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Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 26, 2019 23:31 UTC
Trollope Rowan MDirector · Chief Executive Officer
GrantCommon Stock 66,008 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000029 · wf-form4_155122388272879.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,710

F1 · balance_after: Includes 475 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2018.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 25,486 $0.00 Strike: $53.00 $0.00
Disclosure

SEC source: 0001288847-19-000028 · wf-form4_155122380730494.xml · derivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,486

Underlying: Common Stock · 25,486 shares

Expires 2029-02-22

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
GrantCommon Stock 35,204 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000028 · wf-form4_155122380730494.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,803

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 25,486 $0.00 Strike: $53.00 $0.00
Disclosure

SEC source: 0001288847-19-000027 · wf-form4_155122372316824.xml · derivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,486

Underlying: Common Stock · 25,486 shares

Expires 2029-02-22

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:28 UTC GrantCommon Stock 35,204 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000027 · wf-form4_155122372316824.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,073

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:51 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000016 · wf-form4_155078587323076.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,401

Underlying: Common Stock · 15,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:51 UTC SaleCommon Stock 15,000 $51.93 $778,950.00
Disclosure

SEC source: 0001288847-19-000016 · wf-form4_155078587323076.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,869

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.13 to $57.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:51 UTC Exercise / conversionCommon Stock 15,000 $4.25 $63,750.00
Disclosure

SEC source: 0001288847-19-000016 · wf-form4_155078587323076.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 16:49 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,411 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-19-000015 · wf-form4_155078577484342.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,938

Underlying: Common Stock · 1,411 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 16:49 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,411 $54.41 $76,772.51
Disclosure

SEC source: 0001288847-19-000015 · wf-form4_155078577484342.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,799

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.18 to $54.70, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 16:49 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,411 $8.13 $11,471.43
Disclosure

SEC source: 0001288847-19-000015 · wf-form4_155078577484342.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,500 $51.41 $436,985.00
Disclosure

SEC source: 0001288847-19-000008 · wf-form4_154940143846924.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 261,265

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.62 to $51.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 16:34 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,032 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-19-000007 · wf-form4_154836564382224.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,785

Underlying: Common Stock · 1,032 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 16:34 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,032 $46.17 $47,647.44
Disclosure

SEC source: 0001288847-19-000007 · wf-form4_154836564382224.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,799

F1 · shares: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.35 to $47.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 16:34 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,032 $16.25 $16,770.00
Disclosure

SEC source: 0001288847-19-000007 · wf-form4_154836564382224.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 23:40 UTC Exercise / conversionCommon Stock · Derivative 15,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000006 · wf-form4_154828683027489.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,401

Underlying: Common Stock · 15,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 23:40 UTC SaleCommon Stock 15,000 $46.51 $697,650.00
Disclosure

SEC source: 0001288847-19-000006 · wf-form4_154828683027489.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,869

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.74 to $47.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 23:40 UTC Exercise / conversionCommon Stock 15,000 $4.25 $63,750.00
Disclosure

SEC source: 0001288847-19-000006 · wf-form4_154828683027489.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 18:38 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,412 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-19-000005 · wf-form4_154828671514858.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,349

Underlying: Common Stock · 1,412 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 18:38 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,412 $47.65 $67,281.80
Disclosure

SEC source: 0001288847-19-000005 · wf-form4_154828671514858.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,799

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.92 to $48.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 18:38 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,412 $8.13 $11,479.56
Disclosure

SEC source: 0001288847-19-000005 · wf-form4_154828671514858.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 16:45 UTC
Rosenberg Jonathan D.Chief Technology Officer
GrantEmployee Stock Option (right to buy) · Derivative 62,324 $0.00 Strike: $45.82 $0.00
Disclosure

SEC source: 0001288847-19-000004 · wf-form4_154784789956678.xml · derivative · entry 2

Rosenberg Jonathan D. · CIK 0001763018 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,324

Underlying: Common Stock · 62,324 shares

Expires 2029-01-16

F1 · derivative.exercise_date: The option vests as to 25% of shares subject to the option one year after January 2, 2019, and with respect to the remaining 75% of shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 16:45 UTC
Rosenberg Jonathan D.Chief Technology Officer
GrantCommon Stock 28,975 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000004 · wf-form4_154784789956678.xml · nonDerivative · entry 1

Rosenberg Jonathan D. · CIK 0001763018 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,975

Read SEC document
January 02, 2019 Filed Jan 4, 2019 00:05 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,500 $42.53 $361,505.00
Disclosure

SEC source: 0001288847-19-000002 · wf-form4_154656031942684.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 263,411

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $43.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 00:00 UTC
Pickering David A.EVP, Engineering
GrantEmployee Stock Option (right to buy) · Derivative 47,802 $0.00 Strike: $43.72 $0.00
Disclosure

SEC source: 0001288847-19-000001 · wf-form4_154656003297167.xml · derivative · entry 2

Pickering David A. · CIK 0001762397 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,802

Underlying: Common Stock · 47,802 shares

Expires 2028-12-31

F1 · derivative.exercise_date: The option vests as to 25% of the total shares granted on the one-year anniversary of December 17, 2018, and in 36 equal monthly installments each month thereafter.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 00:00 UTC
Pickering David A.EVP, Engineering
GrantCommon Stock 21,603 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000001 · wf-form4_154656003297167.xml · nonDerivative · entry 1

