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Nasdaq · USD

FIBK

FIRST INTERSTATE BANCSYSTEM INC

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4141
SEC CIK
0000860413
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807

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0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202505
Dec 202501
Jan 202602
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202606
Jul 202601
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2022 Filed Jun 2, 2022 20:38 UTC GrantClass A Common Stock 1,576 $38.07 $59,998.32
Disclosure

SEC source: 0000860413-22-000159 · wf-form4_165420232137484.xml · nonDerivative · entry 1

MOSS PATRICIA L · CIK 0001190817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,701

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:25 UTC GrantClass A Common Stock 1,576 $38.07 $59,998.32
Disclosure

SEC source: 0000860413-22-000158 · wf-form4_165420152461932.xml · nonDerivative · entry 1

Grieb Frances Pallas · CIK 0001622140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,035

F1 · balance_after: Pursuant to the reporting person's election to participate in a deferred compensation arrangement with GWB that was respected by the issuer in connection with the Merger, the delivery of 4,728 of these shareshas been deferred over a period of four years, with one-fourth of such shares to be delivered on each of the next four annual anniversaries of the closing date of the Merger.

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May 28, 2022 Filed Jun 1, 2022 19:33 UTC
Robbins KristinaSVP, Chief Operations Officer
GrantClass A Common Stock 2,626 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000145 · wf-form4_165411197134240.xml · nonDerivative · entry 1

Robbins Kristina · CIK 0001930719 · SVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,390

F1 · shares: Represents shares awarded in connection with a Restricted Stock Award Plan.

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May 17, 2022 Filed May 18, 2022 18:49 UTC
Gaglia Philip GChief Risk Officer
SaleClass A Common Stock 1,199 $34.89 $41,833.11
Disclosure

SEC source: 0000860413-22-000136 · wf-form4_165289971968688.xml · nonDerivative · entry 1

Gaglia Philip G · CIK 0001697139 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687

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March 25, 2022 Filed Mar 29, 2022 23:26 UTC
HEYNEMAN JOHN M JRDirector · 10% owner
ConversionClass B Common Stock · Derivative 1,400,617 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000121 · wf-form4_164859634378338.xml · derivative · entry 4

HEYNEMAN JOHN M JR · CIK 0001198518 · Director · 10% owner

John M Heyneman Jr. Trust · CIK 0001908848 · 10% owner

Rae Ann Morss & John Heyneman Jr., Trustees FBO Rae Ann Morss Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908849 · 10% owner

Riki Rae Scott Davidson & John Heyneman Jr., Trustees FBO Riki Scott Davidson Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908784 · 10% owner

Towanda Investments Limited Partnership · CIK 0001908810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,400,617 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.exercise_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.expiration_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F4 · derivative.underlying_shares: Composed of 139,921 shares held of record by John M Heyneman Jr. Trust, 85,836 shares held of record by Riki Rae Scott Davidson & John Heyneman Jr., Trustees FBO Riki Scott Davidson Exemption Trust Under the Scott Family 1996 Trust, 85,836 shares held of record by Rae Ann Morss & John Heyneman Jr., Trustees FBO Rae Ann Morss Exemption Trust Under the Scott Family 1996 Trust, 1,085,792 shares held of record by Towanda Investments Limited Partnership, and 3,232 shares held of record by John Heyneman, Jr.'s spouse.

F3 · ownership.nature: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with John Heyneman, Jr. with the indication of direct or indirect ownership in Tables I and II being made from John Heyneman, Jr.'s perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons. (by see footnote)

F4 · ownership.nature: Composed of 139,921 shares held of record by John M Heyneman Jr. Trust, 85,836 shares held of record by Riki Rae Scott Davidson & John Heyneman Jr., Trustees FBO Riki Scott Davidson Exemption Trust Under the Scott Family 1996 Trust, 85,836 shares held of record by Rae Ann Morss & John Heyneman Jr., Trustees FBO Rae Ann Morss Exemption Trust Under the Scott Family 1996 Trust, 1,085,792 shares held of record by Towanda Investments Limited Partnership, and 3,232 shares held of record by John Heyneman, Jr.'s spouse.

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March 25, 2022 Filed Mar 29, 2022 23:26 UTC
HEYNEMAN JOHN M JRDirector · 10% owner
ConversionClass B Common Stock · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000121 · wf-form4_164859634378338.xml · derivative · entry 3

HEYNEMAN JOHN M JR · CIK 0001198518 · Director · 10% owner

John M Heyneman Jr. Trust · CIK 0001908848 · 10% owner

Rae Ann Morss & John Heyneman Jr., Trustees FBO Rae Ann Morss Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908849 · 10% owner

Riki Rae Scott Davidson & John Heyneman Jr., Trustees FBO Riki Scott Davidson Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908784 · 10% owner

Towanda Investments Limited Partnership · CIK 0001908810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.exercise_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.expiration_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:26 UTC
HEYNEMAN JOHN M JRDirector · 10% owner
ConversionClass A Common Stock 1,400,617 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000121 · wf-form4_164859634378338.xml · nonDerivative · entry 2

