Last 12 months
Inside the activity.
13 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 5 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 5 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 3 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2019 Filed Dec 10, 2019 17:18 UTC |
BENZ PETERDirector
|
GrantCommon Stock | 8,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024151 · rdgdoc.xml · nonDerivative · entry 3 BENZ PETER · CIK 0001107448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,199 F2 · balance_after: On December 6, 2019, the Reporting Person received a grant of 26,596 RSUs under the Issuer's 2018 Stock Incentive Plan. One-third of these RSUs (8,865) vested immediately, and the remaining 17,731 RSUs will vest in two equal annual installments, beginning on June 6, 2020. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 17:18 UTC |
BENZ PETERDirector
|
GrantCommon Stock | 17,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024151 · rdgdoc.xml · nonDerivative · entry 2 BENZ PETER · CIK 0001107448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,731 F2 · balance_after: On December 6, 2019, the Reporting Person received a grant of 26,596 RSUs under the Issuer's 2018 Stock Incentive Plan. One-third of these RSUs (8,865) vested immediately, and the remaining 17,731 RSUs will vest in two equal annual installments, beginning on June 6, 2020. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 17:18 UTC |
BENZ PETERDirector
|
GrantCommon Stock | 15,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024151 · rdgdoc.xml · nonDerivative · entry 1 BENZ PETER · CIK 0001107448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,226 F1 · balance_after: On December 6, 2019, the Reporting Person received a grant of 15,226 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan, vesting in three equal annual installments, beginning on June 5, 2020. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:20 UTC |
Mathis Donald HDirector
|
GrantCommon Stock | 8,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024153 · rdgdoc.xml · nonDerivative · entry 3 Mathis Donald H · CIK 0001661543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,199 F2 · balance_after: On December 6, 2019, the Reporting Person received a grant of 26,596 RSUs under the Issuer's 2018 Stock Incentive Plan. One-third of these RSUs (8,865) vested immediately, and the remaining 17,731 RSUs will vest in two equal annual installments, beginning on June 6, 2020. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:20 UTC |
Mathis Donald HDirector
|
GrantCommon Stock | 17,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024153 · rdgdoc.xml · nonDerivative · entry 2 Mathis Donald H · CIK 0001661543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,731 F2 · balance_after: On December 6, 2019, the Reporting Person received a grant of 26,596 RSUs under the Issuer's 2018 Stock Incentive Plan. One-third of these RSUs (8,865) vested immediately, and the remaining 17,731 RSUs will vest in two equal annual installments, beginning on June 6, 2020. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:20 UTC |
Mathis Donald HDirector
|
GrantCommon Stock | 15,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024153 · rdgdoc.xml · nonDerivative · entry 1 Mathis Donald H · CIK 0001661543 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,226 F1 · balance_after: On December 6, 2019, the Reporting Person received a grant of 15,226 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan, vesting in three equal annual installments, beginning on June 5, 2020. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 22:00 UTC |
Schulke RyanDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 8,423 | $1.68 | $14,122.84 |
DisclosureSEC source: 0001437749-19-023859 · rdgdoc.xml · nonDerivative · entry 1 Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,226,595 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.69; the lowest price at which a purchase was made is $1.665. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 21:36 UTC |
Schulke RyanDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,818 | $1.64 | $2,985.52 |
DisclosureSEC source: 0001437749-19-023742 · rdgdoc.xml · nonDerivative · entry 2 Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,218,172 F2 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.65; the lowest price at which a purchase was made is $1.64. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:32 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 13,541 | $1.71 | $23,141.57 |
DisclosureSEC source: 0001437749-19-023809 · rdgdoc.xml · nonDerivative · entry 1 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,002,670 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.74; the lowest price at which a purchase was made is $1.66. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · balance_after: On November 27, 2019, 663,900 shares were transferred from Matthew Conlin 2017 Grantor Retained Annuity Trust, in which the Reporting Person is Sole Trustee, to the Reporting Person's personal account. These shares are now directly owned. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:36 UTC |
