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Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2018 Filed Mar 7, 2018 00:52 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 75,343 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · derivative · entry 12

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,941

Underlying: Common Stock · 75,343 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 00:52 UTC SaleCommon Stock 75,343 $30.82 $2,322,071.26
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · nonDerivative · entry 7

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,013

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $31.26, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 00:52 UTC Exercise / conversionCommon Stock 75,343 $8.13 $612,538.59
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · nonDerivative · entry 6

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:52 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 716 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · derivative · entry 11

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,284

Underlying: Common Stock · 716 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:52 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 83,985 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · derivative · entry 10

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,886

Underlying: Common Stock · 83,985 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:52 UTC SaleCommon Stock 84,701 $30.84 $2,612,178.84
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · nonDerivative · entry 5

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,013

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.35 to $31.32, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:52 UTC Exercise / conversionCommon Stock 716 $8.13 $5,821.08
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · nonDerivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:52 UTC Exercise / conversionCommon Stock 83,985 $4.25 $356,936.25
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 19:20 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 5,922 $30.75 $182,101.50
Disclosure

SEC source: 0001288847-18-000035 · wf-form4_152046842501604.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,241

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.44 to $31.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 19:20 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 3,901 $30.90 $120,540.90
Disclosure

SEC source: 0001288847-18-000035 · wf-form4_152046842501604.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,163

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.55 to $31.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 19:23 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 5,499 $30.76 $169,149.24
Disclosure

SEC source: 0001288847-18-000037 · wf-form4_152046861594568.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,610

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.49 to $31.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 19:23 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 6,351 $30.91 $196,309.41
Disclosure

SEC source: 0001288847-18-000037 · wf-form4_152046861594568.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,109

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.57 to $31.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:24 UTC
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
SaleCommon Stock 3,713 $31.13 $115,585.69
Disclosure

SEC source: 0001288847-18-000038 · wf-form4_152046868015090.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,831

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.10 to $31.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:22 UTC SaleCommon Stock 3,867 $31.08 $120,186.36
Disclosure

SEC source: 0001288847-18-000036 · wf-form4_152046854368855.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,424

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.06 to $31.10, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:52 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 67,297 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · derivative · entry 9

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,871

Underlying: Common Stock · 67,297 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:52 UTC SaleCommon Stock 67,297 $31.02 $2,087,552.94
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.01 to $31.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 02, 2018 Filed Mar 7, 2018 00:52 UTC Exercise / conversionCommon Stock 67,297 $4.25 $286,012.25
Disclosure

SEC source: 0001288847-18-000034 · wf-form4_152038396358318.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 63,832 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000033 · wf-form4_152003397525122.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,168

Underlying: Common Stock · 63,832 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:39 UTC SaleCommon Stock 63,832 $30.12 $1,922,619.84
Disclosure

SEC source: 0001288847-18-000033 · wf-form4_152003397525122.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.33 to $30.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:39 UTC Exercise / conversionCommon Stock 63,832 $4.25 $271,286.00
Disclosure

SEC source: 0001288847-18-000033 · wf-form4_152003397525122.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:38 UTC SaleCommon Stock 7,000 $30.07 $210,490.00
Disclosure

SEC source: 0001288847-18-000032 · wf-form4_152003389581452.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,964

Read SEC document
February 27, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,376 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 17

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,131

Underlying: Common Stock · 12,376 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionStock Option (right to buy) · Derivative 32,058 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 16

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907

Underlying: Common Stock · 32,058 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option began vesting with respect to 25% of shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 12,376 $29.56 $365,834.56
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 11

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,460

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.28 to $29.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 12,376 $16.25 $201,110.00
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 10

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 32,058 $29.56 $947,634.48
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 9

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,460

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.28 to $29.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 32,058 $12.24 $392,389.92
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 8

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
GrantEmployee Stock Option (right to buy) · Derivative 31,034 $0.00 Strike: $25.90 $0.00
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 15

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,034

Underlying: Common Stock · 31,034 shares

Expires 2028-02-26

F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,364 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 14

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,412

Underlying: Common Stock · 7,364 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,641 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 13

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125

Underlying: Common Stock · 4,641 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,937 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 12

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,813

Underlying: Common Stock · 2,937 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock · Derivative 105 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · derivative · entry 11

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105 shares

Expires 2023-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
GrantCommon Stock 18,166 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 10

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,064

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 971 $29.51 $28,654.21
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 9

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,898

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.41 to $29.62, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 7,364 $29.52 $217,385.28
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 8

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,869

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.39 to $29.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 7,364 $16.25 $119,665.00
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 7

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 4,641 $29.52 $137,002.32
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 6

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,869

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.39 to $29.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 4,641 $8.13 $37,731.33
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 5

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 2,937 $29.52 $86,700.24
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 4

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,869

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.39 to $29.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 2,937 $4.25 $12,482.25
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 105 $29.52 $3,099.60
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,869

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.39 to $29.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 26, 2018 Filed Feb 28, 2018 20:11 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 105 $10.12 $1,062.60
Disclosure

SEC source: 0001288847-18-000021 · wf-form4_151986665557109.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
GrantEmployee Stock Option (right to buy) · Derivative 42,874 $0.00 Strike: $25.90 $0.00
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 15

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,874

Underlying: Common Stock · 42,874 shares

Expires 2028-02-26

F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.

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February 26, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionStock Option (right to buy) · Derivative 61,546 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 14

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,965

Underlying: Common Stock · 61,546 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option began vesting with respect to 25% of shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

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February 26, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,704 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 13

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,875

Underlying: Common Stock · 12,704 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option began vesting in 48 equal monthly installments on the one-month anniversary of February 18, 2016.

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February 26, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,750 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · derivative · entry 12

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Common Stock · 15,750 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option began vesting in 48 equal monthly installments on the one-month anniversary of November 5, 2014.

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February 26, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
GrantCommon Stock 25,097 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 7

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,460

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 61,546 $29.55 $1,818,684.30
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 6

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,363

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.95 to $29.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 61,546 $12.24 $753,323.04
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 20:25 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 12,704 $29.55 $375,403.20
Disclosure

SEC source: 0001288847-18-000023 · wf-form4_151986747895511.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,363

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.95 to $29.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.