HEYNEMAN JOHN M JR · CIK 0001198518 · Director · 10% owner

John M Heyneman Jr. Trust · CIK 0001908848 · 10% owner

Rae Ann Morss & John Heyneman Jr., Trustees FBO Rae Ann Morss Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908849 · 10% owner

Riki Rae Scott Davidson & John Heyneman Jr., Trustees FBO Riki Scott Davidson Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908784 · 10% owner

Towanda Investments Limited Partnership · CIK 0001908810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 1,403,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F2 · balance_after: Composed of 775 shares held of record by John Heyneman, Jr.'s spouse, 890 shares held by Child 1, 1070 by Child 2, 139,921 shares held of record by John M Heyneman Jr. Trust, 85,836 shares held of record by Riki Rae Scott Davidson & John Heyneman Jr., Trustees FBO Riki Scott Davidson Exemption Trust Under the Scott Family 1996 Trust, 85,836 shares held of record by Rae Ann Morss & John Heyneman Jr., Trustees FBO Rae Ann Morss Exemption Trust Under the Scott Family 1996 Trust, 1,085,792 shares held of record by Towanda Investments Limited Partnership, and 3,232 shares held of record by John Heyneman, Jr.'s spouse.

F2 · ownership.nature: Composed of 775 shares held of record by John Heyneman, Jr.'s spouse, 890 shares held by Child 1, 1070 by Child 2, 139,921 shares held of record by John M Heyneman Jr. Trust, 85,836 shares held of record by Riki Rae Scott Davidson & John Heyneman Jr., Trustees FBO Riki Scott Davidson Exemption Trust Under the Scott Family 1996 Trust, 85,836 shares held of record by Rae Ann Morss & John Heyneman Jr., Trustees FBO Rae Ann Morss Exemption Trust Under the Scott Family 1996 Trust, 1,085,792 shares held of record by Towanda Investments Limited Partnership, and 3,232 shares held of record by John Heyneman, Jr.'s spouse.

F3 · ownership.nature: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with John Heyneman, Jr. with the indication of direct or indirect ownership in Tables I and II being made from John Heyneman, Jr.'s perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons. (by see footnote)

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March 25, 2022 Filed Mar 29, 2022 23:26 UTC
HEYNEMAN JOHN M JRDirector · 10% owner
ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000121 · wf-form4_164859634378338.xml · nonDerivative · entry 1

HEYNEMAN JOHN M JR · CIK 0001198518 · Director · 10% owner

John M Heyneman Jr. Trust · CIK 0001908848 · 10% owner

Rae Ann Morss & John Heyneman Jr., Trustees FBO Rae Ann Morss Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908849 · 10% owner

Riki Rae Scott Davidson & John Heyneman Jr., Trustees FBO Riki Scott Davidson Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908784 · 10% owner

Towanda Investments Limited Partnership · CIK 0001908810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

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March 25, 2022 Filed Mar 29, 2022 23:22 UTC
SCOTT JAMES RDirector · 10% owner
ConversionClass B Common Stock · Derivative 4,355,343 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000119 · wf-form4_164859614868660.xml · derivative · entry 3

SCOTT JAMES R · CIK 0001198533 · Director · 10% owner

Foundation for Community Vitality · CIK 0001908742 · 10% owner

J.S. Investments Limited Partnership · CIK 0001506291 · 10% owner

James F Heyneman Conservatorship, James Scott, Conservator · CIK 0001908854 · 10% owner

James F Heyneman Trust, James Scott & First Interstate Wealth Management Co-Trustees · CIK 0001908844 · 10% owner

James R Scott Trust, James R Scott & First Interstate Wealth Management Co-TTEEs · CIK 0001908712 · 10% owner

James R & Christine M Scott Foundation · CIK 0001909853 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,355,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.exercise_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.expiration_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F4 · derivative.underlying_shares: Composed of 1,972,462 shares held of record by James R Scott Trust, James R Scott & First Interstate Wealth Management Co-TTEEs, 35,240 shares held of record by James R and Christine M Scott Foundation, 1,901,036 shares held of record by JS Investments Limited Partnership, 322,641 shares held of record by Foundation for Community Vitality, 73,002 shares held of record by James F Heyneman Conservatorship, James Scott, Conservator, 7,096 shares held of record by James F Heyneman Trust, James Scott & First Interstate Wealth Management Co-Trustees, and 43,866 shares held of record by James R. Scott's spouse.

F3 · ownership.nature: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with James R. Scott with the indication of direct or indirect ownership in Tables I and II being made from James R. Scott's perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons.

