Last 12 months
Inside the activity.
1 purchase rows · 56 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 12 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 9 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 14 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 17 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC |
WELCH SCOTTEVP, Cloud Operations
|
Exercise / conversionCommon Stock | 12,704 | $8.13 | $103,283.52 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 3 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC |
WELCH SCOTTEVP, Cloud Operations
|
SaleCommon Stock | 15,750 | $29.55 | $465,412.50 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,363 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.95 to $29.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:25 UTC |
WELCH SCOTTEVP, Cloud Operations
|
Exercise / conversionCommon Stock | 15,750 | $4.25 | $66,937.50 |
DisclosureSEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 01:27 UTC |
Burkland MichaelDirector
|
GrantCommon Stock | 13,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-18-000024 · wf-form4_151986762721112.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,013 Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 01:12 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
GrantEmployee Stock Option (right to buy) · Derivative | 57,716 | $0.00 Strike: $25.90 | $0.00 |
DisclosureSEC source: 0001288847-18-000022 · wf-form4_151986676427841.xml · derivative · entry 3 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,716 Underlying: Common Stock · 57,716 shares Expires 2028-02-26 F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 01:12 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
GrantCommon Stock | 33,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-18-000022 · wf-form4_151986676427841.xml · nonDerivative · entry 2 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,544 Read SEC document |
| February 26, 2018 Filed Mar 1, 2018 01:12 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
SaleCommon Stock | 5,000 | $29.67 | $148,350.00 |
DisclosureSEC source: 0001288847-18-000022 · wf-form4_151986676427841.xml · nonDerivative · entry 1 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 242,821 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.02 to $30.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Apr 2, 2018 20:33 UTC Amendment |
Passi GauravEVP, Product Management
|
GrantEmployee Stock Option (right to buy) · Derivative | 42,860 | $0.00 Strike: $29.89 | $0.00 |
DisclosureSEC source: 0001288847-18-000050 · wf-form4a_152271558312331.xml · derivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,860 Underlying: Common Stock · 42,860 shares Expires 2028-02-26 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price and number of shares of the employee stock option granted to the Reporting Person on February 26, 2018, which were incorrectly listed in the original report. F1 · shares: This amendment is being filed to correct the exercise price and number of shares of the employee stock option granted to the Reporting Person on February 26, 2018, which were incorrectly listed in the original report. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| February 26, 2018 Filed Apr 2, 2018 20:36 UTC Amendment |
WELCH SCOTTEVP, Cloud Operations
|
GrantEmployee Stock Option (right to buy) · Derivative | 59,211 | $0.00 Strike: $29.89 | $0.00 |
DisclosureSEC source: 0001288847-18-000051 · wf-form4a_152271575356666.xml · derivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,211 Underlying: Common Stock · 59,211 shares Expires 2028-02-26 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on February 26, 2018, which was incorrectly listed in the original report. F1 · shares: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on February 26, 2018, which was incorrectly listed in the original report. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| February 26, 2018 Filed Apr 3, 2018 00:42 UTC Amendment |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
GrantEmployee Stock Option (right to buy) · Derivative | 79,708 | $0.00 Strike: $29.89 | $0.00 |
DisclosureSEC source: 0001288847-18-000053 · wf-form4a_152271613954965.xml · derivative · entry 1 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,708 Underlying: Common Stock · 79,708 shares Expires 2028-02-26 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on February 26, 2018, which were incorrectly listed in the original report. F1 · shares: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on February 26, 2018, which were incorrectly listed in the original report. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 23:27 UTC |
ACOSTA JACK LDirector
|
SaleCommon Stock | 75,682 | $27.10 | $2,050,982.20 |
DisclosureSEC source: 0001288847-18-000016 · wf-form4_151934206162488.xml · nonDerivative · entry 2 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 214,673 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.64 to $27.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:06 UTC |
Burkland Daniel P.President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-18-000014 · wf-form4_151924715654694.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on December 15, 2009 is fully vested. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:06 UTC |
Burkland Daniel P.President
|
SaleCommon Stock | 10,000 | $26.78 | $267,800.00 |
DisclosureSEC source: 0001288847-18-000014 · wf-form4_151924715654694.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,291 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.54 to $27.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:06 UTC |
Burkland Daniel P.President
|
Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-18-000014 · wf-form4_151924715654694.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:27 UTC |
ACOSTA JACK LDirector
|
SaleCommon Stock | 74,318 | $26.81 | $1,992,465.58 |
DisclosureSEC source: 0001288847-18-000016 · wf-form4_151934206162488.xml · nonDerivative · entry 1 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 290,355 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.52 to $27.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 16:15 UTC |
WELCH SCOTTEVP, Cloud Operations
|
SaleCommon Stock | 2,351 | $27.21 | $63,970.71 |
