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COMFORT SYSTEMS USA INC

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Tapewire entity
3020
SEC CIK
0001035983
Parsed reports
415

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202607
Mar 202603
Apr 202602
May 202606
Jun 202601
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2018 Filed Mar 9, 2018 19:52 UTC
Shaeff JulieChief Accounting Officer
GrantCommon Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003944 · edgar.xml · nonDerivative · entry 1

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,783

F1 · shares: Each restricted stock unit granted on March 7, 2018 represents a right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:50 UTC
Trent T McKennaSrVP, General Counsel and Secy
GrantEmployee Stock Option (Right to Buy) · Derivative 8,310 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001179110-18-003943 · edgar.xml · derivative · entry 4

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,310

Underlying: Common Stock · 8,310 shares

Expires 2028-03-07

F4 · derivative.exercise_date: Stock options vest in equal installments over a three-year vesting schedule.

F5 · derivative.expiration_date: Stock options will expire at the earlier of ten years from the date of grant or three months following termination of employment.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:50 UTC
Trent T McKennaSrVP, General Counsel and Secy
Tax withholdingCommon Stock 2,108 $42.50 $89,590.00
Disclosure

SEC source: 0001179110-18-003943 · edgar.xml · nonDerivative · entry 3

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,676

F3 · shares: Forfeited shares are related to dollar-denominated performance restricted stock units that vested on March 7, 2018 and were priced based on the closing price of the Company's common stock on March 7, 2018.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:50 UTC
Trent T McKennaSrVP, General Counsel and Secy
GrantCommon Stock 5,573 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003943 · edgar.xml · nonDerivative · entry 2

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,784

F2 · shares: Reflects dollar-denominated performance restricted stock units granted on March 25, 2015 that vested on March 7, 2018. These units vested as a result of the Company's 2015-2017 relative Total Shareholder Return and 2015-2017 Company average EPS - the applicable performance metrics.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:50 UTC
Trent T McKennaSrVP, General Counsel and Secy
GrantCommon Stock 2,551 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003943 · edgar.xml · nonDerivative · entry 1

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,211

F1 · shares: Each restricted stock unit granted on March 7, 2018 represents the right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:46 UTC
GEORGE WILLIAM IIIChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 14,514 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001179110-18-003941 · edgar.xml · derivative · entry 4

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,514

Underlying: Common Stock · 14,514 shares

Expires 2028-03-07

F4 · derivative.exercise_date: Stock options vest in equal installments over a three-year vesting schedule.

F5 · derivative.expiration_date: Stock options will expire at the earlier of ten years from the date of grant or three months following termination of employment.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:46 UTC
GEORGE WILLIAM IIIChief Financial Officer
Tax withholdingCommon Stock 3,527 $42.50 $149,897.50
Disclosure

SEC source: 0001179110-18-003941 · edgar.xml · nonDerivative · entry 3

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,009

F3 · shares: Forfeited shares are related to dollar-denominated performance restricted stock units that vested on March 7, 2018 and were priced based on the closing price of the Company's common stock on March 7, 2018.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:46 UTC
GEORGE WILLIAM IIIChief Financial Officer
GrantCommon Stock 9,227 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003941 · edgar.xml · nonDerivative · entry 2

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,536

F2 · shares: Reflects dollar-denominated performance restricted stock units granted on March 25, 2015 that vested on March 7, 2018. These units vested as a result of the Company's 2015-2017 relative Total Shareholder Return and 2015-2017 Company average EPS - the applicable performance metrics.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:46 UTC
GEORGE WILLIAM IIIChief Financial Officer
GrantCommon Stock 4,456 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003941 · edgar.xml · nonDerivative · entry 1

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,309

F1 · shares: Each restricted stock unit granted on March 7, 2018 represents a right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:44 UTC
Lane Brian E.Director · President/Chief Executive Off.
GrantEmployee Stock Option (Right to Buy) · Derivative 32,873 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001179110-18-003939 · edgar.xml · derivative · entry 4

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,873

Underlying: Common Stock · 32,873 shares

Expires 2028-03-07

F4 · derivative.exercise_date: Stock options vest in equal installments over a three-year vesting schedule.

F5 · derivative.expiration_date: Stock options expire at the earlier of ten years from the date of grant or three months following termination of employment.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:44 UTC
Lane Brian E.Director · President/Chief Executive Off.
Tax withholdingCommon Stock 5,958 $42.50 $253,215.00
Disclosure

SEC source: 0001179110-18-003939 · edgar.xml · nonDerivative · entry 3

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,908

F3 · shares: Forfeited shares are related to dollar-denominated performance restricted stock units that vested on March 7, 2018 and were priced based on the closing price of the Company's common stock on March 7, 2018.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:44 UTC
Lane Brian E.Director · President/Chief Executive Off.
GrantCommon Stock 15,140 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003939 · edgar.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,866