F4 · ownership.nature: Composed of 1,972,462 shares held of record by James R Scott Trust, James R Scott & First Interstate Wealth Management Co-TTEEs, 35,240 shares held of record by James R and Christine M Scott Foundation, 1,901,036 shares held of record by JS Investments Limited Partnership, 322,641 shares held of record by Foundation for Community Vitality, 73,002 shares held of record by James F Heyneman Conservatorship, James Scott, Conservator, 7,096 shares held of record by James F Heyneman Trust, James Scott & First Interstate Wealth Management Co-Trustees, and 43,866 shares held of record by James R. Scott's spouse.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:22 UTC
SCOTT JAMES RDirector · 10% owner
ConversionClass A Common Stock 4,355,343 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000119 · wf-form4_164859614868660.xml · nonDerivative · entry 1

SCOTT JAMES R · CIK 0001198533 · Director · 10% owner

Foundation for Community Vitality · CIK 0001908742 · 10% owner

J.S. Investments Limited Partnership · CIK 0001506291 · 10% owner

James F Heyneman Conservatorship, James Scott, Conservator · CIK 0001908854 · 10% owner

James F Heyneman Trust, James Scott & First Interstate Wealth Management Co-Trustees · CIK 0001908844 · 10% owner

James R Scott Trust, James R Scott & First Interstate Wealth Management Co-TTEEs · CIK 0001908712 · 10% owner

James R & Christine M Scott Foundation · CIK 0001909853 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 4,426,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F2 · balance_after: Composed of 2,008,185 shares held of record by James R Scott Trust, James R Scott & First Interstate Wealth Management Co-TTEEs, 35,240 shares held by record by James R and Christine M Scott Foundation, 1,901,036 shares held by record by JS Investments Limited Partnership, 73,002 shares held of record by James F Heyneman Conservatorship, James Scott, Conservator, 7,096 shares held of record by James F Heyneman Trust, James Scott & First Interstate Wealth Management Co-Trustees, 17,764 shares held of record by James R Scott's 401k, and 340,571 shares held of record by Foundation for Community Vitality, and 43,866 shares held of record by James R. Scott's spouse.

F2 · ownership.nature: Composed of 2,008,185 shares held of record by James R Scott Trust, James R Scott & First Interstate Wealth Management Co-TTEEs, 35,240 shares held by record by James R and Christine M Scott Foundation, 1,901,036 shares held by record by JS Investments Limited Partnership, 73,002 shares held of record by James F Heyneman Conservatorship, James Scott, Conservator, 7,096 shares held of record by James F Heyneman Trust, James Scott & First Interstate Wealth Management Co-Trustees, 17,764 shares held of record by James R Scott's 401k, and 340,571 shares held of record by Foundation for Community Vitality, and 43,866 shares held of record by James R. Scott's spouse.

F3 · ownership.nature: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with James R. Scott with the indication of direct or indirect ownership in Tables I and II being made from James R. Scott's perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:20 UTC
Scott Jonathan RDirector · 10% owner
ConversionClass B Common Stock · Derivative 265 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000117 · wf-form4_164859598661796.xml · derivative · entry 4

Scott Jonathan R · CIK 0001361935 · Director · 10% owner

Harper Grace Scott Trust · CIK 0001908895 · 10% owner

Harrison William Scott Trust · CIK 0001908873 · 10% owner

Holland Elizabeth Scott Trust · CIK 0001908953 · 10% owner

Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04 · CIK 0001908962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.exercise_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.expiration_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:20 UTC
Scott Jonathan RDirector · 10% owner
ConversionClass B Common Stock · Derivative 767,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000117 · wf-form4_164859598661796.xml · derivative · entry 3

Scott Jonathan R · CIK 0001361935 · Director · 10% owner

Harper Grace Scott Trust · CIK 0001908895 · 10% owner

Harrison William Scott Trust · CIK 0001908873 · 10% owner

Holland Elizabeth Scott Trust · CIK 0001908953 · 10% owner

Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04 · CIK 0001908962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 767,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.exercise_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F1 · derivative.expiration_date: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F4 · derivative.underlying_shares: Composed of 520,731 shares held of record by Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04, 196,828 shares held of record by IXL Limited Liability Company, and 50,000 shares held of record by Jonathan Scott's spouse.

F3 · ownership.nature: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Jonathan R. Scott with the indication of direct or indirect ownership in Tables I and II being made from Jonathan R. Scott's perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons.

F4 · ownership.nature: Composed of 520,731 shares held of record by Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04, 196,828 shares held of record by IXL Limited Liability Company, and 50,000 shares held of record by Jonathan Scott's spouse.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:20 UTC
Scott Jonathan RDirector · 10% owner
ConversionClass A Common Stock 265 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000117 · wf-form4_164859598661796.xml · nonDerivative · entry 2

Scott Jonathan R · CIK 0001361935 · Director · 10% owner

Harper Grace Scott Trust · CIK 0001908895 · 10% owner

Harrison William Scott Trust · CIK 0001908873 · 10% owner

Holland Elizabeth Scott Trust · CIK 0001908953 · 10% owner

Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04 · CIK 0001908962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:20 UTC
Scott Jonathan RDirector · 10% owner
ConversionClass A Common Stock 767,559 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000117 · wf-form4_164859598661796.xml · nonDerivative · entry 1

Scott Jonathan R · CIK 0001361935 · Director · 10% owner

Harper Grace Scott Trust · CIK 0001908895 · 10% owner

Harrison William Scott Trust · CIK 0001908873 · 10% owner

Holland Elizabeth Scott Trust · CIK 0001908953 · 10% owner

Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04 · CIK 0001908962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,064,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's amended and restated articles of incorporation, as amended, because the aggregate number of shares of Class B common stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's 2022 annual meeting of shareholders, each outstanding share of Class B common stock was automatically converted into one share of Class A common stock.

