FISV

SEC source: 0001209191-20-030066 · doc4.xml · nonDerivative · entry 1

Lynch Dennis · CIK 0001425470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,331

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

SEC source: 0001209191-20-030064 · doc4.xml · nonDerivative · entry 1

DiSimone Harry · CIK 0001732108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,763

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

SEC source: 0001209191-20-030063 · doc4.xml · nonDerivative · entry 1

DE CASTRO HENRIQUE · CIK 0001562331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,656

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

SEC source: 0001209191-20-030061 · doc4.xml · nonDerivative · entry 1

DAVIS ALISON · CIK 0001203539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,971

F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

SEC source: 0001209191-20-047179 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,297

SEC source: 0001209191-20-037578 · doc4.xml · nonDerivative · entry 1

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,650

SEC source: 0001209191-20-025248 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-024779 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $94.405 to $95.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-024779 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,229

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $93.43 to $94.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-024779 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $92.89 to $93.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-044284 · doc4.xml · nonDerivative · entry 2

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583,540

SEC source: 0001209191-20-022542 · doc4.xml · derivative · entry 1

Simons Doyle · CIK 0001185922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,841

Underlying: Common Stock · 245 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

SEC source: 0001209191-20-022541 · doc4.xml · derivative · entry 1

OLEARY DENIS · CIK 0001253512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,927

Underlying: Common Stock · 311 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $29,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

SEC source: 0001209191-20-022537 · doc4.xml · derivative · entry 1

NUTTALL SCOTT C · CIK 0001207606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495

Underlying: Common Stock · 272 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $25,750 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

SEC source: 0001209191-20-022534 · doc4.xml · derivative · entry 1

MILLER HEIDI · CIK 0001199930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447

Underlying: Common Stock · 245 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

SEC source: 0001209191-20-022532 · doc4.xml · derivative · entry 1

DiSimone Harry · CIK 0001732108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 245 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

SEC source: 0001209191-20-022529 · doc4.xml · derivative · entry 1

DE CASTRO HENRIQUE · CIK 0001562331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447

Underlying: Common Stock · 245 shares

Expires not disclosed

F1 · derivative.exercise_price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · price: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.exercise_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

F1 · derivative.expiration_date: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2020 in respect of $23,250 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2020, the closing price of Fiserv's common stock was $94.99 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.

SEC source: 0001209191-20-044284 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600,252

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 10

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F11 · price: This transaction was executed in multiple trades at prices ranging from $85.53 to $86.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 9

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,937

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F10 · price: This transaction was executed in multiple trades at prices ranging from $84.66 to $85.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 8

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,392

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F9 · price: This transaction was executed in multiple trades at prices ranging from $83.65 to $84.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 7

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,792

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F8 · price: This transaction was executed in multiple trades at prices ranging from $82.47 to $83.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 6

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,592

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F7 · price: This transaction was executed in multiple trades at prices ranging from $81.295 to $81.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 5

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,692

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F6 · price: This transaction was executed in multiple trades at prices ranging from $80.11 to $80.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 4

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,337

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F5 · price: This transaction was executed in multiple trades at prices ranging from $79.07 to $80.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,537

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F4 · price: This transaction was executed in multiple trades at prices ranging from $78.01 to $79.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 2

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,037

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $76.98 to $77.925. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-020427 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,137

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan which was entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.96 to $76.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-20-019324 · doc4.xml · nonDerivative · entry 1

Hau Robert W. · CIK 0001473856 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,182

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

SEC source: 0001209191-20-013994 · doc4.xml · derivative · entry 3

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,644

Underlying: Common Stock · 168,644 shares

Expires 2030-02-26

F3 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

SEC source: 0001209191-20-013994 · doc4.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,537

F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date.

SEC source: 0001209191-20-013989 · doc4.xml · derivative · entry 1

VIELEHR BYRON C · CIK 0001331429 · EVP, Senior Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,162

Underlying: Common Stock · 54,162 shares

Expires 2030-02-26

F1 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

SEC source: 0001209191-20-013986 · doc4.xml · derivative · entry 3

McGranahan Devin · CIK 0001684853 · EVP, Senior Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,519

Underlying: Common Stock · 85,519 shares

Expires 2030-02-26

F3 · derivative.exercise_date: One-half of these options vest on the third and fourth anniversaries of the grant date.

SEC source: 0001209191-20-013986 · doc4.xml · derivative · entry 2

McGranahan Devin · CIK 0001684853 · EVP, Senior Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,622

Underlying: Common Stock · 40,622 shares

Expires 2030-02-26

F2 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

SEC source: 0001209191-20-013986 · doc4.xml · nonDerivative · entry 1

McGranahan Devin · CIK 0001684853 · EVP, Senior Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,616

F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date.

SEC source: 0001209191-20-013983 · doc4.xml · derivative · entry 2

McCreary Lynn S. · CIK 0001582646 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,104

Underlying: Common Stock · 17,104 shares

Expires 2030-02-26

F2 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

SEC source: 0001209191-20-013983 · doc4.xml · nonDerivative · entry 1

McCreary Lynn S. · CIK 0001582646 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,073

F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date.

SEC source: 0001209191-20-013982 · doc4.xml · derivative · entry 1

Hau Robert W. · CIK 0001473856 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,266

Underlying: Common Stock · 71,266 shares

Expires 2030-02-26

F1 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

SEC source: 0001209191-20-013979 · doc4.xml · derivative · entry 2

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,505

Underlying: Common Stock · 21,505 shares

Expires 2030-02-26

F2 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

SEC source: 0001209191-20-013979 · doc4.xml · nonDerivative · entry 1

Foskett Christopher M · CIK 0001473587 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,425

F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date.

SEC source: 0001209191-20-013976 · doc4.xml · derivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,266

Underlying: Common Stock · 71,266 shares

Expires 2030-02-26

F2 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

SEC source: 0001209191-20-013976 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,775

F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date.

SEC source: 0001209191-20-013970 · doc4.xml · derivative · entry 7

Bisignano Frank · CIK 0001346629 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,636

Underlying: Common Stock · 159,636 shares

Expires 2030-02-26

F6 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

SEC source: 0001209191-20-013970 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,606,307

F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date.

SEC source: 0001209191-20-013968 · doc4.xml · derivative · entry 3

Best Kenneth · CIK 0001407947 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,276

Underlying: Common Stock · 4,276 shares

Expires 2030-02-26

F3 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date.

SEC source: 0001209191-20-013968 · doc4.xml · nonDerivative · entry 2

Best Kenneth · CIK 0001407947 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,539

F2 · shares: These restricted stock units vest on the third anniversary of the grant date.

SEC source: 0001209191-20-013968 · doc4.xml · nonDerivative · entry 1

Best Kenneth · CIK 0001407947 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,096

F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date.

SEC source: 0001209191-20-013471 · doc4.xml · nonDerivative · entry 1

VIELEHR BYRON C · CIK 0001331429 · EVP, Senior Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,792

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of performance share units.

SEC source: 0001209191-20-013466 · doc4.xml · nonDerivative · entry 1

McCreary Lynn S. · CIK 0001582646 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,757

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of performance share units.

SEC source: 0001209191-20-013468 · doc4.xml · nonDerivative · entry 1

McGranahan Devin · CIK 0001684853 · EVP, Senior Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,407

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of performance share units.