Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · derivative · entry 17 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,500 shares Expires 2020-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · derivative · entry 16 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,500 shares Expires 2020-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · derivative · entry 15 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,500 shares Expires 2019-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · derivative · entry 14 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,500 shares Expires 2019-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · derivative · entry 13 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,500 shares Expires 2018-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · derivative · entry 12 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,500 shares Expires 2017-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · derivative · entry 11 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,500 shares Expires 2017-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · derivative · entry 10 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,500 shares Expires 2016-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
SaleCommon Stock | 142,500 | $2.50 | $356,250.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · nonDerivative · entry 9 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.03 | $15,225.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · nonDerivative · entry 8 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $1.15 | $8,625.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · nonDerivative · entry 7 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $0.97 | $7,275.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · nonDerivative · entry 6 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · nonDerivative · entry 5 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.15 | $16,125.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · nonDerivative · entry 4 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.00 | $15,000.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · nonDerivative · entry 3 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.14 | $16,050.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · nonDerivative · entry 2 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:08 UTC |
Donovan JosephDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.05 | $15,375.00 |
DisclosureSEC source: 0001654954-20-011088 · section16.xml · nonDerivative · entry 1 Donovan Joseph · CIK 0001331597 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 20:21 UTC |
HITCHCOCK JEREMY P.Director · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 3,543,894 | $2.50 | $8,859,735.00 |
DisclosureSEC source: 0001654954-20-011083 · section16.xml · nonDerivative · entry 1 HITCHCOCK JEREMY P. · CIK 0001776446 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Zulu Holdings LLC Disclosed balance after: 12,379,252 F1 · balance_after: The reported shares are owned directly by Zulu Holdings LLC ("Zulu"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Zulu. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Zulu, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 20:21 UTC |
ZULU HOLDINGS LLC10% owner
|
PurchaseCommon Stock | 3,543,894 | $2.50 | $8,859,735.00 |
DisclosureSEC source: 0001654954-20-011082 · section16.xml · nonDerivative · entry 1 ZULU HOLDINGS LLC · CIK 0001776468 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,379,252 Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 12:20 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 14,163 | $1.90 | $26,909.70 |
DisclosureSEC source: 0001104659-20-098615 · tm2029456d1_form4.xml · nonDerivative · entry 2 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 1,206,640 F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 12:20 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 837 | $1.95 | $1,632.15 |
DisclosureSEC source: 0001104659-20-098615 · tm2029456d1_form4.xml · nonDerivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 1,192,477 F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:05 UTC |
MANCHESTER MANAGEMENT CO LLC10% owner
Manchester Explorer, L.P.10% owner
BESSER JAMES E10% owner
FRANK MORGAN C.10% owner
|
SaleCommon Stock, $0.01 par value | 142,857 | $1.95 | $278,571.15 |
DisclosureSEC source: 0000919574-20-004833 · ownership.xml · nonDerivative · entry 4 MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · 10% owner Manchester Explorer, L.P. · CIK 0001411524 · 10% owner BESSER JAMES E · CIK 0001512127 · 10% owner FRANK MORGAN C. · CIK 0001593072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · ownership.direct: The reported securities are directly owned by Morgan C. Frank in his personal capacity. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:05 UTC |
MANCHESTER MANAGEMENT CO LLC10% owner
Manchester Explorer, L.P.10% owner
BESSER JAMES E10% owner
FRANK MORGAN C.10% owner
|
SaleCommon Stock, $0.01 par value | 143,357 | $1.95 | $279,546.15 |
DisclosureSEC source: 0000919574-20-004833 · ownership.xml · nonDerivative · entry 3 MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · 10% owner Manchester Explorer, L.P. · CIK 0001411524 · 10% owner BESSER JAMES E · CIK 0001512127 · 10% owner FRANK MORGAN C. · CIK 0001593072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · ownership.direct: The reported securities are directly owned by James E. Besser in his personal capacity. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:05 UTC |
MANCHESTER MANAGEMENT CO LLC10% owner
Manchester Explorer, L.P.10% owner
BESSER JAMES E10% owner
FRANK MORGAN C.10% owner
|
SaleCommon Stock, $0.01 par value | 2,857,643 | $1.95 | $5,572,403.85 |
