previously reported on Form 4 as indirect ownership and holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 15:29 UTC |
Dennedy James HDirector · President and COO
|
GrantCommon Stock | 59,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000113 · primary_doc.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,593 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:49 UTC Amendment |
Dennedy James HDirector · President and COO
|
GrantCommon Stock | 59,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000118 · primary_doc.xml · nonDerivative · entry 2 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,356 Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 01:44 UTC Amendment |
Akright Richard AlanChief Financial Officer
|
GrantCommon Stock | 12,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000117 · primary_doc.xml · nonDerivative · entry 1 Akright Richard Alan · CIK 0001786609 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,547 Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 01:40 UTC Amendment |
Nattrass Bradley JohnDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 28,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000116 · primary_doc.xml · nonDerivative · entry 1 Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623,701 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 22:42 UTC |
Akright Richard AlanChief Financial Officer
|
GrantCommon Stock | 12,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000115 · primary_doc.xml · nonDerivative · entry 1 Akright Richard Alan · CIK 0001786609 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,380 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 19:32 UTC |
Nattrass Bradley JohnDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 28,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000114 · primary_doc.xml · nonDerivative · entry 1 Nattrass Bradley John · CIK 0001752287 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,598,438 Read SEC document |
| May 27, 2021 Filed Feb 4, 2022 22:22 UTC Amendment |
Akright Richard AlanChief Financial Officer
|
GrantCommon Stock | 12,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-003289 · ownership.xml · nonDerivative · entry 1 Akright Richard Alan · CIK 0001786609 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,714 F1 · balance_after: On June 1, 2021, the Reporting Person filed a Form 4 Amendment which inadvertently reported that the Reporting Person owns an aggregate of 71,547 shares of common stock following the transaction reported therein. In fact, the Reporting Person owns an aggregate of 70,714 shares of common stock and a stock option to purchase 833 shares of common stock. The 70,714 total includes: a grant of 50,000 shares of restricted stock that vest proportionately over a three-year period beginning on January 1, 2021, vesting fully on December 31, 2024; a grant of 12,380 shares of restricted stock that vest proportionately over a three-year period beginning on December 31, 2021, fully vesting on December 31, 2023; and 8,334 shares of common stock. Read SEC document |
| May 27, 2021 Filed May 18, 2023 23:35 UTC |
Lowe James RobertDirector
|
GrantRestricted Common Stock Award ("RSA") (subject to vesting) | 8,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001706524-23-000049 · wk-form4_1684452891.xml · nonDerivative · entry 4 Lowe James Robert · CIK 0001751725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,744 F3 · shares: BOD Compensation 2021. The restricted stock will vest on May 27, 2022. Read SEC document |
| May 27, 2021 Filed May 22, 2023 06:10 UTC |
WILKS LEWISDirector
|
GrantRestricted Common Stock Award ("RSA") (subject to vesting) | 8,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001706524-23-000053 · wk-form4_1684750220.xml · nonDerivative · entry 2 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,547 F2 · shares: BOD Compensation 2021. The restricted stock will vest on May 27, 2022. Read SEC document |
| May 19, 2021 Filed May 21, 2021 14:39 UTC |
Dennedy James HDirector · President and COO
|
PurchaseCommon Stock | 8,500 | $7.70 | $65,450.00 |
DisclosureSEC source: 0001474506-21-000112 · primary_doc.xml · nonDerivative · entry 3 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · Ownership of entity which holds the stock in urban-gro Disclosed balance after: 358,334 Read SEC document |
| May 17, 2021 Filed May 21, 2021 14:39 UTC |
Dennedy James HDirector · President and COO
|
PurchaseCommon Stock | 10,000 | $7.95 | $79,500.00 |
DisclosureSEC source: 0001474506-21-000112 · primary_doc.xml · nonDerivative · entry 2 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · Ownership of entity which holds the stock in urban-gro Disclosed balance after: 349,834 Read SEC document |
| May 14, 2021 Filed May 21, 2021 14:39 UTC |
Dennedy James HDirector · President and COO
|
PurchaseCommon Stock | 6,500 | $7.48 | $48,620.00 |
DisclosureSEC source: 0001474506-21-000112 · primary_doc.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · Ownership of entity which holds the stock in urban-gro Disclosed balance after: 339,834 Read SEC document |
| February 17, 2021 Filed May 18, 2023 23:35 UTC |
Lowe James RobertDirector
|
ConversionCommon Stock | 137,940 | $7.50 | $1,034,550.00 |
DisclosureSEC source: 0001706524-23-000049 · wk-form4_1684452891.xml · nonDerivative · entry 5 Lowe James Robert · CIK 0001751725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Conversion and final payment of previously reported promissory note. Read SEC document |
| February 17, 2021 Filed May 22, 2023 06:10 UTC |
WILKS LEWISDirector
|
PurchaseCommon Stock | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0001706524-23-000053 · wk-form4_1684750220.xml · nonDerivative · entry 3 WILKS LEWIS · CIK 0001076463 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,027 Read SEC document |
| December 08, 2020 Filed May 18, 2023 23:35 UTC |
Lowe James RobertDirector
|
PurchaseCommon Stock | 20,833 | $2.40 | $49,999.20 |
DisclosureSEC source: 0001706524-23-000049 · wk-form4_1684452891.xml · nonDerivative · entry 6 Lowe James Robert · CIK 0001751725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,284 Read SEC document |
| December 07, 2020 Filed May 18, 2023 23:35 UTC |
Lowe James RobertDirector
|
PurchaseCommon Stock | 69,021 | $3.00 | $207,063.00 |
DisclosureSEC source: 0001706524-23-000049 · wk-form4_1684452891.xml · nonDerivative · entry 7 Lowe James Robert · CIK 0001751725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,451 Read SEC document |
| May 28, 2020 Filed Jun 1, 2021 15:29 UTC |
Dennedy James HDirector · President and COO
|
GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000113 · primary_doc.xml · nonDerivative · entry 2 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,593 Read SEC document |
| May 28, 2020 Filed Jun 1, 2021 21:49 UTC Amendment |
Dennedy James HDirector · President and COO
|
GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000118 · primary_doc.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,388 Read SEC document |
| May 28, 2020 Filed May 18, 2023 23:35 UTC |
Lowe James RobertDirector
|
GrantRestricted Common Stock Award ("RSA") (subject to vesting) | 14,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001706524-23-000049 · wk-form4_1684452891.xml · nonDerivative · entry 8 Lowe James Robert · CIK 0001751725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,430 F5 · shares: BOD Compensation 2020. The restricted stock will vest on May 28, 2021. F6 · balance_after: Reporting Person's holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.