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Nasdaq · USD

FLNT

Fluent, Inc.

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Tapewire entity
6736
SEC CIK
0001460329
Parsed reports
342

Last 12 months

Inside the activity.

13 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202650
Apr 202600
May 202603
Jun 202650
Jul 202600
Aug 202608
Sep 202633
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2022 Filed Jun 16, 2022 17:41 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 7,500 $1.28 $9,589.50
Disclosure

SEC source: 0001437749-22-015132 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,499,216

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at an average price of $1.2786. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F2 · balance_after: The Reporting Person transferred 250,000 shares of Common Stock from his direct account to the Conlin Family Foundation Trust on April 21, 2022.

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June 14, 2022 Filed May 30, 2023 23:37 UTC Amendment
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 7,500 $1.28 $9,589.50
Disclosure

SEC source: 0001437749-23-016177 · rdgdoc.xml · nonDerivative · entry 4

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,449,216

F5 · balance_after: This Form 4 is being amended to correct the amount of securities owned by the Reporting Person as previously filed on June 16, 2022. The Form 4 should have indicated that the Reporting Person holds 5,449,216 shares of common stock of the Issuer.

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May 18, 2022 Filed May 19, 2022 19:27 UTC
Patrick Donald HuntleyChief Executive Officer
PurchaseCommon Stock 10,000 $1.35 $13,500.00
Disclosure

SEC source: 0001437749-22-013039 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,833

F1 · balance_after: On May 18, 2022, the Reporting Person purchased an aggregate of 10,000 shares of common stock in multiple lots at $1.350 per share. On December 1, 2021, the Reporting Person purchased 10,000 shares of common stock at an average price per share of $1.80356. The highest price per share was $1.82 and the lowest price per share was $1.75.

F2 · balance_after: On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. As of February 1, 2022, an aggregate total of 112,500 shares have vested and are included in the total shares beneficially owned.

F3 · balance_after: On March 1, 2020, the Reporting Person received a grant of 50,000 RSUs under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021. As of March 1, 2022, an aggregate total of 33,333 shares have vested and are included in the total shares beneficially owned.

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May 18, 2022 Filed Jul 2, 2024 00:53 UTC Amendment
Patrick Donald HuntleyChief Executive Officer
PurchaseCommon Stock 7,800 $1.35 $10,530.00
Disclosure

SEC source: 0001437749-24-021836 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,400

F1 · shares: The Reporting Person is amending the Form 4 to correctly report the number of securities purchased by the Reporting Person. On May 18, 2022, the Reporting Person purchased an aggregate of 7,800 shares of common stock in multiple lots at $1.350 per share.

F2 · balance_after: The Reporting Person is amending the Form 4 to correctly report, in Table I, Column 5, the securities beneficially owned by the Reporting Person after the reported transaction.

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April 21, 2022 Filed May 30, 2023 23:37 UTC Amendment
Conlin MatthewDirector · Chief Customer Officer · 10% owner
GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016177 · rdgdoc.xml · nonDerivative · entry 2

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by the 2017 Conlin Shakira Family Trust

Disclosed balance after: 250,000

F1 · shares: This Form 4 is being amended to correct an error in the Form 4 filed by the Reporting Person on June 16, 2022 (the "Original Form 4") which indicated that the Reporting Person transferred 250,000 shares to the Conlin Family Foundation Trust on April 21, 2022 rather than gifting such shares to the 2017 Conlin Shakira Family Trust.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person owns such securities for purposes of Section 16 or any other purposes.

F1 · ownership.nature: This Form 4 is being amended to correct an error in the Form 4 filed by the Reporting Person on June 16, 2022 (the "Original Form 4") which indicated that the Reporting Person transferred 250,000 shares to the Conlin Family Foundation Trust on April 21, 2022 rather than gifting such shares to the 2017 Conlin Shakira Family Trust.

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April 21, 2022 Filed May 30, 2023 23:37 UTC Amendment
Conlin MatthewDirector · Chief Customer Officer · 10% owner
GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016177 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,449,216

F1 · shares: This Form 4 is being amended to correct an error in the Form 4 filed by the Reporting Person on June 16, 2022 (the "Original Form 4") which indicated that the Reporting Person transferred 250,000 shares to the Conlin Family Foundation Trust on April 21, 2022 rather than gifting such shares to the 2017 Conlin Shakira Family Trust.