Schulke RyanDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 16,422 | $1.70 | $27,966.67 |
DisclosureSEC source: 0001437749-19-023742 · rdgdoc.xml · nonDerivative · entry 1 Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,216,354 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.71; the lowest price at which a purchase was made is $1.69. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 12:13 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 25,000 | $2.85 | $71,340.00 |
DisclosureSEC source: 0001437749-19-017960 · rdgdoc.xml · nonDerivative · entry 1 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conlin Family Foundation Trust, in which the Reporting Person serves as co-trustee. Disclosed balance after: 45,000 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.8815; the lowest price at which a purchase was made is $2.7469. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| August 26, 2019 Filed Aug 26, 2019 23:11 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 5,806 | $3.00 | $17,429.61 |
DisclosureSEC source: 0001628280-19-011189 · wf-form4_156686104453282.xml · nonDerivative · entry 2 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,325,229 F2 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $3.05; the lowest price at which a purchase was made is $2.95. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 23:13 UTC |
Schulke RyanDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 34,000 | $2.97 | $101,034.40 |
DisclosureSEC source: 0001628280-19-011192 · wf-form4_156686119019399.xml · nonDerivative · entry 1 Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by The Schulke Inn Family Foundation Trust, in which the Reporting Person serves as Co-Trustee. Disclosed balance after: 65,500 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $3.02; the lowest price at which a purchase was made is $2.93. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 23:11 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 19,194 | $2.96 | $56,871.82 |
DisclosureSEC source: 0001628280-19-011189 · wf-form4_156686104453282.xml · nonDerivative · entry 1 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,319,423 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $3.02; the lowest price at which a purchase was made is $2.91. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 20:34 UTC |
Patrick Donald HuntleyChief Operating Officer
|
PurchaseCommon Stock | 12,100 | $3.10 | $37,510.00 |
DisclosureSEC source: 0001628280-19-011119 · wf-form4_156650605949112.xml · nonDerivative · entry 2 Patrick Donald Huntley · CIK 0001735387 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,334 Read SEC document |
| August 21, 2019 Filed Jul 2, 2024 00:56 UTC Amendment |
Patrick Donald HuntleyChief Operating Officer
|
PurchaseCommon Stock | 12,100 | $3.10 | $37,510.00 |
DisclosureSEC source: 0001437749-24-021839 · rdgdoc.xml · nonDerivative · entry 2 Patrick Donald Huntley · CIK 0001735387 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,000 F1 · balance_after: The Reporting Person is amending the Form 4 to correctly report, in Table I, Column 5, the securities beneficially owned by the Reporting Person after the reported transaction. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 20:34 UTC |
Patrick Donald HuntleyChief Operating Officer
|
PurchaseCommon Stock | 2,900 | $3.00 | $8,688.40 |
DisclosureSEC source: 0001628280-19-011119 · wf-form4_156650605949112.xml · nonDerivative · entry 1 Patrick Donald Huntley · CIK 0001735387 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,234 Read SEC document |
| August 20, 2019 Filed Jul 2, 2024 00:56 UTC Amendment |
Patrick Donald HuntleyChief Operating Officer
|
PurchaseCommon Stock | 2,900 | $3.00 | $8,688.40 |
DisclosureSEC source: 0001437749-24-021839 · rdgdoc.xml · nonDerivative · entry 1 Patrick Donald Huntley · CIK 0001735387 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 452,900 F1 · balance_after: The Reporting Person is amending the Form 4 to correctly report, in Table I, Column 5, the securities beneficially owned by the Reporting Person after the reported transaction. Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 17:08 UTC |
BENZ PETERDirector
|
PurchaseCommon Stock | 20,000 | $3.05 | $60,944.00 |
DisclosureSEC source: 0001628280-19-010952 · wf-form4_156624889538469.xml · nonDerivative · entry 1 BENZ PETER · CIK 0001107448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,334 F1 · price: Represents the average purchase price of the acquired shares. The highest price at which a purchase was made is $3.03; the lowest price at which a purchase was made is $3.05. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. F2 · balance_after: Does not include 16,666 restricted stock units ("RSUs"), which were granted to Mr. Benz under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest in two equal annual installments, beginning on March 27, 2020. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 12:15 UTC |
Schulke RyanDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 31,500 | $3.16 | $99,662.85 |
