Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

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Tapewire entity
4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2020 Filed Sep 1, 2020 19:23 UTC
ZWARENSTEIN BARRYChief Financial Officer
GiftCommon Stock 96,000 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000136 · wf-form4_159898822017902.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 88,266

F1 · shares: The reporting person transferred these securities in bona fide gifts to two separate trusts.

Read SEC document
August 26, 2020 Filed Aug 26, 2020 20:03 UTC SaleCommon Stock 4,517 $125.22 $565,618.74
Disclosure

SEC source: 0001288847-20-000135 · wf-form4_159847222463880.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,407

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:01 UTC SaleCommon Stock 5,000 $123.57 $617,850.00
Disclosure

SEC source: 0001288847-20-000134 · wf-form4_159847206767088.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,165

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.51 to $123.69 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 22:46 UTC SaleCommon Stock 8,600 $121.25 $1,042,750.00
Disclosure

SEC source: 0001288847-20-000131 · wf-form4_159779079654280.xml · nonDerivative · entry 3

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 40,579

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.03 to $121.49 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 22:46 UTC SaleCommon Stock 8,609 $120.49 $1,037,298.41
Disclosure

SEC source: 0001288847-20-000131 · wf-form4_159779079654280.xml · nonDerivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 49,179

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.02 to $121.01 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:32 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,355

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:32 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,808 $122.77 $221,968.16
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,712

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.33 to $123.21 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:32 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,971 $121.77 $483,548.67
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,520

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.31 to $122.29 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:32 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 5,321 $120.94 $643,521.74
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,491

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.30 to $121.29 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:32 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,400 $119.92 $167,888.00
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,812

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.27 to $120.25 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:32 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:29 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 500 $122.98 $61,490.00
Disclosure

SEC source: 0001288847-20-000132 · wf-form4_159787257743660.xml · nonDerivative · entry 4

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,421

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.79 to $123.19 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:29 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,497 $122.05 $182,708.85
Disclosure

SEC source: 0001288847-20-000132 · wf-form4_159787257743660.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,921

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.77 to $122.50 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:29 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 2,903 $121.13 $351,640.39
Disclosure

SEC source: 0001288847-20-000132 · wf-form4_159787257743660.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,418

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.72 to $121.69 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:29 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,100 $120.17 $132,187.00
Disclosure

SEC source: 0001288847-20-000132 · wf-form4_159787257743660.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,321

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.71 to $120.69, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 22:46 UTC SaleCommon Stock 3,300 $120.72 $398,376.00
Disclosure

SEC source: 0001288847-20-000131 · wf-form4_159779079654280.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 57,788

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.13 to $121.09 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:54 UTC SaleCommon Stock 700 $122.65 $85,855.00
Disclosure

SEC source: 0001288847-20-000130 · wf-form4_159727643016766.xml · nonDerivative · entry 6

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 61,088

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.08 to $123.12 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:54 UTC SaleCommon Stock 400 $121.31 $48,524.00
Disclosure

SEC source: 0001288847-20-000130 · wf-form4_159727643016766.xml · nonDerivative · entry 5

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 61,788

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.03 to $121.98 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:54 UTC SaleCommon Stock 4,291 $120.23 $515,906.93
Disclosure

SEC source: 0001288847-20-000130 · wf-form4_159727643016766.xml · nonDerivative · entry 4

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 62,188

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.88 to $120.87, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:54 UTC SaleCommon Stock 1,105 $117.37 $129,693.85
Disclosure

SEC source: 0001288847-20-000130 · wf-form4_159727643016766.xml · nonDerivative · entry 3

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 66,479

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.97 to $117.85, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:54 UTC SaleCommon Stock 1,466 $116.22 $170,378.52
Disclosure

SEC source: 0001288847-20-000130 · wf-form4_159727643016766.xml · nonDerivative · entry 2

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,584

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.82 to $116.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:54 UTC SaleCommon Stock 1,529 $115.20 $176,140.80
Disclosure

SEC source: 0001288847-20-000130 · wf-form4_159727643016766.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 69,050

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.79 to $115.73, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 23:33 UTC GiftCommon Stock 1,348 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000129 · wf-form4_159727521794304.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,165

F1 · shares: Represents shares donated to Fidelity Charitable Gift Fund.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:09 UTC SaleCommon Stock 5,344 $126.52 $676,122.88
Disclosure

SEC source: 0001288847-20-000128 · wf-form4_159709017771538.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.51 to $126.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:07 UTC SaleCommon Stock 8,751 $127.13 $1,112,514.63
Disclosure