DisclosureSEC source: 0000919574-20-004833 · ownership.xml · nonDerivative · entry 2 MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · 10% owner Manchester Explorer, L.P. · CIK 0001411524 · 10% owner BESSER JAMES E · CIK 0001512127 · 10% owner FRANK MORGAN C. · CIK 0001593072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · ownership.direct: The reported securities are directly owned by Manchester Explorer, L.P., a Delaware limited partnership. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:05 UTC |
MANCHESTER MANAGEMENT CO LLC10% owner
Manchester Explorer, L.P.10% owner
BESSER JAMES E10% owner
FRANK MORGAN C.10% owner
|
SaleCommon Stock, $0.01 par value | 4,287,214 | $1.95 | $8,360,067.30 |
DisclosureSEC source: 0000919574-20-004833 · ownership.xml · nonDerivative · entry 1 MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · 10% owner Manchester Explorer, L.P. · CIK 0001411524 · 10% owner BESSER JAMES E · CIK 0001512127 · 10% owner FRANK MORGAN C. · CIK 0001593072 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: Manchester Management Company, LLC, a Delaware limited liability company ("Manchester"), is principally engaged in the business of providing investment management services. The reported securities are indirectly beneficially owned by Manchester as a result of it having investment discretion over certain advisory accounts it manages, including Manchester Explorer, L.P. The reported securities may also be deemed to be indirectly beneficially owned by James E. Besser, as a Managing Member of Manchester, and by Morgan C. Frank, who serves as a portfolio manager and as a consultant for Manchester. Each of the Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 31, 2020 Filed Aug 5, 2020 00:00 UTC |
ZULU HOLDINGS LLC10% owner
|
PurchaseCommon Stock | 4,285,717 | $1.95 | $8,357,148.15 |
DisclosureSEC source: 0001140361-20-017499 · form4.xml · nonDerivative · entry 1 ZULU HOLDINGS LLC · CIK 0001776468 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835,358 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 23:58 UTC |
HITCHCOCK JEREMY P.Director · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 4,285,717 | $1.95 | $8,357,148.15 |
DisclosureSEC source: 0001654954-20-008395 · section16.xml · nonDerivative · entry 1 HITCHCOCK JEREMY P. · CIK 0001776446 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Zulu Holdings LLC Disclosed balance after: 8,835,358 F1 · balance_after: The reported shares are owned directly by Zulu Holdings LLC ("Zulu"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Zulu. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Zulu, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 12:49 UTC |
MANNING FRANK BLASEDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001654954-20-007717 · section16.xml · derivative · entry 1 MANNING FRANK BLASE · CIK 0000938721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-07-13 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 12:49 UTC |
KRAMER PETER ROBINDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001654954-20-007718 · section16.xml · derivative · entry 1 KRAMER PETER ROBIN · CIK 0000938720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-07-13 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 12:50 UTC |
Allen DavidDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001654954-20-007722 · section16.xml · derivative · entry 1 Allen David · CIK 0001813639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-07-13 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 16:49 UTC |
Horowitz JoshuaDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001654954-20-007716 · section16.xml · derivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-07-13 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 16:50 UTC |
Donovan JosephDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001654954-20-007721 · section16.xml · derivative · entry 1 Donovan Joseph · CIK 0001331597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-07-13 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 16:50 UTC |
HITCHCOCK JEREMY P.Director · Executive Chairman · 10% owner
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001654954-20-007720 · section16.xml · derivative · entry 1 HITCHCOCK JEREMY P. · CIK 0001776446 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-07-23 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 16:50 UTC |
Frank PhilipDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001654954-20-007719 · section16.xml · derivative · entry 1 Frank Philip · CIK 0001654104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-07-13 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 16:49 UTC |
Sykes PeterDirector
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001654954-20-007715 · section16.xml · derivative · entry 1 Sykes Peter · CIK 0001680940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-07-13 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| July 10, 2020 Filed Apr 4, 2023 20:15 UTC |
Frank PhilipDirector
|
GrantStock Options (Right to Buy) · Derivative | 7,500 | $2.03 Strike: $2.03 | $15,225.00 |
DisclosureSEC source: 0001493152-23-010817 · ownership.xml · derivative · entry 4 Frank Philip · CIK 0001654104 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2024-07-10 Read SEC document |
| July 10, 2020 Filed Apr 14, 2023 11:30 UTC |
Frank PhilipDirector
|
GrantStock Options (Right to Buy) · Derivative | 7,500 | $2.03 Strike: $2.03 | $15,225.00 |
DisclosureSEC source: 0001493152-23-012212 · ownership.xml · derivative · entry 4 Frank Philip · CIK 0001654104 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2024-07-10 Read SEC document |
| July 09, 2020 Filed Jul 13, 2020 12:51 UTC |
Allen DavidDirector
|
GrantStock option (right to buy) · Derivative | 15,000 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001654954-20-007616 · section16.xml · derivative · entry 1 Allen David · CIK 0001813639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-07-09 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| July 09, 2020 Filed Jul 13, 2020 16:51 UTC |
Horowitz JoshuaDirector
|
GrantStock option (right to buy) · Derivative | 15,000 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001654954-20-007615 · section16.xml · derivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-07-09 F1 · derivative.exercise_date: Option is immediately 100% vested. F2 · derivative.underlying_shares: Option is granted as part of Board of Director compensation. Read SEC document |