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March 14, 2022 Filed Mar 15, 2022 19:37 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
PurchaseCommon Stock 9,034 $1.74 $15,716.45
Disclosure

SEC source: 0001437749-22-006279 · rdgdoc.xml · nonDerivative · entry 2

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800,368

F2 · price: The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.7350 to $1.7399, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 14, 2022 Filed Mar 15, 2022 19:36 UTC
Conlin MatthewDirector · Chief Customer Officer · 10% owner
PurchaseCommon Stock 10,000 $1.82 $18,184.00
Disclosure

SEC source: 0001437749-22-006278 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · Chief Customer Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,691,716

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.76 to $1.85, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 19:37 UTC
Schulke RyanDirector · Chief Strategy Officer · 10% owner
PurchaseCommon Stock 10,966 $1.93 $21,134.77
Disclosure

SEC source: 0001437749-22-006279 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Strategy Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,780,368

F1 · price: The price reported in Column 4 is a weighted average price. These share were bought in multiple transactions at prices ranging from $1.87 to $1.96, inclusive. The reporting person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 17, 2022 Filed Jul 3, 2024 16:15 UTC
Patrick Donald HuntleyChief Executive Officer
SaleCommon Stock 12,544 $1.43 $17,875.20
Disclosure

SEC source: 0001437749-24-022127 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,776

F1 · kind: The Reporting Person's sale of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Reporting Person has agreed to pay the Issuer $750, representing the full amount of the profit realization in connection with the short-swing transaction.

F2 · balance_after: On April 11, 2024, the Issuer effected a 6-for-1 reverse stock split. The holding reported here reflects such reverse stock split.

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December 06, 2021 Filed Dec 8, 2021 16:52 UTC
Khandelwal SugandhaChief Financial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-028123 · rdgdoc.xml · nonDerivative · entry 1

Khandelwal Sugandha · CIK 0001897917 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: On December 6, 2021, the Reporting Person received a grant of 50,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in full one year following the grant date.

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December 01, 2021 Filed Dec 3, 2021 21:32 UTC PurchaseCommon Stock 10,000 $1.80 $18,036.00
Disclosure

SEC source: 0001437749-21-027856 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,916

F1 · balance_after: On December 1, 2021, the Reporting Person purchased 10,000 shares of common stock at an average price per share of $1.80356. The highest price per share was $1.82 and the lowest price per share was $1.75.

F2 · balance_after: On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. The 56,250 shares which vested on February 1, 2021 are included in the total shares.

F3 · balance_after: On March 1, 2020, the Reporting Person received a grant of 50,000 RSUs under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021. The 16,666 shares which vested on March 1, 2021 are included in the total shares.

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November 30, 2021 Filed Dec 1, 2021 20:28 UTC
Conlin MatthewDirector · President · 10% owner
PurchaseCommon Stock 25,000 $1.86 $46,390.00
Disclosure

SEC source: 0001437749-21-027615 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,681,716

F1 · balance_after: The Reporting Person purchased 25,000 shares of common stock on November 30, 2021 in open market transactions at an average price per share of $1.8556. The highest price per share was $1.90 and the lowest price per share was $1.82.

F6 · balance_after: Transfer on August 23, 2021 of 282,841 shares of common stock from the Matthew Conlin 2020 B Grantor Retained Annuity Trust of which the Reporting Person is Trustee to the Reporting Person's personal account.

F7 · balance_after: Transfer on August 23, 2021 of 53,875 shares of common stock from the Matthew Conlin 2020 A Grantor Retained Annuity Trust of which the Reporting Person is Trustee to the Reporting Person's personal account.

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November 10, 2021 Filed Nov 12, 2021 16:12 UTC
Schulke RyanDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 10,000 $2.53 $25,297.00
Disclosure

SEC source: 0001437749-21-026376 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee.

Disclosed balance after: 132,500

F1 · shares: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.53; the lowest price at which a purchase was made is $2.5294.

F2 · balance_after: On May 11, 2018, 37,000 shares were transferred from the Reporting Person's personal account to The Schulke Inn Family Foundation Trust in which the Reporting Person is a Co-Trustee.

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June 02, 2021 Filed Jun 3, 2021 21:38 UTC GrantCommon Stock 25,809 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-014113 · rdgdoc.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,809

F1 · shares: On June 2, 2021, the Reporting Person received a grant of 25,809 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. These RSUs will vest in three equal annual installments, beginning on June 2, 2022.