SEC source: 0001288847-20-000127 · wf-form4_159709005400895.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,248

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:33 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $14.39 $0.00
Disclosure

SEC source: 0001288847-20-000126 · wf-form4_159674600992150.xml · derivative · entry 5

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,235

Underlying: Common Stock · 15,000 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted on November 14, 2016 is fully vested.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:33 UTC SaleCommon Stock 1,203 $130.60 $157,111.80
Disclosure

SEC source: 0001288847-20-000126 · wf-form4_159674600992150.xml · nonDerivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,092

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.18 to $131.57 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:33 UTC SaleCommon Stock 4,878 $129.44 $631,408.32
Disclosure

SEC source: 0001288847-20-000126 · wf-form4_159674600992150.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,295

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.14 to $130.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:33 UTC SaleCommon Stock 8,919 $128.67 $1,147,607.73
Disclosure

SEC source: 0001288847-20-000126 · wf-form4_159674600992150.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,173

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.13 to $129.13 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:33 UTC Exercise / conversionCommon Stock 15,000 $14.39 $215,850.00
Disclosure

SEC source: 0001288847-20-000126 · wf-form4_159674600992150.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 20:09 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · derivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,855

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 20:09 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 803 $111.32 $89,389.96
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,712

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.20 to $111.50 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 20:09 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 7,593 $110.68 $840,393.24
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,515

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.19 to $111.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 16, 2020 Filed Jul 20, 2020 20:09 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 4,104 $109.77 $450,496.08
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,108

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.17 to $110.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 16, 2020 Filed Jul 20, 2020 20:09 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 06, 2020 Filed Jul 8, 2020 21:45 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,057 $0.00 Strike: $14.39 $0.00
Disclosure

SEC source: 0001288847-20-000102 · wf-form4_159424473787069.xml · derivative · entry 7

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,235

Underlying: Common Stock · 1,057 shares

Expires 2026-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of November 14, 2016.

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July 06, 2020 Filed Jul 8, 2020 21:45 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,943 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000102 · wf-form4_159424473787069.xml · derivative · entry 6

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882

Underlying: Common Stock · 13,943 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

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July 06, 2020 Filed Jul 8, 2020 21:45 UTC SaleCommon Stock 1,840 $116.18 $213,771.20
Disclosure

SEC source: 0001288847-20-000102 · wf-form4_159424473787069.xml · nonDerivative · entry 5

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,092

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.06 to $116.45 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 06, 2020 Filed Jul 8, 2020 21:45 UTC SaleCommon Stock 9,683 $115.58 $1,119,161.14
Disclosure

SEC source: 0001288847-20-000102 · wf-form4_159424473787069.xml · nonDerivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,932

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.05 to $116.04, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 06, 2020 Filed Jul 8, 2020 21:45 UTC SaleCommon Stock 3,477 $114.71 $398,846.67
Disclosure

SEC source: 0001288847-20-000102 · wf-form4_159424473787069.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,615

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.02 to $115.01 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 06, 2020 Filed Jul 8, 2020 21:45 UTC Exercise / conversionCommon Stock 1,057 $14.39 $15,210.23
Disclosure

SEC source: 0001288847-20-000102 · wf-form4_159424473787069.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 21:45 UTC Exercise / conversionCommon Stock 13,943 $8.13 $113,356.59
Disclosure

SEC source: 0001288847-20-000102 · wf-form4_159424473787069.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:00 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock · Derivative 2,395 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · derivative · entry 8

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,355

Underlying: Common Stock · 2,395 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option granted on March 9, 2016 is fully vested.

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June 16, 2020 Filed Jun 18, 2020 21:00 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,105 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,105 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

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June 16, 2020 Filed Jun 18, 2020 21:00 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 415 $104.58 $43,400.70
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,712

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.47 to $104.72, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 16, 2020 Filed Jun 18, 2020 21:00 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 9,185 $103.89 $954,229.65
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,127

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.41 to $104.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 16, 2020 Filed Jun 18, 2020 21:00 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,900 $102.93 $298,497.00
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,312

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.38 to $103.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 16, 2020 Filed Jun 18, 2020 21:00 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 2,395 $8.13 $19,471.35
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:00 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 10,105 $4.25 $42,946.25
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 16:04 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 300 $97.59 $29,277.00
Disclosure

SEC source: 0001288847-20-000096 · wf-form4_159164664147634.xml · nonDerivative · entry 14

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,257

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.40 to $97.83, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.