F2 · balance_after: Composed of 94,863 shares held of record by Holland Elizabeth Scott Trust, 94,683 shares held of record by Harper Grace Scott Trust, 94,863 shares held of record by Harrison William Scott Trust, 520,731 shares held of record by Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04, 209,678 shares held of record by IXL Limited Liability Company, and 50,000 shares held of record by Jonathan Scott's spouse.

F2 · ownership.nature: Composed of 94,863 shares held of record by Holland Elizabeth Scott Trust, 94,683 shares held of record by Harper Grace Scott Trust, 94,863 shares held of record by Harrison William Scott Trust, 520,731 shares held of record by Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04, 209,678 shares held of record by IXL Limited Liability Company, and 50,000 shares held of record by Jonathan Scott's spouse.

F3 · ownership.nature: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Jonathan R. Scott with the indication of direct or indirect ownership in Tables I and II being made from Jonathan R. Scott's perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 22:15 UTC
SCOTT JULIE A10% owner
ConversionClass B Common Stock · Derivative 2,391,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-012695 · doc4.xml · derivative · entry 2

SCOTT JULIE A · CIK 0001234619 · 10% owner

Julie A Scott Rose Trustee of the Julie A Scott Rose Trust Dated 5-14-2002 · CIK 0001908851 · 10% owner

First Interstate Bank & Julie Scott Rose, Co-TTEEs of the Joan D Scott Trust Dtd 10/16/12 · CIK 0001908853 · 10% owner

IXL Ltd Liability Co · CIK 0001909090 · 10% owner

Juliana Sarah Scott Rose Trust · CIK 0001909078 · 10% owner

Elizabeth Lauren Scott Rose Trust · CIK 0001908961 · 10% owner

Thomas W Scott Trust Dtd 8/22/95, Thomas W Scott Trustee · CIK 0001908858 · 10% owner

Exempt Thomas W Scott Marital Trust 2 · CIK 0001909336 · 10% owner

SCOTT THOMAS W · CIK 0001198535 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,391,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · derivative.exercise_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · derivative.expiration_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F3 · ownership.nature: Composed of 1,933 shares held of record by Julie A Scott, 397,210 shares held of record by Julie A Scott Rose Trustee of the Julie A Scott Rose Trust Dated 5-14-2002, 10,424 shares held of record by First Interstate Bank & Julie Scott Rose, Co-TTEEs of the Joan D Scott Trust Dtd 10/16/12, 209,678 shares held of record by IXL Limited Liability Company, 131,731 shares held of record by Juliana Sarah Scott Rose Trust, 131,731 shares held of record by Elizabeth Lauren Scott Rose Trust, 1,669,660 shares held of record by Thomas W Scott Trust Dtd 8/22/95, Thomas W Scott Trustee, 89,335 shares held of record by First Interstate Bank & Julie Scott Rose, Co-TTEEs of the Exempt Thomas W Scott Marital Trust No 2, and 205 shares held of record by the estate of Thomas W Scott.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 22:15 UTC
SCOTT JULIE A10% owner
ConversionClass A Common Stock 2,391,090 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-012695 · doc4.xml · nonDerivative · entry 1

SCOTT JULIE A · CIK 0001234619 · 10% owner

Julie A Scott Rose Trustee of the Julie A Scott Rose Trust Dated 5-14-2002 · CIK 0001908851 · 10% owner

First Interstate Bank & Julie Scott Rose, Co-TTEEs of the Joan D Scott Trust Dtd 10/16/12 · CIK 0001908853 · 10% owner

IXL Ltd Liability Co · CIK 0001909090 · 10% owner

Juliana Sarah Scott Rose Trust · CIK 0001909078 · 10% owner

Elizabeth Lauren Scott Rose Trust · CIK 0001908961 · 10% owner

Thomas W Scott Trust Dtd 8/22/95, Thomas W Scott Trustee · CIK 0001908858 · 10% owner

Exempt Thomas W Scott Marital Trust 2 · CIK 0001909336 · 10% owner

SCOTT THOMAS W · CIK 0001198535 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 2,641,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F2 · balance_after: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Julie A Scott.