DisclosureSEC source: 0001288847-18-000009 · wf-form4_151881569063429.xml · nonDerivative · entry 2 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,363 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 16:15 UTC |
WELCH SCOTTEVP, Cloud Operations
|
SaleCommon Stock | 1,552 | $27.01 | $41,919.52 |
DisclosureSEC source: 0001288847-18-000009 · wf-form4_151881569063429.xml · nonDerivative · entry 1 WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,714 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.65 to $27.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:13 UTC |
Burkland MichaelDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $0.12 | $0.00 |
DisclosureSEC source: 0001288847-18-000008 · wf-form4_151881561546454.xml · derivative · entry 4 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,496 Underlying: Common Stock · 24,000 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on May 20, 2008 is fully vested. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:13 UTC |
Burkland MichaelDirector
|
SaleCommon Stock | 24,000 | $26.54 | $636,960.00 |
DisclosureSEC source: 0001288847-18-000008 · wf-form4_151881561546454.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,113 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.93 to $27.10, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:13 UTC |
Burkland MichaelDirector
|
Exercise / conversionCommon Stock | 24,000 | $0.12 | $2,880.00 |
DisclosureSEC source: 0001288847-18-000008 · wf-form4_151881561546454.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:02 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
SaleCommon Stock | 5,000 | $25.80 | $129,000.00 |
DisclosureSEC source: 0001288847-18-000005 · wf-form4_151700055113001.xml · nonDerivative · entry 1 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 247,821 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.71 to $26.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 21:20 UTC |
Burkland Daniel P.President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-18-000004 · wf-form4_151674242630829.xml · derivative · entry 4 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on December 15, 2009 is now fully vested. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 21:20 UTC |
Burkland Daniel P.President
|
SaleCommon Stock | 10,000 | $24.32 | $243,200.00 |
DisclosureSEC source: 0001288847-18-000004 · wf-form4_151674242630829.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,291 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.97 to $24.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 21:20 UTC |
Burkland Daniel P.President
|
Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-18-000004 · wf-form4_151674242630829.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 21:04 UTC |
Burkland MichaelDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $0.12 | $0.00 |
DisclosureSEC source: 0001288847-18-000003 · wf-form4_151622302635339.xml · derivative · entry 3 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,496 Underlying: Common Stock · 24,000 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option granted on May 20, 2008 is now fully vested. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 21:04 UTC |
Burkland MichaelDirector
|
SaleCommon Stock | 24,000 | $23.78 | $570,720.00 |
DisclosureSEC source: 0001288847-18-000003 · wf-form4_151622302635339.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,582 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.30 to $24.19, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 21:04 UTC |
Burkland MichaelDirector
|
Exercise / conversionCommon Stock | 24,000 | $0.12 | $2,880.00 |
DisclosureSEC source: 0001288847-18-000003 · wf-form4_151622302635339.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 21:51 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,982 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001288847-18-000002 · wf-form4_151570749731697.xml · derivative · entry 3 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,982 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option granted on November 22, 2013 is now fully vested. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 21:51 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
Exercise / conversionCommon Stock | 20,982 | $9.48 | $198,909.36 |
DisclosureSEC source: 0001288847-18-000002 · wf-form4_151570749731697.xml · nonDerivative · entry 1 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:20 UTC |
Burkland MichaelDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 8,577 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001288847-18-000001 · wf-form4_151501439924088.xml · derivative · entry 4 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,577 shares Expires 2023-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option granted on November 22, 2013 is now fully vested. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:20 UTC |
Burkland MichaelDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 86,504 | $0.00 Strike: $4.84 | $0.00 |
DisclosureSEC source: 0001288847-18-000001 · wf-form4_151501439924088.xml · derivative · entry 3 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,504 shares Expires 2023-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option granted on January 25, 2013 is now fully vested. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:20 UTC |
Burkland MichaelDirector
|
Exercise / conversionCommon Stock | 8,577 | $9.48 | $81,309.96 |
DisclosureSEC source: 0001288847-18-000001 · wf-form4_151501439924088.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:20 UTC |
Burkland MichaelDirector
|
Exercise / conversionCommon Stock | 86,504 | $4.84 | $418,679.36 |
DisclosureSEC source: 0001288847-18-000001 · wf-form4_151501439924088.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2017 Filed Dec 27, 2017 23:29 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
SaleCommon Stock | 5,000 | $24.52 | $122,600.00 |
DisclosureSEC source: 0001288847-17-000152 · wf-form4_151441735492263.xml · nonDerivative · entry 1 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 252,821 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.21 to $24.68, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 00:19 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001288847-17-000151 · wf-form4_151381555040789.xml · derivative · entry 5 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,500 Underlying: Common Stock · 10,000 shares Expires 2024-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 00:19 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