DisclosureSEC source: 0001628280-19-010718 · wf-form4_156578493755754.xml · nonDerivative · entry 1 Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by The Schulke Inn Family Foundation Trust, in which the Reporting Person serves as Co-Trustee. Disclosed balance after: 31,500 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $3.28; the lowest price at which a purchase was made is $3.08. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 21:46 UTC |
Conlin MatthewDirector · President · 10% owner
|
Tax withholdingCommon Stock | 61,605 | $6.37 | $392,423.85 |
DisclosureSEC source: 0001460329-19-000015 · wf-form4_155614238537051.xml · nonDerivative · entry 1 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300,229 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax withholding obligation with respect to the vesting of 160,000 restricted stock units ("RSUs") previously granted to the Reporting Person on March 27, 2018. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 21:46 UTC |
Schulke RyanDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 61,605 | $6.37 | $392,423.85 |
DisclosureSEC source: 0001460329-19-000014 · wf-form4_155614234639499.xml · nonDerivative · entry 1 Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,199,932 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax withholding obligation with respect to the vesting of 160,000 restricted stock units ("RSUs") previously granted to the Reporting Person on March 27, 2018. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 20:14 UTC |
Perfit Ryan MacNabInterim CFO
|
GrantStock Option · Derivative | 26,000 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001628280-19-000993 · wf-form4_154941564064195.xml · derivative · entry 6 Perfit Ryan MacNab · CIK 0001735369 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 26,000 shares Expires 2029-02-01 F5 · derivative.exercise_date: Beginning February 1, 2020, subject to continuing service, 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $5.90 per share for 20 consecutive trading days, and the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 per share for 20 consecutive trading days. Any Stock Option Grants that remain unvested as of February 1, 2024 will vest in full on such date. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 20:14 UTC |
Perfit Ryan MacNabInterim CFO
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000993 · wf-form4_154941564064195.xml · nonDerivative · entry 1 Perfit Ryan MacNab · CIK 0001735369 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · balance_after: On February 1, 2019, the Reporting Person received a grant of 15,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in five equal annual installments, beginning February 1, 2020. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 01:19 UTC |
Patrick Donald HuntleyChief Operating Officer
|
GrantStock Option · Derivative | 396,000 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001628280-19-000996 · wf-form4_154941593815944.xml · derivative · entry 6 Patrick Donald Huntley · CIK 0001735387 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,000 Underlying: Common Stock · 396,000 shares Expires 2029-02-01 F5 · derivative.exercise_date: Beginning February 1, 2020, subject to continuing service, 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $5.90 per share for 20 consecutive trading days, and the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 per share for 20 consecutive trading days. Any Stock Option Grants that remain unvested as of February 1, 2024 will vest in full on such date. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 01:19 UTC |
Patrick Donald HuntleyChief Operating Officer
|
GrantCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000996 · wf-form4_154941593815944.xml · nonDerivative · entry 1 Patrick Donald Huntley · CIK 0001735387 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 F1 · balance_after: On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 01:17 UTC |
Mandel AlexanderChief Financial Officer
|
GrantStock Option · Derivative | 308,000 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001628280-19-000995 · wf-form4_154941585316759.xml · derivative · entry 3 Mandel Alexander · CIK 0001555382 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,000 Underlying: Common Stock · 308,000 shares Expires 2029-02-01 F4 · derivative.exercise_date: Beginning February 1, 2020, subject to continuing service, 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $5.90 per share for 20 consecutive trading days, and the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 per share for 20 consecutive trading days. Any Stock Option Grants that remain unvested as of February 1, 2024 will vest in full on such date. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 01:17 UTC |
Mandel AlexanderChief Financial Officer