F3 · ownership.nature: Composed of 1,933 shares held of record by Julie A Scott, 397,210 shares held of record by Julie A Scott Rose Trustee of the Julie A Scott Rose Trust Dated 5-14-2002, 10,424 shares held of record by First Interstate Bank & Julie Scott Rose, Co-TTEEs of the Joan D Scott Trust Dtd 10/16/12, 209,678 shares held of record by IXL Limited Liability Company, 131,731 shares held of record by Juliana Sarah Scott Rose Trust, 131,731 shares held of record by Elizabeth Lauren Scott Rose Trust, 1,669,660 shares held of record by Thomas W Scott Trust Dtd 8/22/95, Thomas W Scott Trustee, 89,335 shares held of record by First Interstate Bank & Julie Scott Rose, Co-TTEEs of the Exempt Thomas W Scott Marital Trust No 2, and 205 shares held of record by the estate of Thomas W Scott.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:29 UTC
Scott Jeremy10% owner
NBAR5 S, LP10% owner
ConversionClass B Common Stock · Derivative 3,485,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-012691 · doc4.xml · derivative · entry 2

Scott Jeremy · CIK 0001803925 · 10% owner

Jeremy Scott TTEE, Jeremy Scott Revocable Trust Dtd 6/25/15 · CIK 0001909124 · 10% owner

NBAR5 S, LP · CIK 0001908842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,485,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · derivative.exercise_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · derivative.expiration_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F3 · ownership.nature: Composed of 68,942 shares held of record by Jeremy Scott TTEE, Jeremy Scott Revocable Trust Dtd 6/25/15, 3,416,108 shares held of record by NBAR5 Limited Partnership.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:29 UTC
Scott Jeremy10% owner
NBAR5 S, LP10% owner
ConversionClass A Common Stock 3,485,050 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-012691 · doc4.xml · nonDerivative · entry 1

Scott Jeremy · CIK 0001803925 · 10% owner

Jeremy Scott TTEE, Jeremy Scott Revocable Trust Dtd 6/25/15 · CIK 0001909124 · 10% owner

NBAR5 S, LP · CIK 0001908842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 3,485,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F2 · balance_after: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Jeremy Scott.

F3 · ownership.nature: Composed of 68,942 shares held of record by Jeremy Scott TTEE, Jeremy Scott Revocable Trust Dtd 6/25/15, 3,416,108 shares held of record by NBAR5 Limited Partnership.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:14 UTC ConversionClass B Common Stock · Derivative 486,507 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-012687 · doc4.xml · derivative · entry 2

Scott Risa Kae · CIK 0001798829 · 10% owner

Risa K Scott TTEE Risa K Scott Trust Dtd 12/4/15 · CIK 0001908674 · 10% owner

Risa K. Scott & John Heyneman Jr., TTEEs FBO Risa K Scott Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 486,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · derivative.exercise_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · derivative.expiration_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F3 · ownership.nature: Composed of 400,756 shares held of record by Risa K Scott TTEE Risa K Scott Trust Dtd 12/4/15, and 85,836 shares held of record by Risa K. Scott & John Heyneman Jr., TTEEs FBO Risa K Scott Exemption Trust Under the Scott Family 1996 Trust.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:14 UTC ConversionClass A Common Stock 486,507 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-012687 · doc4.xml · nonDerivative · entry 1

Scott Risa Kae · CIK 0001798829 · 10% owner

Risa K Scott TTEE Risa K Scott Trust Dtd 12/4/15 · CIK 0001908674 · 10% owner

Risa K. Scott & John Heyneman Jr., TTEEs FBO Risa K Scott Exemption Trust Under the Scott Family 1996 Trust · CIK 0001908770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 486,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F1 · price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock..

F2 · balance_after: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Risa K. Scott.

F3 · ownership.nature: Composed of 400,756 shares held of record by Risa K Scott TTEE Risa K Scott Trust Dtd 12/4/15, and 85,836 shares held of record by Risa K. Scott & John Heyneman Jr., TTEEs FBO Risa K Scott Exemption Trust Under the Scott Family 1996 Trust.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:12 UTC ConversionClass B Common Stock · Derivative 646,756 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-012685 · doc4.xml · derivative · entry 2

Heyneman Susan Scott · CIK 0001745809 · 10% owner

Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees · CIK 0001908880 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 646,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · derivative.exercise_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · derivative.expiration_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F3 · ownership.nature: Composed of 646,756 shares held of record by Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:12 UTC ConversionClass A Common Stock 646,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-012685 · doc4.xml · nonDerivative · entry 1

Heyneman Susan Scott · CIK 0001745809 · 10% owner

Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees · CIK 0001908880 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 646,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F2 · balance_after: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Susan Heyneman.

