Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2021 Filed Dec 16, 2021 23:45 UTC |
HITCHCOCK JEREMY P.Director · 10% owner
|
GrantRestricted Stock Unit · Derivative | 33,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-031761 · ownership.xml · derivative · entry 1 HITCHCOCK JEREMY P. · CIK 0001776446 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,059 Underlying: Common Stock · 33,898 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Minim common stock F3 · derivative.expiration_date: NA F2 · balance_after: Indirect ownership of 29,661 common stock through spouses (Elizabeth Hitchcock) RSU grant. Reference Elizabeth Hitchcock's Form 4 dated 12/14/2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 23:42 UTC |
Chynoweth Graham JamesDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 127,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-031757 · ownership.xml · derivative · entry 1 Chynoweth Graham James · CIK 0001836200 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,112 Underlying: Common Stock · 127,118 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Minim common stock The Restricted Stock Unit were issued pursuant to the Company's Omnibus Incentive Compensation Plan and has a vesting schedule as follows: One-fourth (1/4) of the Units will be deemed to become "Vested Units" on the first anniversary of date of the transaction date and one-sixteenth (1/16) of the Units will become Vested Units on each quarterly anniversary of the transaction date thereafter. F2 · derivative.expiration_date: NA Read SEC document |
| December 14, 2021 Filed Feb 22, 2022 21:05 UTC Amendment |
Zheng Nicole ElisabethPresident & CMO
|
GrantRestricted Stock Unit · Derivative | 84,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-005111 · ownership.xml · derivative · entry 1 Zheng Nicole Elisabeth · CIK 0001836179 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,470 Underlying: Common Stock · 84,745 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Minim common stock The Restricted Stock Unit were issued pursuant to the Company's Omnibus Incentive Compensation Plan and has a vesting schedule as follows: One-fourth (1/4) of the Units will be deemed to become "Vested Units" on the first anniversary of date of the transaction date and one-sixteenth (1/16) of the Units will become Vested Units on each quarterly anniversary of the transaction date thereafter. F3 · derivative.expiration_date: Not Applicable. F2 · balance_after: The Form 4 filed on 12/16/2021, inadvertently gave the wrong number for the number of derivative securities beneficially owned following the reported transaction. This amendment fixes such error. Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 20:01 UTC |
Chynoweth Graham JamesDirector · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 10,000 | $1.38 | $13,800.00 |
DisclosureSEC source: 0001493152-21-030415 · ownership.xml · nonDerivative · entry 1 Chynoweth Graham James · CIK 0001836200 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,795 Read SEC document |
| December 01, 2021 Filed Dec 1, 2021 17:21 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 1,531 | $1.30 | $1,990.91 |
DisclosureSEC source: 0001104659-21-145546 · tm2134391-1_4seq1.xml · nonDerivative · entry 3 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 1,286,489 F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.28 to $1.32 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 17:21 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 17,818 | $1.27 | $22,625.30 |
DisclosureSEC source: 0001104659-21-145546 · tm2134391-1_4seq1.xml · nonDerivative · entry 2 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 1,284,958 F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.26 to $1.28 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 17:21 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 500 | $1.38 | $690.00 |
DisclosureSEC source: 0001104659-21-145546 · tm2134391-1_4seq1.xml · nonDerivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 1,267,140 F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 00:31 UTC |
Doherty Sean PatrickChief Financial Officer
|
PurchaseCommon Stock | 2,250 | $2.24 | $5,040.00 |
DisclosureSEC source: 0001493152-21-021283 · ownership.xml · nonDerivative · entry 1 Doherty Sean Patrick · CIK 0001836342 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,250 Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 19:02 UTC |
Zheng Nicole ElisabethPresident & CMO
|
PurchaseCommon Stock | 3,509 | $2.28 | $8,000.52 |
DisclosureSEC source: 0001493152-21-021322 · ownership.xml · nonDerivative · entry 1 Zheng Nicole Elisabeth · CIK 0001836179 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,134 Read SEC document |
| August 23, 2021 Filed Aug 23, 2021 17:17 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 20,000 | $2.18 | $43,642.00 |
DisclosureSEC source: 0001104659-21-108631 · tm2125736-1_4seq1.xml · nonDerivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 1,266,640 F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.16 to $2.20 per share. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:16 UTC |
Zheng Nicole ElisabethPresident & CMO
|
PurchaseCommon Stock | 5 | $2.18 | $10.90 |
DisclosureSEC source: 0001493152-21-021006 · ownership.xml · nonDerivative · entry 2 Zheng Nicole Elisabeth · CIK 0001836179 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,630 Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:16 UTC |
Zheng Nicole ElisabethPresident & CMO
|
PurchaseCommon Stock | 439 | $2.28 | $1,000.92 |