F2 · shares: Reflects dollar-denominated performance restricted stock units granted on March 25, 2015 that vested on March 7, 2018. These units vested as a result of the Company's 2015-2017 relative Total Shareholder Return and 2015-2017 Company average EPS - the applicable performance measures.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 19:44 UTC
Lane Brian E.Director · President/Chief Executive Off.
GrantCommon Stock 10,094 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003939 · edgar.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,726

F1 · shares: Each restricted stock unit granted on March 7, 2018 represents a right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 20:51 UTC
Lane Brian E.Director · President/Chief Executive Off.
Exercise / conversionOption to Buy · Derivative 19,124 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001179110-18-003423 · edgar.xml · derivative · entry 3

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,124 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options were granted on 03/25/2010, vested equally over a three-year period, and were fully vested on 04/01/2013.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 20:51 UTC
Lane Brian E.Director · President/Chief Executive Off.
SaleCommon Stock 19,124 $40.26 $769,932.24
Disclosure

SEC source: 0001179110-18-003423 · edgar.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,632

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 20:51 UTC
Lane Brian E.Director · President/Chief Executive Off.
Exercise / conversionCommon Stock 19,124 $12.46 $238,285.04
Disclosure

SEC source: 0001179110-18-003423 · edgar.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 20:54 UTC
MYERS FRANKLINDirector · Chairman of the Board
PurchaseCommon Stock 2,500 $41.87 $104,675.00
Disclosure

SEC source: 0001179110-18-002956 · edgar.xml · nonDerivative · entry 1

MYERS FRANKLIN · CIK 0001207002 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,500

F1 · price: Represents the average price of shares purchased; full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
February 01, 2018 Filed Feb 1, 2018 20:47 UTC
Krusi AlanDirector
SaleCommon Stock 2,000 $42.50 $85,000.00
Disclosure

SEC source: 0001179110-18-001322 · edgar.xml · nonDerivative · entry 1

Krusi Alan · CIK 0001429394 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 43,411

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

F3 · ownership.nature: Held by The Krusi Family Trust for which the Reporting Person and his spouse are trustees.

Read SEC document
November 28, 2017 Filed Nov 28, 2017 22:10 UTC
Lane Brian E.Director · President/Chief Executive Off.
Exercise / conversionOption to Buy · Derivative 19,389 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001179110-17-014671 · edgar.xml · derivative · entry 3

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,389 shares

Expires 2019-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options were granted on 03/26/2009, vested equally over a three-year period, and were fully vested on 04/01/2012.

Read SEC document
November 28, 2017 Filed Nov 28, 2017 22:10 UTC
Lane Brian E.Director · President/Chief Executive Off.
SaleCommon Stock 19,389 $42.35 $821,124.15
Disclosure

SEC source: 0001179110-17-014671 · edgar.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,632

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
November 28, 2017 Filed Nov 28, 2017 22:10 UTC
Lane Brian E.Director · President/Chief Executive Off.
Exercise / conversionCommon Stock 19,389 $11.00 $213,279.00
Disclosure

SEC source: 0001179110-17-014671 · edgar.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 27, 2017 22:20 UTC
Trent T McKennaSrVP, General Counsel and Secy
Exercise / conversionOption to Buy · Derivative 5,000 $0.00 Strike: $13.86 $0.00
Disclosure

SEC source: 0001179110-17-014631 · edgar.xml · derivative · entry 6

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,901

Underlying: Common Stock · 5,000 shares

Expires 2023-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options were granted on 03/20/2013, vested equally over a three-year period, and were fully vested on 04/01/2016.

Read SEC document
November 27, 2017 Filed Nov 27, 2017 22:20 UTC
Trent T McKennaSrVP, General Counsel and Secy
Exercise / conversionOption to Buy · Derivative 5,000 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001179110-17-014631 · edgar.xml · derivative · entry 5

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,614

Underlying: Common Stock · 5,000 shares

Expires 2022-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options were granted on 03/26/2012, vested equally over a three-year period, and were fully vested on 04/01/2015.

Read SEC document
November 27, 2017 Filed Nov 27, 2017 22:20 UTC
Trent T McKennaSrVP, General Counsel and Secy
SaleCommon Stock 15,179 $41.85 $635,241.15
Disclosure

SEC source: 0001179110-17-014631 · edgar.xml · nonDerivative · entry 4

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,660

F2 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
November 27, 2017 Filed Nov 27, 2017 22:20 UTC
Trent T McKennaSrVP, General Counsel and Secy
Exercise / conversionCommon Stock 5,000 $13.86 $69,300.00
Disclosure

SEC source: 0001179110-17-014631 · edgar.xml · nonDerivative · entry 3

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 27, 2017 22:20 UTC
Trent T McKennaSrVP, General Counsel and Secy
Exercise / conversionCommon Stock 5,000 $11.21 $56,050.00
Disclosure

SEC source: 0001179110-17-014631 · edgar.xml · nonDerivative · entry 2

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 15, 2017 22:48 UTC
MYERS FRANKLINDirector · Chairman of the Board
PurchaseCommon Stock 2,000 $40.64 $81,280.00
Disclosure

