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COMFORT SYSTEMS USA INC

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3020
SEC CIK
0001035983
Parsed reports
415

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202607
Mar 202603
Apr 202602
May 202606
Jun 202601
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2019 Filed May 23, 2019 15:49 UTC GrantCommon Stock 3,262 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006563 · edgar.xml · nonDerivative · entry 1

ANDERSON DARCY · CIK 0001199361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,067

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000, as rounded down to the nearest whole share based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

Read SEC document
May 21, 2019 Filed May 23, 2019 15:47 UTC
Tang Vance WDirector
GrantCommon Stock 3,262 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006562 · edgar.xml · nonDerivative · entry 1

Tang Vance W · CIK 0001479275 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 27,324

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000 as rounded down to the nearest whole share based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

F2 · ownership.nature: Shares held in The Tang Living Trust, dated October 3, 2014, for which the Reporting Person and his spouse are trustees.

Read SEC document
May 21, 2019 Filed May 23, 2019 15:45 UTC GrantCommon Stock 3,262 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006561 · edgar.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,335

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000 as rounded down to the nearest whole share based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

Read SEC document
May 21, 2019 Filed May 23, 2019 15:43 UTC GrantCommon Stock 3,262 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006560 · edgar.xml · nonDerivative · entry 1

SANDBROOK WILLIAM J · CIK 0001527678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,715

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000 as rounded down to the nearest whole share based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

Read SEC document
May 21, 2019 Filed May 23, 2019 15:41 UTC GrantCommon Stock 3,262 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006559 · edgar.xml · nonDerivative · entry 1

SCHULTZ JAMES H · CIK 0001205077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,126

F1 · price: Shares granted pursuant to the 2017 Omnibus Incentive Plan as approved by stockholders on May 23, 2017. Non-employee directors are given an annual grant of Comfort Systems USA Common Stock following election or reelection at the Company's annual stockholders' meeting. This year's grant is equal to $160,000 as rounded down to the nearest whole share based on the average of the high and low price of the Company's Common Stock on the day of the annual stockholders' meeting.

Read SEC document
May 01, 2019 Filed May 2, 2019 20:03 UTC
Krusi AlanDirector
SaleCommon Stock 2,000 $53.49 $106,980.20
Disclosure

SEC source: 0001179110-19-005380 · edgar.xml · nonDerivative · entry 1

Krusi Alan · CIK 0001429394 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,864

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

F3 · ownership.nature: Held by The Krusi Family Trust for which the Reporting Person and his spouse are trustees.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 14:34 UTC
MYERS FRANKLINDirector · Chairman of the Board
PurchaseCommon Stock 4,500 $53.61 $241,255.35
Disclosure

SEC source: 0001179110-19-005267 · edgar.xml · nonDerivative · entry 1

MYERS FRANKLIN · CIK 0001207002 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,500

F1 · price: Represents the average price of shares purchased; full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:04 UTC
Howell Laura FinleyVP, General Counsel, Secretary
Tax withholdingCommon Stock 37 $52.80 $1,953.60
Disclosure

SEC source: 0001179110-19-004639 · edgar.xml · nonDerivative · entry 3

Howell Laura Finley · CIK 0001763667 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F5 · shares: Reflects forfeited shares related to the third and final vesting of restricted stock units granted on March 23, 2016.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:04 UTC
Howell Laura FinleyVP, General Counsel, Secretary
Tax withholdingCommon Stock 73 $52.80 $3,854.40
Disclosure

SEC source: 0001179110-19-004639 · edgar.xml · nonDerivative · entry 2

Howell Laura Finley · CIK 0001763667 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F4 · shares: Reflects forfeited shares related to the second vesting of restricted stock units granted on March 8, 2017.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:04 UTC
Howell Laura FinleyVP, General Counsel, Secretary
Tax withholdingCommon Stock 83 $52.80 $4,382.40
Disclosure