F3 · ownership.nature: Composed of 646,756 shares held of record by Susan Scott Heyneman Trust, Susan Heyneman & First Interstate Wealth Management Co-Trustees.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:07 UTC ConversionClass B Common Stock · Derivative 149,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-012682 · doc4.xml · derivative · entry 2

Scott James R. Jr · CIK 0001675872 · 10% owner

First Interstate Bank TTEE for Dana S Andersson GST Exempt Trust No 1 Dtd 12/11/2020 · CIK 0001910215 · 10% owner

First Interstate Bank TTEE for James R Scott Jr. GST Exempt Trust No 1 Dtd 12/11/2020 · CIK 0001910352 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 149,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · derivative.exercise_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · derivative.expiration_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F3 · ownership.nature: Composed of 105,436 shares held of record by James R. Scott Jr., 25,642 shares held of record by First Interstate Bank TTEE for Dana S Andersson GST Exempt Trust No 1 Dtd 12/11/2020, 25,642 shares held of record by First Interstate Bank TTEE for James R Scott Jr. GST Exempt Trust No 1 Dtd 12/11/2020.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:07 UTC ConversionClass A Common Stock 149,137 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-012682 · doc4.xml · nonDerivative · entry 1

Scott James R. Jr · CIK 0001675872 · 10% owner

First Interstate Bank TTEE for Dana S Andersson GST Exempt Trust No 1 Dtd 12/11/2020 · CIK 0001910215 · 10% owner

First Interstate Bank TTEE for James R Scott Jr. GST Exempt Trust No 1 Dtd 12/11/2020 · CIK 0001910352 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 156,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F2 · balance_after: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with James R. Scott Jr.

F3 · ownership.nature: Composed of 105,436 shares held of record by James R. Scott Jr., 25,642 shares held of record by First Interstate Bank TTEE for Dana S Andersson GST Exempt Trust No 1 Dtd 12/11/2020, 25,642 shares held of record by First Interstate Bank TTEE for James R Scott Jr. GST Exempt Trust No 1 Dtd 12/11/2020.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:34 UTC ConversionClass B Common Stock · Derivative 1,961,232 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-012674 · doc4.xml · derivative · entry 2

SCOTT HOMER A JR · CIK 0001195494 · 10% owner

Homer Scott Jr Trust, Homer Scott Jr. & First Interstate Wealth Management Co Trustees · CIK 0001910945 · 10% owner

Sheridan Stadium Foundation · CIK 0001910115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,961,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · derivative.exercise_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · derivative.expiration_date: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F3 · ownership.nature: Composed of 1,968,532 shares held of record by Homer Scott Jr. Trust, Homer Scott Jr. & First Interstate Wealth Management Co-Trustees, 5,960 shares held of record by Sheridan Stadium Foundation, and 26,163 shares held of record by Homer Scott Jr.

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March 25, 2022 Filed Mar 29, 2022 20:34 UTC ConversionClass A Common Stock 1,961,232 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-012674 · doc4.xml · nonDerivative · entry 1

SCOTT HOMER A JR · CIK 0001195494 · 10% owner

Homer Scott Jr Trust, Homer Scott Jr. & First Interstate Wealth Management Co Trustees · CIK 0001910945 · 10% owner

Sheridan Stadium Foundation · CIK 0001910115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 2,000,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F1 · price: Pursuant to the Issuer's articles of incorporation, because the aggregate number of shares of Class B Common Stock constituted less than twenty percent (20%) of the aggregate number of shares of the Issuer's issued and outstanding common stock as of March 25, 2022, the record date of the Issuer's annual meeting of shareholders, each outstanding share of Class B Common Stock was automatically converted into one share of Class A Common Stock.

F2 · balance_after: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4 and 5, if any, together with Homer Scott Jr.

F3 · ownership.nature: Composed of 1,968,532 shares held of record by Homer Scott Jr. Trust, Homer Scott Jr. & First Interstate Wealth Management Co-Trustees, 5,960 shares held of record by Sheridan Stadium Foundation, and 26,163 shares held of record by Homer Scott Jr.

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March 15, 2022 Filed Mar 16, 2022 22:38 UTC
Jensen Kirk DGeneral Counsel
Tax withholdingClass A Common Stock 139 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000089 · wf-form4_164747027237280.xml · nonDerivative · entry 4

Jensen Kirk D · CIK 0001697127 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,587

F3 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:38 UTC
Jensen Kirk DGeneral Counsel
Tax withholdingClass A Common Stock 374 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000089 · wf-form4_164747027237280.xml · nonDerivative · entry 3

Jensen Kirk D · CIK 0001697127 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,726

F3 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:38 UTC
Jensen Kirk DGeneral Counsel
GrantClass A Common Stock 1,230 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000089 · wf-form4_164747027237280.xml · nonDerivative · entry 2

Jensen Kirk D · CIK 0001697127 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,100

F2 · shares: Shares awarded in conjunction with a Performance Share Agreement in connection to Restricted Stock Award Plan that vested upon the satisfaction of performance criteria other than the price of the issuer's stock.

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March 15, 2022 Filed Mar 16, 2022 22:38 UTC
Jensen Kirk DGeneral Counsel
GrantClass A Common Stock 2,349 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000089 · wf-form4_164747027237280.xml · nonDerivative · entry 1

Jensen Kirk D · CIK 0001697127 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,870

F1 · shares: Shares were issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on March 15th of the first, second and third years following the year in which the grant is made.