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000995 · wf-form4_154941585316759.xml · nonDerivative · entry 2 Mandel Alexander · CIK 0001555382 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 F2 · balance_after: If the Reporting Person's employment is terminated by the Issuer without cause (as defined in the Reporting Person's Employment Agreement), if the term of the Reporting Person's employment expires after a notice of non-renewal is delivered by the Issuer or if the Reporting Person terminates his employment for good reason (as defined in the Reporting Person's Employment Agreement), any RSUs that were scheduled to vest within one year after the date of termination (if employment had continued) shall become immediately vested. F3 · balance_after: On February 1, 2019, the Reporting Person received a grant of 175,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 01:17 UTC |
Mandel AlexanderChief Financial Officer
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000995 · wf-form4_154941585316759.xml · nonDerivative · entry 1 Mandel Alexander · CIK 0001555382 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · balance_after: On February 1, 2019, the Reporting Person received a grant of 75,000 restricted stock units ("RSUs") under the Issuer's 2015 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in three equal annual installments, beginning on February 1, 2020. F2 · balance_after: If the Reporting Person's employment is terminated by the Issuer without cause (as defined in the Reporting Person's Employment Agreement), if the term of the Reporting Person's employment expires after a notice of non-renewal is delivered by the Issuer or if the Reporting Person terminates his employment for good reason (as defined in the Reporting Person's Employment Agreement), any RSUs that were scheduled to vest within one year after the date of termination (if employment had continued) shall become immediately vested. Read SEC document |
| February 01, 2019 Filed Jul 2, 2024 00:45 UTC Amendment |
Patrick Donald HuntleyChief Executive Officer
|
GrantCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-021833 · rdgdoc.xml · nonDerivative · entry 1 Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 F1 · balance_after: On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. F2 · balance_after: The Reporting Person is amending the Form 4 to correctly report, in Table I, Column 5, the securities beneficially owned by the Reporting Person after the reported transaction. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:37 UTC |
Perfit Ryan MacNabInterim CFO
|
Tax withholdingCommon Stock | 14,038 | $4.48 | $62,890.24 |
DisclosureSEC source: 0001628280-19-000525 · wf-form4_154836584559518.xml · nonDerivative · entry 1 Perfit Ryan MacNab · CIK 0001735369 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,845 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax withholding obligation with respect to the vesting of 33,000 restricted stock units ("RSUs") previously granted to the Reporting Person on December 8, 2015. Read SEC document |
| January 22, 2019 Filed Feb 5, 2019 18:52 UTC Amendment |
Perfit Ryan MacNabInterim CFO
|
Tax withholdingCommon Stock | 14,038 | $4.48 | $62,890.24 |
DisclosureSEC source: 0001628280-19-000986 · wf-form4a_154941071258077.xml · nonDerivative · entry 1 Perfit Ryan MacNab · CIK 0001735369 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,845 F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax withholding obligation with respect to the vesting of 33,000 restricted stock units ("RSUs") previously granted to the Reporting Person on December 8, 2015. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 21:31 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 130,714 | $3.50 | $457,499.00 |
DisclosureSEC source: 0001628280-18-015179 · wf-form4_154508228334955.xml · nonDerivative · entry 1 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,201,834 F1 · balance_after: In a privately negotiated transaction, the Reporting Person exchanged 75,000 shares of Red Violet, Inc. beneficially held by the Reporting Person for the 130,714 acquired shares of the Issuer. For purposes of this exchange, the assumed price of the Issuer's shares was $3.50 per share and the assumed price of the shares of Red Violet, Inc. was $6.10 per share. F2 · balance_after: On November 30, 2018, 413,140 shares were transferred from Matthew Conlin 2017 Grantor Retained Annuity Trust, in which the Reporting Person is Sole Trustee, to the Reporting Person's personal account. These shares are now directly owned. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 20:47 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 19,544 | $2.03 | $39,674.32 |
DisclosureSEC source: 0001628280-18-011845 · wf-form4_153687160562681.xml · nonDerivative · entry 2 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,657,980 F2 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.10; the lowest price at which a purchase was made is $2.00. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 20:47 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 5,456 | $2.21 | $12,057.76 |