SEC source: 0001179110-19-004639 · edgar.xml · nonDerivative · entry 1

Howell Laura Finley · CIK 0001763667 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F2 · shares: Reflects forfeited shares related to the first vesting of restricted stock units granted on March 7, 2018.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:03 UTC
Shaeff JulieChief Accounting Officer
Tax withholdingCommon Stock 247 $52.80 $13,041.60
Disclosure

SEC source: 0001179110-19-004638 · edgar.xml · nonDerivative · entry 3

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,890

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F5 · shares: Reflects forfeited shares related to the third and final vesting of restricted stock units granted on March 23, 2016.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:03 UTC
Shaeff JulieChief Accounting Officer
Tax withholdingCommon Stock 211 $52.80 $11,140.80
Disclosure

SEC source: 0001179110-19-004638 · edgar.xml · nonDerivative · entry 2

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,137

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F4 · shares: Reflects forfeited shares related to the second vesting of restricted stock units granted on March 8, 2017.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:03 UTC
Shaeff JulieChief Accounting Officer
Tax withholdingCommon Stock 183 $52.80 $9,662.40
Disclosure

SEC source: 0001179110-19-004638 · edgar.xml · nonDerivative · entry 1

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,348

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F2 · shares: Reflects forfeited shares related to the first vesting of restricted stock units granted on March 7, 2018.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:02 UTC
GEORGE WILLIAM IIIChief Financial Officer
Tax withholdingCommon Stock 726 $52.80 $38,332.80
Disclosure

SEC source: 0001179110-19-004637 · edgar.xml · nonDerivative · entry 3

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,962

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F5 · shares: Reflects forfeited shares related to the third and final vesting of restricted stock units granted on March 23, 2016.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:02 UTC
GEORGE WILLIAM IIIChief Financial Officer
Tax withholdingCommon Stock 647 $52.80 $34,161.60
Disclosure

SEC source: 0001179110-19-004637 · edgar.xml · nonDerivative · entry 2

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,688

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F4 · shares: Reflects forfeited shares related to the second vesting of restricted stock units granted on March 8, 2017.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:02 UTC
GEORGE WILLIAM IIIChief Financial Officer
Tax withholdingCommon Stock 584 $52.80 $30,835.20
Disclosure

SEC source: 0001179110-19-004637 · edgar.xml · nonDerivative · entry 1

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,335

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F2 · shares: Reflects forfeited shares related to the first vesting of restricted stock units granted on March 7, 2018.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:01 UTC
Lane Brian E.Director · President/Chief Executive Off.
Tax withholdingCommon Stock 1,215 $52.80 $64,152.00
Disclosure

SEC source: 0001179110-19-004636 · edgar.xml · nonDerivative · entry 3

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,509

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F5 · shares: Reflects forfeited shares related to the third and final vesting of restricted stock units granted on March 23, 2016.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:01 UTC
Lane Brian E.Director · President/Chief Executive Off.
Tax withholdingCommon Stock 1,091 $52.80 $57,604.80
Disclosure

SEC source: 0001179110-19-004636 · edgar.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,724

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F4 · shares: Reflects forfeited shares related to the second vesting of restricted stock units granted on March 8, 2017.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:01 UTC
Lane Brian E.Director · President/Chief Executive Off.
Tax withholdingCommon Stock 1,324 $52.80 $69,907.20
Disclosure

SEC source: 0001179110-19-004636 · edgar.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,815

F1 · date: Forfeited shares are related to restricted stock units that vested on April 1, 2019 and were priced based on the average of the high and low stock price on April 1, 2019.

F2 · shares: Reflects forfeited shares related to the first vesting of restricted stock units granted on March 7, 2018.