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March 15, 2022 Filed Mar 16, 2022 22:49 UTC
Hubbell Jodi DelahuntChief Operating Officer
Tax withholdingClass A Common Stock 285 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000095 · wf-form4_164747096381767.xml · nonDerivative · entry 4

Hubbell Jodi Delahunt · CIK 0001717697 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,374

F3 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:49 UTC
Hubbell Jodi DelahuntChief Operating Officer
Tax withholdingClass A Common Stock 468 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000095 · wf-form4_164747096381767.xml · nonDerivative · entry 3

Hubbell Jodi Delahunt · CIK 0001717697 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,659

F3 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 22:49 UTC
Hubbell Jodi DelahuntChief Operating Officer
GrantClass A Common Stock 1,542 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000095 · wf-form4_164747096381767.xml · nonDerivative · entry 2

Hubbell Jodi Delahunt · CIK 0001717697 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,127

F2 · shares: Shares awarded in conjunction with a Performance Share Agreement in connection to Restricted Stock Award Plan that vested upon the satisfaction of performance criteria other than the price of the issuer's stock.

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March 15, 2022 Filed Mar 16, 2022 22:49 UTC
Hubbell Jodi DelahuntChief Operating Officer
GrantClass A Common Stock 3,843 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000095 · wf-form4_164747096381767.xml · nonDerivative · entry 1

Hubbell Jodi Delahunt · CIK 0001717697 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,585

F1 · shares: Shares were issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on March 15th of the first, second and third years following the year in which the grant is made.

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March 15, 2022 Filed Mar 16, 2022 22:44 UTC
KNIERIEM KARLYN MEVP, Chief Risk Officer
GrantClass A Common Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000093 · wf-form4_164747063093594.xml · nonDerivative · entry 1

KNIERIEM KARLYN M · CIK 0001741432 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,788

F1 · kind: Shares issued for no consideration pursuant to the Registrant's 2015 Equity Incentive Plan, and vest in three equal portions on March 15th of the first, second, and third years following the year in which the grant is made.

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March 15, 2022 Filed Mar 16, 2022 22:41 UTC
ERKONEN SCOTT EDWARDEVP, Chief Information Officer
GrantClass A Common Stock 1,663 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000091 · wf-form4_164747050523181.xml · nonDerivative · entry 1

ERKONEN SCOTT EDWARD · CIK 0001732894 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,116

F1 · shares: Shares issued for no consideration pursuant to the Registrant's 2015 Equity Incentive Plan, and vest in three equal portions on March 15th of the first, second, and third years following the year in which the grant is made.

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March 15, 2022 Filed Mar 17, 2022 22:59 UTC
RILEY KEVIN PDirector · President & CEO
Tax withholdingClass A Common Stock 1,247 $39.24 $48,932.28
Disclosure

SEC source: 0000860413-22-000101 · wf-form4_164755795771758.xml · nonDerivative · entry 4

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,049

F3 · kind: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

F3 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:59 UTC
RILEY KEVIN PDirector · President & CEO
Tax withholdingClass A Common Stock 1,886 $39.24 $74,006.64
Disclosure

SEC source: 0000860413-22-000101 · wf-form4_164755795771758.xml · nonDerivative · entry 3

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,296

F3 · kind: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

F3 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:59 UTC
RILEY KEVIN PDirector · President & CEO
GrantClass A Common Stock 6,214 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000101 · wf-form4_164755795771758.xml · nonDerivative · entry 2

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,182

F2 · shares: Shares awarded in conjunction with a Performance Share Agreement in connection to Restricted Stock Award Plan that vested upon the satisfaction of performance criteria other than the price of the issuer's stock.

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March 15, 2022 Filed Mar 17, 2022 22:59 UTC
RILEY KEVIN PDirector · President & CEO
GrantClass A Common Stock 19,116 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000101 · wf-form4_164755795771758.xml · nonDerivative · entry 1

RILEY KEVIN P · CIK 0001408733 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,968

F1 · shares: Shares issued for no consideration pursuant to the Registrant's 2015 Equity Incentive Plan, and vest in three equal portions on March 15th of the first, second, and third years following the year in which the grant is made.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:45 UTC
Mutch Marcy DExec. Vice Pres. & CFO
Tax withholdingClass A Common Stock 729 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000099 · wf-form4_164754986021052.xml · nonDerivative · entry 4

Mutch Marcy D · CIK 0001653911 · Exec. Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,152

F3 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:45 UTC
Mutch Marcy DExec. Vice Pres. & CFO
Tax withholdingClass A Common Stock 298 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000099 · wf-form4_164754986021052.xml · nonDerivative · entry 3

Mutch Marcy D · CIK 0001653911 · Exec. Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,881

F3 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:45 UTC
Mutch Marcy DExec. Vice Pres. & CFO
GrantClass A Common Stock 2,401 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000099 · wf-form4_164754986021052.xml · nonDerivative · entry 2