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June 02, 2021 Filed Jun 3, 2021 21:35 UTC GrantCommon Stock 25,809 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-014111 · rdgdoc.xml · nonDerivative · entry 1

Mathis Donald H · CIK 0001661543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,809

F1 · shares: On June 2, 2021, the Reporting Person received a grant of 25,809 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. These RSUs will vest in three equal annual installments, beginning on June 2, 2022.

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June 02, 2021 Filed Jun 3, 2021 21:41 UTC
NEWELL CARLADirector
GrantCommon Stock 25,809 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-014115 · rdgdoc.xml · nonDerivative · entry 1

NEWELL CARLA · CIK 0001197936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,809

F1 · shares: On June 2, 2021, the Reporting Person received a grant of 25,809 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. These RSUs will vest in three equal annual installments, beginning on June 2, 2022.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:23 UTC
Conlin MatthewDirector · President · 10% owner
GrantCommon Stock 20,000 $2.72 $54,400.00
Disclosure

SEC source: 0001437749-21-012536 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320,000

F1 · shares: On May 13, 2021, the Reporting Person purchased 20,000 shares from the Issuer for cash under the Issuer's 2018 Stock Incentive Plan. The per share purchase price was the closing price reported on Nasdaq on the date of purchase.

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May 13, 2021 Filed May 17, 2021 20:21 UTC
Schulke RyanDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 30,000 $2.72 $81,600.00
Disclosure

SEC source: 0001437749-21-012530 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,572,990

F1 · shares: On May 13, 2021, the Reporting Person purchased 30,000 shares from the Issuer for cash under the Issuer's 2018 Stock Incentive Plan. The per share purchase price was the closing price reported on Nasdaq on the date of purchase.

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March 31, 2021 Filed Apr 5, 2021 10:08 UTC
Schulke RyanDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 60,800 $4.06 $246,708.16
Disclosure

SEC source: 0001437749-21-008149 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,542,990

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax withholding obligation with respect to the vesting of 160,000 restricted stock units ("RSUs") previously granted to the Reporting Person on March 27, 2018.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 10:07 UTC
Conlin MatthewDirector · President · 10% owner
Tax withholdingCommon Stock 60,800 $4.06 $246,708.16
Disclosure

SEC source: 0001437749-21-008148 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300,000

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax withholding obligation with respect to the vesting of 160,000 restricted stock units ("RSUs") previously granted to the Reporting Person on March 27, 2018.

Read SEC document
March 01, 2021 Filed Mar 24, 2021 23:25 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-007050 · rdgdoc.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: On March 1, 2021, the Reporting Person received a grant of 35,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. These RSUs will vest in three equal annual installments, beginning on March 1, 2022.

Read SEC document
March 01, 2021 Filed Mar 24, 2021 23:23 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-007047 · rdgdoc.xml · nonDerivative · entry 1

Mathis Donald H · CIK 0001661543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · balance_after: On March 1, 2021, the Reporting Person received a grant of 35,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. These RSUs will vest in three equal annual installments, beginning on March 1, 2022.

Read SEC document
March 01, 2021 Filed Mar 24, 2021 23:27 UTC
NEWELL CARLADirector
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-007052 · rdgdoc.xml · nonDerivative · entry 1

NEWELL CARLA · CIK 0001197936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: On March 1, 2021, the Reporting Person received a grant of 35,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. These RSUs will vest in three equal annual installments, beginning on March 1, 2022.

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February 01, 2021 Filed Feb 4, 2021 00:43 UTC
Mandel AlexanderChief Financial Officer
Tax withholdingCommon Stock 27,290 $5.73 $156,371.70
Disclosure

SEC source: 0001437749-21-001913 · rdgdoc.xml · nonDerivative · entry 1

Mandel Alexander · CIK 0001555382 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,516

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax withholding obligation with respect to the vesting of 68,750 restricted stock units ("RSUs") previously granted to the Reporting Person on February 1, 2019.

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October 01, 2020 Filed Oct 9, 2020 20:16 UTC
NEWELL CARLADirector
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-020985 · rdgdoc.xml · nonDerivative · entry 1

NEWELL CARLA · CIK 0001197936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: On October 1, 2020, the Reporting Person received a grant of 25,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on October 1, 2021.