DisclosureSEC source: 0001628280-18-011845 · wf-form4_153687160562681.xml · nonDerivative · entry 1 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,638,436 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.25; the lowest price at which a purchase was made is $2.20. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:22 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 4,933 | $2.33 | $11,493.89 |
DisclosureSEC source: 0001209191-18-049087 · doc4.xml · nonDerivative · entry 2 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,632,980 F2 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.35; the lowest price at which a purchase was made is $2.30. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 20:22 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 20,067 | $2.30 | $46,154.10 |
DisclosureSEC source: 0001209191-18-049087 · doc4.xml · nonDerivative · entry 1 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,628,047 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.35; the lowest price at which a purchase was made is $2.30. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 21:57 UTC |
Brauser Michael10% owner
|
SaleCommon Stock | 200,000 | $2.30 | $460,000.00 |
DisclosureSEC source: 0001209191-18-046879 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,114,895 F1 · kind: As a result of this transaction, the Reporting Person owns less than 10% of the Issuer's common stock. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 20:43 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 10,000 | $2.40 | $24,000.00 |
DisclosureSEC source: 0001209191-18-046820 · doc4.xml · nonDerivative · entry 2 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,607,980 F2 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.425; the lowest price at which a purchase was made is $2.375. The reporting person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:57 UTC |
Brauser Michael10% owner
|
SaleCommon Stock | 150,000 | $2.40 | $360,000.00 |
DisclosureSEC source: 0001209191-18-046879 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,314,895 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 20:43 UTC |
Conlin MatthewDirector · President · 10% owner
|
PurchaseCommon Stock | 10,000 | $2.38 | $23,800.00 |
DisclosureSEC source: 0001209191-18-046820 · doc4.xml · nonDerivative · entry 1 Conlin Matthew · CIK 0001660879 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,597,980 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.40; the lowest price at which a purchase was made is $2.325. The reporting person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 15:45 UTC |
Schulke RyanDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 100,000 | $2.40 | $240,000.00 |
DisclosureSEC source: 0001209191-18-046537 · doc4.xml · nonDerivative · entry 1 Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,101,537 F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.45; the lowest price at which a purchase was made is $2.25. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 22:06 UTC |
Brauser Michael10% owner
|
SaleCommon Stock | 300,000 | $2.38 | $712,500.00 |
DisclosureSEC source: 0001209191-18-042570 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464,895 Read SEC document |
| June 26, 2018 Filed Jun 29, 2018 22:20 UTC |
Brauser Michael10% owner
|
SaleCommon Stock | 1,000,000 | $2.60 | $2,600,000.00 |
DisclosureSEC source: 0001209191-18-040113 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,764,895 Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 22:03 UTC |
Brauser Michael10% owner
|
SaleCommon Stock | 20,000 | $2.50 | $50,000.00 |
DisclosureSEC source: 0001209191-18-038396 · doc4.xml · nonDerivative · entry 4 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,068,945 F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 22:03 UTC |
Brauser Michael10% owner
|
SaleCommon Stock | 100,000 | $2.50 | $250,000.00 |
DisclosureSEC source: 0001209191-18-038396 · doc4.xml · nonDerivative · entry 3 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,088,945 F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 22:03 UTC |
Brauser Michael10% owner
|
SaleCommon Stock | 70,000 | $2.50 | $175,000.00 |
DisclosureSEC source: 0001209191-18-038396 · doc4.xml · nonDerivative · entry 1 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,904,895 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:05 UTC |
Schulke RyanDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 100,000 | $2.50 | $250,000.00 |
DisclosureSEC source: 0001209191-18-038398 · doc4.xml · nonDerivative · entry 1 Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,001,537 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:03 UTC |
Brauser Michael10% owner
|
SaleCommon Stock | 100,000 | $2.50 | $250,000.00 |
DisclosureSEC source: 0001209191-18-038396 · doc4.xml · nonDerivative · entry 5 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,968,945 F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:03 UTC |
Brauser Michael10% owner
|
SaleCommon Stock | 140,000 | $2.50 | $350,000.00 |
DisclosureSEC source: 0001209191-18-038396 · doc4.xml · nonDerivative · entry 2 Brauser Michael · CIK 0001336508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,764,895 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.