Exercise / conversionCommon Stock | 10,000 | $4.25 | $42,500.00 |
DisclosureSEC source: 0001288847-17-000151 · wf-form4_151381555040789.xml · nonDerivative · entry 2 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 00:14 UTC |
Burkland Daniel P.President
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · derivative · entry 6 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,401 Underlying: Common Stock · 10,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 00:14 UTC |
Burkland Daniel P.President
|
SaleCommon Stock | 10,000 | $24.36 | $243,600.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · nonDerivative · entry 3 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,291 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.26 to $24.47, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 00:14 UTC |
Burkland Daniel P.President
|
Exercise / conversionCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · nonDerivative · entry 2 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2017 Filed Dec 21, 2017 00:19 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
GrantEmployee Stock Option (right to buy) · Derivative | 23,039 | $0.00 Strike: $24.01 | $0.00 |
DisclosureSEC source: 0001288847-17-000151 · wf-form4_151381555040789.xml · derivative · entry 4 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,039 Underlying: Common Stock · 23,039 shares Expires 2027-12-18 F1 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of December 2, 2017. Read SEC document |
| December 18, 2017 Filed Dec 21, 2017 00:19 UTC |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
GrantCommon Stock | 10,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-17-000151 · wf-form4_151381555040789.xml · nonDerivative · entry 1 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,778 Read SEC document |
| December 18, 2017 Filed Dec 21, 2017 00:14 UTC |
Burkland Daniel P.President
|
GrantEmployee Stock Option (right to buy) · Derivative | 76,332 | $0.00 Strike: $24.01 | $0.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · derivative · entry 5 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,332 Underlying: Common Stock · 76,332 shares Expires 2027-12-18 F3 · derivative.exercise_date: Option began vesting with respect to 25% of shares subject to the option one year after December 2, 2017, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| December 18, 2017 Filed Dec 21, 2017 00:14 UTC |
Burkland Daniel P.President
|
GrantCommon Stock | 37,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001288847-17-000150 · wf-form4_151381528126857.xml · nonDerivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,291 Read SEC document |
| December 18, 2017 Filed Apr 3, 2018 00:30 UTC Amendment |
Burkland Daniel P.President
|
GrantEmployee Stock Option (right to buy) · Derivative | 81,295 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001288847-18-000049 · wf-form4a_152271539075052.xml · derivative · entry 1 Burkland Daniel P. · CIK 0001604052 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,295 Underlying: Common Stock · 81,295 shares Expires 2027-12-18 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on December 18, 2017, which were incorrectly listed in the original report. F1 · shares: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on December 18, 2017, which were incorrectly listed in the original report. F2 · derivative.exercise_date: Option began vesting with respect to 25% of shares subject to the option one year after December 2, 2017, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| December 18, 2017 Filed Apr 3, 2018 00:39 UTC Amendment |
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
|
GrantEmployee Stock Option (right to buy) · Derivative | 24,668 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001288847-18-000052 · wf-form4a_152271594218351.xml · derivative · entry 1 ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,668 Underlying: Common Stock · 24,668 shares Expires 2027-12-18 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on December 18, 2017, which were incorrectly listed in the original report. F1 · shares: This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on December 18, 2017, which were incorrectly listed in the original report. F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of December 2, 2017. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:21 UTC |
Burkland MichaelDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $0.12 | $0.00 |
DisclosureSEC source: 0001288847-17-000149 · wf-form4_151363924869742.xml · derivative · entry 3 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,496 Underlying: Common Stock · 24,000 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:21 UTC |
Burkland MichaelDirector
|
SaleCommon Stock | 24,000 | $23.86 | $572,640.00 |
DisclosureSEC source: 0001288847-17-000149 · wf-form4_151363924869742.xml · nonDerivative · entry 2 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,501 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.07 to $24.39, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 23:21 UTC |
Burkland MichaelDirector
|
Exercise / conversionCommon Stock | 24,000 | $0.12 | $2,880.00 |
DisclosureSEC source: 0001288847-17-000149 · wf-form4_151363924869742.xml · nonDerivative · entry 1 Burkland Michael · CIK 0001604097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:05 UTC |
Passi GauravEVP, Product Management
|
SaleCommon Stock | 4,277 | $23.25 | $99,440.25 |
DisclosureSEC source: 0001288847-17-000147 · wf-form4_151252228966341.xml · nonDerivative · entry 2 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,869 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 20:05 UTC |
Passi GauravEVP, Product Management
|
SaleCommon Stock | 5,922 | $23.82 | $141,062.04 |
DisclosureSEC source: 0001288847-17-000147 · wf-form4_151252228966341.xml · nonDerivative · entry 1 Passi Gaurav · CIK 0001628106 · EVP, Product Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,146 F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.68 to $24.30, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.