Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

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Tapewire entity
4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2017 Filed Nov 14, 2017 23:04 UTC
Burkland MichaelDirector · CEO, President and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 49,340 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001288847-17-000134 · wf-form4_151070065056213.xml · derivative · entry 7

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,464

Underlying: Common Stock · 49,340 shares

Expires 2023-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments beginning February 25, 2013.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 23:04 UTC
Burkland MichaelDirector · CEO, President and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 230,660 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001288847-17-000134 · wf-form4_151070065056213.xml · derivative · entry 6

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 230,660 shares

Expires 2021-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments beginning February 1, 2011.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 23:04 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 320,000 $24.05 $7,696,000.00
Disclosure

SEC source: 0001288847-17-000134 · wf-form4_151070065056213.xml · nonDerivative · entry 5

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,501

F1 · shares: The reported sales were made in connection with Mr. Burkland's health-related transition from CEO and President to Executive Chairman of Five9. Mr. Burkland continues to hold 643,501 shares of common stock and RSUs, plus stock options to purchase 1,292,983 shares.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 23:04 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 49,340 $24.05 $1,186,627.00
Disclosure

SEC source: 0001288847-17-000134 · wf-form4_151070065056213.xml · nonDerivative · entry 4

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,501

Read SEC document
November 13, 2017 Filed Nov 14, 2017 23:04 UTC
Burkland MichaelDirector · CEO, President and Chairman
Exercise / conversionCommon Stock 49,340 $4.84 $238,805.60
Disclosure

SEC source: 0001288847-17-000134 · wf-form4_151070065056213.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported sales were made in connection with Mr. Burkland's health-related transition from CEO and President to Executive Chairman of Five9. Mr. Burkland continues to hold 643,501 shares of common stock and RSUs, plus stock options to purchase 1,292,983 shares.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 23:04 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 230,660 $24.05 $5,547,373.00
Disclosure

SEC source: 0001288847-17-000134 · wf-form4_151070065056213.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,501

F1 · shares: The reported sales were made in connection with Mr. Burkland's health-related transition from CEO and President to Executive Chairman of Five9. Mr. Burkland continues to hold 643,501 shares of common stock and RSUs, plus stock options to purchase 1,292,983 shares.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 23:04 UTC
Burkland MichaelDirector · CEO, President and Chairman
Exercise / conversionCommon Stock 230,660 $0.52 $119,943.20
Disclosure

SEC source: 0001288847-17-000134 · wf-form4_151070065056213.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 21:52 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-17-000123 · wf-form4_150888194799407.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,401

Underlying: Common Stock · 10,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 21:52 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 10,000 $24.88 $248,800.00
Disclosure

SEC source: 0001288847-17-000123 · wf-form4_150888194799407.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,436

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.75 to $25.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 21:52 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionCommon Stock 10,000 $0.28 $2,800.00
Disclosure

SEC source: 0001288847-17-000123 · wf-form4_150888194799407.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 23:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 11,000 $24.89 $273,790.00
Disclosure

SEC source: 0001288847-17-000122 · wf-form4_150715830286693.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 262,821

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.65 to $25.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:29 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-17-000121 · wf-form4_150602934271432.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,401

Underlying: Common Stock · 10,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:29 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 10,000 $22.12 $221,200.00
Disclosure

SEC source: 0001288847-17-000121 · wf-form4_150602934271432.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,436

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.30, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 20, 2017 Filed Sep 21, 2017 21:29 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionCommon Stock 10,000 $0.28 $2,800.00
Disclosure

SEC source: 0001288847-17-000121 · wf-form4_150602934271432.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 17:39 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 4,332 $21.39 $92,661.48
Disclosure

SEC source: 0001288847-17-000119 · wf-form4_150482033781648.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,049

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.12 to $21.48, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 17:39 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 5,847 $21.13 $123,547.11
Disclosure

SEC source: 0001288847-17-000119 · wf-form4_150482033781648.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,381

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.91 to $21.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 17:41 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 5,289 $21.41 $113,237.49
Disclosure

SEC source: 0001288847-17-000120 · wf-form4_150482047569667.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,060

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 to $21.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 17:41 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 6,589 $21.14 $139,291.46
Disclosure

SEC source: 0001288847-17-000120 · wf-form4_150482047569667.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,349

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.93 to $21.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:36 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 10,000 $21.28 $212,800.00
Disclosure

SEC source: 0001288847-17-000118 · wf-form4_150482018541115.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 273,821

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.93 to $21.50, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:36 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,024 $21.16 $63,987.84
Disclosure

SEC source: 0001288847-17-000118 · wf-form4_150482018541115.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,698

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.11 to $21.22, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:31 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 12,590 $21.00 $264,390.00
Disclosure

SEC source: 0001288847-17-000116 · wf-form4_150481987438636.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,501

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.96 to $21.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:34 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 4,202 $21.03 $88,368.06
Disclosure

SEC source: 0001288847-17-000117 · wf-form4_150482005248121.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,436

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.95 to $21.11, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:34 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-17-000115 · wf-form4_150343408176815.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,401

Underlying: Common Stock · 10,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:34 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 10,000 $20.41 $204,100.00
Disclosure

SEC source: 0001288847-17-000115 · wf-form4_150343408176815.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,638