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August 14, 2020 Filed Aug 17, 2020 20:47 UTC
Conlin MatthewDirector · President · 10% owner
PurchaseCommon Stock 8,129 $2.54 $20,629.78
Disclosure

SEC source: 0001437749-20-018147 · rdgdoc.xml · nonDerivative · entry 2

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Conlin Family Foundation Trust, in which the Reporting Person serves as co-trustee.

Disclosed balance after: 67,570

F2 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.60; the lowest price at which a purchase was made is $2.45. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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August 14, 2020 Filed Aug 17, 2020 20:46 UTC
Schulke RyanDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 5,085 $2.58 $13,129.98
Disclosure

SEC source: 0001437749-20-018146 · rdgdoc.xml · nonDerivative · entry 2

Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee.

Disclosed balance after: 85,500

F2 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.66; the lowest price at which a purchase was made is $2.42. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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August 13, 2020 Filed Aug 17, 2020 20:47 UTC
Conlin MatthewDirector · President · 10% owner
PurchaseCommon Stock 14,441 $2.32 $33,530.56
Disclosure

SEC source: 0001437749-20-018147 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Conlin Family Foundation Trust, in which the Reporting Person serves as co-trustee.

Disclosed balance after: 59,441

F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.37; the lowest price at which a purchase was made is $2.24. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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August 13, 2020 Filed Aug 17, 2020 20:46 UTC
Schulke RyanDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 14,915 $2.32 $34,666.93
Disclosure

SEC source: 0001437749-20-018146 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee.

Disclosed balance after: 80,415

F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.35; the lowest price at which a purchase was made is $2.25. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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June 03, 2020 Filed Jun 22, 2020 20:38 UTC GrantCommon Stock 36,128 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-013560 · rdgdoc.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,128

F1 · balance_after: On June 3, 2020, the Reporting Person received a grant of 36,128 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan, vesting in three equal annual installments, beginning on June 3, 2021.

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June 03, 2020 Filed Jun 22, 2020 16:42 UTC GrantCommon Stock 36,128 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-013566 · rdgdoc.xml · nonDerivative · entry 1

FRAWLEY ANDREW J · CIK 0001079559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,128

F1 · balance_after: On June 3, 2020, the Reporting Person received a grant of 36,128 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan, vesting in three equal annual installments, beginning on June 3, 2021.

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June 03, 2020 Filed Jun 22, 2020 20:40 UTC GrantCommon Stock 36,128 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-013563 · rdgdoc.xml · nonDerivative · entry 1

Mathis Donald H · CIK 0001661543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,128

F1 · balance_after: On June 3, 2020, the Reporting Person received a grant of 36,128 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan, vesting in three equal annual installments, beginning on June 3, 2021.

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May 20, 2020 Filed May 21, 2020 20:32 UTC PurchaseCommon Stock 350 $1.90 $665.00
Disclosure

SEC source: 0001437749-20-011570 · rdgdoc.xml · nonDerivative · entry 2

Patrick Donald Huntley · CIK 0001735387 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,267

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May 19, 2020 Filed May 21, 2020 20:32 UTC PurchaseCommon Stock 5,250 $1.90 $9,975.00
Disclosure

SEC source: 0001437749-20-011570 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,917

Read SEC document
May 18, 2020 Filed May 18, 2020 20:44 UTC
Conlin MatthewDirector · President · 10% owner
PurchaseCommon Stock 2,195 $1.79 $3,928.61
Disclosure

SEC source: 0001437749-20-011173 · rdgdoc.xml · nonDerivative · entry 3

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,040,800

F3 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.85; the lowest price at which a purchase was made is $1.73. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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May 15, 2020 Filed May 18, 2020 20:44 UTC
Conlin MatthewDirector · President · 10% owner
PurchaseCommon Stock 8,875 $1.67 $14,808.83
Disclosure

SEC source: 0001437749-20-011173 · rdgdoc.xml · nonDerivative · entry 2

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,038,605

F2 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.70; the lowest price at which a purchase was made is $1.605. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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May 14, 2020 Filed May 18, 2020 20:45 UTC
Schulke RyanDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 6,750 $1.67 $11,254.95
Disclosure

SEC source: 0001437749-20-011175 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,443,790

F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.76; the lowest price at which a purchase was made is $1.54. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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May 14, 2020 Filed May 18, 2020 20:44 UTC
Conlin MatthewDirector · President · 10% owner
PurchaseCommon Stock 8,880 $1.67 $14,809.18
Disclosure

SEC source: 0001437749-20-011173 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,029,730

F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $1.76; the lowest price at which a purchase was made is $1.54. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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March 01, 2020 Filed Apr 10, 2020 21:14 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-007509 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · balance_after: On March 1, 2020, the Reporting Person received a grant of 50,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021.