DisclosureSEC source: 0001493152-21-021006 · ownership.xml · nonDerivative · entry 1 Zheng Nicole Elisabeth · CIK 0001836179 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,625 Read SEC document |
| July 29, 2021 Filed Jul 29, 2021 20:14 UTC |
Doherty Sean PatrickChief Financial Officer
|
PurchaseCommon Stock | 20,000 | $2.50 | $50,000.00 |
DisclosureSEC source: 0001493152-21-018083 · ownership.xml · nonDerivative · entry 1 Doherty Sean Patrick · CIK 0001836342 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| July 29, 2021 Filed Jul 29, 2021 20:11 UTC |
Chynoweth Graham JamesDirector · Chief Executive Officer
|
PurchaseCommon Stock | 200,000 | $2.50 | $500,000.00 |
DisclosureSEC source: 0001493152-21-018082 · ownership.xml · nonDerivative · entry 1 Chynoweth Graham James · CIK 0001836200 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167,795 Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 10:01 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 40,000 | $2.50 | $100,000.00 |
DisclosureSEC source: 0001104659-21-098003 · tm2123661-1_4seq1.xml · nonDerivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 1,246,640 F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 10, 2021 Filed Jul 29, 2021 21:15 UTC |
LAUTEN JOHNChief Operating Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $1.00 Strike: $1.00 | $12,000.00 |
DisclosureSEC source: 0001493152-21-018113 · ownership.xml · derivative · entry 6 LAUTEN JOHN · CIK 0001868826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,000 Underlying: Common Stock · 12,000 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing a right to purchase a total of 80,000 shares, became exercisable in four equal installments beginning on May 12, 2020, which was the sixth month anniversary of the date on which the option was granted. Read SEC document |
| June 10, 2021 Filed Jul 29, 2021 21:15 UTC |
LAUTEN JOHNChief Operating Officer
|
SaleCommon Stock | 12,000 | $2.81 | $33,720.00 |
DisclosureSEC source: 0001493152-21-018113 · ownership.xml · nonDerivative · entry 4 LAUTEN JOHN · CIK 0001868826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 10, 2021 Filed Jul 29, 2021 21:15 UTC |
LAUTEN JOHNChief Operating Officer
|
Exercise / conversionCommon Stock | 12,000 | $1.00 | $12,000.00 |
DisclosureSEC source: 0001493152-21-018113 · ownership.xml · nonDerivative · entry 3 LAUTEN JOHN · CIK 0001868826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Jul 29, 2021 21:15 UTC |
LAUTEN JOHNChief Operating Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $1.00 Strike: $1.00 | $15,000.00 |
DisclosureSEC source: 0001493152-21-018113 · ownership.xml · derivative · entry 5 LAUTEN JOHN · CIK 0001868826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 15,000 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing a right to purchase a total of 80,000 shares, became exercisable in four equal installments beginning on May 12, 2020, which was the sixth month anniversary of the date on which the option was granted. Read SEC document |
| March 12, 2021 Filed Jul 29, 2021 21:15 UTC |
LAUTEN JOHNChief Operating Officer
|
SaleCommon Stock | 15,000 | $2.70 | $40,500.00 |
DisclosureSEC source: 0001493152-21-018113 · ownership.xml · nonDerivative · entry 2 LAUTEN JOHN · CIK 0001868826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 12, 2021 Filed Jul 29, 2021 21:15 UTC |
LAUTEN JOHNChief Operating Officer
|
Exercise / conversionCommon Stock | 15,000 | $1.00 | $15,000.00 |
DisclosureSEC source: 0001493152-21-018113 · ownership.xml · nonDerivative · entry 1 LAUTEN JOHN · CIK 0001868826 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2021 Filed Aug 2, 2021 16:55 UTC |
Zheng Nicole ElisabethPresident & CMO
|
GrantStock Option (right to buy) · Derivative | 53,334 | $3.44 Strike: $3.44 | $183,468.96 |
DisclosureSEC source: 0001493152-21-018263 · ownership.xml · derivative · entry 1 Zheng Nicole Elisabeth · CIK 0001836179 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,334 Underlying: Common Stock · 53,334 shares Expires 2026-02-04 Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:17 UTC |
HITCHCOCK JEREMY P.Director · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 285,674 | $2.35 | $671,276.77 |
DisclosureSEC source: 0001654954-20-013289 · section16.xml · nonDerivative · entry 2 HITCHCOCK JEREMY P. · CIK 0001776446 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 285,674 F2 · balance_after: Received in exchange for 356,622 shares of Minim common stock in connection with the Merger. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by his spouse, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:17 UTC |
HITCHCOCK JEREMY P.Director · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 3,316,932 | $2.35 | $7,794,126.81 |
DisclosureSEC source: 0001654954-20-013289 · section16.xml · nonDerivative · entry 1 HITCHCOCK JEREMY P. · CIK 0001776446 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Hitchcock Capital Partners, LLC Disclosed balance after: 3,316,932 F1 · balance_after: Received in exchange for 4,140,682 shares of Minim Inc. ("Minim") common stock in connection with the merger of Elm Acquisition Sub, Inc. into Minim (the "Merger"). Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by Hitchcock Capital Partners, LLC, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:22 UTC |
MANNING FRANK BLASEDirector · 10% owner
|
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001654954-20-011101 · section16.xml · derivative · entry 3 MANNING FRANK BLASE · CIK 0000938721 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2020-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Option was immediately 100% vested upon grant. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:22 UTC |