SEC source: 0001179110-17-014164 · edgar.xml · nonDerivative · entry 1

MYERS FRANKLIN · CIK 0001207002 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

F1 · price: Represents the average price of shares purchased; full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
November 14, 2017 Filed Nov 14, 2017 21:04 UTC
MYERS FRANKLINDirector · Chairman of the Board
PurchaseCommon Stock 3,000 $40.23 $120,690.00
Disclosure

SEC source: 0001179110-17-014113 · edgar.xml · nonDerivative · entry 1

MYERS FRANKLIN · CIK 0001207002 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,000

F1 · price: Represents the average price of shares purchased; full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
November 09, 2017 Filed Nov 27, 2017 22:20 UTC
Trent T McKennaSrVP, General Counsel and Secy
GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-014631 · edgar.xml · nonDerivative · entry 1

Trent T McKenna · CIK 0001373205 · SrVP, General Counsel and Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,839

F1 · kind: This transaction represents a charitable donation.

Read SEC document
November 06, 2017 Filed Nov 6, 2017 22:13 UTC SaleCommon Stock 8,000 $42.22 $337,760.00
Disclosure

SEC source: 0001179110-17-013783 · edgar.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,620

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
November 01, 2017 Filed Nov 1, 2017 20:14 UTC
Krusi AlanDirector
SaleCommon Stock 2,000 $43.24 $86,480.00
Disclosure

SEC source: 0001179110-17-013623 · edgar.xml · nonDerivative · entry 1

Krusi Alan · CIK 0001429394 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 45,411

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

F3 · ownership.nature: Held by The Krusi Family Trust for which the Reporting Person and his spouse are trustees.

Read SEC document
November 01, 2017 Filed Feb 13, 2018 21:48 UTC
GEORGE WILLIAM IIIChief Financial Officer
GiftCommon Stock 5,267 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002015 · edgar.xml · nonDerivative · entry 1

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,853

F1 · kind: This transaction represents a charitable donation.

Read SEC document
October 31, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
SaleCommon Stock 3,260 $42.95 $140,017.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · nonDerivative · entry 10

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,267

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
October 31, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
SaleCommon Stock 944 $42.96 $40,554.24
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · nonDerivative · entry 9

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,527

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:36 UTC SaleCommon Stock 5,000 $42.81 $214,050.00
Disclosure

SEC source: 0001179110-17-013587 · edgar.xml · nonDerivative · entry 1

Skidmore Constance Ellen · CIK 0001563462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,411

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:35 UTC SaleCommon Stock 10,000 $42.75 $427,500.00
Disclosure

SEC source: 0001179110-17-013586 · edgar.xml · nonDerivative · entry 1

ANDERSON DARCY · CIK 0001199361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,352

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock · Derivative 1,500 $0.00 Strike: $19.67 $0.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · derivative · entry 17

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,519

Underlying: Common Stock · 1,500 shares

Expires 2025-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock options were granted on 3/25/2015, will vest equally over a three-year period, were vested as to two-thirds of the total number of options granted on 4/1/2017, and will be fully vested on 4/1/2018.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock · Derivative 2,000 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · derivative · entry 16

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,567

Underlying: Common Stock · 2,000 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Stock options were granted on 3/19/2014, vested equally over a three-year period, and were fully vested on 4/1/2017.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 2,000 $0.00 Strike: $13.86 $0.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · derivative · entry 15

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,674

Underlying: Common Stock · 2,000 shares

Expires 2023-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock options were granted on 3/20/2013, vested equally over a three-year period, and were fully vested on 4/1/2016.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 1,600 $0.00 Strike: $13.87 $0.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · derivative · entry 14

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common Stock · 1,600 shares

Expires 2021-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Stock options were granted on 3/24/2011, vested equally over a three-year period, and were fully vested on 4/1/2014.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 1,800 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · derivative · entry 13

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · 1,800 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options were granted on 3/25/2010, vested equally over a three-year period, and were fully vested on 4/1/2013.

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October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 1,800 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · derivative · entry 12

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008

Underlying: Common Stock · 1,800 shares

Expires 2019-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options were granted on 3/26/2009, vested equally over a three-year period, and were fully vested on 4/1/2012.

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October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 1,001 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · derivative · entry 11

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,001 shares

Expires 2018-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options were granted on 3/26/2008, vested equally over a three-year period, and were fully vested on 4/1/2011.

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October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
SaleCommon Stock 11,701 $42.54 $497,760.54
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · nonDerivative · entry 8

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,471

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

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October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 1,500 $19.67 $29,505.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · nonDerivative · entry 7

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 2,000 $16.15 $32,300.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · nonDerivative · entry 6

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 2,000 $13.86 $27,720.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · nonDerivative · entry 5

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 1,600 $13.87 $22,192.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · nonDerivative · entry 4

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 1,800 $12.46 $22,428.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · nonDerivative · entry 3

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 20:35 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 1,800 $11.00 $19,800.00
Disclosure

SEC source: 0001179110-17-013585 · edgar.xml · nonDerivative · entry 2

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.