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March 01, 2020 Filed Jul 2, 2024 00:57 UTC Amendment
Patrick Donald HuntleyChief Operating Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-021840 · rdgdoc.xml · nonDerivative · entry 1

Patrick Donald Huntley · CIK 0001735387 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,000

F1 · balance_after: On March 1, 2020, the Reporting Person received a grant of 50,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021.

F2 · balance_after: The Reporting Person is amending the Form 4 to correctly report, in Table I, Column 5, the securities beneficially owned by the Reporting Person after the reported transaction.

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December 13, 2019 Filed Dec 17, 2019 21:26 UTC
Mandel AlexanderChief Financial Officer
PurchaseCommon Stock 17,056 $2.10 $35,744.26
Disclosure

SEC source: 0001437749-19-024538 · rdgdoc.xml · nonDerivative · entry 1

Mandel Alexander · CIK 0001555382 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,056

F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.12; the lowest price at which a purchase was made is $2.07. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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December 11, 2019 Filed Dec 12, 2019 21:28 UTC
Schulke RyanDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 16,224 $2.16 $35,019.50
Disclosure

SEC source: 0001437749-19-024297 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,246,419

F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.20; the lowest price at which a purchase was made is $2.11. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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December 10, 2019 Filed Dec 11, 2019 21:42 UTC
Conlin MatthewDirector · President · 10% owner
PurchaseCommon Stock 15,372 $2.38 $36,522.33
Disclosure

SEC source: 0001437749-19-024226 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,020,850

F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.39; the lowest price at which a purchase was made is $2.32. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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December 09, 2019 Filed Dec 10, 2019 21:35 UTC
Schulke RyanDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 3,600 $2.10 $7,544.16
Disclosure

SEC source: 0001437749-19-024140 · rdgdoc.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,230,195

F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.10; the lowest price at which a purchase was made is $2.08. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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December 09, 2019 Filed Dec 11, 2019 21:35 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024224 · rdgdoc.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: On December 9, 2019, the Reporting Person received a grant of 25,000 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on December 9, 2020.

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December 06, 2019 Filed Dec 9, 2019 22:05 UTC
Conlin MatthewDirector · President · 10% owner
PurchaseCommon Stock 2,808 $2.04 $5,729.72
Disclosure

SEC source: 0001437749-19-024090 · rdgdoc.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,005,478

F1 · price: Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.06; the lowest price at which a purchase was made is $1.79. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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December 06, 2019 Filed Dec 10, 2019 17:15 UTC GrantCommon Stock 8,865 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024148 · rdgdoc.xml · nonDerivative · entry 3

FRAWLEY ANDREW J · CIK 0001079559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,199

F2 · balance_after: On December 6, 2019, the Reporting Person received a grant of 26,596 RSUs under the Issuer's 2018 Stock Incentive Plan. One-third of these RSUs (8,865) vested immediately, and the remaining 17,731 RSUs will vest in two equal annual installments, beginning on June 6, 2020.

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December 06, 2019 Filed Dec 10, 2019 17:15 UTC GrantCommon Stock 17,731 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024148 · rdgdoc.xml · nonDerivative · entry 2

FRAWLEY ANDREW J · CIK 0001079559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,731

F2 · balance_after: On December 6, 2019, the Reporting Person received a grant of 26,596 RSUs under the Issuer's 2018 Stock Incentive Plan. One-third of these RSUs (8,865) vested immediately, and the remaining 17,731 RSUs will vest in two equal annual installments, beginning on June 6, 2020.

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December 06, 2019 Filed Dec 10, 2019 17:15 UTC GrantCommon Stock 15,226 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024148 · rdgdoc.xml · nonDerivative · entry 1

FRAWLEY ANDREW J · CIK 0001079559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,226

F1 · balance_after: On December 6, 2019, the Reporting Person received a grant of 15,226 restricted stock units ("RSUs") under the Issuer's 2018 Stock Incentive Plan, vesting in three equal annual installments, beginning on June 5, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.