F3 · price: Price is based on the average of the high and low stock price on April 1, 2019.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:05 UTC
Young Terrence AndrewSenior Vice President Service
GrantCommon Stock 1,801 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003605 · edgar.xml · nonDerivative · entry 1

Young Terrence Andrew · CIK 0001764103 · Senior Vice President Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,101

F1 · shares: Each restricted stock unit granted on March 6, 2019 represents a right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:04 UTC
Howell Laura FinleyVP, General Counsel, Secretary
GrantCommon Stock 1,152 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003604 · edgar.xml · nonDerivative · entry 1

Howell Laura Finley · CIK 0001763667 · VP, General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,831

F1 · shares: Each restricted stock unit granted on March 6, 2019 represents a right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:02 UTC
Shaeff JulieChief Accounting Officer
Tax withholdingCommon Stock 1,022 $52.04 $53,184.88
Disclosure

SEC source: 0001179110-19-003603 · edgar.xml · nonDerivative · entry 3

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,531

F3 · shares: Forfeited shares are related to dollar-denominated performance restricted stock units that vested on March 6, 2019 and were priced based on the closing price of the Company's common stock on March 6, 2019.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:02 UTC
Shaeff JulieChief Accounting Officer
GrantCommon Stock 2,677 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003603 · edgar.xml · nonDerivative · entry 2

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,553

F2 · shares: Reflects dollar-denominated performance restricted stock units granted on March 23, 2016 that vested on March 6, 2019. These units vested as a result of the Company's 2016-2018 relative Total Shareholder Return and 2016-2018 Company average EPS - the applicable performance metrics.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:02 UTC
Shaeff JulieChief Accounting Officer
GrantCommon Stock 2,286 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003603 · edgar.xml · nonDerivative · entry 1

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,876

F1 · shares: Each restricted stock unit granted on March 6, 2019 represents a right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:01 UTC
GEORGE WILLIAM IIIChief Financial Officer
Tax withholdingCommon Stock 2,914 $52.04 $151,644.56
Disclosure

SEC source: 0001179110-19-003600 · edgar.xml · nonDerivative · entry 3

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,919

F3 · shares: Forfeited shares are related to dollar-denominated performance restricted stock units that vested on March 6, 2019 and were priced based on the closing price of the Company's common stock on March 6, 2019.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:01 UTC
GEORGE WILLIAM IIIChief Financial Officer
GrantCommon Stock 7,406 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003600 · edgar.xml · nonDerivative · entry 2

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,833

F2 · shares: Reflects dollar-denominated performance restricted stock units granted on March 23, 2016 that vested on March 6, 2019. These units vested as a result of the Company's 2016-2018 relative Total Shareholder Return and 2016-2018 Company average EPS - the applicable performance metrics.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:01 UTC
GEORGE WILLIAM IIIChief Financial Officer
GrantCommon Stock 6,752 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003600 · edgar.xml · nonDerivative · entry 1

GEORGE WILLIAM III · CIK 0001205073 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,427

F1 · shares: Each restricted stock unit granted on March 6, 2019 represents a right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 20:59 UTC
Lane Brian E.Director · President/Chief Executive Off.
Tax withholdingCommon Stock 4,879 $52.04 $253,903.16
Disclosure

SEC source: 0001179110-19-003598 · edgar.xml · nonDerivative · entry 3

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,139

F3 · shares: Forfeited shares are related to dollar-denominated performance restricted stock units that vested on March 6, 2019 and were priced based on the closing price of the Company's common stock on March 6, 2019.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 20:59 UTC
Lane Brian E.Director · President/Chief Executive Off.
GrantCommon Stock 12,398 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003598 · edgar.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,018

F2 · shares: Reflects dollar-denominated performance restricted stock units granted on March 23, 2016 that vested on March 6, 2019. These units vested as a result of the Company's 2016-2018 relative Total Shareholder Return and 2016-2018 Company average EPS - the applicable performance measures.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 20:59 UTC
Lane Brian E.Director · President/Chief Executive Off.
GrantCommon Stock 17,774 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003598 · edgar.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,620

F1 · shares: Each restricted stock unit granted on March 6, 2019 represents a right to receive one share of common stock and will vest in equal installments over a three-year vesting schedule.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 1,500 $0.00 Strike: $36.25 $0.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · derivative · entry 16