Mutch Marcy D · CIK 0001653911 · Exec. Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,179

F2 · shares: Shares awarded in conjunction with a Performance Share Agreement in connection to Restricted Stock Award Plan that vested upon the satisfaction of performance criteria other than the price of the issuer's stock.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:45 UTC
Mutch Marcy DExec. Vice Pres. & CFO
GrantClass A Common Stock 4,614 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000099 · wf-form4_164754986021052.xml · nonDerivative · entry 1

Mutch Marcy D · CIK 0001653911 · Exec. Vice Pres. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,778

F1 · shares: Shares were issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on March 15th of the first, second and third years following the year in which the grant is made.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 18:27 UTC
Gaglia Philip GChief Risk Officer
Tax withholdingClass A Common Stock 139 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000097 · wf-form4_164754161722319.xml · nonDerivative · entry 3

Gaglia Philip G · CIK 0001697139 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

F3 · shares: Disposition to the issuer of issuer securities in payment of minimum required withholding taxes due upon vesting of unvested shares.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 18:27 UTC
Gaglia Philip GChief Risk Officer
Tax withholdingClass A Common Stock 374 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000097 · wf-form4_164754161722319.xml · nonDerivative · entry 2

Gaglia Philip G · CIK 0001697139 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,036

F2 · shares: Shares awarded in conjunction with a Performance Share Agreement in connection to Restricted Stock Award Plan that vested upon the satisfaction of performance criteria other than the price of the issuer's stock.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 18:27 UTC
Gaglia Philip GChief Risk Officer
GrantClass A Common Stock 1,232 $0.00 $0.00
Disclosure

SEC source: 0000860413-22-000097 · wf-form4_164754161722319.xml · nonDerivative · entry 1

Gaglia Philip G · CIK 0001697139 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,410

F1 · shares: Shares were issued for no consideration pursuant to the Registrants 2015 Equity Incentive Plan, and vest in three equal portions on March 15th of the first, second and third years following the year in which the grant is made.

Read SEC document
March 15, 2022 Filed Aug 3, 2022 22:32 UTC
Lee Russell AEVP & Chief Banking Officer
GrantClass A Common Stock 1,355 $0.00 $0.00
Disclosure

SEC source: 0001125727-22-000014 · wf-form4_165956590766166.xml · nonDerivative · entry 1

Lee Russell A · CIK 0001804401 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,671

F1 · shares: Shares issued for no consideration pursuant to the Registrant's 2015 Equity Incentive Plan, and vest in three equal portions on March 15th of the first, second, and third years following the year in which the grant is made.

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March 11, 2022 Filed Mar 15, 2022 21:26 UTC
Scott Jonathan RDirector · 10% owner
SaleClass A Common Stock 5,000 $39.25 $196,250.00
Disclosure

SEC source: 0000860413-22-000087 · wf-form4_164737956252015.xml · nonDerivative · entry 1

Scott Jonathan R · CIK 0001361935 · Director · 10% owner

Harper Grace Scott Trust · CIK 0001908895 · 10% owner

Harrison William Scott Trust · CIK 0001908873 · 10% owner

Holland Elizabeth Scott Trust · CIK 0001908953 · 10% owner

Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04 · CIK 0001908962 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,160

Read SEC document
March 10, 2022 Filed Mar 11, 2022 01:15 UTC
Scott Jonathan RDirector · 10% owner
SaleClass A Common Stock 12,850 $38.90 $499,865.00
Disclosure

SEC source: 0000860413-22-000079 · wf-form4_164696132820265.xml · nonDerivative · entry 3

Scott Jonathan R · CIK 0001361935 · Director · 10% owner

Jonathan Scott as Trustee of the Jonathan R Scott Trust Dated as of 4/21/04 · CIK 0001908962 · 10% owner

Harper Grace Scott Trust · CIK 0001908895 · 10% owner

Harrison William Scott Trust · CIK 0001908873 · 10% owner

Holland Elizabeth Scott Trust · CIK 0001908953 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 299,239

F5 · price: The price reported in Column 4 is a weighted average price of the shares disposed of by IXL, Limited Liability Company. These shares were sold in multiple transactions at prices ranging from $38.85 to $38.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: As a result of certain agreements entered into by and among the reporting persons, the Issuer, and certain other stockholders of the Issuer, the reporting persons may be deemed members of a group with the other signatories thereto and may be deemed to share beneficial ownership of the securities reported herein. Each of the reporting persons disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. The reporting persons expect to file future Forms 4, if any, together with Jonathan R. Scott with the indication of direct or indirect ownership in Tables I and II being made from Jonathan R. Scott's perspective. The nature of beneficial ownership is described in detail by footnote for all reporting persons.

F6 · ownership.nature: Composed of 94,863 shares held of record by Holland Elizabeth Scott Trust, 94,683 shares held of record by Harper Grace Scott Trust, 94,863 shares held of record by Harrison William Scott Trust, and 14,650 shares held of record by IXL Limited Liability Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.