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 20:34 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionCommon Stock 10,000 $0.28 $2,800.00
Disclosure

SEC source: 0001288847-17-000115 · wf-form4_150343408176815.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,500 shares acquired under the issuer's employee stock purchase plan.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 19:24 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,861 $20.78 $38,671.58
Disclosure

SEC source: 0001288847-17-000114 · wf-form4_150301223992666.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,938

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.65 to $20.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 19:24 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 2,042 $20.97 $42,820.74
Disclosure

SEC source: 0001288847-17-000114 · wf-form4_150301223992666.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,799

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.96 to $20.98, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 17:19 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 1,085 $20.98 $22,763.30
Disclosure

SEC source: 0001288847-17-000111 · wf-form4_150239994977704.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,228

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 17:17 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 784 $20.99 $16,456.16
Disclosure

SEC source: 0001288847-17-000110 · wf-form4_150239982821851.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,841

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.98 to $20.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 21:22 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 4,163 $21.04 $87,589.52
Disclosure

SEC source: 0001288847-17-000113 · wf-form4_150240014552045.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,335

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.02 to $21.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 21:20 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,020 $21.01 $63,450.20
Disclosure

SEC source: 0001288847-17-000112 · wf-form4_150240004317958.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,722

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 21:15 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 12,484 $21.00 $262,164.00
Disclosure

SEC source: 0001288847-17-000109 · wf-form4_150239973128571.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,091

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.96 to $21.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 08, 2017 Filed Aug 10, 2017 21:13 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000108 · wf-form4_150239959804169.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,449

F1 · shares: Represents shares donated to Fidelity Charitable Gift Fund.

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August 01, 2017 Filed Aug 2, 2017 20:19 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 10,378 $22.22 $230,599.16
Disclosure

SEC source: 0001288847-17-000102 · wf-form4_150170514331177.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 283,821

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.99 to $22.68, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 20, 2017 Filed Jul 21, 2017 20:07 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-17-000101 · wf-form4_150066764815990.xml · derivative · entry 3

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,401

Underlying: Common Stock · 10,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

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July 20, 2017 Filed Jul 21, 2017 20:07 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 10,000 $22.35 $223,500.00
Disclosure

SEC source: 0001288847-17-000101 · wf-form4_150066764815990.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,498

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.06 to $22.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 20, 2017 Filed Jul 21, 2017 20:07 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionCommon Stock 10,000 $0.28 $2,800.00
Disclosure

SEC source: 0001288847-17-000101 · wf-form4_150066764815990.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2017 Filed Jul 14, 2017 20:19 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 12,622 $22.44 $283,237.68
Disclosure

SEC source: 0001288847-17-000100 · wf-form4_150006357565418.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 294,199

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.92 to $22.92, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 20, 2017 Filed Jun 23, 2017 01:24 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-17-000099 · wf-form4_149818105465836.xml · derivative · entry 3

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,401

Underlying: Common Stock · 10,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

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June 20, 2017 Filed Jun 23, 2017 01:24 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 10,000 $22.60 $226,000.00
Disclosure

SEC source: 0001288847-17-000099 · wf-form4_149818105465836.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,498

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.32 to $23.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 20, 2017 Filed Jun 23, 2017 01:24 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionCommon Stock 10,000 $0.28 $2,800.00
Disclosure

SEC source: 0001288847-17-000099 · wf-form4_149818105465836.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 20:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 11,000 $21.97 $241,670.00
Disclosure

SEC source: 0001288847-17-000097 · wf-form4_149764328051151.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,924

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.65 to $22.20 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 05, 2017 Filed Jun 6, 2017 18:14 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 5,569 $24.01 $133,711.69
Disclosure

SEC source: 0001288847-17-000095 · wf-form4_149678728225759.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,313

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.97 to $24.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 05, 2017 Filed Jun 6, 2017 18:14 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 3,524 $23.89 $84,188.36
Disclosure

SEC source: 0001288847-17-000095 · wf-form4_149678728225759.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,882

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 05, 2017 Filed Jun 6, 2017 18:16 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 5,186 $24.03 $124,619.58
Disclosure

SEC source: 0001288847-17-000096 · wf-form4_149678737437877.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,625

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.98 to $24.08, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 05, 2017 Filed Jun 6, 2017 18:16 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 5,908 $23.89 $141,142.12
Disclosure

SEC source: 0001288847-17-000096 · wf-form4_149678737437877.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,811

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.78 to $24.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 30, 2017 Filed May 31, 2017 16:30 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,750 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001288847-17-000094 · wf-form4_149626258939379.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2023-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option began vesting in 48 equal monthly installments on the one-month anniversary of December 18, 2013.

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May 30, 2017 Filed May 31, 2017 16:30 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 3,750 $22.12 $82,950.00
Disclosure

SEC source: 0001288847-17-000094 · wf-form4_149626258939379.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,406

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

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May 30, 2017 Filed May 31, 2017 16:30 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 3,750 $10.12 $37,950.00
Disclosure

SEC source: 0001288847-17-000094 · wf-form4_149626258939379.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2017 Filed May 25, 2017 22:37 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 12,023 $21.81 $262,221.63
Disclosure

SEC source: 0001288847-17-000093 · wf-form4_149575184099078.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 84,924

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.63 to $21.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.