| May 27, 2020 Filed May 28, 2020 18:54 UTC |
MANNING FRANK BLASEDirector
|
GrantCommon Stock | 200,000 | $1.52 | $304,000.00 |
DisclosureSEC source: 0001654954-20-006054 · section16.xml · nonDerivative · entry 1 MANNING FRANK BLASE · CIK 0000938721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,220,773 Read SEC document |
| May 27, 2020 Filed May 28, 2020 22:58 UTC |
HITCHCOCK JEREMY P.Director · Executive Chairman · 10% owner
|
GrantCommon Stock | 822,368 | $1.52 | $1,249,999.36 |
DisclosureSEC source: 0001654954-20-006058 · section16.xml · nonDerivative · entry 1 HITCHCOCK JEREMY P. · CIK 0001776446 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Zulu Holdings LLC Disclosed balance after: 4,549,641 F1 · shares: The reported shares are owned directly by Zulu Holdings LLC ("Zulu"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Zulu. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Zulu, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. F1 · balance_after: The reported shares are owned directly by Zulu Holdings LLC ("Zulu"). The reporting person is a Co-Manager of Orbit Group LLC, which is the Manager of Zulu. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Zulu, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| May 27, 2020 Filed May 28, 2020 22:49 UTC |
Stanhope PhilVP Engineering and CTO
|
GrantCommon Stock | 10,000 | $1.52 | $15,200.00 |
DisclosureSEC source: 0001654954-20-006052 · section16.xml · nonDerivative · entry 1 Stanhope Phil · CIK 0001781133 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Read SEC document |
| May 27, 2020 Filed May 28, 2020 22:38 UTC |
ZULU HOLDINGS LLC10% owner
|
PurchaseCommon Stock | 822,368 | $1.52 | $1,249,999.36 |
DisclosureSEC source: 0001140361-20-012630 · form4.xml · nonDerivative · entry 1 ZULU HOLDINGS LLC · CIK 0001776468 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,549,641 Read SEC document |
| March 27, 2020 Filed Mar 3, 2020 10:33 UTC |
MANNING FRANK BLASEDirector
|
Exercise / conversionCommon stock | 200,000 | $0.81 | $162,000.00 |
DisclosureSEC source: 0001654954-20-002177 · section16.xml · nonDerivative · entry 1 MANNING FRANK BLASE · CIK 0000938721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,945,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2020 Filed Mar 17, 2020 16:16 UTC |
Barry Hamilton JacquelynChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001654954-20-002790 · section16.xml · derivative · entry 1 Barry Hamilton Jacquelyn · CIK 0001805977 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2023-03-11 F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2019 Stock Option Plan. The Option will become exercisable as to 25% of the shares underlying the Option on September 11, 2020, with respect to 25% of the shares underlying the Option on March 11, 2021, with respect to 25% of the shares underlying the Option on September 11, 2021, and with respect to the remaining 25% of the shares underlying the Option on March 11, 2022. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 10:33 UTC |
MANNING FRANK BLASEDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 75,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001654954-20-002177 · section16.xml · derivative · entry 4 MANNING FRANK BLASE · CIK 0000938721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 75,000 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Reporting Person received Options to purchase Common Stock from the Issuer pursuant to the Issuer's 2009 Stock Option Plan and 2019 Stock Option Plan. The Options became exercisable with respect to all of the underlying shares in connection with the Reporting Person's retirement as Chief Executive Officer and Acting Chief Financial Officer of the Issuer on February 1, 2020. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 10:33 UTC |
MANNING FRANK BLASEDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001654954-20-002177 · section16.xml · derivative · entry 3 MANNING FRANK BLASE · CIK 0000938721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 200,000 shares Expires 2022-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Reporting Person received Options to purchase Common Stock from the Issuer pursuant to the Issuer's 2009 Stock Option Plan and 2019 Stock Option Plan. The Options became exercisable with respect to all of the underlying shares in connection with the Reporting Person's retirement as Chief Executive Officer and Acting Chief Financial Officer of the Issuer on February 1, 2020. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 10:33 UTC |
MANNING FRANK BLASEDirector
|
Exercise / conversionCommon stock | 75,000 | $0.25 | $18,750.00 |
DisclosureSEC source: 0001654954-20-002177 · section16.xml · nonDerivative · entry 2 MANNING FRANK BLASE · CIK 0000938721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2020 Filed Mar 19, 2020 19:30 UTC |
HITCHCOCK JEREMY P.Director · 10% owner
|
GrantStock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001140361-20-006332 · form4.xml · derivative · entry 1 HITCHCOCK JEREMY P. · CIK 0001776446 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-01-10 F2 · price: This option is granted as part of Director's compensation as a member of the Board of Directors of the Issuer. F1 · derivative.exercise_date: 100% of this option has now vested. Read SEC document |
| January 10, 2020 Filed Mar 20, 2020 09:36 UTC |
KRAMER PETER ROBINDirector
|
GrantStock option (right to buy) · Derivative | 7,500 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001654954-20-002907 · section16.xml · derivative · entry 1 KRAMER PETER ROBIN · CIK 0000938720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2023-01-10 F2 · price: Option is granted as part of Board of Director compensation. F1 · derivative.exercise_date: Option is immediately 100% vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.