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Stock · 1,500 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock options were granted on 3/8/2017, will vest equally over a three-year period, were vested as to one-third of the total number of options granted on 4/1/2018, and will be fully vested on 4/1/2020.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 1,000 $0.00 Strike: $30.36 $0.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · derivative · entry 15

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,964

Underlying: Common Stock · 1,000 shares

Expires 2026-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Stock options were granted on 3/23/2016, will vest equally over a three-year period, were vested as to two-thirds of the total number of options granted on 4/1/2018, and will be fully vested on 4/1/2019.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 1,000 $0.00 Strike: $19.67 $0.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · derivative · entry 14

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,030

Underlying: Common Stock · 1,000 shares

Expires 2025-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock options were granted on 3/25/2015, vested equally over a three-year period, and were fully vested on 4/1/2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 1,500 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · derivative · entry 13

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067

Underlying: Common Stock · 1,500 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Stock options were granted on 3/19/2014, vested equally over a three-year period, and were fully vested on 4/1/2017.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 1,500 $0.00 Strike: $13.86 $0.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · derivative · entry 12

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674

Underlying: Common Stock · 1,500 shares

Expires 2023-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options were granted on 3/20/2013, vested equally over a three-year period, and were fully vested on 4/1/2016.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 500 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · derivative · entry 11

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,019

Underlying: Common Stock · 500 shares

Expires 2022-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options were granted on 3/26/2012, vested equally over a three-year period, and were fully vested on 4/1/2015.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 999 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · derivative · entry 10

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 999 shares

Expires 2020-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options were granted on 3/25/2010, vested equally over a three-year period, and were fully vested on 4/1/2013.

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March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
SaleCommon Stock 4,010 $53.08 $212,835.96
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · nonDerivative · entry 9

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,590

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

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March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
SaleCommon Stock 7,999 $53.08 $424,557.32
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · nonDerivative · entry 8

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,600

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

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March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 1,500 $36.25 $54,375.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · nonDerivative · entry 7

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 1,000 $30.36 $30,360.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · nonDerivative · entry 6

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 1,000 $19.67 $19,670.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · nonDerivative · entry 5

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 1,500 $16.15 $24,225.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · nonDerivative · entry 4

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 1,500 $13.86 $20,790.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · nonDerivative · entry 3

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 500 $11.21 $5,605.00
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · nonDerivative · entry 2

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:19 UTC
Shaeff JulieChief Accounting Officer
Exercise / conversionCommon Stock 999 $12.46 $12,447.54
Disclosure

SEC source: 0001179110-19-003351 · edgar.xml · nonDerivative · entry 1

Shaeff Julie · CIK 0001319782 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2019 Filed Feb 28, 2019 20:05 UTC
Lane Brian E.Director · President/Chief Executive Off.
Exercise / conversionOption to Buy · Derivative 21,122 $0.00 Strike: $13.87 $0.00
Disclosure

SEC source: 0001179110-19-002782 · edgar.xml · derivative · entry 3

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,122 shares

Expires 2021-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options were granted on 3/24/2011, vested equally over a three-year period, and were fully vested on 4/1/2014.

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February 27, 2019 Filed Feb 28, 2019 20:05 UTC
Lane Brian E.Director · President/Chief Executive Off.
SaleCommon Stock 21,122 $53.30 $1,125,838.51
Disclosure

SEC source: 0001179110-19-002782 · edgar.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,846

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

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February 27, 2019 Filed Feb 28, 2019 20:05 UTC
Lane Brian E.Director · President/Chief Executive Off.
Exercise / conversionCommon Stock 21,122 $13.87 $292,962.14
Disclosure

SEC source: 0001179110-19-002782 · edgar.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director · President/Chief Executive Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2019 Filed Feb 28, 2019 20:06 UTC
MYERS FRANKLINDirector · Chairman of the Board
PurchaseCommon Stock 4,000 $52.84 $211,348.40
Disclosure

SEC source: 0001179110-19-002783 · edgar.xml · nonDerivative · entry 1

MYERS FRANKLIN · CIK 0001207002 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

F1 · price: Represents the average price of shares purchased; full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.