MANNING FRANK BLASEDirector · 10% owner
|
SaleCommon Stock | 2,228,273 | $2.50 | $5,570,682.50 |
DisclosureSEC source: 0001654954-20-011101 · section16.xml · nonDerivative · entry 2 MANNING FRANK BLASE · CIK 0000938721 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Certain of these transactions are matchable transactions under Section 16(b) of the Exchange Act. The Reporting Person has disgorged the full amount of recoverable profits to the Issuer. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:22 UTC |
MANNING FRANK BLASEDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.03 | $15,225.00 |
DisclosureSEC source: 0001654954-20-011101 · section16.xml · nonDerivative · entry 1 MANNING FRANK BLASE · CIK 0000938721 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,228,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · derivative · entry 17 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2020-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $1.15 | $0.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · derivative · entry 16 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2020-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · derivative · entry 15 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · derivative · entry 14 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · derivative · entry 13 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2018-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · derivative · entry 12 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2017-07-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · derivative · entry 11 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2017-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionDirector Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · derivative · entry 10 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2016-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Option was immediately 100% vested upon grant. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
SaleCommon Stock | 482,053 | $2.50 | $1,205,132.50 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · nonDerivative · entry 9 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,286 Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.03 | $15,225.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · nonDerivative · entry 8 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $1.15 | $8,625.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · nonDerivative · entry 7 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $0.97 | $7,275.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · nonDerivative · entry 6 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · nonDerivative · entry 5 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.15 | $16,125.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · nonDerivative · entry 4 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.00 | $15,000.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · nonDerivative · entry 3 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.14 | $16,050.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · nonDerivative · entry 2 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 17:11 UTC |
KRAMER PETER ROBINDirector · 10% owner
|
Exercise / conversionCommon Stock | 7,500 | $2.05 | $15,375.00 |
DisclosureSEC source: 0001654954-20-011090 · section16.xml · nonDerivative · entry 1 KRAMER PETER ROBIN · CIK 0000938720 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:25 UTC |
MANNING TERRY10% owner
|
SaleCommon Stock | 180,000 | $2.50 | $450,000.00 |
DisclosureSEC source: 0001654954-20-011108 · section16.xml · nonDerivative · entry 1 MANNING TERRY · CIK 0001238508 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:25 UTC |
Manning Rebecca L10% owner
|
SaleCommon Stock | 120,673 | $2.50 | $301,682.50 |
DisclosureSEC source: 0001654954-20-011107 · section16.xml · nonDerivative · entry 1 Manning Rebecca L · CIK 0001825271 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:24 UTC |
Folsom Elizabeth T10% owner
|
SaleCommon Stock | 370,615 | $2.50 | $926,537.50 |
DisclosureSEC source: 0001654954-20-011104 · section16.xml · nonDerivative · entry 2 Folsom Elizabeth T · CIK 0001825301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By husband and trusts Disclosed balance after: 10,340 F1 · ownership.nature: Reporting Person's husband serves as the sole trustee for the trusts holding Common Stock. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:24 UTC |
Folsom Elizabeth T10% owner
|
SaleCommon Stock | 20,000 | $2.50 | $50,000.00 |
DisclosureSEC source: 0001654954-20-011104 · section16.xml · nonDerivative · entry 1 Folsom Elizabeth T · CIK 0001825301 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:19 UTC |
Kramer Bruce M10% owner
|
SaleCommon Stock | 247,537 | $2.50 | $618,842.50 |
DisclosureSEC source: 0001654954-20-011098 · section16.xml · nonDerivative · entry 2 Kramer Bruce M · CIK 0001825400 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By wife and by trust Disclosed balance after: 0 F1 · ownership.nature: Reporting Person serves as sole trustee for the trusts holding shares of Common Stock. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 21:19 UTC |
Kramer Bruce M10% owner
|
SaleCommon Stock | 142,858 | $2.50 | $357,145.00 |
DisclosureSEC source: 0001654954-20-011098 · section16.xml · nonDerivative · entry 1 Kramer Bruce M · CIK 0001825400 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,120 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.