Pickering David A. · CIK 0001762397 · EVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,603

Read SEC document
December 24, 2018 Filed Dec 27, 2018 16:12 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,031 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000175 · wf-form4_154594513560641.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,817

Underlying: Common Stock · 1,031 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 16:12 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,031 $39.57 $40,796.67
Disclosure

SEC source: 0001288847-18-000175 · wf-form4_154594513560641.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,799

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.90 to $40.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 16:12 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,031 $16.25 $16,753.75
Disclosure

SEC source: 0001288847-18-000175 · wf-form4_154594513560641.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:32 UTC Exercise / conversionCommon Stock · Derivative 15,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000173 · wf-form4_154542792815710.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,401

Underlying: Common Stock · 15,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:32 UTC SaleCommon Stock 15,000 $40.66 $609,900.00
Disclosure

SEC source: 0001288847-18-000173 · wf-form4_154542792815710.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,869

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.29 to $42.85, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:32 UTC Exercise / conversionCommon Stock 15,000 $4.25 $63,750.00
Disclosure

SEC source: 0001288847-18-000173 · wf-form4_154542792815710.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:03 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,411 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000172 · wf-form4_154525338206230.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,761

Underlying: Common Stock · 1,411 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:03 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,411 $42.08 $59,374.88
Disclosure

SEC source: 0001288847-18-000172 · wf-form4_154525338206230.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,799

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.38 to $42.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:03 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,411 $8.13 $11,471.43
Disclosure

SEC source: 0001288847-18-000172 · wf-form4_154525338206230.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 17:48 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 6,997 $40.78 $285,337.66
Disclosure

SEC source: 0001288847-18-000171 · wf-form4_154422290286780.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,799

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:44 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 5,103 $42.15 $215,091.45
Disclosure

SEC source: 0001288847-18-000169 · wf-form4_154413267093912.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,953

F3 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.95 to $42.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2018 Filed Dec 6, 2018 21:51 UTC SaleCommon Stock 5,569 $42.23 $235,178.87
Disclosure

SEC source: 0001288847-18-000170 · wf-form4_154413305396080.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,869

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.13 to $42.38, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2018 Filed Dec 7, 2018 17:48 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 7,165 $41.92 $300,356.80
Disclosure

SEC source: 0001288847-18-000171 · wf-form4_154422290286780.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,796

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.55 to $42.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 03, 2018 Filed Dec 6, 2018 21:44 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,293 $42.87 $55,430.91
Disclosure

SEC source: 0001288847-18-000169 · wf-form4_154413267093912.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,056

F3 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.80 to $42.87, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 03, 2018 Filed Dec 6, 2018 21:44 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 6,517 $42.41 $276,385.97
Disclosure

SEC source: 0001288847-18-000169 · wf-form4_154413267093912.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 271,911

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.72 to $43.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 03, 2018 Filed Dec 6, 2018 21:51 UTC SaleCommon Stock 4,653 $42.85 $199,381.05
Disclosure

SEC source: 0001288847-18-000170 · wf-form4_154413305396080.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,438

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

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December 03, 2018 Filed Dec 6, 2018 21:40 UTC
Doran James BEVP Strategy
GrantEmployee Stock Option (right to buy) · Derivative 70,773 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001288847-18-000168 · wf-form4_154413242059687.xml · derivative · entry 2

Doran James B · CIK 0001759033 · EVP Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,773

Underlying: Common Stock · 70,773 shares

Expires 2028-12-03

F1 · derivative.exercise_date: The option vests as to 25% of shares subject to the option one year after November 19, 2018, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

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December 03, 2018 Filed Dec 6, 2018 21:40 UTC
Doran James BEVP Strategy
GrantCommon Stock 32,210 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000168 · wf-form4_154413242059687.xml · nonDerivative · entry 1

Doran James B · CIK 0001759033 · EVP Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,210

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November 23, 2018 Filed Nov 27, 2018 17:28 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,032 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000165 · wf-form4_154335766494268.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,848

Underlying: Common Stock · 1,032 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

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November 23, 2018 Filed Nov 27, 2018 17:28 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,032 $37.74 $38,947.68
Disclosure

SEC source: 0001288847-18-000165 · wf-form4_154335766494268.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.03 to $37.95, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 23, 2018 Filed Nov 27, 2018 17:28 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,032 $16.25 $16,770.00
Disclosure

SEC source: 0001288847-18-000165 · wf-form4_154335766494268.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2018 Filed Nov 20, 2018 23:48 UTC Exercise / conversionCommon Stock · Derivative 5,599 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · derivative · entry 6

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,401

Underlying: Common Stock · 5,599 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

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November 20, 2018 Filed Nov 20, 2018 23:48 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,401 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · derivative · entry 5

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,401 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted on December 15, 2009 is fully vested.

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November 20, 2018 Filed Nov 20, 2018 23:48 UTC SaleCommon Stock 15,000 $36.68 $550,200.00
Disclosure

SEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,091

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.43 to $37.84, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.